VLSI Technology LLCDownload PDFPatent Trials and Appeals BoardJan 12, 2021IPR2019-01195 (P.T.A.B. Jan. 12, 2021) Copy Citation Trials@uspto.gov Paper 29 571-272-7822 Date: January 12, 2021 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ INTEL CORPORATION, Petitioner, v. VLSI TECHNOLOGY LLC, Patent Owner. ____________ IPR2019-01195 Patent 8,081,026 B1 ____________ Before BART A. GERSTENBLITH, MINN CHUNG, and KIMBERLY McGRAW, Administrative Patent Judges. CHUNG, Administrative Patent Judge. JUDGMENT Final Written Decision Determining Some Challenged Claims Unpatentable 35 U.S.C. § 318(a) IPR2019-01195 Patent 8,081,026 B1 2 I. INTRODUCTION In this inter partes review, instituted pursuant to 35 U.S.C. § 314, Intel Corporation (“Petitioner”) challenges the patentability of claims 13, 14, 17, 18, and 20 (the “challenged claims”) of U.S. Patent No. 8,081,026 B1 (Ex. 1101, “the ’026 patent”), owned by VLSI Technology LLC (“Patent Owner”). This Final Written Decision is entered pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. For the reasons discussed below, we determine Petitioner has shown by a preponderance of the evidence that claims 13 and 14 of the ’026 patent are unpatentable, but has not proven by a preponderance of the evidence that claims 17, 18, and 20 of the ’026 patent are unpatentable. II. BACKGROUND A. Procedural History On June 28, 2019, Petitioner filed a Petition (Paper 3, “Pet.”) requesting inter partes review of the challenged claims of the ’026 patent. Patent Owner filed a Preliminary Response (Paper 7, “Prelim. Resp.”). Petitioner then filed an authorized reply to address Patent Owner’s arguments in the Preliminary Response regarding discretion under 35 U.S.C. § 314(a) (Paper 9), to which Patent Owner filed an authorized sur-reply (Paper 10). On January 13, 2020, applying the standard set forth in 35 U.S.C. § 314(a), which requires demonstration of a reasonable likelihood that Petitioner would prevail with respect to at least one challenged claim, we instituted an inter partes review of all challenged claims of the ’026 patent based on the ground presented in the Petition. Paper 11 (“Inst. Dec.”), 59. IPR2019-01195 Patent 8,081,026 B1 3 After institution, Patent Owner filed a Patent Owner Response (Paper 15, “PO Resp.”), Petitioner filed a Reply to Patent Owner Response (Paper 17, “Pet. Reply”), and Patent Owner filed a Sur-reply (Paper 24, “PO Sur-reply”). An oral hearing was held on October 6, 2020, and a copy of the hearing transcript has been entered into the record. Paper 28 (“Tr.”). B. Related Matters According to the parties, the ’026 patent is the subject of the following district court litigation: VLSI Technology LLC v. Intel Corp., No. 18-966-CFC (D. Del.). Pet. 2; Paper 6, 2. Petitioner also filed a petition for inter partes review in IPR2019-01194, challenging claims 1, 2, 4, 5, and 7 of the ’026 patent. Pet. 2. We instituted trial in IPR2019-01194 on January 13, 2020. IPR2019-01194, Paper 11. C. The ’026 Patent The ’026 patent describes supplying an output supply voltage to a power gated circuit included in an integrated circuit. Ex. 1101, 1:7–9. As background, the ’026 patent describes that seemingly identical integrated circuits fabricated using the same design may actually differ from each other due to variations in the semiconductor manufacturing process. Id. at 1:13– 22. For example, ideally identical integrated circuits may differ in their operating speed, some being faster than others. Id. at 1:20–22. In view of the variations in the manufacturing process, the fastest circuits are considered “best process case” integrated circuits, whereas the slowest circuits are deemed “worst process case” integrated circuits. Id. at 1:23–30. According to the ’026 patent, faster circuits generally have higher leakage current (id. at 1:20–23), which means that the fastest integrated circuits have IPR2019-01195 Patent 8,081,026 B1 4 the highest leakage current and the slowest integrated circuits have the lowest leakage current (id. at 1:27–30). The ’026 patent describes that, as a result of this direct correspondence between the speed of the circuits and the amount of leakage current, the competing or conflicting requirements of high speed and low current consumption for integrated circuits can reduce the yield of the manufacturing process because some circuits may satisfy the speed requirements but have too high current consumption, whereas