World Sources Enterprises, LLCDownload PDFPatent Trials and Appeals BoardAug 10, 2020PGR2019-00046 (P.T.A.B. Aug. 10, 2020) Copy Citation Trials@uspto.gov Paper 45 571.272.7822 Date: August 10, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ SOLVAY USA INC., Petitioner, v. WORLDSOURCE ENTERPRISES, LLC, ECO AGRO RESOURCES LLC, and ECO WORLD GROUP LLC Patent Owner. ____________ PGR2019-00046 Patent 10,221,108 B2 ____________ Before KRISTINA M. KALAN, JEFFREY W. ABRAHAM, and SHELDON M. MCGEE, Administrative Patent Judges. MCGEE, Administrative Patent Judge. JUDGMENT Final Written Decision Determining All Claims Unpatentable 35 U.S.C. § 328(a) DECISION Denying Patent Owner’s Request for Rehearing of Decision Denying Combined Motion for Additional Discovery and Late Objection to Evidence 37 C.F.R. § 42.71(d)(1) ORDER Dismissing Petitioner’s Motion to Exclude Evidence PGR2019-00046 Patent 10,221,108 B2 2 I. INTRODUCTION Solvay USA Inc. (“Petitioner”) filed a Petition requesting post grant review of claims 1–20 of U.S. Patent No. 10,221,108 B2 (Ex. 1001, “the ’108 patent”). Paper 1 (“Pet.”). World Source Enterprises, LLC (“Patent Owner” (Paper 5, 1)) filed a Preliminary Response to the Petition. Paper 6 (“Prelim. Resp.”). We instituted post grant review of claims 1–20 of the ’108 patent on all grounds of unpatentability alleged in the Petition. Paper 7 (“Institution Decision” or “Dec.”). After institution of trial, Patent Owner filed a Patent Owner Response (Paper 11 (“PO Resp.”)).1 Petitioner filed a Reply (Paper 23 (“Reply”)). Patent Owner filed a Sur-Reply (Papers 25, 26, 27).2 Petitioner filed a Motion to Exclude certain evidence submitted by Patent Owner (Paper 31), to which Patent Owner filed an Opposition (Paper 1 Patent Owner filed Paper 11 one day after the November 5, 2019, deadline. Patent Owner sent an improper ex parte communication to the Board on November 6, 2019, informing the Board of the late filing, and filed an unauthorized motion on November 12, 2019, under 37 C.F.R. § 42.5(c)(3) to excuse the late filing of documents. Paper 12. After determining that Petitioner did not oppose Patent Owner’s unauthorized motion, we retroactively authorized Patent Owner’s motion as a procedural kindness to Patent Owner, and granted the motion after considering its merits. Paper 14. 2 On March 10, 2020, Patent Owner mistakenly filed two identical copies of a Sur-Reply that exceeded the word count limit prescribed by 37 C.F.R. § 42.24. Papers 25, 26. The Board expunged one copy (Paper 26) of the Sur-Reply. On March 12, 2020, without prior Board authorization, Patent Owner filed a different Sur-Reply that complied with 37 C.F.R. § 42.24. Paper 27. On March 16, 2020, without prior Board authorization, Patent Owner filed a motion to substitute Paper 25 with Paper 27. Paper 28. As a further procedural kindness to Patent Owner, the Board retroactively authorized Patent Owner’s unauthorized motion, and reminded Patent Owner of our rule requiring prior Board authorization for such motions. PGR2019-00046 Patent 10,221,108 B2 3 33). Petitioner filed a Reply to Patent Owner’s Opposition to its Motion to Exclude. Paper 35. An oral hearing was held on May 14, 2020, and a transcript of the hearing is included in the record. Paper 42 (“Tr.”). After the hearing, Patent Owner filed a combined Motion for Additional Discovery and Late-filed Objection to Exhibit 1006. Paper 40. Petitioner filed an Opposition (Paper 41), and we issued an order denying Patent Owner’s Motion (Paper 43). Patent Owner subsequently filed a Motion for Reconsideration and Rehearing of its Motion for Additional Discovery and Objection to Exhibit 1006. Paper 44. We have jurisdiction under 35 U.S.C. § 6. This Final Written Decision is issued pursuant to 35 U.S.C. § 328(a). For the reasons that follow, we determine that Petitioner has established by a preponderance of the evidence that claims 1–20 of the ’108 patent are unpatentable. We dismiss Petitioner’s Motion to Exclude. We deny Patent Owner’s request for rehearing of our decision denying its combined motion seeking additional discovery and late objection to evidence. A. The ’108 Patent (Ex. 1001) The ’108 patent, titled “Liquid Formulations of Urease Inhibitors for Fertilizers,” issued on March 5, 2019. Ex. 1001, codes (45), (54). The ʼ108 patent relates to “[a]n improved solvent system for the formulation and application of N-alkyl thiophosphoric triamide urease inhibitors,” that Paper 29, 2. After considering the merits of Patent Owner’s motion, we deemed Paper 27 to be timely filed and expunged Paper 25. Id. at 5. PGR2019-00046 Patent 10,221,108 B2 4 purports to “provide safety and performance benefits relative to existing alternatives and enable storage, transport and subsequent coating or blending with urea based or organic based fertilizers.” Id., code (57). The formulations comprise “environmentally friendly aprotic and protic solvents (particularly dimethyl sulfoxide and alcohols/polyols) to stabilize the urease inhibitor.” Id. In certain embodiments, the urease inhibitor is N-(n-butyl) thiophosphoric triamide (“NBPT”). Id. at 1:15–17. Also, the ʼ108 patent discusses the use of dimethyl sulfoxide (“DMSO”) “as a replacement in NBPT-based agrichemical products for more toxic solvents such as, for N- methyl pyrrolidone.” Id. at 5:12–15. B. Related Proceedings The parties identify the following district court proceeding as related to the ’108 patent: MicroSource, LLC v. Eco World Group, LLC, Case No. 5:19-cv-04016 (N.D. Iowa) (Apr. 18, 2019). Pet. 2; Paper 5, 1. C. Illustrative Claim Petitioner challenges claims 1–20 of the ’108 patent. Pet. 3. Of claims 1–20, claims 1, 6, and 18 are independent. Claim 1 is illustrative, and is reproduced below: 1. A composition comprising: a. urea, b. a liquid solution comprised of a urease inhibitor that has been solubilized within an aprotic solvent wherein said aprotic solvent comprises dimethyl sulfoxide wherein the liquid solution comprises 45–5% of said urease inhibitor and 55–95% of dimethyl sulfoxide and wherein the urease inhibitor is N-(n- butyl) thiophosphoric triamide. Ex. 1001, 15:6–14. PGR2019-00046 Patent 10,221,108 B2 5 D. Instituted Challenges to Patentability We instituted post grant review of claims 1–20 of the ʼ108 patent on the following challenges. Dec. 2, 25. Claim(s) Challenged 35 U.S.C. § Reference(s)/Basis 1–20 103 Iannotta,3 CN4004 1, 3–9, 11–20 103 Kolc,5 CN400 2, 10 103 Kolc, CN400, Iannotta II. ANALYSIS A. Legal Principles In Graham v. John Deere Co. of Kansas City, 383 U.S. 1 (1966), the Supreme Court outlined a framework for assessing obviousness under 35 U.S.C. § 103 that requires consideration of four factors: (1) the “level of ordinary skill in the pertinent art,” (2) the “scope and content of the prior art,” (3) the “differences between the prior art and the claims at issue,” and (4) “secondary considerations” of non-obviousness such as “commercial success, long-felt but unsolved needs, failure of others, etc.” Id. at 17–18. “While the sequence of these questions might be reordered in any particular case,” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 407 (2007), the Federal Circuit has “repeatedly emphasized that an obviousness inquiry requires examination of all four Graham factors and that an obviousness determination can be made only after consideration of each factor.” Nike, Inc. v. Adidas AG, 812 F.3d 1326, 1335 (Fed. Cir. 2016). 3 US 2013/0145806 A1, published June 13, 2013 (Ex. 1007, “Iannotta”). 4 CN 101200400 B, published Jan. 4, 2012 (Ex. 1006, “CN400”). 5 US 4,530,714, issued July 23, 1985 (Ex. 1009, “Kolc”). PGR2019-00046 Patent 10,221,108 B2 6 “[A] a patent composed of several elements is not proved obvious merely by demonstrating that each of its elements was, independently, known in the prior art.” KSR, 550 U.S. at 418. Rather, “it can be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does.” Id. Furthermore, a party seeking to demonstrate that a patent would have been obvious must show that “a skilled artisan would have been motivated to combine the teachings of the prior art references to achieve the claimed invention, and that the skilled artisan would have had a reasonable expectation of success in doing so.” Kinetic Concepts, Inc. v. Smith & Nephew, Inc., 688 F.3d 1342, 1360 (Fed. Cir. 2012) (quoting Procter & Gamble Co. v. Teva Pharm. USA, Inc., 566 F.3d 989, 994 (Fed. Cir. 2009)). Ultimately, “there must be some articulated reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006) (cited with approval in KSR, 550 U.S. at 418). B. Claim Construction Petitioner filed its Petition in this case April 26, 2019. Based on that filing date, we apply the claim construction standard articulated in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). Under Phillips, claim terms are afforded “their ordinary and customary meaning.” Id. at 1312. “[T]he ordinary and customary meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Id. at 1313. Only terms that are in controversy need to be construed, and then only to the extent necessary to PGR2019-00046 Patent 10,221,108 B2 7 resolve the controversy. Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999). Neither party offers a construction for any claim term. Pet. 11; see also PO Resp., generally. On the complete record, we determine that no claim limitations need an express construction to resolve the controversy. C. Level of Ordinary Skill in the Art Petitioner asserts that one of ordinary skill in the art would have had “at least a bachelor’s degree in a field such as chemistry or chemical engineering and at least two years of experience in developing chemical formulations for use in the agricultural industry.” Pet. 8 (citing Ex. 1003 ¶ 34). Additionally, Petitioner contends one of ordinary skill in the art “would have had knowledge of commercially available, effective solvents that are suitable for agricultural applications,” and “knowledge of common techniques used to dissolve a substance in a solvent or increase the solubility of the substance [in] a particular solvent system,” such as “different mixing or agitation methods, increasing temperature, or the introduction of co- solvents.” Pet. 8 (citing Ex. 1003 ¶¶ 34–35). Patent Owner appears to offer no opinion in its response regarding the level of ordinary skill in the art at the time of the invention of the ʼ108 patent. See PO Resp., generally. When addressing the credentials of Petitioner’s declarant Dr. Gordon W. Gribble, however, Patent Owner asserts that “a POSITA would have a bachelor’s degree and at least 2 years of experience in formulation chemistry.” Sur- Reply 4. In light of the complete record now before us, we adopt Petitioner’s definition of one of ordinary skill in the art. In addition to the academic requirements associated with obtaining a bachelor’s degree in chemistry or PGR2019-00046 Patent 10,221,108 B2 8 chemical engineering, Petitioner’s definition includes at least two years of experience specific to chemical formulations used in the agricultural industry. Pet. 8. Patent Owner’s “definition” is generic to “formulation chemistry.” Sur-Reply 4. Patent Owner does not explain, nor do we discern, why the skilled artisan would not have had at least some work experience in developing chemical formulations in the relevant field, i.e., the agrochemical industry. Indeed, some of Patent Owner’s arguments are directed to solvent delivery systems used in the agricultural market. PO Resp. 57–78. Further, the level of ordinary skill in the art is reflected by the references themselves. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (“[T]he absence of specific findings on the level of skill in the art does not give rise to reversible error ‘where the prior art itself reflects an appropriate level and a need for testimony is not shown.’”); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (finding that the Board of Patent Appeals and Interferences did not err in concluding that the level of ordinary skill in the art was best determined by the references of record). Here, each of the ʼ108 patent, and the Iannotta, Kolc, and CN400 references are specific to urea fertilizer compositions. Ex. 1001; Ex. 1006; Ex. 1007; Ex. 1009. D. Scope and Content of Iannotta, CN400, and Kolc 1. Iannotta (Ex. 1007) Iannotta discloses that urease inhibitors can be “incorporated into a urea-containing fertilizer[] to slow the conversion of ammonium ions to ammonia gas and thus slow the lost [sic] of ammonia to volatilization, thus making it available to plants in the soil longer.” Ex. 1007 ¶ 4. Iannotta also discloses that “[a] typical urease inhibitor, NBPT (N-(n-butyl)- PGR2019-00046 Patent 10,221,108 B2 9 thiophosphoric triamide) . . . is extremely difficult to handle” because it “is a sticky, waxy, heat and water sensitive material, which cannot be used in its solid form.” Id. ¶ 5. “By introducing the NBPT to liquid fertilizers containing urea . . . in a solvent system, the NBPT is capable of being better dispersed in the liquid fertilizer.” Id. Iannotta discloses that “it is desirable to have a low cost solvent system containing [NBPT] that has a favorable toxicological and/or ecological profile and desirable characteristics in terms of low volatility, biodegradability or ready biodegradability (i.e., readily biodegradable), low toxicity or low hazard level.” Id. ¶ 6. Iannotta discloses “formulations comprising a mixture or solution of at least one alkyl thiophosphoric triamide (from about 15% to 35% by weight of formulation) in at least one solvent” such as alcohol. Id. ¶ 7. 2. CN400 (Ex. 1006, Ex. 2006, 461–69) CN400 “relates to a coated urea fertilizer and its preparation.” Ex. 1006, code (57); see also Ex. 2006, 461. CN400 discloses that “adding a urease inhibitor to urea to inhibit the urease activity in soil is a simple and effective method for slowing down the hydrolysis of urea and prolonging the effective period of urea fertilizer.” Ex. 1006 ¶ 4. CN400 discloses a desire to “significantly prolong the retention and nitrogen transformation time of urea in soil, . . . and cause no pollution to the soil environment.” Id. ¶ 6. CN400 discloses that its fertilizer may comprise the specific urease inhibitor NBPT (id. ¶ 8), and an organic solvent selected from, e.g., DMSO or industrial alcohol (id. ¶¶ 7, 9, 11, 28). PGR2019-00046 Patent 10,221,108 B2 10 3. Kolc (Ex. 1009) Kolc discloses “urease inhibited fertilizer compositions containing urea and a urease inhibiting amount of one or more phosphoric triamide compounds, and methods and composition[s] for inhibiting the urease catalyzed hydrolysis of urea through use of such compounds.” Ex. 1009, code (57). Kolc discloses one such urease inhibitor as NBPT. Id. at 11:13. E. Asserted Obviousness of Claims 1–20––Iannotta and CN400 Petitioner’s Arguments––Claim 1 Petitioner asserts that claim 1 of the ʼ108 patent is unpatentable as obvious under 35 U.S.C. § 103 over the combined disclosures of Iannotta and CN400. Pet. 26–35. Petitioner relies on the testimony of Dr. Gribble (Ex. 1003) for support. Specifically, Petitioner asserts that each of Iannotta and CN400 discloses “a composition” that includes “urea.” Pet. 31–32. Petitioner asserts further that Iannotta discloses the limitation requiring “a liquid solution comprised of a urease inhibitor that has been solubilized within an aprotic solvent” such as propylene carbonate––each present in the claimed amounts. Id. at 32–34. Petitioner also avers that each of Iannotta and CN400 disclose the claimed urease inhibitor NBPT. Id. at 35. Petitioner asserts that Iannotta discloses a NBPT concentration range (i.e., 15–35% by weight of the formulation) that is fully encompassed by the concentration range recited in claim 1 (i.e., 5–45% by weight).6 Id. at 33 (citing Ex. 1007 6 Although claim 1 of the ʼ108 patent does not specify percentages “by weight,” the patent states that “[a]ll compositions are based on mass percentages unless expressly stated.” Ex. 1001, 8:52–53. Further, Patent Owner does not dispute Petitioner’s assertion that Iannotta’s concentrations PGR2019-00046 Patent 10,221,108 B2 11 ¶ 7). Petitioner likewise asserts that Iannotta discloses solvent concentration ranges that overlap with those claimed. Id. at 33–34 (citing Ex. 1007 ¶ 7 (disclosing a “solution of at least one alkyl thiophosphoric triamide . . . in at least one solvent selected from: . . . [an] alcohol (from about 0% to 75% by weight of formulation)”)). Petitioner acknowledges that Iannotta does not disclose the specifically claimed solvent DMSO, and turns to CN400 for “its disclosure of the use of DMSO as a solvent for use with NBPT.” Id. at 34–35. Petitioner asserts that a person of ordinary skill in the art, “[w]hen designing the solvent system that is disclosed in Iannotta for use with a urease inhibitor, such as NBPT, . . . would have been motivated to combine the teachings of Iannotta with the CN400 patent” for the following reasons: (1) Iannotta and CN400 are analogous because they are “directed [to] the same field of endeavor: developing a fertilizer composition that includes a urease inhibitor dissolved in a solvent system” (id. at 27); (2) Iannotta and CN400 “promote the use of the same urease inhibitor, NBPT” (id.); (3) Iannotta notes the desirability to have a low cost, toxicologically favorable solvent system containing NBPT, and that “at the time of alleged invention of the ʼ108 Patent, DMSO was a widely used and commercially available solvent having ‘very low acute toxicity’ [] suitable for use in agricultural applications” (id. at 28); (4) “DMSO was a well-known solvent in which NBPT is highly soluble” (id. at 29); for both NBPT and the organic aprotic solvent overlap with the values recited in the claims. PO Resp., generally. PGR2019-00046 Patent 10,221,108 B2 12 (5) using DMSO as the aprotic solvent in Iannotta’s composition “would have merely combined known elements according to known methods to yield predictable results” (id.); (6) using DMSO instead of another agrochemical formulation solvent “would have merely required the simple substitution of one known solvent (e.g., methanol) for another (e.g., DMSO) to obtain predictable results” (id. at 30); and (7) selecting DMSO as the agrochemical formulation solvent “would have merely involved a Skilled Artisan choosing from a finite number of identified, predictable solvents . . . for use with NBPT, each having a reasonable expectation of success” (id. at 30–31). Ex. 1003 ¶¶ 89–98. Patent Owner’s Arguments7 Patent Owner presents a number of arguments contending Petitioner does not “establish a proper prima facie case of obviousness for a failure to show all of the features of the claimed invention,” and fails to consider the reference teachings as a whole. PO Resp. 15. Patent Owner also argues that the claimed subject matter exhibits “unexpectedly superior properties,” and states that “secondary considerations [] argue for the non-obviousness of the claimed invention.” Id. Specifically, Patent Owner contends that the CN400 reference is non- enabled. PO Resp. 38–40. Further, Patent Owner avers that Iannotta does not disclose DMSO, but does disclose 2.06 x 1035 solvent combinations. Id. at 40. Patent Owner recognizes that Petitioner relies on CN400 for its disclosure of DMSO, but states that CN400’s process does not dissolve 7 Patent Owner’s arguments focus on limitations germane to independent claims 1, 6, and 18. PO Resp., generally. PGR2019-00046 Patent 10,221,108 B2 13 NBPT in DMSO. Id. at 41. Rather, according to Patent Owner, CN400’s process creates a suspension of the urease inhibitor in a solvent. Id. Thus, Patent Owner argues that because neither Iannotta nor CN400 disclose or suggest a combination of urea and urease inhibitor dissolved in a solution of DMSO, these references “cannot render prima facie obvious” claim 1’s subject matter. Id. at 42. Patent Owner argues that mere disclosure of a broad genus of compounds does not render obvious each species falling within that genus absent a suggestion or motivation to select that species, relying on in In re Baird, 16 F.3d 380 (Fed. Cir. 1994) to support its position. Id. at 42–47. Patent Owner also asserts CN400 is not analogous art and contests Petitioner’s reasons to combine Iannotta and CN400. Id. at 47–52. Additionally, Patent Owner argues the skilled artisan would have viewed DMSO as an unsuitable solvent for use in agricultural urea formulations based on DMSO’s melting point (id. at 53–55), DMSO’s boiling point (id. at 55), and DMSO’s ability to rapidly penetrate biological membranes (id. at 56–57). Patent Owner also cites purported “established standards that others in the field would have to meet in order to satisfy the marketplace,” (id. at 58), and outlines various experiments Patent Owner performed to purportedly show that the claimed subject matter possesses unexpectedly superior properties when compared to the prior art. Id. at 61–66. Patent Owner also argues various objective indicia of non-obviousness. Id. at 66–78. In its Sur-Reply, Patent Owner contends that CN400 is not analogous art to Iannotta (or Kolc, discussed infra) because CN400 does not disclose that the urease inhibitor (e.g., NBPT) is dissolved in the solvent. Sur-Reply 15–18. PGR2019-00046 Patent 10,221,108 B2 14 Upon consideration of the parties’ evidence and arguments on the complete record, including evidence and arguments regarding objective indicia of non-obviousness, we agree with Petitioner that the subject matter of claim 1 would have been obvious in view of the combined disclosures of Iannotta and CN400. Our reasoning follows. Motivation to Combine the Teachings of Iannotta and CN400 We find that Iannotta undisputedly discloses the urease inhibitor NBPT dissolved in an organic solvent for use in a urea-based fertilizer formulation. See Ex. 1007 ¶¶ 2, 3, and 5–8; see also id. ¶ 48, 59 (identifying propylene carbonate, an aprotic organic solvent, as the solvent system). Iannotta furthermore expresses a desire to have a solvent system containing NBPT “that has a favorable toxicological and/or ecological profile and desirable