Wendy R Littlev.APP Business Ventures LLCDownload PDFTrademark Trial and Appeal BoardJul 2, 202192070242 (T.T.A.B. Jul. 2, 2021) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: July 2, 2021 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Wendy R. Little v. APP Business Ventures LLC _____ Cancellation No. 92070242 _____ John M. Adams of Price & Adams PC, for Wendy R. Little. Wendy Peterson of Not Just Patents LLC, for APP Business Ventures LLC. _____ Before Mermelstein, Greenbaum and English, Administrative Trademark Judges. Opinion by Greenbaum, Administrative Trademark Judge: APP Business Ventures LLC (“Respondent”) owns a registration on the Principal Register for the mark PENNY FINDER (in standard characters) for “Downloadable mobile applications for users to find discounts and savings on products by logging Cancellation No. 92070242 - 2 - user content into a searchable database” (“Respondent’s App”) in International Class 9.1 By her Amended Petition to Cancel, which is the operative pleading (see 15 TTABVUE), Petitioner Wendy R. Little (“Petitioner”) seeks to cancel Respondent’s Registration on the ground of likelihood of confusion under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), based on prior common law rights acquired through use, and in the alternative, use analogous to trademark use, of the mark PENNY FINDER (“Asserted Mark”) for “downloadable mobile applications having a searchable database sold to consumers to use in identifying products that have been confirmed to sell for a penny in Dollar General stores, as well as other discounted products sold in Dollar General stores” (“Petitioner’s App”). 12 TTABVUE 10, ¶¶4.2 In its Answer, Respondent denied Petitioner’s salient allegations, and raised several putative “affirmative defenses,” most of which merely amplify the denials3 or are not true affirmative defenses (e.g., failure to state a claim).4 14 TTABVUE. 1 Registration No. 5469205 issued on May 15, 2018 from an application filed on October 11, 2017, based upon a claim of first use anywhere and first use in commerce of June 20, 2017 “Respondent’s Registration”). 2 The allegations about Petitioner’s prior technical trademark use of the Asserted Mark are located at 12 TTABVUE 10, ¶¶4-6. The allegations about Petitioner’s alternative claim of prior use analogous to trademark use are located at 12 TTABVUE 11-12, ¶¶7-12. The allegations about likelihood of confusion are located at 12 TTABVUE 12, ¶¶13-15. 3 The amplifications appear to be repackaged arguments that Respondent raised in its Motion to Dismiss the original Petition to Cancel. 5 TTABVUE. 4 Failure to state a claim upon which relief may be granted is not an affirmative defense. John W. Carson Found. v. Toilets.com, Inc., 94 USPQ2d 1942, 1949 (TTAB 2010) (“The asserted defense of failure to state a claim is not a true affirmative defense because it relates to an assertion of the insufficiency of the pleading of opposer’s claim rather than a statement of a defense to a properly pleaded claim.”). We address the sufficiency of Petitioner’s claim below. Cancellation No. 92070242 - 3 - The cancellation is fully briefed. Preliminary Matters A. Sufficiency of Pleaded Section 2(d) Claim Although all allegations about Petitioner’s ownership and use of the Asserted Mark are “[b]ased on information and belief,” Respondent did not file a motion to dismiss or for a more definite statement. Instead, Respondent maintains in its Brief that the Amended Petition to Cancel fails to state a claim. 42 TTABVUE 17-20 (“ARGUMENT: INSUFFICIENT PLEADING”). We disagree. The allegations in the Amended Petition to Cancel provide sufficient notice pleading of a likelihood of confusion claim under Section 2(d) based on both Petitioner’s acquisition of prior common law rights to the Asserted Mark through technical trademark use (paragraphs 4-6) and use analogous to trademark use (paragraphs 7-12) with Petitioner’s App (paragraphs 13-15). 12 TTABVUE 10-12. See Fair Indigo LLC v. Style Conscience, 85 USPQ2d 1536, 1538 (TTAB 2007) (“Under the simplified notice pleading of the Federal Rules of Civil Procedure, the allegations of a complaint should be construed liberally so as to do substantial justice.”). B. Motion to Amend Answer During Respondent’s trial period, Respondent filed a Motion to Amend its Answer to conform to the testimony and evidence submitted by Petitioner by adding three “affirmative defenses” pursuant to Fed. R. Civ. P. 15(b): Petitioner is not the “owner of the rights pleaded” (“affirmative defense” number 8); Cancellation No. 92070242 - 4 - “no legal use in commerce for the pleaded app by the Petitioner” (“affirmative defense” number 9); and “no legal use in commerce and no priority of ‘DG PENNY FINDER’” (“affirmative defense” number 10). 31 TTABVUE 2-5; 31 TTABVUE 12-13, ¶¶8-10. The Motion to Amend is contested, 34 TTABVUE, and the Board deferred consideration thereof until issuance of this Final Decision. 