other circuits may comply with the current consumption requirements but are too slow to meet the speed requirements. Id. at 1:34–40. According to the ’026 patent, applying a lower supply voltage to an integrated circuit reduces both the speed and the current leakage of the circuit, which may allow a very fast integrated circuit that was rejected for being too leaky to have acceptable performance ranges for both speed and current consumption, thereby increasing the yield of the semiconductor manufacturing process. Ex. 1101, 3:4–11. Figure 1 of the ’026 patent is reproduced below. Figure 1 schematically shows a block diagram of an exemplary integrated circuit. Id. at 1:62–63. IPR2019-01195 Patent 8,081,026 B1 5 As shown in Figure 1, integrated circuit 10 includes power gated circuit 30, power gating switch 20, and control circuit 50 for controlling power gating switch 20 by selecting control signal 103 that determines the conductivity of the power gating switch. Id. at 2:40–44. According to the ’026 patent, this conductivity determines the difference between input supply voltage 101 provided to power gating switch 20 and output supply voltage 102 that is provided to power gated circuit 30 from power gating switch 20. Id. at 2:44–54. As shown in Figure 1, integrated circuit 10 also includes mode indicator generator 40 and leakage indicator generator 45. Ex. 1101, 3:35– 37. The ’026 patent describes that mode indicator generator 40 generates mode indicator 104 that indicates a desired mode of power gated circuit 30 (id. at 3:39–41) and leakage indicator generator 45 generates leakage indicator 105 that indicates a leakage level of power gated circuit 30 (id. at 3:46–48). As depicted in Figure 1, control circuit 50 receives mode indicator 104 and leakage indicator 105. Id. at 4:4–7. According to the ’026 patent, control circuit 50 can select the value of control signal 103 based on mode indicator 104 and on leakage indicator 105. Id. at 4:7–9. The ’026 patent describes that leakage indicator generator 45 can comprise a memory in which a leakage level value is stored during the manufacturing process of integrated circuit 10 or during a leakage test conducted after the production of integrated circuit 10. Id. at 3:48–52. According to the ’026 patent, leakage indicator generator 45 can include “fuses, one time programmable element or other programmable elements that can be programmed to reflect the determined leakage.” Id. at 3:61–64. The ’026 patent describes that leakage indicator 105 can indicate whether IPR2019-01195 Patent 8,081,026 B1 6 integrated circuit 10 has a leakage level that corresponds to a best process case, typical process case, or worst process case. Id. at 3:64–67. As described in the ’026 patent, power gated circuit 30 can operate in at least the following modes: (i) a performance oriented mode (also referred to as high throughput mode or high performance mode), (ii) a retention mode, and (iii) a power gated mode. Ex. 1101, 2:57–60. The ’026 patent describes that, during the retention mode, power gated circuit 30 can store data in retention circuits and consume less power in comparison to the performance oriented mode, whereas, during the power gated mode, power gated circuit 30 is shut down and data is not retained. Id. at 2:63–67. The ’026 patent notes that additional modes can exist in which a different trade-off between speed and leakage can be provided. Id. at 2:60–62. The ’026 patent describes that control circuit 50 can select a performance value for control signal 103 when (i) leakage indicator 105 indicates that a leakage of power gated circuit 30 is below a low leakage threshold and (ii) mode indicator 104 indicates that power gated circuit 30 is requested to operate at a performance oriented mode. Ex. 1101, 4:30–37. Control circuit 50 can also be arranged to select a leakage reduction value of control signal 103 suitable to reduce leakage while allowing power gated circuit 30 to operate in performance mode when (i) leakage indicator 105 indicates that the leakage of power gated circuit 30 is above the low leakage threshold and (ii) mode indicator 104 indicates that power gated circuit 30 is requested to operate at the performance oriented mode. Id. at 4:38–45. The performance value of the control signal causes a higher conductivity of power gating switch 20, with a smaller difference between the values of IPR2019-01195 Patent 8,081,026 