characteristics” related to biodegradability. Ex. 1007 ¶ 6. CN400 undisputedly discloses urea-based fertilizer formulations comprising NBPT and an organic solvent such as DMSO. Ex. 1006 ¶¶ 7–9; see also Ex. 2006, 463–64 (alternative machine translation of the CN400 patent, filed by Patent Owner, as part of the file history of U.S. Patent Application No. 13/890,082––the immediate parent application of the ʼ108 patent––titled “Acetic ester coated controlled-release urea fertilizer and preparation technique,” disclosing in paragraphs 7–9 a urea-based fertilizer formulation which may contain NBPT as the urease inhibitor and DMSO as the organic solvent or solution). As of November 24, 2009––almost three years before the ʼ108 patent’s priority date of October 1, 2012––DMSO was “already used extensively as a polar aprotic solvent in . . . agrochemical formulations” and was known to be “the sustainable reference solution to replace solvents PGR2019-00046 Patent 10,221,108 B2 15 classified as hazardous to human health” including the solvents “dimethyl formamide (DMF), dimethyl acetamide (DMAC), and N-methyl pyrrolidone (NMP).” Ex. 1025, 1. Significantly, NBPT was known to be “exceptionally soluble” in liquid amide solvents such as DMF and DMAC, and NMP was known as a preferred solvent for NBPT. See Ex. 1010, 7:53–54 (“NBPT is exceptionally soluble in liquid amide solvents for the NBPT”); 7:68–8:1 (identifying DMF and DMAC as example liquid amide solvents); see also id. at 8:8–13 (identifying NMP as a preferred solvent with NBPT), 10:1–21 (disclosing a working example of “a concentrated solution of NBPT in [NMP]” which discloses “not only the exceptionally high solubility of NBPT in the solvents of this invention, but also the long term stability of concentrated NBPT solutions in these solvents”); see also Ex. 1026 ¶¶ 3, 21, 22 (establishing NMP’s toxicity and DMSO’s preferred status as the solvent for the agrochemical formulation); Ex. 1013, 716 (“Dimethyl sulfoxide has very low acute toxicity, and chronic effects are observable only at high doses.”). Based on this evidence, we find that a person of ordinary skill in the art, armed with the knowledge of the prior art as a whole, would have had reason to combine the teachings of CN400 with those of Iannotta, and would have selected DMSO as Iannotta’s organic solvent for the purpose of improving the toxicological and/or ecological profile of NBPT-containing agricultural formulations, as set forth by Petitioner. Pet. 27–28. Indeed, this motivation is consistent with Iannotta’s expressly stated desire to have such a solvent system for NBPT. Ex. 1007 ¶ 6; see Motorola, Inc. v. Interdigital Tech. Corp., 121 F.3d 1461, 1472 (Fed. Cir. 1997) (explaining that the motivation to combine the teachings of prior art references “may come from PGR2019-00046 Patent 10,221,108 B2 16 the prior art, as filtered through the knowledge of one skilled in the art”) (cited with approval in DyStar Textilfarben GmbH & Co. Deutschland KG v. C.H. Patrick Co., 464 F.3d. 1356, 1361 (Fed. Cir. 2006)). Patent Owner’s arguments against this particular reason for combining the teachings of Iannotta and CN400 are unavailing. PO Resp. 48–49. First, Patent Owner’s focus on Iannotta’s purported disclosure of 2.06 x 1035 solvents does not address the teachings of the prior art as a whole, or the reasons one of ordinary skill in the art would have selected DMSO as a solvent from among the available solvents. Id. at 48. Also, Patent Owner’s argument regarding the purported “unfavorable properties” of DMSO is belied by the document it cites for support and other evidence of record, which recommend using DMSO. Id. at 49; see Ex. 2054, 2 (“industrial grade DMSO is widely used by the lay population, usually topically on human and other animals”), 3–4 (discussing how interest in DMSO increased in the 1940s and 1950s “when its solvent properties were exploited for use in many industrial processes,” and how “DMSO could greatly enhance [the] penetrance and efficacy” of agricultural products such as herbicides, fungicides, antibiotics and plant hormones in plants and trees); Ex. 1025, 1. Here, we observe that Patent Owner does not address whether the skilled artisan would have known or expected NBPT, i.e., the solute, to be toxic. See PO Resp. 49 (Patent Owner arguing that “the toxicity of the solute must be considered too”). Instead, Patent Owner merely cites to Exhibit 2033––a safety data sheet for NBPT––with no explanation as to NBPT’s toxicity and how it would have dissuaded the skilled artisan from using NBPT with DMSO. Our own independent review of this document’s “Toxicological information” reveals that there is no toxicity data for NBPT PGR2019-00046 Patent 10,221,108 B2 17 available, other than it “[m]ay cause respiratory irritation.” Ex. 2033, 6. This, without any explanation from Patent Owner, hardly suggests that the skilled artisan would not have had reason to combine NBPT and DMSO for use in a liquid agrochemical formulation as claimed. We also accord little weight to Dr. Theyson’s testimony on this point (Ex. 2015 ¶ 25) relied on by Patent Owner (PO Resp. 49) because it does not address using DMSO in an agrochemical formulation, and also because it is contradicted by documentary evidence that does address such formulations. Ex. 1025, 1. In addition to this reason for combining the teachings of Iannotta and CN400, we agree with Petitioner that the skilled artisan also would have had reason to combine the teachings of these references because “[t]he evidence . . . demonstrates that the choice of DMSO as a solvent in the solvent system described by Iannotta would have merely involved a [s]killed [a]rtisan choosing from a finite number of identified, predictable solvents . . . for use with NBPT.” Pet. 30. Undisputed record evidence establishes that, before the invention of the ʼ108 patent, NBPT was known to be soluble in DMSO, water, methanol, dichloromethane, and ether. Ex. 1015, 1; see id. at 3 (declaration testimony that this “publication [Ex. 1015] was available to the public at least as early as January 19, 2011”); see also Ex. 2006, 451 (Patent Owner’s exhibit establishing the information contained in Exhibit 1015 was publicly available as of at least January 19, 2011). Thus, the skilled artisan would have known that NBPT would be predictably soluble in DMSO and methanol, in addition to other identified solvents such as water, ether, dichloromethane, NMP, DMF, and DMAC. Ex. 1015, 1; Ex. 1010, 7:53–54, 7:68–8:1, 8:8–13; Ex. 1025, 1. PGR2019-00046 Patent 10,221,108 B2 18 Even further, combining the knowledge that DMSO solubilizes NBPT (Ex. 1015, 1) with Iannotta’s disclosure of an alcohol as an acceptable solvent for use with NBPT, we agree with Petitioner (Pet. 29–30) that using DMSO as the aprotic solvent in Iannotta’s composition “would have merely combined known elements according to known methods to yield predictable results” and “would have merely required the simple substitution of one known solvent (e.g., methanol) for another (e.g., DMSO) to obtain predictable results.” See Ex. 1007 ¶ 7 (identifying “alcohol” as a solvent that forms a “solution” with the alkyl thiophosphoric triamide compound); Ex. 1015 (identifying DMSO and methanol––an alcohol––as two of five solvents in which NBPT is soluble). Patent Owner’s arguments (PO Resp. 50–52) regarding these proffered rationales to combine the teachings of Iannotta and CN400 fall short because they do not address the relevant record evidence––namely, Exhibit 1015 discussed above, as well as Iannotta itself. Rather, Patent Owner focuses on specific characteristics of methanol and DMSO (i.e., boiling, freezing, and flash points) in a vacuum and makes unsupported assertions based on those alleged characteristics. Id. Such unsupported arguments ignore that Iannotta expressly discloses alcohol, e.g., methanol, as a solvent used with NBPT (Ex. 1007 ¶¶ 6, 7), and that NBPT was known to be soluble in methanol and DMSO (Ex. 1015, 1). Having found that the skilled artisan would have had ample motivation to combine the disclosures of Iannotta and CN400, we next turn to whether there would have existed a reasonable expectation of successfully combining those teachings. Before we do, we emphasize that we need not, and do not, rely on Petitioner’s proposed motivation to combine the PGR2019-00046 Patent 10,221,108 B2 19 teachings of Iannotta and CN400 based on the allegation that each of these references are directed to “developing a fertilizer composition that includes a urease inhibitor dissolved in a solvent system.” Pet. 27 (citing Ex. 1006, claim 1) (emphasis added). By way of background, on the eve of oral hearing, and for the first time in this proceeding, Patent Owner raised questions regarding whether claim 1 in the CN400 translation before us as Exhibit 1006 teaches a solution of urease inhibitor or a suspension of such an inhibitor. See Ex. 3001. Timeliness issues notwithstanding, we find Patent Owner’s arguments about the specific process set forth in claim 1 of CN400 ultimately moot, because Petitioner does not rely on the teachings of CN400 to establish the claimed “liquid solution.” Rather, Petitioner expressly––and correctly––relies on Iannotta for the “liquid solution” limitation except for the presence of DMSO. Pet. 32–34; Ex. 1007 ¶7. Patent Owner does not dispute that the CN400 translation set forth in Exhibit 1006 discloses DMSO. Tr. 56:12. Patent Owner furthermore acknowledges that Iannotta’s solvent system has “a urease inhibitor that is in solution.” PO Resp. 47 (emphasis added). As set forth supra, there is sufficient motivation to combine the teachings of Iannotta and CN400, regardless of whether CN400’s claim 1 process generates a solution or suspension of urease inhibitor. In any event, after allowing post-hearing briefing on the translation matter (Paper 39), we denied Patent Owner’s combined motion for additional discovery and late- filed objection to the translation before us as Exhibit 1006. Paper 43. We address, and deny, Patent Owner’s request for rehearing of that denial (Paper 44) infra. PGR2019-00046 Patent 10,221,108 B2 20 Reasonable Expectation of Success Petitioner argues that selecting DMSO as the agrochemical formulation solvent “would have merely involved a Skilled Artisan choosing from a finite number of identified, predictable solvents . . . for use with NBPT, each having a reasonable expectation of success.” Pet. 30–31 (citing Ex. 1015); see also Ex. 1003 ¶¶ 89–98. Patent Owner does not address the full scope of art relied upon by Petitioner, namely Exhibit 1015, but rather focuses on the number of solvents purportedly disclosed by Iannotta. PO Resp. 52. Based on our review of the evidence before us, the key difference between Iannotta’s liquid solution and claim 1’s liquid solution is the solvent that is used to dissolve the NBPT. In Iannotta, the solvent can be, for example, an alcohol (Ex. 1007 ¶¶ 6, 7), whereas, in claim 1, the solvent comprises DMSO, an ingredient disclosed in CN400 (Ex. 1001, 15:10; Ex. 1006 ¶¶ 9, 11; Ex. 2006, 464, ¶¶ 9, 11). This is aptly illustrated by Petitioner in its papers, such as in the graphic reproduced below. Paper 37, 28. PGR2019-00046 Patent 10,221,108 B2 21 The above graphic representation sets forth Petitioner’s view of the difference between Iannotta and claim 1, which is supported by a preponderance of the evidence and with which we agree. Based on this difference between the prior art and claim 1, the question becomes whether the skilled artisan would have had a reasonable expectation of successfully forming a “liquid solution” of the claimed concentration of NBPT (e.g., 5%) when using CN400’s DMSO as the solvent rather than Iannotta’s alcohol. In other words, would the person of ordinary skill, armed with multiple reasons for using DMSO as the solvent, have reasonably expected the claimed concentration of NBPT to dissolve in DMSO? On the complete record, we answer this question in the affirmative. As set forth supra, before the priority date of the ʼ108 patent, it was undisputedly known in the prior art that NBPT is soluble in DMSO. PGR2019-00046 Patent 10,221,108 B2 22 Ex. 1015, 1. In addition to this unrebutted express disclosure that NBPT is soluble in DMSO, record evidence establishes that, before the invention of the ʼ108 patent, DMSO was recognized as “an excellent alternative” to other (hazardous) solvents such as NMP, DMF, and DMAC––each of which were known to solubilize NBPT exceptionally well. Ex. 1025, 1; Ex. 1010, 7:53– 54, 7:68–8:14, 10:1–21. Notably, “the concentrated NBPT solution[s]” generated with these hazardous solvents were known to contain “between about 30% and 80% NBPT by weight.” Ex. 1010, 8:14–17. Thus, even without the express disclosure of Exhibit 1015 as a guide, the skilled artisan would have had a reasonable expectation of successfully solubilizing the significantly lower claimed amount of NBPT (e.g., 5% by weight) in the “excellent alternative” solvent DMSO to form a liquid solution. Ex. 1025, 1. Additionally, Dr. Gribble testifies that the skilled artisan––applying the well-established chemical principle that “like dissolves like”––would have recognized that NBPT (a dipolar chemical) would likely dissolve in DMSO (a dipolar aprotic solvent). Ex. 1003 ¶ 71; see also id. ¶¶ 62–70 (discussing DMSO’s importance and popularity as a dipolar aprotic solvent prior to the invention date of the ʼ108 patent). We have reviewed and credit this testimony because it stands unrebutted and Dr. Gribble’s reliance on this chemical principle is consistent with the art of record. See Ex. 1016, 318. Moreover, Patent Owner’s declarant Dr. Theyson testifies that––without question––based on his experience, he “would expect NBPT to have solubility in DMSO.” Ex. 1029, 147:14–16; see also id. at 107:12–14, PGR2019-00046 Patent 10,221,108 B2 23 110:11–14 (Dr. Theyson testifying that Exhibit 1015 indeed suggests that NBPT is soluble in DMSO).8 Finally, Iannotta discloses its “mixture or solution of at least one alkyl thiophosphoric triamide,” e.g., NBPT, is present “from 15% to 35% by weight of [the] formulation,” with one of the solvents being up to 75% alcohol. Ex. 1007 ¶ 7. Iannotta’s urease inhibitor is present at three to seven times the 5% concentration required by claim 1. Based on this teaching in Iannotta, a person of ordinary skill would have reasonably expected that much lower amounts of NBPT, such as those claimed, would form a liquid solution when mixed with DMSO––a known alternative to alcohol, e.g., methanol, for solubilizing NBPT. Ex. 1015, 1. We, therefore, determine that a person of ordinary skill in the art would have had a reasonable expectation of successfully dissolving the claimed amounts of NBPT in DMSO in order to form a liquid solution at the time of the invention of the ʼ108 patent. 8 In discussing the five solvents listed in Exhibit 1015 in his declaration, Dr. Theyson opines that Omilinsky ʼ003 (Ex. 1011) describes two of them (i.e., dichloromethane and water) as “poor solvents for NBPT.” Ex. 2015 ¶ 29. The citation upon which he relies, however, addresses N-alkyl thiophosphoric triamides generally, and is not specific to the NBPT compound at issue here. See Ex. 1011, 6:31–37. On balance, Exhibit 1015’s express disclosure of NBPT’s solubility in water, DMSO, methanol, dichloromethane, and ether outweighs Exhibit 1011’s sweeping statement about the solubility of N-alkyl thiophosphoric triamides as a class of compounds. Thus, we give little weight to his conclusion that he “would find no reason to even consider any of the solvents listed” in Exhibit 1015. PGR2019-00046 Patent 10,221,108 B2 24 Patent Owner’s Remaining Arguments Non-Analogous Art We disagree with Patent Owner’s allegations that CN400 is non- analogous art. PO Resp. 47; Sur-Reply 8, 15–16. Patent Owner incorrectly frames the analogous art inquiry by comparing whether the prior art references are analogous to each other. See PO Resp. 47 (“not all three references are in the same field of endeavor”); Sur-Reply 16 (asserting that CN400 “is not analogous art with Iannotta [] and/or Kolc” because CN400’s NBPT is purportedly “not dissolved in any solvent”). Our reviewing court has stated, however, that “[a] reference qualifies as prior art for a determination under § 103 when it is analogous to the claimed invention.” Innovention Toys, LLC v. MGA Entertainment, Inc., 637 F.3d 1314, 1322 (Fed. Cir. 2011) (citing In re Clay, 966 F.2d 656, 658 (Fed. Cir. 1992). Quoting In re Bigio, 381 F.3d 1320, 1325 (Fed. Cir. 2004), the court stated Two separate tests define the scope of analogous art: (1) whether the art is from the same field of endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved. Innovention Toys, 637 F.3d at 1322. Regarding whether the CN400 patent is in the same field of endeavor as the ʼ108 patent, we must consider the scope of the ʼ108 patent as a whole and not just the claims. In re Mettke, 570 F.3d 1356 (Fed. Cir. 2009) (rejecting appellant’s attempt to rely on the claimed subject matter to define the relevant “field of endeavor” when the specification described a broader one). Significantly, the ʼ108 patent discloses both solutions and suspensions of NBPT. See Ex. 1001, 5:20–52, 6:5–12, 6:39–40 (disclosing various PGR2019-00046 Patent 10,221,108 B2 25 solutions of NBPT), and 13:24–36 (setting forth an embodiment that formed “a suspension of NBPT in the aqueous mixture” that may “be solved by agitation”). Therefore, regardless of whether CN400’s process set forth in its claim 1 results in a solution or suspension of NBPT, CN400 is from the same field of endeavor as defined by the ʼ108 patent itself––“solvent formulations for the urease inhibitor . . . NBPT.” Ex. 1001, 1:15–18. Even if CN400 was not in the same field of endeavor as the ʼ108 patent, we find it is reasonably pertinent to the particular problem with which the inventor was involved. The ʼ108 patent identifies NBPT formulation toxicity as problematic to the environment, animals, and possibly humans (id. at 2:60–62, 4:8–33), and expressly states “it is desirable to develop formulations/fertilizers that are less toxic to the environment and to animals and humans” (id. at 4:34–36). The skilled artisan would have been aware of this toxicity problem with NBPT- containing formulations (Ex. 1025, 1; Ex. 1007 ¶ 6), and CN400 was also concerned with this problem (Ex. 1006, 1 (Abstract), ¶¶ 2, 5; see also Ex. 2006, 461 (machine translation of CN400 abstract noting how use of its fertilizer formulation will not pollute the environment), 462 ¶ 2, 463 ¶ 5. Notably, Patent Owner does not address this second test in its briefing. Tr. 39:6–11 (Patent Owner’s counsel acknowledging “[w]e did not address the other prong in the briefing”). Thus, on several bases, we find CN400 is analogous art to the ʼ108 patent and may be properly relied on in our obviousness determination. Enablement of CN400 Patent Owner also contends that CN400 is non-enabled. PO Resp. 38–40. Specifically, Patent Owner argues that “the units of PGR2019-00046 Patent 10,221,108 B2 26 measurement for the chemicals in the examples and the claims are incompatible and cannot be performed by one of skill in the art without undue experimentation,” and, as a result, CN400’s “composition is not defined.” Id. at 38. At the outset, this line of argument is unpersuasive because it is based on the false premise that a prior art reference must be enabled for its disclosure to be considered in an obviousness analysis. This is not the law. Amgen Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313, 1357 (Fed. Cir. 2003) (“Under § 103, however, a reference need not be enabled; it qualifies as a prior art, regardless, for whatever is disclosed therein.”). Furthermore, Petitioner relies on CN400 only for its disclosure of “the use of DMSO as a solvent for use with NBPT” (Pet. 34–35)––a point that Patent Owner does not dispute. PO Resp. 18–19. For the limitation in the independent claims regarding the formation of a liquid solution, the Petition relies on Iannotta’s process of forming a liquid solution of NBPT, not the process of CN400. Pet. 32–34. Whether or not the skilled artisan would have been able to recreate the examples or claims of CN400’s process without undue experimentation is not pertinent to the question of whether CN400 discloses the use of DMSO as a solvent for use with NBPT. In re Baird We also find Patent Owner’s reliance on the legal principles articulated in Baird, 16 F.3d 380, to be misguided. In Baird, our reviewing court recognized that mere disclosure of a broad genus of compounds does not render obvious each species falling within that genus absent a suggestion or motivation to select that species. Baird, 16 F.3d at 382–3. Baird, however, does not apply to the present facts. At the outset, our case does not PGR2019-00046 Patent 10,221,108 B2 27 present the same single reference, genus-species obviousness fact pattern confronted by the Federal Circuit in Baird. Rather, the case before us deals with whether the skilled artisan would have been motivated to select one solvent (i.e., DMSO) from a large number of solvents disclosed in multiple prior art references, when there is an established motivation to do so. Cf. Baird, 16 F.3d at 382 (“While the Knapp formula unquestionably encompasses bisphenol A when specific variables are chosen, there is nothing in the disclosure of Knapp suggesting that one should select such variables.”). Patent Owner’s arguments ignore this critical part of the inquiry, focusing instead on the mere number of solvents disclosed. PO Resp. 42–46. As set forth, supra, the skilled artisan would have been motivated to select DMSO as Iannotta’s aprotic polar solvent to create a liquid solution of NBPT for the following reasons: (1) improving the toxicological and/or ecological profile of NBPT-containing agricultural formulations, (2) DMSO was known to be one of a finite number of identified, predictable solvents for use with NBPT, (3) doing so would have merely combined known elements according to known methods to yield predictable