38 TTABVUE. For the reasons discussed below, the Motion to Amend is denied. “Affirmative defense” number 8 is in the nature of an “affirmative defense” that Petitioner is not entitled to a statutory cause of action (formerly referred to as “standing,” and addressed below). Entitlement to a statutory cause of action is an element of Petitioner’s asserted claim that she must prove as part of her case. See Lipton Indus., Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185, 189 (CCPA 1982); Blackhorse v. Pro Football Inc., 98 USPQ2d 1633, 1637 (TTAB 2011). Lack of such entitlement is not an affirmative defense.5 “Affirmative defense” number 9 comprises allegations of misconduct by Petitioner based on Petitioner’s alleged prohibited use of Dollar General’s website and app to build the database for Petitioner’s App, and of Dollar General’s product listings and prices in violation of the Terms of Use posted on Dollar General’s website. And “affirmative defense” number 10 comprises allegations of misconduct by Petitioner 5 Even though we do not allow Respondent to file an amended answer to assert “affirmative defense” number 8, we consider Respondent’s argument about Petitioner’s ownership of the Asserted Mark in the section entitled “Statutory Entitlement to Petition to Cancel.” Cancellation No. 92070242 - 5 - based on Petitioner’s alleged unlicensed use of Dollar General’s trademark, “DG,” “in the name of the Penny Puss app” and associated promotional materials, and Petitioner’s “criminal counterfeiting by spuriously placing DG on the goods being sold,” which “was/is also expressly prohibited by Dollar General’s terms of use and as well as being prohibited by the Lanham Act.” 31 TTABVUE 12-13, ¶10. “Affirmative defense” numbers 9 and 10 are in the nature of affirmative defenses of unclean hands. However, Respondent has not asserted a viable affirmative defense of unclean hands because such defense must be related to the claims against which they are asserted. See Tony Lama Co., Inc. v. Di Stefano, 206 USPQ 176, 179 (TTAB 1980) (“It might be emphasized, however, that the concept of unclean hands must be related to a plaintiff’s claim, and misconduct unrelated to the claim in which it is asserted as a defense does not constitute unclean hands.”). Respondent’s allegations of misconduct pertain to Petitioner’s alleged misuse of the website, app and mark (“DG”) of Dollar General (an unrelated third party), and are unrelated to Petitioner’s claim of likelihood of confusion. Id. at 179; see also Warnaco Inc. v. Adventure Knits, Inc., 210 USPQ 307 (TTAB 1981) (“the concept of unclean hands denying relief to a plaintiff is not intended to serve as a punishment for extraneous transgressions”); VIP Foods, Inc. v. V.I.P. Food Prods., 200 USPQ 105, 112-13 (TTAB 1978) (“misconduct in the abstract, unrelated to the claim in which it is asserted as a defense does not constitute unclean hands”).6 6 In addition, Respondent may not challenge the existence or validity of Petitioner’s rights by alleging that any such rights conflict with those of an unrelated third party. “[T]he conflict here is between petitioner and respondent and not between petitioner and the world.” Krug Cancellation No. 92070242 - 6 - Further, “affirmative defense” number 10 pertains to “DG Penny Finder,” which is not the Asserted Mark, as discussed below. Therefore, this “affirmative defense” is not relevant. Record The record includes the pleadings and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), the file of Respondent’s Registration. During her testimony period, Petitioner submitted a Notice of Reliance (24 TTABVUE) on Respondent’s responses to Petitioner’s Interrogatories, Document Requests and Requests for Admission,7 and Respondent’s Initial Disclosures and Document Production, as well as the Testimony Declarations, with exhibits, of (1) Petitioner (“Little Test. Dec.”) and (2) Angi P. Amerson (“Amerson Test. Dec.”) Petitioner’s Administrative Assistant “in the operation and management of Ms. Little’s Penny Puss Facebook group and PennyPuss.com in the marketing and sale of Ms. Little’s Penny Finder app for use in finding discounted items at Dollar General Vins Fins de Champagne v. Rutman Wine Co., 197 USPQ 572, 574-75 (TTAB 1977) (citations omitted). 7 Written responses to document requests are admissible only for purposes of showing that Respondent has stated that there are no responsive documents. See City Nat’l Bank v. OPGI Mgmt. GP Inc./Gestion OPGI Inc., 106 USPQ2d 1668, 1674 n.10 (TTAB 2013) (responses to document production requests are admissible solely for purposes of showing that a party has stated that there are no responsive documents). In addition, Respondent’s responses to Petitioner’s Requests for Admission include denials. Denials to admission requests cannot be submitted under a notice of reliance. Trademark Rule 2.120(k)(3)(i), 37 C.F.R. § 2.120(k)(3)(i); see also Life Zone Inc. v. Middleman Grp. Inc., 87 USPQ2d 1953, 1957 (TTAB 2008) (“[U]nlike an admission (or a failure to respond which constitutes an admission), the denial of a request for admission establishes neither the