Wilma I. Vaughan, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionApr 8, 2002
01A14081_r (E.E.O.C. Apr. 8, 2002)

01A14081_r

04-08-2002

Wilma I. Vaughan, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


Wilma I. Vaughan v. United States Postal Service

01A14081

April 8, 2002

.

Wilma I. Vaughan,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01A14081

Agency No. 4D-270-0064-01

DECISION

Complainant filed a timely appeal with this Commission from an agency

decision dated June 5, 2001, finding that it was in compliance with

the terms of the April 13, 2001 settlement agreement into which the

parties entered.

The settlement agreement provided, in pertinent part, that:

(7) In the future [complainant] will be allowed to work her relief day

if others are doing likewise.

By letter to the agency dated April 20, 2001, complainant alleged that

the agency was in breach of the settlement agreement, and requested

that her EEO complaint be reinstated for processing. Specifically,

complainant alleged that on April 20, 2001, the Postmaster refused to

allow complainant to work her relief day and told her he had no intentions

of abiding by the agreement.

In its June 5, 2001 decision, the agency concluded that the settlement

agreement had not been breached. The agency stated that complainant's

request to work her relief day on April 20, 2001 was denied because a

substitute rural carrier was available to work that day. The agency

stated that its decision was based on Article 37 of the National Rural

Carrier Contract which states that substitute rural carriers, rural

carrier associates, and rural carrier reliefs are to provide service on

established regular and auxiliary routes in the absence of a regular or

auxiliary rural carrier.

On appeal, complainant states that the Postmaster allowed and continues

to allow other employees to work their off day. In addition, complainant

states that none of the other provisions agreed to in the April 13, 2001

settlement agreement have been implemented. For example, complainant

states that she still does not have the equipment that was promised to

her in the agreement.

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules

of contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

In the present case, the Commission is unable to determine whether the

agency complied with the April 13, 2001 settlement agreement. Provision

(7) of the agreement states that complainant will be allowed to work

her relief day if others are doing likewise. It is unclear from the

record whether other employees were allowed to work their relief days.

Further, we note that on appeal complainant alleges that other provisions

of the agreement have not been fulfilled.

Accordingly, the agency's decision that it complied with the settlement

agreement is VACATED and the complaint is REMANDED for further processing

in accordance with the Order below.

ORDER

Within 30 days of the date this decision becomes final the agency shall:

Provide documentation showing whether other employees were allowed to

work their relief days. Thereafter, the agency shall issue a new final

decision pursuant to 29 C.F.R. � 1614.504.

Investigate the additional breach allegations raised by complainant on

appeal and supplement the record with a statement and evidence clarifying

the status of these additional breach allegations.

A copy of the agency's decision and supplemental evidence must be sent

to the Compliance Officer as referenced herein

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

April 8, 2002

__________________

Date