results, and (4) doing so would have merely required the simple substitution of one known solvent (e.g., an alcohol such as methanol) for another (e.g., DMSO) to obtain predictable results. Accordingly, Baird is inapposite. Teaching Away By Others Finally, Patent Owner argues that several references relied on in this proceeding––Iannotta and Kolc––teach away from using DMSO in a solvent delivery system. PO Resp. 71–72. Specifically, Patent Owner avers that Kolc teaches away “because one would be led in a direction divergent from PGR2019-00046 Patent 10,221,108 B2 28 the path taken by Kolc” based on certain solvents’ boiling points. Id. Patent Owner also states that Iannotta teaches away because it does not include DMSO and it “discloses many chemical species that are vastly more complicated than” DMSO. Id. at 72 (citing Baird, 16 F.3d 380). We are unpersuaded by these arguments because they do not address the totality of the prior art in this proceeding. See, e.g., Ex. 1025, 1 (establishing DMSO as an excellent alternative to hazardous solvents for solvating NBPT); Ex. 1015 (establishing DMSO as one of five solvents in which NBPT is soluble). Patent Owner’s focus on one characteristic of DMSO as a solvent, i.e., its boiling point, does not establish that the skilled artisan would not have considered using it. PO Resp. 71–72. Furthermore, we agree with Petitioner (Reply 11–12) that even [a]ssuming that the boiling point of the pure solvent were the proper standard by which to gauge its volatility, neither Patent Owner nor its expert provides any reason that a substance with a boiling point of 167.5°C would meet the alleged volatility requirement of Kolc . . . but a substance with a boiling point of 189°C (i.e., DMSO––Ex. 2031, 3) would not meet that requirement. Here again, Patent Owner’s reliance on In re Baird is misplaced. In Baird, the issue was whether there was a motivation to select one compound––the claimed bisphenol A polyester––that was encompassed by a large genus of compounds disclosed in the prior art Knapp reference. The court rejected the Board’s reliance on the undisputed fact that the claimed compound was encompassed by the large prior art genus, thereby providing “ample motivation” for its selection in the claimed composition. Baird, 16 F.3d at 382. The court also found that no such motivation existed in the prior art Knapp reference because Knapp expressed a preference for “more PGR2019-00046 Patent 10,221,108 B2 29 complex diphenols,” thus “indicat[ing] a preference leading away” from more simple chemicals such as the claimed bisphenol A. Id. at 383. The principles articulated by Baird simply do not apply here because––as Patent Owner repeatedly argues––Iannotta does not disclose DMSO. Furthermore, this line of argument ignores the undisputed record evidence that establishes that DMSO would have been known to the skilled artisan, and, as discussed supra, the skilled artisan would have had ample reason to use DMSO as a solvent with NBPT. Ex. 1025, 1; Ex. 1015, 1, 3. Alleged Objective Indicia of Non-Obviousness Before any final obviousness determination, we must consider the evidence of obviousness in light of any objective evidence of nonobviousness presented by Patent Owner. See Graham, 383 U.S. at 17– 18 (“Such secondary considerations as commercial success, long felt but unsolved needs, failure of others, etc., might be utilized to give light to the circumstances surrounding the origin of the subject matter sought to be patented. As indicia of obviousness or nonobviousness, these inquiries may have relevancy.”); Transocean Offshore Deepwater Drilling, Inc. v. Maersk Drilling USA, Inc., 699 F.3d 1340, 1349 (Fed. Cir. 2012) (“This objective evidence must be ‘considered as part of all the evidence, not just when the decisionmaker remains in doubt after reviewing the art.’” (quoting Stratoflex, Inc. v. Aeroquip Corp., 713 F.2d 1530, 1538–39 (Fed. Cir. 1983))). Objective evidence of nonobviousness is relevant only if there is a nexus between the evidence and the claimed invention. Fox Factory, Inc. v. SRAM, LLC, 944 F.3d 1366, 1373 (Fed. Cir. 2019). A presumption of nexus applies if the asserted objective evidence “is tied to a specific product and PGR2019-00046 Patent 10,221,108 B2 30 that product ‘embodies the claimed features, and is coextensive with them.’” Id. (quoting Polaris Indus., Inc. v. Artic Cat, Inc., 882 F.3d 1056, 1072 (Fed. Cir. 2018)). To the extent that a presumption of nexus does not apply, Patent Owner may still prove nexus “by showing that the evidence of secondary considerations is the ‘direct result of the unique characteristics of the claimed invention.’” Id. (quoting In re Huang, 100 F.3d 135, 140 (Fed. Cir. 1996). The stronger the showing of nexus, the greater the weight accorded the objective evidence of nonobviousness. See Ashland Oil, Inc. v. Delta Resins & Refractories, Inc., 776 F.2d 281, 306 (Fed. Cir. 1985), cert. denied, 475 U.S. 1017 (1986). Patent Owner presents arguments and evidence directed to objective indicia of non-obviousness, including unexpected results, satisfaction of a long-felt but unmet need, commercial success, failure of others, expert skepticism, industry praise, copying, recognition of a problem, and “other relevant factors.” PO Resp. 57–78. We address each of these below. a. Unexpected results In alleging that the claimed subject matter exhibits unexpected results (PO Resp. 57–66), Patent Owner describes tests that were performed and observations that “were taken on storage stabilities including odor, color, and precipitation.” Id. at 62 (citing Ex. 2015 ¶¶ 77–79). Patent Owner argues that these experiments demonstrate that: 1) “DMSO is not equivalent and is unexpectedly superior to other solvents” where NBPT is solubilized therein and delivered to the surface of urea granules (PO Resp. 63 (citing Ex. 2015 ¶¶ 87–88; Ex. 2060)); PGR2019-00046 Patent 10,221,108 B2 31 2) DMSO’s “acceptable and very good” chill point when used as the sole solvent delivery system for NBPT concentrations above about 32% (PO Resp. 63 (citing Ex. 2015 ¶¶ 61–64)); 3) DMSO is not equivalent to––but is rather unexpectedly superior to– –those solvents exemplified in Iannotta’s Examples 3 and 5 (PO Resp. 63 (citing Ex. 2015 ¶¶ 58–88));9 and 4) DMSO as the sole solvent “gives better results in terms of chill point than NMP/propylene glycol at high concentrations of NBPT” (PO Resp. 63 (citing Ex. 2015 ¶¶ 61–64; Ex. 2023)). We have reviewed Patent Owner’s proffered evidence and are unpersuaded of any unexpected results. At the outset, we note Patent Owner fails to analyze or explain the data upon which it relies to establish non-obviousness. In re Klosak, 455 F.2d 1077, 1080 (CCPA 1972) (explaining “the burden of showing unexpected results rests on he who asserts them”). For example, Patent Owner does not make clear how Dr. Theyson arrived at his conclusions that the “addition of DMSO makes PEG 200 a better solvating delivery system (Low chill point and low viscosity) for NBPT” (Ex. 2015 ¶ 60). Specifically, neither Patent Owner nor Dr. Theyson explain what would have been considered a “low” viscosity or chill point, how such characteristics would have been relevant or significant when preparing solutions of NBPT, and how DMSO provides an unexpected improvement over the closest prior art. See In re Eli Lilly & Co., 902 F.2d 943, 948 (Fed. 9 This appears to be a typographical error in Patent Owner’s Response because paragraphs 68–88 of Exhibit 2015 discuss tests concerning Iannotta’s modified Examples 3 and 5. PGR2019-00046 Patent 10,221,108 B2 32 Cir. 1990) (establishing that any unexpected result shown must be directed to a “significant aspect” of the invention); Pfizer, Inc. v. Apotex, Inc., 480 F.3d 1348, 1371 (Fed. Cir. 2007) (“[I]n order to properly evaluate whether a superior property was unexpected, the court should have considered what properties were expected.”). Rather, for this particular experiment (Ex. 2015 ¶¶ 58–60), we are left with mere conclusory assertions, devoid of explanation, that the 1:1 ratio of DMSO:PEG 200 “had the best viscosity/temperature profile” (id. ¶ 59), that using DMSO “results in [an] unexpected low viscosity product” (id. ¶ 60), and that adding DMSO makes PEG 200 “better” (id.). We find a similar lack of explanation for the experiments submitted in paragraphs 61–64 of Exhibit 2015, because neither Patent Owner nor Dr. Theyson articulate, much less establish with evidence, what the “market needs” for a solvent’s chill point would have been at the time of the invention. See Ex. 2015 ¶ 63. Likewise, the experiments discussed in paragraphs 68–88 fail to analyze or explain how the observed results would have been unexpected by the skilled artisan. Pfizer, Inc. v. Apotex, Inc., 480 F.3d at 1371. We therefore accord little weight to this evidence. Velander v. Garner, 348 F.3d 1359, 1371 (Fed. Cir. 2003) (stating that it is “within the discretion of the trier of fact to give each item of evidence such weight as it feels appropriate”). Moreover, Patent Owner does not explain, nor do we discern, how the results of some of these experiments are commensurate in scope with the claims of the ʼ108 patent. Ex. 2015 ¶¶ 58–88. In re Tiffin, 448 F.2d 791, 792 (CCPA 1971). For example, the experiments set forth in paragraphs 58–60 and 65–67 are specific to one concentration of NBPT (i.e., 20%), PGR2019-00046 Patent 10,221,108 B2 33 whereas independent claims 1, 6, and 18 cover broad ranges of NBPT in solution (i.e., 5–45%, 5–75%, and 5–58.9%, respectively). b. Long Felt Need, Failure of Others, and Problem Recognition “The existence of a long-felt but unsolved need that is met by the claimed invention is further objective evidence of non-obviousness.” Millennium Pharms., Inc. v. Sandoz Inc., 862 F.3d 1356, 1369 (Fed. Cir. 2017). Establishing long-felt need first requires objective evidence that a recognized problem existed in the art for a long period without solution. See Orthopedic Equip. Co., Inc. v. All Orthopedic Appliances, Inc., 707 F.2d 1376 (Fed. Cir. 1983); In re Gershon, 372 F.2d 535, 539 (CCPA 1967). Second, another must not have satisfied the long-felt need before the invention of the challenged patent. Newell Cos. v. Kenney Mfg. Co., 864 F.2d 757, 768 (Fed. Cir. 1988). Third, the invention of the challenged patent must satisfy the long-felt need. In re Cavanagh, 436 F.2d 491, 496 (CCPA 1971); see also Perfect Web Techs., Inc. v. InfoUSA, Inc., 587 F.3d 1324, 1332–33 (Fed. Cir. 2009) (articulating all three factors). Patent Owner argues that, at the time of the invention of the ʼ108 patent, researchers had for at least four years been “looking for solvent systems that were less toxic than NMP that had the same efficacy as NMP.” PO Resp. 68 (citing Exs. 2014, 2015 ¶¶ 58–88, 2020, and 2021); see also PO Resp. 70–71 (discussing a prior art solvent system in “Omilinsky ʼ003” that purportedly “proved to be a failure due to concerns about potentially toxicity issues”); see also id. at 77 (discussing the toxicity problems associated with