truth nor the falsity of the assertion, but rather leaves the matter for proof at trial.”). Cancellation No. 92070242 - 7 - stores (‘Dollar General’)” 24 TTABVUE 179, ¶4, and the Expert Report of Jeffrey Chromulak, Petitioner’s expert witness, also with exhibits.8 During its testimony period, Respondent submitted a First Notice of Reliance (27 TTABVUE) on 26 third-party registrations owned by Dollar General for DOLLAR GENERAL and DG-inclusive marks (and an associated chart summarizing the registrations), and printouts of statutes pertaining to counterfeiting; a Second Notice of Reliance (30 TTABVUE) on Terms of Use from Dollar General, Facebook and YouTube; and transcripts of the cross-examination testimony of Petitioner’s witnesses Ms. Amerson (28 TTABVUE) and Ms. Little (29 TTABVUE). During her rebuttal testimony period, Petitioner submitted the Rebuttal Testimonial Declaration of Petitioner (“Little Rebuttal Test. Dec.”) (39 TTABVUE) with exhibits, and the Rebuttal Testimonial Declaration of Ms. Amerson (“Amerson Rebuttal Test. Dec.”) (40 TTABVUE). Objections Respondent’s Brief includes a section titled “Objections,” none of which pertain to the admissibility of the testimony or evidence. Rather, most of the “objections” raise questions about the legal or evidentiary support of certain statements made in Petitioner’s Brief or the testimony of Petitioner’s witnesses. There is no compelling need to discuss any of the “objections” specifically. The Board is capable of assessing the proper evidentiary weight to be accorded the 8 The submission of testimony declarations under a notice of reliance, as Petitioner has done, is not the preferred approach, but it is harmless. Ricardo Media Inc. v. Inventive Software, LLC, 2019 USPQ2d 311355, *3 (TTAB 2019). Cancellation No. 92070242 - 8 - testimony and evidence, taking into account the concerns raised by the “objections.” Suffice it to say, we have considered all of the testimony and exhibits submitted. In doing so, we have kept in mind the various “objections” raised by Respondent and we have accorded whatever probative value the subject testimony and evidence merit. See Luxco, Inc. v. Consejo Regulador del Tequila, A.C., 121 USPQ2d 1477, 1479 (TTAB 2017). Statutory Entitlement to Petition to Cancel9 Entitlement to a statutory cause of action must be established in every inter partes case. Australian Therapeutic Supplies Pty. Ltd. v. Naked TM, LLC, 965 F.3d 1370, 2020 USPQ2d 10837, at *3 (Fed. Cir. 2020) (citing Lexmark Int’l, Inc. v. Static Control Components, Inc., 572 U.S. 118, 125-26, 109 USPQ2d 2061, 2067 n.4 (2014)). A party in the position of plaintiff may petition to cancel a registration when the cause of action is within the zone of interests protected by the statute, 15 U.S.C. § 1064, and the plaintiff has a reasonable belief in damage that is proximately caused by the continued registration of the mark. Corcamore, LLC v. SFM, LLC, 978 F.3d 1298, 2020 USPQ2d 11277, at *6-7 (Fed. Cir. 2020), cert. denied, ___ S. Ct. ___ (2021). “Proof of [entitlement to a statutory cause of action] in a Board [cancellation] is a low threshold, intended only to ensure that the plaintiff has a real interest in the matter, and is not a mere intermeddler.” Syngenta Crop Prot. Inc. v. Bio-Chek LLC, 9 Our decisions have previously analyzed the requirements of Sections 13 and 14 of the Trademark Act, 15 U.S.C. §§ 1063-64, under the rubric of “standing.” As noted above, we now refer to this inquiry as entitlement to a statutory cause of action. Despite the change in nomenclature, our prior decisions and those of the Federal Circuit interpreting Sections 13 and 14 remain equally applicable. Cancellation No. 92070242 - 9 - 90 USPQ2d 1112, 1117 n.8 (TTAB 2009) (citing Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023, 1025-26 (Fed. Cir. 1999)). Demonstrating a real interest in cancelling the registration of a mark satisfies the zone-of-interests requirement, and demonstrating a reasonable belief in damage by the registration of a mark suffices to show damage proximately caused by registration of the mark. Corcamore, LLC, 2020 USPQ2d 11277, at *7-8; see also Philanthropist.com, Inc. v. Gen. Conference Corp. of Seventh-Day Adventists, 2021 USPQ2d 643, *12-13 (TTAB 2021). “In most settings, a direct commercial interest satisfies the ‘real interest’ test.” Herbko Int’l v. Kappa Books, 308 F.3d 1156, 64 USPQ2d 1375, 1377 (Fed. Cir. 2002). Petitioner’s testimony and evidence about Petitioner’s use of the Asserted Mark in connection with Petitioner’s App in videos posted on Petitioner’s YouTube channel (Little Test. Dec., 24 TTABVUE 102-103, ¶¶21-23) and the Penny Puss Facebook group (id. at 101, ¶15), discussed below, establish Petitioner’s “direct commercial interest” and entitlement as a competitor to Respondent. See, e.g., Books on Tape, Inc. v. Booktape Corp., 836 F.2d 519, 5 USPQ2d 1301, 1302 (Fed. Cir. 1987) (finding competitor has standing because it has an interest in the outcome beyond that of the general public); Peterson v. Awshucks