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Cox v. Microsoft Corp.

Appellate Division of the Supreme Court of New York, First Department
Jun 8, 2004
8 A.D.3d 39 (N.Y. App. Div. 2004)

Summary

holding that plaintiffs had sufficiently alleged "purposeful, deceptive monopolistic business practices" to survive a motion to dismiss their section 349 claim

Summary of this case from In re New Motor Vehicles Canadian Export Antitrust

Opinion

2922.

Decided June 8, 2004.

Order, Supreme Court, New York County (Karla Moskowitz, J.), entered July 17, 2003, which, insofar as appealed from, denied defendant Microsoft's motion to dismiss plaintiffs' second cause of action for deceptive acts and practices under General Business Law § 349 and the class action relief sought thereunder, and granted such motion to the extent of dismissing plaintiffs' fourth cause of action for unjust enrichment, unanimously modified, on the law, to the extent of denying Microsoft's motion to dismiss the fourth cause of action for unjust enrichment, said cause of action is reinstated, and, as so modified, affirmed, without costs.

Sullivan Cromwell LLP, New York (Joseph E. Neuhaus of counsel), for appellant-respondent.

Milberg Weiss Bershad Hynes Lerach LLP, New York (J. Douglas Richards of counsel), for respondents-appellants.

Before: Tom, J.P., Andrias, Saxe, Ellerin, Marlow, JJ.


A cause of action under General Business Law § 349 is stated by plaintiffs' allegations that Microsoft engaged in purposeful, deceptive monopolistic business practices, including entering into secret agreements with computer manufacturers and distributors to inhibit competition and technological development, and creating an "applications barrier" in its Windows software that, unbeknownst to consumers, rejected competitors' Intel-compatible PC operating systems, and that such practices resulted in artificially inflated prices for defendant's products and denial of consumer access to competitors' innovations, services and products ( see Zurakov v. Register.Com, 304 A.D.2d 176, 180-182).

We also reject Microsoft's argument that plaintiffs are not entitled to class action relief under General Business Law § 349 since the statutorily prescribed $50 minimum damages to be awarded for a violation of that section constitutes a "penalty" within the meaning of CPLR 901(b). Inasmuch as plaintiffs in their amended complaint expressly seek only actual damages, the motion court correctly found CPLR 901(b), which prohibits class actions for recovery of minimum or punitive damages, inapplicable ( see Ridge Meadows Homeowners' Assn. v. Tara Dev. Co., 242 A.D.2d 947; Super Glue Corp. v. Avis Rent A Car Sys., 132 A.D.2d 604, 606).

However, the motion court erroneously dismissed plaintiffs' cause of action for unjust enrichment, holding that, as indirect purchasers of Microso's software products, plaintiffs only indirectly bestowed a benefit upon Microsoft. Contrary to such reasoning, plaintiffs' allegations that Microsoft's deceptive practices caused them to pay artificially inflated prices for its products state a cause of action for unjust enrichment ( cf. Manufacturers Hanover Trust Co. v. Chemical Bank, 160 A.D.2d 113, 117-118, lv denied 77 N.Y.2d 803 ["It does not matter whether the benefit is directly or indirectly conveyed"]). Finally, Microsoft's end-user license agreements with its prime customers, the computer manufacturers and distributors, insulate it only from product defect claims, not consumer injury complaints predicated upon claims of monopolistic and deceptive conduct.

THIS CONSTITUTES THE DECISION AND ORDER OF THE SUPREME COURT, APPELLATE DIVISION, FIRST DEPARTMENT.


Summaries of

Cox v. Microsoft Corp.

Appellate Division of the Supreme Court of New York, First Department
Jun 8, 2004
8 A.D.3d 39 (N.Y. App. Div. 2004)

holding that plaintiffs had sufficiently alleged "purposeful, deceptive monopolistic business practices" to survive a motion to dismiss their section 349 claim

Summary of this case from In re New Motor Vehicles Canadian Export Antitrust

finding plaintiffs' allegations that defendant's deceptive practices "caused them to pay artificially inflated prices for its products [sufficient for purposes of] stat[ing] a cause of action for unjust enrichment"

Summary of this case from Moss v. Bmo Harris Bank, N.A.

finding plaintiffs' allegations that defendant's deceptive practices “caused them to pay artificially inflated prices for its products [sufficient for purposes of] stat[ing] a cause of action for unjust enrichment”

Summary of this case from Hughes ex rel. Situated v. Ester C Co.

reversing district court's "holding that, as indirect purchasers of Microsoft's software products, plaintiffs only indirectly bestowed a benefit upon Microsoft."

Summary of this case from In re TFT-LCD (Flat Panel) Antitrust Litigation

rejecting defendant's argument that plaintiffs were not entitled to class action relief under § 349 based on fact that statutorily prescribed $50 minimum damages constitutes a "penalty" under C.P.L.R. 901(b)

Summary of this case from In re Dynamic Random Access Memory (Dram) Antitrust Litigation

noting that Microsoft's “prime customers” were computer manufacturers and distributors, not the plaintiffs

Summary of this case from Fenerjian v. Nongshim Co., Ltd.

In Cox, the court permitted the plaintiffs to pursue a theory of unjust enrichment to recover the “artificially inflated prices” that they paid for a product as a result of the defendant's alleged monopolistic conduct.

Summary of this case from In re Porsche Cars North America, Inc. Plastic Coolant Tubes Prods. Liab. Litig.

In Cox, the court found CPLR 901 was inapplicable because the plaintiffs expressly sought only their actual damages in their complaint.

Summary of this case from In re Ditropan XL Antitrust Litigation

In Cox, the court found that plaintiffs had sufficiently stated a § 349 claim when they alleged that Microsoft had engaged in " deceptive monopolistic business practices" and "secret agreements... to inhibit competition" and had created "an 'applications barrier' in its Windows software that, unbeknownst to consumers, rejected competitors' Intel-compatible PC operating systems."

Summary of this case from In re Automotive Refinishing Paint Antitrust

In Cox v Microsoft Corp. (8 AD3d 39, 40 [1st Dept 2004]), where plaintiffs expressly sought only actual damages, "the motion court correctly found CPLR 901(b), which prohibits class actions for recovery of minimum or punitive damages, inapplicable."

Summary of this case from Yang v. Creative Indus. Corp.
Case details for

Cox v. Microsoft Corp.

Case Details

Full title:CHARLES COX, ET AL., Plaintiffs-Respondents-Appellants, v. MICROSOFT…

Court:Appellate Division of the Supreme Court of New York, First Department

Date published: Jun 8, 2004

Citations

8 A.D.3d 39 (N.Y. App. Div. 2004)
778 N.Y.S.2d 147

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By Order dated June 8, 2004, the Appellate Division reinstated plaintiffs' claim for unjust enrichment and…