NMP). We are unpersuaded by this argument, however, because undisputed record evidence establishes that almost three years before the ʼ108 patent’s priority date of October 1, 2012, DMSO was “already used extensively as a PGR2019-00046 Patent 10,221,108 B2 34 polar aprotic solvent in . . . agrochemical formulations” and was known to be “the sustainable reference solution to replace solvents classified as hazardous to human health” including the solvents “dimethyl formamide (DMF), dimethyl acetamide (DMAC), and N-methyl pyrrolidone (NMP).” Ex. 1025, 1. In other words, any long felt need that existed for a less toxic and efficacious alternative solvent to NMP for use in NBPT solutions had already been satisfied prior to the invention of the ʼ108 patent, and contradicts Patent Owner’s arguments regarding the failure of others. Newell Cos., 864 F.2d at 768. c. Commercial Success “When a patentee can demonstrate commercial success, usually shown by significant sales in a relevant market, and that the successful product is the invention disclosed and claimed in the patent, it is presumed that the commercial success is due to the patented invention.” J.T. Eaton & Co. v. Atl. Paste & Glue Co., 106 F.3d 1563, 1571 (Fed. Cir. 1997); WBIP, LLC v. Kohler Co., 829 F.3d 1317, 1329 (Fed. Cir. 2016). “Demonstrating that an invention has commercial value, that it is commercially successful, weighs in favor of its non-obviousness.” WBIP, 829 F.3d at 1337. Patent Owner states that it “currently make[s] a product that comprises NBPT dissolved in a solvent system that comprises DMSO that is designed to be added to urea granules,” and that the product is named “N- yield.” PO Resp. 69. Patent Owner avers that N-yield has been sold since 2014 with sales of at least $60,000,000, and estimates that N-yield and its competitor products have had sales of $175,000,000. Id. at 69–70. Patent Owner relies on declaration testimony of Raymond Perkins, an inventor PGR2019-00046 Patent 10,221,108 B2 35 named on the ʼ108 patent, for support. Id.; Ex. 1001, code (72); Ex. 1030, 22:3–5. We find that Patent Owner does not establish the required nexus between the N-yield product and the claimed invention. See Ashland Oil, 776 F.2d at 305 n.42 (“Case law requires that a nexus be established between the merits of the claimed invention and the evidence proffered on secondary considerations, if the evidence on secondary considerations is to be given substantial weight in the calculus of obviousness/nonobviousness”). Specifically, Patent Owner does not aver, much less establish, that the N- yield product upon which it relies falls within the scope of the ʼ108 patent claims. PO Resp. 69–70. Even assuming a nexus exists, Patent Owner merely provides a single, sum total sales figure for N-yield ($60,000,000) and an aggregated sales estimate for competing products starting in the year 2014 ($175,000,000). PO Resp. 69–70; Ex. 2022, 5. Patent Owner does not provide relevant information regarding the total market share of the N-yield product. Such evidence, particularly in the absence of a defined market, is inadequate to establish commercial success. See Ex parte Jellá, 90 USPQ 1009, 1012 (BPAI 2008) (precedential) (“[G]ross sales figures do not show commercial success absent evidence as to market share . . . or as to the time period during which the product was sold, or as to what sales would normally be expected in the market”). Here, even if we take Patent Owner’s sales figures and estimates at face value, Patent Owner “provides no indication of whether this represents a substantial quantity in this market.” In re Huang, 100 F.3d at 140. PGR2019-00046 Patent 10,221,108 B2 36 We also give less weight to Patent Owner’s evidence of alleged commercial success because it does not account for potential blocking patents such as the challenged patent here. Specifically, it is unclear if Patent Owner’s sales, and what proportion of such sales, took place after March 5, 2019––i.e., the issue date of the ʼ108 patent. See Merck & Co., Inc. v. Teva Pharm. USA, Inc., 395 F.3d 1364, 1376–77 (Fed. Cir. 2005) (explaining how financial success of a given product “is not significantly probative” of non-obviousness when “others were legally barred from commercially testing” them, and how “[b]ecause market entry by others was precluded on” the bases of patent protection and FDA-exclusivity, “the inference of non-obviousness . . . from evidence of commercial success, is weak.”). In other words, when the ʼ108 patent itself may have precluded others from entering the relevant market, i.e. from the issue date of March 5, 2019, the sales figures before us that may include dates after March 5, 2019 would be weak evidence of commercial success. For these reasons, we attribute minimal weight to Patent Owner’s arguments and evidence related to commercial success. d. Other Objective Indicia We have also considered Patent Owner’s other objective indicia of nonobviousness arguments and find them unpersuasive. PO Resp. 72–78. For example, the arguments regarding purported skepticism of experts rests on speculative assertions lacking evidentiary support. Id. at 72–73 (asserting “experts would believe that the liquid fertilizer additive would not be effective . . . ,” DMSO’s “relatively high boiling point of 189°C [] probably also dissuaded Kolc” from using it, and the CN400 “inventors would have been skeptical that DMSO could be used to solubilize NBPT”). Also, Patent PGR2019-00046 Patent 10,221,108 B2 37 Owner’s arguments regarding purported praise fall short because, again, no nexus between the N-yield product and the claimed invention has been shown or discussed by Patent Owner. PO Resp. 74–76. Even if there were a nexus, any praise found in the cited master’s thesis would be entitled to minimal weight because, as Patent Owner admits, the thesis does not directly praise the higher yields obtained by employing the N-yield product. Id. at 74. Thus, at best, the praise would reflect one individual’s opinion and not the industry as a whole. Furthermore, Patent Owner’s assertion that “one can only conclude that others copied” the ʼ108 patent claims is speculative at best, and relies on testimony to which we have given little weight. PO Resp. 77; Ex. 1022. Conclusion In sum, having considered the complete record developed during trial, we conclude that Petitioner has demonstrated by a preponderance of the evidence that the subject matter of claim 1 would have been obvious over the combined disclosures of Iannotta and CN400. Pet. 26–35. Claims 2–20 We have also considered Petitioner’s arguments and underlying evidence with respect to claims 2–20, not separately argued by Patent Owner. Pet. 36–50. Based on the reasons discussed above, and those presented in the Petition, we find Petitioner establishes sufficiently that the recited limitations are disclosed in the cited references, the skilled artisan would have been motivated to combine the teachings of these references, and would have done so with a reasonable expectation of success. Id. After considering the complete record regarding these claims, we conclude that Petitioner has demonstrated by a preponderance of the PGR2019-00046 Patent 10,221,108 B2 38 evidence that the subject matter of claims 2–20 would have been obvious over the combined disclosures of Iannotta and CN400. F. Asserted Obviousness of Claims 1, 3–9, and 11–20–– Kolc & CN400 Petitioner’s Arguments––Claim 1 Petitioner asserts that claim 1 of the ʼ108 patent is unpatentable as obvious under 35 U.S.C. § 103 over the combined disclosures of Kolc and CN400. Pet. 50–59. Petitioner relies on the testimony of Dr. Gribble (Ex. 1003) for support. Petitioner asserts that each of Kolc and CN400 discloses “a composition” that includes “urea.” Pet. 55–56. Petitioner asserts further that Kolc discloses the limitation requiring “a liquid solution comprised of a urease inhibitor that has been solubilized within an aprotic solvent” such as water––each present in the claimed amounts. Id. at 56–57. Petitioner also avers that each of Kolc and CN400 disclose the claimed urease inhibitor NBPT. Id. at 58–59. Petitioner asserts that Kolc does not disclose DMSO, but relies on CN400 for this limitation. Id. at 57–58. Petitioner asserts that the skilled artisan would have been motivated to combine the teachings of Kolc with those of CN400 for the following reasons: (1) the references are analogous because they are “directed [to] the same field of endeavor: developing a fertilizer composition that includes a urease inhibitor dissolved in a solvent system” (id. at 51); (2) both references “promote the use of the same urease inhibitor, NBPT” (id.); (3) “DMSO was a widely used and commercially available solvent having ‘very low acute toxicity’ that was known to be particularly suited for agricultural applications” (id. at 52); PGR2019-00046 Patent 10,221,108 B2 39 (4) “[i]t was also well-known that NBPT was highly soluble in DMSO” (id.); (5) using DMSO as the aprotic solvent in Kolc’s composition “would have merely combined known elements according to known methods to yield predictable results” (id. at 53); (6) using DMSO instead of another agrochemical formulation solvent “would have merely required the simple substitution of one known solvent (e.g., ether, methanol) for another (e.g., DMSO) to obtain predictable results” (id. at 54); and (7) selecting DMSO as the agrochemical formulation solvent “would have merely involved a Skilled Artisan choosing from a finite number of identified, predictable solvents . . . for use with NBPT, each having a reasonable expectation of success” (id. at 54–55). Patent Owner’s Arguments Patent Owner advances many similar arguments to those made with respect to Petitioner’s obviousness challenge based on Iannotta and CN400 discussed supra. In fact, a significant portion of Patent Owner’s brief argues the challenge based on Kolc and CN400 coextensively with the challenge based on Iannotta and CN400. See PO Resp. 22–24, 42–52, 58–60, and 64– 66. Upon consideration of the parties’ arguments and evidence on the complete record, we agree with Petitioner that the subject matter of claim 1 would have been obvious in view of the combined disclosures of Kolc and CN400. Our reasoning follows. PGR2019-00046 Patent 10,221,108 B2 40 Motivation to Combine the Teachings of Kolc and CN400 Kolc discloses liquid fertilizer compositions containing one or more phosphoric triamide compounds such as NBPT in water or an organic solvent such as methanol, diethyl ether and methylene chloride.10 Ex. 1009, 4:49–50, 6:61–7:1, 11:7–13. CN400 undisputedly discloses urea-based fertilizer formulations comprising NBPT and an organic solvent such as DMSO. Ex. 1006 ¶¶ 7–9; see also Ex. 2006, 463–64 (CN400 machine translation disclosing in paragraphs 7–9 a urea-based fertilizer formulation which may contain NBPT as the urease inhibitor and DMSO as the organic solvent or solution). We agree with Petitioner that the skilled artisan would have had reason to combine the teachings of these references because “[t]he evidence . . . demonstrates that the choice of DMSO as a solvent in the solvent system described by Kolc would have merely involved a [s]killed [a]rtisan choosing from a finite number of identified, predictable solvents . . . for use with NBPT.” Pet. 54. As discussed above with respect to the challenge based on Iannotta and CN400, before the invention of the ʼ108 patent, NBPT was known to be soluble in DMSO, water, methanol, dichloromethane, and ether. Ex. 1015, 1; id. at 3 (declaration testimony that this “publication was available to the public at least as early as January 19, 2011”). Thus, the skilled artisan would have known that NBPT would be predictably soluble in DMSO, methanol, dichloromethane, and water. Ex. 1015, 1; Ex. 1009, 6:61–67. 