SC, LLC, 2020 USPQ2d 11526, at *6 (TTAB 2020) (entitlement to a statutory cause of action found where petitioner and respondent are competitors). Respondent’s argument that Petitioner is not entitled to a statutory cause of action because she is not the owner of the Asserted Mark is unpersuasive. Petitioner is not required to demonstrate proprietary rights in a mark to establish entitlement to a statutory case of action. Australian Therapeutic Supplies, 2020 USPQ2d 10837, Cancellation No. 92070242 - 10 - at *3. She need only establish a legitimate interest in seeking to cancel the registration and a reasonable belief in damage if Respondent’s Registration is allowed to subsist. Id. Petitioner has done that here. Priority and Likelihood of Confusion “A party claiming prior use of a registered mark may petition to cancel the registration on the basis of such prior use pursuant to section 14 of the Lanham Act. 15 U.S.C. Section 1064.” W. Fla. Seafood, Inc. v. Jet Rests., Inc., 31 F.3d 1122, 31 USPQ2d 1660, 1662 (Fed. Cir. 1994). As the alleged prior user, Petitioner bears the burden of proving her claim of acquisition of prior proprietary rights in the Asserted Mark by a preponderance of the evidence. Hydro-Dynamics, Inc. v. George Putnam & Co., Inc., 811 F.2d 1470, 1 USPQ2d 1772, 1773 (Fed. Cir. 1987); cf. Embarcadero Techs., Inc. v. RStudio, Inc., 105 USPQ2d 1825, 1834 (TTAB 2013). (“[O]pposer must prove by a preponderance of the evidence that its common law rights were acquired before any date upon which applicant may rely.”). “As a general matter, priority in a Trademark Act § 2(d) case goes to the party which made first use of its mark on the relevant goods.” Cent. Garden & Pet Co. v. Doskocil Mfg. Co., 108 USPQ2d 1134, 1139 (TTAB 2013). Here, Respondent may rely on its Registration as proof of constructive use of the mark PENNY FINDER as of October 11, 2017, which is the filing date of its underlying application.10 Hydro- Dynamics, 1 USPQ2d at 1773; see also Trademark Act § 7(c). 10 Respondent’s Registration claims June 20, 2017 as the date of first use and first use in commerce of Respondent’s PENNY FINDER mark, as noted above. However, this alleged Cancellation No. 92070242 - 11 - Because Petitioner does not own a U.S. registration, she bears the burden of demonstrating a proprietary interest acquired through use of the Asserted Mark prior to Respondent’s October 11, 2017 constructive use date.11 See Herbko Int’l, 64 USPQ2d at 1378; Otto Roth & Co. v. Univ. Foods Corp., 640 F.2d 1317, 209 USPQ 40, 43-45 (CCPA 1981). This proprietary interest may arise from a prior registration, prior trademark or service mark use, prior use as a trade name, prior use analogous to trademark or service mark use, or any other use sufficient to establish proprietary rights. Herbko, 64 USPQ2d at 1378.12 It is the commercial usage of a trademark which creates trademark rights. Reflange Inc. v. R-Con Int’l, 17 USPQ2d 1125, 1130 (TTAB 1990). A. Clarification of Asserted Mark Petitioner testified that she uses the Asserted Mark to refer to Petitioner’s App (Little Test. Dec., 24 TTABVUE 101-106, ¶¶15, 19, 26, 35, 36, 38, 42, 43), but the bulk of Petitioner’s testimony and nearly all of Petitioner’s documentary evidence pertain to Petitioner’s use of the Asserted Mark with other terms such as “DG Penny date of use is neither evidence on Respondent’s behalf, nor has it been established by competent evidence. See Trademark Rule 2.122(b)(2), 37 C.F.R. § 2.122(b)(2). 11 In light of our disposition of this proceeding, we have not considered Petitioner’s testimony and evidence about use of the Asserted Mark after October 11, 2017. 12 As noted above, Petitioner alleges both use and use analogous to trademark use prior to Respondent’s use of Respondent’s Mark, and in her Briefs, Petitioner argued both theories in the alternative. See Petitioner’s Brief, 41 TTABVUE 21 (“Petitioner bases her claim of priority on use analogous to trademark use of PENNY FINDER since December 2014 and based on technical trademark use beginning July 2015.”) and Petitioner’s Rebuttal Brief, 43 TTABVUE 16 (“Petitioner has proven by a preponderance of evidence that she should prevail on priority of use to the name PENNY FINDER based on use analogous to trademark use, as well as technical trademark use.”). Cancellation No. 92070242 - 12 - Finder” (e.g., id. at ¶¶18, 21), “Penny Puss DG Penny Finder” (e.g., id. at 103, ¶¶23, 26), and “‘DG Penny Finder’ followed by the letters “YMMV” which mean “Your Mileage May Vary” (e.g., id. at 104, ¶30).13 See also, e.g., id. at 130-131 (Exhibit E11) (“Search DG penny finder.”, “DG penny finder … YMMV”, “How to use the Penny Puss DG Penny Puss Penny Finder App for Android”, and “Share your penny pics for use in DG penny finder”); id. at 140 (Exhibit E13, p.5) (“How to use the Penny Puss APP with DG Penny Finder”); and Petitioner’s Brief, 41 TTABVUE 3-4 (“Table of Contents”/“Recitation of Facts,” with various references to “PENNY FINDER” and “DG PENNY FINDER”). Petitioner summarizes her various uses as follows: For the period of time from the initial use and sale on December 23, 2014 of the app under the Penny Finder mark, I have used a number of different names for the app beginning with my business name and house mark ‘Penny Puss’. I have also used the names ‘Penny Puss Penny Finder’, ‘Penny Puss APP with DG Penny Finder’ and ‘DG Penny Finder’ for the app. However, since December 2014 to the present date I have continuously used the name Penny Finder to identify the app which I have advertised and sold to shop at Dollar General. Little Test. Dec., 24 TTABVUE 104, ¶34. Despite this muddled record, “Penny Finder” is the only term that was pleaded, or even mentioned, in the Amended Petition to Cancel,14 and Petitioner did not file a 13 As to the significance of the term “YMMV,” Petitioner testified: “In other words, the results that a user may obtain from purchasing the DG Penny Finder app at Dollar General may vary based on the location of the store and the items which that store has discounted.” Little Test. Dec., 24 TTABVUE 104, ¶30. Accord, Amerson Test. Dec., 24 TTABVUE 181, ¶13. 14 Respondent, in its Brief, focuses on the phrase “PENNY PUSS WITH DG PENNY FINDER” (e.g., “Issues for Review,” 42 TTABVUE 5). The phrase does not appear in the Amended Petition to Cancel and neither of Petitioner’s witnesses testified about it. The Cancellation No. 92070242 - 13 - motion under Fed. R. Civ. P. 15 to amend the pleadings or to conform to the evidence to assert a claim of likelihood of confusion based on prior use (or use analogous) of any trademark other than the Asserted Mark. Rather, Petitioner explains that she relies solely on the Asserted Mark. In particular, on oral cross-examination, Petitioner testified that even though she uses “DG Penny Finder” in association with Petitioner’s App, her trademark is “just Penny Finder”: Q. … When you use DG, you’re claiming that this is your trademark to use? A. No, just Penny Finder. Q. Okay. So when it says “DG Penny Finder,” you’re saying that people don’t perceive that “DG” at the beginning? A. It’s just – it’s like saying “Dollar General Penny Finder.” It’s descriptive. 29 TTABVUE 15. Likewise, although Ms. Little, in her Rebuttal Testimony Declaration, refers to Petitioner’s App as both “Penny Finder” (e.g., 39 TTABVUE 5-8, ¶¶9, 10, 20) and “DG Penny Finder” (e.g., id. at 5, ¶8, and at 8, ¶21), she states, again, that her “trademark” is “Penny Finder”: “In identifying my app by the trademark Penny Finder, I have also used the terms ‘Dollar General’ and ‘DG’ which identify the Dollar General store where the discounted products are available for use.” Id. at 6, ¶11. phrase appears once in Mr. Chromulak’s Expert Report, as part of his discussion of what Petitioner’s App looks like and how it works: “‘Penny Finder FAQs’ portion of the mobile application seeks to answer common questions about the functionality of the Penny Puss with DG Penny Finder application.” 24 TTABVUE 202, ¶4. We do not view this single reference as a claim by Petitioner of use of the phrase as a trademark. Cancellation No. 92070242 - 14 - As best we can discern, Petitioner’s priority claim rests solely on her alleged use of the Asserted Mark, PENNY FINDER, alone, and not in conjunction with other terms, such as “DG” or “Penny Puss.” We proceed accordingly. B. Totality of Petitioner’s Evidence Precedent requires us to “look at the evidence as a whole, as if each piece of evidence were part of a puzzle which, when fitted together, establishes prior use.” W. Fla. Seafood, 31 USPQ2d at 1663. We keep this directive in mind as we consider Petitioner’s testimony and evidence concerning Petitioner’s use of the Asserted Mark in association with Petitioner’s App prior to Respondent’s constructive use date of October 11, 2017. We note, however, that Petitioner’s testimony about the Asserted Mark and her use of it, discussed above, is riddled with inconsistencies and contradictions, and therefore is insufficient, by itself, to prove priority.15 Cf. Powermatics, Inc. v. Global Roofing Prods. Co., 341 F.2d 127, 144 USPQ 430, 432 (CCPA 1965) (oral testimony, even of a single witness, if sufficiently probative, may be sufficient to establish priority of use). Here, none of the evidence shows technical or analogous use of the Asserted Mark as a trademark under Section 45 of the Trademark Act, 15 U.S.C. § 1127 (to function as a trademark under Section 45, a “word, name, symbol, or device, or any combination thereof” must, by definition, “identify and distinguish [the] goods … from 15 Ms. Amerson’s testimony shares the same evidentiary infirmities as Petitioner’s testimony, as Ms. Amerson variously refers to Petitioner’s App as the “Penny Finder app” (Amerson Test. Dec., 24 TTABVUE 181-182, ¶¶12, 15, 18-20) and the “DG Penny Finder app.” (id. at 181-182, ¶¶14, 16-18, 21, 22). She also references the “Penny Finder mark” (id. at 182-183, ¶¶23-24) and the mark “DG Penny Finder YMMV” (id. at 181, ¶13). Cancellation No. 92070242 - 15 - those manufactured or sold by