10 Methylene chloride (CH2Cl2) disclosed by Kolc (6:68–7:1) is chemically synonymous with the term “dichloromethane” disclosed in Exhibit 1015 as one of five solvents in which NBPT is soluble. Ex. 2048, 1. PGR2019-00046 Patent 10,221,108 B2 41 Even further, combining the knowledge that DMSO solubilizes NBPT (Ex. 1015, 1) with Kolc’s disclosure of water or methanol as an acceptable solvent with NBPT, we agree with Petitioner (Pet. 53) that using DMSO as the organic solvent in Kolc’s composition “would have merely combined known elements according to known methods to yield predictable results.” We furthermore agree with Petitioner (Pet. 54) that using DMSO in Kolc’s composition “would have merely required the simple substitution of one known solvent (e.g., ether, methanol) for another (e.g., DMSO) to obtain predictable results.” See Ex. 1009, 6:61–67 (identifying water, methanol, methylene chloride (also known as dichloromethane), and diethyl ether as solvents used to prepare the liquid composition containing the phosphoric triamide compound); id. at 16:33–37 (disclosing how the 30 grams of pure NBPT “was soluble in ether”); Ex. 1015 (identifying water, DMSO, methanol, dichloromethane, and ether as five solvents in which NBPT is soluble). As with the first challenge, Patent Owner’s arguments (PO Resp. 50– 52) regarding these proffered rationales to combine the teachings of Kolc and CN400 fall short for similar reasons to those articulated above, and because the relevant record evidence––including Exhibit 1015—remains unrebutted and, in our view, persuasive. Reasonable Expectation of Success For the reasons already expressed in our discussion of the first challenge, we determine that a person of ordinary skill in the art would have had a reasonable expectation of successfully dissolving the recited concentration of NBPT in DMSO to form a liquid solution at the time of the invention of the ʼ108 patent. PGR2019-00046 Patent 10,221,108 B2 42 Patent Owner’s Remaining Arguments We now address Patent Owner’s arguments specific to the Kolc and CN400 challenge of claim 1 that have not yet been addressed in our discussion, supra, of the first challenge based on Iannotta and CN400. PO Resp. 24–37. Dissolution of Urea Patent Owner argues that the combination of Kolc and CN400 does not disclose a composition that comprises a urea and urease inhibitor solubilized in a solvent.11 PO Resp. 26–32. This argument fails at the outset because claim 1 of the ʼ108 patent does not require the urea to be dissolved in a solvent with the urease inhibitor. In re Self, 671 F.2d 1344, 1348 (CCPA 1982). For example, claim 1 requires a liquid solution of the urease inhibitor NBPT solubilized in an aprotic solvent comprising DMSO. The urea, however, is listed as a separate component––not as part of the liquid solution. As set forth in the Petition (Pet. 56), Kolc teaches a liquid fertilizer composition containing one or more phosphoric triamide compounds in an organic solvent such as methanol or aprotic organic solvent such as acetone (Ex. 1009, 6:61–7:1), and specifically identifies NBPT as an “[e]specially efficacious compound[] for use in the” invention (id. at 11:7–13). In short, because claim 1 does not require urea to be dissolved in the solution with the urease inhibitor, Kolc need not teach or suggest that limitation. 11 We understand this argument to be directed at the subject matter of the independent claims only because it appears after a discussion of the independent claims. PO Resp. 25–26. Furthermore, Patent Owner does not appear to argue any of the dependent claims separately. Id., generally. PGR2019-00046 Patent 10,221,108 B2 43 DMSO’s Volatility Patent Owner also argues that the skilled artisan would not have been motivated to use DMSO (a purported “low volatility” solvent) in Kolc’s composition, because doing so would frustrate the purpose of Kolc which desires solvents of high volatility. PO Resp. 37. This argument is unpersuasive because Kolc merely expresses a preference for solvents of “such volatility that they leave little permanent residue in the growth media.” Ex. 1009, 7:2–4; see In re Fritch, 972 F.2d 1260, 1264 (Fed. Cir. 1992) (“It is well settled that a prior art reference is relevant for all that it teaches to those of ordinary skill in the art.”). Additionally, we agree with Petitioner’s well-stated response to this line of argument (Reply 11–12) that even [a]ssuming that the boiling point of the pure solvent were the proper standard by which to gauge its volatility, neither Patent Owner nor its expert provides any reason that a substance with a boiling point of 167.5°C would meet the alleged volatility requirement of Kolc . . . but a substance with a boiling point of 189°C (i.e., DMSO––Ex. 2031, 3) would not meet that requirement. Furthermore, Patent Owner does not squarely address the other evidence of record, which we credit, that establishes that the skilled artisan would have been motivated to use DMSO as a solvent in an agrochemical formulation. Ex. 1025, 1. Patent Owner’s Separate Arguments Against Kolc and CN400 Patent Owner also argues against the Kolc and CN400 references separately, and these arguments are unpersuasive. PO Resp. 32–36. In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986) (“Non-obviousness cannot be established by attacking references individually where the PGR2019-00046 Patent 10,221,108 B2 44 rejection is based upon the teachings of a combination of references. . . . [The reference] must be read, not in isolation, but for what it fairly teaches in combination with the prior art as a whole.”). Objective Indicia of Non-Obviousness Patent Owner also relies on the same objective indicia of non- obviousness arguments and evidence discussed supra for this challenge. PO Resp. 57–78. These arguments and evidence are similarly unpersuasive for this challenge for the same reasons they were unpersuasive for the first challenge. Conclusion In sum, having considered the complete record developed during trial, we conclude that Petitioner has demonstrated by a preponderance of the evidence that the subject matter of claim 1 would have been obvious over the combined disclosures of Kolc and CN400. Pet. 50–59. Claims 3–9 and 11–20 We have also considered Petitioner’s arguments and underlying evidence with respect to claims 3–9 and 11–20, not separately argued by Patent Owner with any specificity. For the reasons discussed above and presented in the Petition, we find Petitioner establishes sufficiently that the recited limitations are disclosed in the cited references, the skilled artisan would have been motivated to combine the teachings of these references, and would have done so with a reasonable expectation of success. Id. at 59– 71. After considering the complete record regarding these claims, we conclude that Petitioner has demonstrated by a preponderance of the PGR2019-00046 Patent 10,221,108 B2 45 evidence that the subject matter of claims 3–9 and 11–20 would have been obvious over the combined disclosures of Kolc and CN400. G. Asserted Obviousness of Claims 2 and 10––Kolc, CN400, and Iannotta Claim 2 depends from claim 1 and requires the composition to have at least one additional aprotic solvent and at least one protic solvent. Ex. 1001, 15:15–30. Claim 10 depends from claim 6 and requires at least one additional aprotic solvent. Id. at 16:15–22. Petitioner asserts that dependent claims 2 and 10 of the ʼ108 patent are unpatentable as obvious over the combined disclosures of Kolc, CN400, and Iannotta. Pet. 71–76. Petitioner cites, with specificity, where the prior art teaches or suggests each of the limitations of these dependent claims (Pet. 73–76), and presents reasons why a skilled artisan would have been motivated to combine the various disclosures of Kolc, CN400, and Iannotta. Id. at 27–31, 51–55, 71–73. Petitioner further cites persuasive expert testimony in support of its interpretation of the art. Ex. 1003 ¶¶ 224–240. Patent Owner offers no argument specific to this challenge. See PO Resp., generally; Sur-Reply, generally. We have reviewed Petitioner’s arguments and evidence regarding claims 2 and 10, as well as the relied-upon portions of Kolc, CN400, and Iannotta, and determine that Petitioner has established by a preponderance of the evidence that claims 2 and 10 are unpatentable over the combined disclosures of Kolc, CN400, and Iannotta. Petitioner establishes sufficiently that the recited limitations are disclosed in the cited references, the skilled artisan would have been motivated to combine the teachings of these references, and would have done so with a reasonable expectation of success. Pet. 71–76. PGR2019-00046 Patent 10,221,108 B2 46 Patent Owner’s arguments and evidence germane to all challenges do not persuade us otherwise for the challenge of claims 2 and 10 for the reasons already provided. PO Resp. 15–77; Sur-Reply 1–23. In sum, we determine that Petitioner has demonstrated that claims 1– 20 of the ʼ108 patent are unpatentable based on the three challenges articulated in the Petition. Pet. 4–5, 26–79. III. PETITIONER’S MOTION TO EXCLUDE Petitioner moves to exclude the following evidence: Exhibits 2014– 2023, 2075–2077, 2080, and 2085. Paper 31. We have considered Petitioner’s motion but determine that, even if we considered the objected-to evidence, Petitioner has successfully demonstrated by a preponderance of the evidence that claims 1–20 of the ʼ108 patent are unpatentable. Thus, Petitioner’s motion is deemed moot and is dismissed. IV. REQUEST FOR REHEARING OF DENIAL FOR ADDITIONAL DISCOVERY AND LATE OBJECTION TO EXHIBIT 1006 Patent Owner requests a rehearing of our decision denying its combined motion for additional discovery and late objection to Exhibit 1006. Paper 44. Regarding the motion for additional discovery, Patent Owner’s challenge of our decision focuses on our analysis of Factors 1 and 5 articulated in Bloomberg Inc. v. Markets-Alert Pty Ltd., CBM2013-00005, Paper 32 (PTAB May 29, 2013) (precedential). Our decision set forth why we determined that each of these factors “weighs heavily against a good cause showing for the additional discovery.” Paper 43, 5–7, 9–10. PGR2019-00046 Patent 10,221,108 B2 47 As the moving party, Patent Owner bears the burden of showing that our decision denying additional discovery and late objection to Exhibit 1006 should be modified, and its request for rehearing “must specifically identify all matters the party believes the Board misapprehended or overlooked.” 