others and … indicate the source of the goods, even if that source is unknown”). Indeed, the only evidence that shows use of the Asserted Mark without the terms “DG,” “Penny Puss” or both, displays the Asserted Mark as part of the sentences “This app explained how to use the penny finder.” and “How to use the penny finder.” Such uses are informational, rather than source identifying, in nature. The earliest example appears in a November 2014 video for members of the Penny Puss Facebook group (Little Test. Dec., 24 TTABVUE 101, ¶¶15, 17), with an associated post from Ms. Amerson to “Penny Puss Penny Deals” stating “This is how the app now looks and works. It’s only a brief demo….” Exhibit E3, 24 TTABVUE 110, is reproduced below. Other uses of the Asserted Mark include use as part of the phrase “DG Penny Finder … YMMV”. This phrase first appeared in a “how to use” video for Petitioner’s Cancellation No. 92070242 - 16 - App in December 2014, followed by a revised video at the end of that month, and several subsequent updates. Little Test. Dec., 24 TTABVUE 102, ¶¶18-19. Below are screenshots from two pages of one such video, displaying the phrase “DG Penny Finder … YMMV” with a 2015 copyright to Penny Puss in the middle of the screenshots, and the same associated post as above from Ms. Amerson to “Penny Puss Penny Deals” stating “This is how the app now looks and works. It’s only a brief demo….” The Asserted Mark appears as part of the larger, unitary expression “DG Penny Finder … YMMV”, and does not serve as a separate source indicator. The second and third pages of Exhibit E6, TTABVUE 115-116, are reproduced below.16 16 The first and last pages of Exhibit E6, 24 TTABVUE 114 and 117, have not been reproduced because they do not display the words “penny finder.” Exhibit E14 (24 TTABVUE 147) looks nearly identical to Exhibit E6. Regarding Exhibit E14, Petitioner testified that “On November 22, 2015 Ms. Amerson produced a video which was presented in my Facebook group on how to use the Penny Puss with Penny Finder app.” 24 TTABVUE 103, ¶27. Cancellation No. 92070242 - 17 - Petitioner also used the phrase “DG penny finder … YMMV” above the sentence “Some items may have reset.” and a copyright to “PennyPuss” (undated) in Exhibit Cancellation No. 92070242 - 18 - E10, a video titled “How to use our Penny App for Penny Shopping at Dollar General” which was posted on Petitioner’s Penny Puss YouTube channel on January 12, 2015. Little Test Dec., 24 TTABVUE 102, ¶21, and 24 TTABVUE 104, ¶32. The first page of Exhibit E10, 24 TTABVUE 127, is reproduced below.17 According to Petitioner, “The initial video I posted on YouTube on how to use the app on January 12, 2015 predominantly associated the mark DG Penny Finder with the app. Exhibit E10 attached hereto. During the following months we were constantly upgrading the app to include new discounted items but always identifying 17 The second page of Exhibit E10 is undated, and refers to a YouTube video titled “How to use the Penny Puss DG Penny Finder App for Android”. We do not reproduce this page because it does not appear to be part of the video comprising Exhibit E10. Cancellation No. 92070242 - 19 - the app as DG Penny Finder. Exhibit E18 attached hereto.” Little Test. Dec., 24 TTABVUE 104, ¶32. We discussed Exhibit E10 immediately above. Exhibit E18 shows a portion of Petitioner’s App, including the name “Penny Puss” in what appears to be the address bar, directly above a search box that allows users to “Search DG penny finder.”; the phrase “DG penny finder … YMMV” is in the middle, directly above the phrase “Some items may have reset” and a copyright to PennyPuss (undated); and links to “90% off,” “4/7 Penny List” and “3/24 Penny List” appear on the bottom.18 As with the prior exhibits, the Asserted Mark does not perform a source identifying function in Exhibit E18. Exhibit E18, 24 TTABVUE 151, is reproduced below. 18 In the Notice of Reliance, Petitioner identifies Exhibit E18 as “a true and correct printout of a screenshot from a video posted in facebook.com/groups/Penny_Puss_Penny_Deals.” 24 TTABVUE 6. Cancellation No. 92070242 - 20 - Other uses of the Asserted Mark in 2015 are as part of a July 21, 2015 video titled “‘How to Use the Penny Puss DG Penny Finder App for Android’ available on Cancellation No. 92070242 - 21 - Amazon.” Petitioner testified that the video, identified as Exhibit E11, was made available to the public on her YouTube channel. Little Test. Dec., 24 TTABVUE 103, ¶23. The screenshot of this video displays the sentence “Search DG penny finder.” in the search box at the top; the phrase “DG penny finder … YMMV” above a 2015 copyright notice to Penny Puss, in the middle; and the sentence “How to use the penny finder.” above FAQs, both with links, at the bottom. The first sentence on the second page reads “Share your penny pics for use in DG penny finder.” The Asserted Mark appears several times in Exhibit E11, but never in a capacity which indicates source. Exhibit E11, 24 TTABVUE 130-131, is reproduced below. Cancellation No. 92070242 - 22 - Referencing Exhibit E12, Petitioner testified that “[t]he app was first available for purchase through the Amazon Store on July 23, 2015 at a price of $4.99 and was identified as The Penny Puss DG Penny Finder app.” Little Test. Dec., 24 TTABVUE 103, ¶26. The top of the first page of Exhibit E12 shows an image of a cat next to the wording “Penny Puss,” along with the price and two references to “this app” (“Save up to 20% on this app and its in-app items…” and “This app needs permission to access…). “Original Release Date: July 23, 2015” appears in the “Product details” section at the bottom of the first page. The sole reference to “The Penny Puss DG Cancellation No. 92070242 - 23 - Penny Finder app” is buried in the middle of the second page, in the first sentence under the heading “Product description”: “The Penny Puss DG Penny Finder App is a database of PAST items that have been confirmed to ring as a penny in the DG stores.” This sole reference does not show use of the Asserted Mark as a source indicator. The Asserted Mark does not appear elsewhere in this exhibit. Exhibit E12, 24 TTABVUE 133-134, is reproduced below. Cancellation No. 92070242 - 24 - Cancellation No. 92070242 - 25 - Cancellation No. 92070242 - 26 - As mentioned above, Petitioner testified “I have continuously also used the mark ‘Penny Finder’ to identify and sell the app featured on my Facebook videos beginning January 2015 to the present date.” 24 TTABVUE 103, ¶26. Petitioner references Exhibit E13, which consists of multiple screenshots, including several that we have not considered because their dates are illegible. See Trademark Rule 2.126(a)(2), 37 C.F.R. § 2.126(a)(2) (“Exhibits pertaining to an electronic submission must be made electronically as an attachment to the submission and must be clear and legible.”). See Alcatraz Media, Inc. v. Chesapeake Marine Tours Inc. dba Watermark Cruises, 107 USPQ2d 170, 1758 n.16 (TTAB 2013) (“[T]he onus is on the party making the submissions to ensure that, at a minimum, all materials are clearly readable by the adverse party and the Board”), aff’d mem., 565 F. App’x 900 (Fed. Cir. 2014). Below are the three screenshots of YouTube videos from Exhibit E13 with dates clearly preceding Respondent’s constructive use date of October 11, 2017. The first and second screenshots closely resemble each other, and also resemble previously discussed Exhibit E11, 24 TTABVUE 130. The first screenshot is titled “‘How to use the Penny Puss DG Penny Finder App for Android’ available on Amazon” (the same title as Exhibit E11, 24 TTABVUE 130). 24 TTABVUE 138. The second screenshot is titled “Dollar General Christmas markdowns for 1/19.”19 24 TTABVUE 139. The third is a screenshot of a YouTube video titled “How to use the Penny Puss APP with DG Penny Finder.” which also is the sole wording that appears in the screenshot. The 19 Petitioner submitted as the third page of Exhibit E9 a slightly less cropped version of this screenshot, showing the wording “Penny Puss” in what appears to be the address bar at the top of the screenshot. 24 TTABVUE 123. Cancellation No. 92070242 - 27 - first sentence of the associated post by “Penny Puss,” published on August 15, 2017, states: “This is an updated video on how to use the Penny Puss App with DG Penny Finder.” 24 TTABVUE 140. As with the previously discussed exhibits, the Asserted Mark appears several times in Exhibit E13, but none indicate source. The three pages from Exhibit E13, 24 TTABVUE 138-140, appear as follows: Cancellation No. 92070242 - 28 - Cancellation No. 92070242 - 29 - Pointing to Exhibit E15, Petitioner testified: “On January 18, 2016, I produced a new video on YouTube and published it on my website PennyPuss.com and shared it to my Facebook group, updating use of the DG Penny Finder app.” 24 TTABVUE 103, ¶28. Exhibit E15 is a screenshot of a YouTube video titled “Dollar General Christmas markdowns for 1/19” (the same title as Exhibit E13, 24 TTABVUE 139), but it does not show use of the Asserted Mark at all. Rather, the single-page exhibit simply Cancellation No. 92070242 - 30 - displays the wording “Not a Penny” and “Christmas Clearance Markdown!” Exhibit 15, 24 TTABVUE 148, is displayed below.20 Also according to Petitioner, on June 5, 2016, Petitioner’s App was added to the Google Play Store (Little Test. Dec., 24 TTABVUE 103, ¶29, referencing Exhibit E16, 24 TTABVUE 149) and to the Apple Store (Little Test. Dec., 24 TTABVUE 104, ¶31, referencing Exhibit E17, 24 TTABVUE 150). 