37 C.F.R. § 42.71(d). After considering the request for rehearing, Patent Owner does not persuade us that we either misapprehended or overlooked any relevant information in reaching our decision for the reasons discussed below. We therefore deny Patent Owner’s request for rehearing. Additional Discovery––Bloomberg Factor 1 This factor requires more than a possibility and mere allegation that “something useful will be found,” i.e., “favorable in substantive value to a contention of the party moving for discovery.” Relevant to our reconsideration of our analysis of this factor, Patent Owner contends Petitioner provided it with additional evidence that proves that Kayla Garcia––the affiant testifying to the accuracy of the translation before us as Exhibit 1006––did not actually translate the document. Paper 44, 2. Patent Owner sets forth a purported timeline of events regarding how it received this information from Petitioner, stating how Petitioner’s counsel––before Patent Owner filed its combined motion on May 27, 2020––“sent an email to Patent Owner containing a new declaration from Kayla Garcia” and that such “email informed Patent Owner did not in fact translate Exhibit 1006.”12 Id. at 2–3. 12 The timeline provided by Patent Owner in its rehearing request is factually inconsistent with that provided in its email to the Board of July 1. See Ex. 3002 (stating that the new declaration was “provided to Patent Owner by PGR2019-00046 Patent 10,221,108 B2 48 Patent Owner alleges that, in preparing our Order denying additional discovery and late objection to Exhibit 1006, we “did not have the benefit of the knowledge that Petitioner knew and had already admitted Ms. Garcia did not translate the document.”13 Id. at 4–5. Patent Owner argues that our determination that the additional discovery would not have any substantive value was erroneous. Id. at 5. These arguments do not persuade us of error in our determination that the additional discovery sought was not shown to be useful or have substantive value. Our obviousness analysis set forth in Sections II.E., II.F., and II.G., supra, does not rely on any of the disclosure contested here by Patent Owner––specifically, whether CN400’s claim 1 process disclosed in either translation of CN400 (Ex. 1006; Ex. 2006, 461–9) results in a suspension or solution of NBPT. As stated above, Petitioner relies on Iannotta’s disclosure (§ II.E.) and Kolc’s disclosure (§ II.F.) to satisfy the “liquid solution” limitation for each independent claim (Pet. 32–34, 56–57), and relies on CN400 for its disclosure of DMSO (id. at 34, 57–58). We emphasize that Patent Owner has not challenged whether CN400 discloses DMSO. Indeed, Patent Owner unequivocally admits that CN400 does disclose DMSO. See PO Resp. 38 (“CNʼ400 has recited that DMSO is a substitutable solvent for industrial alcohol (ethanol)”), 48 (“CNʼ400 . . . Petitioner after Patent Owner’s combined motion for late additional discovery and objection to Exhibit 1006” (emphasis added)). 13 Patent Owner acknowledges it was in receipt of this information before it filed its combined motion. Paper 44, 2–3. Patent Owner, however, filed its motion two days before the May 29, 2020 deadline provided by our Order. Paper 39, 4. Therefore, Patent Owner had ample time and opportunity to provide us with the information it now says we were denied. PGR2019-00046 Patent 10,221,108 B2 49 disclose[s] a dissolved DMSO solvent system in combination with urea”); Tr. 56:11–12 (Patent Owner’s counsel stating that “we’re not disputing that DMSO is actually disclosed” by the Exhibit 1006 translation of CN400). In other words, our obviousness conclusion does not turn on either translation of CN400’s claim 1, and there is no dispute regarding CN400’s disclosure to the extent we have relied on it, i.e., its disclosure of DMSO for use in an agrochemical formulation containing NBPT. It follows that the inquiry into the precise disclosure of CN400’s claim 1 process in either translation is ultimately moot and has no substantive value to our conclusion of obviousness. Additional Discovery––Bloomberg Factor 5 This factor requires us to consider the burden of the additional discovery request, including “financial burden, burden on human resources, and burden on meeting the time schedule of the trial,” and whether the request is “responsibly tailored according to a genuine need.” Bloomberg Inc., Paper 32, 5. Patent Owner argues that our analysis under Bloomberg Factor 5 should not have accounted for the burden on Petitioner because Petitioner “created this situation.” Paper 44, 8. Patent Owner also argues that the Board should extend this proceeding by six months under 37 C.F.R. § 42.100(c) because we need a certified translation of claim 1 of CN400 to properly rely on Exhibit 1006. Paper 44, 8. We are not persuaded that we have overlooked or misapprehended any matter with respect to this factor. As discussed supra with respect to Factor 1, there is no genuine need for the additional discovery sought because it would have no substantive value in determining whether the ʼ108 PGR2019-00046 Patent 10,221,108 B2 50 patent claims would have been obvious. Without a genuine need for the additional discovery, no good cause exists to extend our statutory mandate to issue a Final Written Decision beyond August 13, 2020. 35 U.S.C. §§ 326(a)(11), 328(a).14 Belated Objection to Exhibit 1006 Patent Owner also requests rehearing of our denial of its belated request to object to Exhibit 1006. Paper 44, 8–11. Specifically, Patent Owner avers that the Board erroneously held that Patent Owner did not conduct its internet search for more than a year, and states that it is Petitioner’s burden to file a correct translation affidavit. Id. at 9–10. Patent Owner also contends that we erroneously determined that its late-filed objection to Exhibit 1006 would not be in the interests of justice because its reliability “is of critical importance in this proceeding.” Id. at 10. Patent Owner argues that its certified translation of CN400’s claim 1 submitted in a separate proceeding before the Board shows that Exhibit 1006 is incorrect and “clarifies the machine translation contained in Ex. 2006.” Id. at 11. We are unpersuaded by Patent Owner’s arguments because they do not squarely address Patent Owner’s own obligation to timely object to evidence within ten days of trial institution, and subsequently file a motion to exclude. 37 C.F.R. § 42.64(b)(1),(c). Patent Owner was served with 14 In any event, the panel is not authorized to extend this statutory date. See 35 U.S.C. § 326(a)(11) (providing that “the Director may, for good cause shown, extend the 1-year period by not more than 6 months”); 37 C.F.R. § 42.200(c) (“A post-grant review proceeding shall be administered such that pendency before the Board after institution is normally no more than one year. The time can be extended by up to six months for good cause by the Chief Administrative Patent Judge”). PGR2019-00046 Patent 10,221,108 B2 51 Exhibit 1006 on April 26, 2019 (See Pet., Attachment A (“Proof of Service of the Petition”)), and trial was instituted on August 13, 2019. Thus, it was Patent Owner’s burden to review the evidence with which it was served–– including any associated translation affidavits it wished to challenge––and timely lodge an objection no later than August 27, 2019. Patent Owner, however, failed to do so, and cannot recall if it conducted such an investigation into Ms. Garcia’s credentials prior to May 3, 2020––just days prior to the oral hearing. Paper 40, 2; Paper 44, 9. Because Patent Owner did not timely challenge Exhibit 1006, but rather waited over eight months after the deadline prescribed by our rules to lodge its first objection to this evidence, Patent Owner’s attempts to absolve itself of its burden are not well-taken. Furthermore, our conclusion that claims 1–20 of the ʼ108 patent would have been obvious relies on undisputed portions of CN400––namely, that CN400 discloses DMSO used as a solvent in an agrochemical formulation containing NBPT. Thus, it would not be in the interests of justice to allow Patent Owner to now object to this evidence at such a late stage of this proceeding after failing to do so earlier, particularly when its challenge to the evidence deals with a portion of CN400 (i.e., claim 1) upon which we do not rely. Allowing such a belated objection is unnecessary, and furthermore would not provide Petitioner with an adequate opportunity to correct any deficiencies in the evidence. See Paper 43, 11 (explaining how depriving “Petitioner’s opportunity to respond and correct any potential deficiency in Exhibit 1006 would not be in the interests of justice”). PGR2019-00046 Patent 10,221,108 B2 52 Patent Owner’s request for rehearing of our denial of its combined motion for additional discovery and late-filed objection to Exhibit 1006 is denied. V. CONCLUSION15 We conclude Petitioner has satisfied its burden of demonstrating, by a preponderance of the evidence, that the subject matter of claims 1–20 of the ’108 patent is unpatentable. 15 Should Patent Owner wish to pursue amendment of the challenged claims in a reissue or reexamination proceeding subsequent to the issuance of this decision, we draw Patent Owner’s attention to the April 2019 Notice Regarding Options for Amendments by Patent Owner Through Reissue or Reexamination During a Pending AIA Trial Proceeding. See 84 Fed. Reg. 16,654 (Apr. 22, 2019). If Patent Owner chooses to file a reissue application or a request for reexamination of the challenged patent, we remind Patent Owner of its continuing obligation to notify the Board of any such related matters in updated mandatory notices. See 37 C.F.R. § 42.8(a)(3), (b)(2). Claims 35 U.S.C. § References / Basis Claims Shown Unpatentable Claims Not shown Unpatentable 1–20 103 Iannotta, CN400 1–20 1, 3–9, 11–20 103 Kolc, CN400 1, 3–9, 11–20 2, 10 103 Kolc, CN400, Iannotta 2, 10 PGR2019-00046 Patent 10,221,108 B2 53 VI. ORDER In consideration of the foregoing, it is hereby: ORDERED that claims 1–20 of U.S. Patent No. 10,221,108 B2 have been shown to be unpatentable; and FURTHER ORDERED that Petitioner’s Motion to Exclude Exhibits 2014–2023, 2075–2077, 2080, and 2085 is dismissed; FURTHER ORDERED that Patent Owner’s Request for Rehearing of our Order Denying Patent Owner’s Combined Motion for Additional Discovery and Late-Filed Objection to Exhibit 1006 is denied; FURTHER ORDERED that, because this is a Final Written Decision, parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. PGR2019-00046 Patent 10,221,108 B2 54 PETITIONER: Ching-Lee Fukuda Michael Franzinger Jason P. Greenhut SIDLEY AUSTIN LLP clfukuda@sidley.com mfranzinger@sidley.com jgreenhut@sidley.com PATENT OWNER: Thomas Benjamin Schroeder BEN SCHROEDER LAW, PLLC ben@leak-schroeder.com Copy with citationCopy as parenthetical citation