20 Given the title of the video and the number of “views,” Exhibit E15 appears to be related to Exhibit E13, 24 TTABVUE 139. Cancellation No. 92070242 - 31 - Exhibit E16 displays the same image of a cat next to the words “Penny Puss” as in Exhibit E12 (from the Amazon Store), above what appears to be a screenshot of two frames of the video submitted as the first page of both Exhibits E11 and E13, with the first frame looking like a cropped version of the second—the second frame also includes the wording “Penny Puss” in the address bar at the top of the frame, as in Exhibit E9, 24 TTABVUE 123, and Exhibit E18, 24 TTABVUE 151. Exhibit E16, 25 TTABVUE 149, is displayed below. Exhibit 17 displays a cartoon image of a cat next to the wording “Penny Puss”, above four illegible screenshots that appear side by side. As best we can discern, the Cancellation No. 92070242 - 32 - first and fourth screenshots include the phrase “DG penny finder … YMMV” and look very similar to the video submitted as the first page of both Exhibits E11 and E13. Referencing Exhibit E20 (24 TTABVUE 156-163), a report from the Google Play Store showing the “volume and frequency of sales” of “my Penny Finder app for the month of July 2016,” Petitioner testified that “Sales of my Penny Finder app have been continuous since the first sale in December 2014 to the present date.” Little Test. Dec., 24 TTABVUE 104, ¶35. Exhibit E20 exclusively lists “Penny Puss.com” under the “Product” heading. The Asserted Mark does not appear in this exhibit. The first page of Exhibit E20, 24 TTABVUE 156, is displayed below. Cancellation No. 92070242 - 33 - Petitioner also submitted as Exhibit E21 two pages of “Analytics” compiled by Swiftic, which “maintains” Petitioner’s App, showing “user view[s] of my Penny Finder app,” from December 6, 2014 to June 9, 2017 (24 TTABVUE 164) and from December 6, 2014 to September 7, 2019 (24 TTABVUE 165). Little Test. Dec., 24 TTABVUE 105, ¶¶36-38. The Swiftic “Analytics” reports do not do not display or mention any mark, and we do not reproduce the reports here. Petitioner also submitted as part of Exhibit E21 a single page “Analytics” report from the Apple App Store (24 TTABVUE 166), which is “a source for sales of the app,” for June 5, 2016 to December 17, 2019. Little Test. Dec., 24 TTABVUE 105, ¶¶36-38. The App Store “Analytics” displays “Penny Puss” as the “Name” of the app, with no Cancellation No. 92070242 - 34 - reference to the Asserted Mark. The third page of Exhibit E11, 24 TTABVUE 166, is displayed below. Given the dearth of evidence of Petitioner’s use of the Asserted Mark as a source indicator for Petitioner’s App, Petitioner’s inconsistent references in her testimony and the associated exhibits to the name of Petitioner’s App as, inter alia, “DG penny finder,” “DG penny finder … YMMV,” “Penny Puss DG Penny Finder,” and “penny finder,” detailed above, and Petitioner’s inconsistent references in her Briefs to the name of Petitioner’s App as “DG penny finder” and “Penny Finder,” we do not view Petitioner’s testimony about and exhibits from the Google Play Store, Apple Store Cancellation No. 92070242 - 35 - Connect, or Swiftic “Analytics” as probative evidence of Petitioner’s use of the Asserted Mark as a trademark to identify Petitioner’s App.21 Conclusion We have considered all of the testimony and evidence pertaining to Petitioner’s use of the Asserted Mark (PENNY FINDER) in association with Petitioner’s App prior to Respondent’s constructive use date of October 11, 2017. See W. Fla. Seafood, 31 USPQ2d at 1663. As discussed above, however, Petitioner submitted no competent evidence of use of the Asserted Mark as a source identifier for Petitioner’s App prior to that date. In addition, as previously noted, oral testimony, even of a single witness, if sufficiently probative, may be sufficient to establish priority of use. Powermatics, 144 USPQ at 432. See also Exec. Coach Builders, Inc. v. SPV Coach Co., 123 USPQ2d 1175, 1184 (TTAB 2017). Here, however, the testimony of Petitioner is far from clear, and the corroborating testimony of Ms. Amerson does not illuminate the manner in which Petitioner used the Asserted Mark as a trademark on or in connection with Petitioner’s App prior to October 11, 2017. 21 In her Rebuttal Testimony Declaration, Petitioner testified that she received revenue from “App Store Connect of sales of my Penny Finder app for the period of time December 2016 to March 2020” and “from Google Payment Center for sales of my Penny Finder app for the period of time June 15, 2017 to September 15, 2020[,]” but the associated exhibits (Exhibit G6 and Exhibit G8) do not indicate that the payments are for any app under any name. Little Rebuttal Test Dec., 39 TTABVUE 8, ¶¶22, 24; Exhibit G6, 39 TTABVUE 15-58; and Exhibit G8, 39 TTABVUE 60-64. For the same reasons discussed above, neither the testimony nor the exhibits are probative of Petitioner’s use of the Asserted Mark in association with Petitioner’s App. Cancellation No. 92070242 - 36 - Petitioner has not demonstrated, by a preponderance of evidence, the threshold element that she acquired proprietary rights in the Asserted Mark, either through use as a trademark or use analogous to use as a trademark, before Respondent’s constructive use date of October 11, 2017. Therefore, Petitioner cannot prevail in her claim of likelihood of confusion under Section 2(d) of the Trademark Act. See Exec. Coach Builders, 123 USPQ2d at 1199. Decision: The Amended Petition to Cancel is denied. Copy with citationCopy as parenthetical citation