B1 7 input supply voltage 101 and output supply voltage 102 than the leakage reduction value of the control signal. Id. at 5:10–14. According to the ’026 patent, the low leakage threshold assists in differentiating between integrated circuits of different types in that faster integrated circuits will receive lower output supply voltage levels. Id. at 4:46–48. The value of the low leakage threshold can be based on a desired speed of the integrated circuit and on leakage limitations. Id. at 4:49–51. The ’026 patent describes that control circuit 50 can be arranged to select a retention value of the control signal 103 when mode indicator 104 indicates that power gated circuit 30 is requested to enter a retention mode and select a shut-down value of control signal 103 when mode indicator 104 indicates that power gated circuit 30 should be shut down. Id. at 5:3–9. D. Illustrative Claims Of the challenged claims, only claim 13 is independent. Claims 13 and 14 are illustrative of the challenged claims and are reproduced below, with bracketing used by the parties. 13. [A] A method for supplying an output supply voltage to a power gated circuit, the method comprising: [B] providing to an input port of a power gating switch an input supply voltage; [C] receiving, by a control circuit, a mode indicator that indicates of a desired mode of the power gated circuit; [D] receiving, by the control circuit, a leakage indicator that indicates of a leakage level of the power gated circuit; [E] selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator; IPR2019-01195 Patent 8,081,026 B1 8 [F] supplying the control signal to a control port of the power gating switch; [G] providing, from an output port of the power gating switch, the output supply voltage to the power gated circuit; [H] wherein a relationship between a value of the input supply voltage and a value of the output supply voltage is responsive to the value of the control signal. Ex. 1101, 16:40–57. 14. The method according to claim 13, comprising: selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode; selecting a leakage reduction value of the control signal when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode; and selecting a shut down value of the control signal when the mode indicator indicates that the power gated circuit should be shut down. Id. at 16:58–17:6. E. Applied References and Asserted Grounds of Unpatentability Petitioner cites the following references in its challenge to patentability. Reference and Date Designation Exhibit No. U.S. Patent Application Publication No. 2008/0136507 A1 (published June 12, 2008) Kim 1104 U.S. Patent Application Publication No. 2007/0147159 A1 (published June 28, 2007) Lee 1105 IPR2019-01195 Patent 8,081,026 B1 9 Petitioner asserts the following grounds of unpatentability (Pet. 6, 26– 79). Claims Challenged 35 U.S.C. § Reference(s)/Basis 13, 14 1021 Kim 17, 18, 20 103(a) Kim, Lee F. Testimonial Evidence Petitioner relies on two Declarations from David Harris, Ph.D. in support of its Petition and Reply. Ex. 1102 (“Harris Declaration”); Ex. 1130 (“Harris Reply Declaration”). Patent Owner cross-examined Dr. Harris via deposition. Ex. 2010 (“Harris Dep.”). In support of its Patent Owner Response, Patent Owner relies on the Declaration of Professor Murali Annavaram. Ex. 2009 (“Annavaram Declaration”). Petitioner cross-examined Dr. Annavaram by deposition. Ex. 1131 (“Annavaram Dep.”). III. ANALYSIS A. Level of Ordinary Skill in the Art We begin our analysis by addressing the level of ordinary skill in the art. Citing the testimony of its declarant, Dr. Harris, Petitioner asserts that a person of ordinary skill in the art at the time of the invention of the 1 The Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (2011) (“AIA”), amended 35 U.S.C. §§ 102 and 103. Because the ’026 patent has an effective filing date prior to the effective date of the applicable AIA amendments, we refer to the pre-AIA versions of §§ 102 and 103. IPR2019-01195 Patent 8,081,026 B1 10 ’026 patent would have had a Master’s degree in Electrical Engineering or Computer Engineering, plus at least two years of experience in integrated circuit design, or alternatively a Bachelor’s degree in one of those fields plus at least four years of experience in integrated circuit design. Pet. 16 (citing Ex. 1102 ¶ 49). In our Institution Decision, we found Petitioner’s proposal consistent with the level of ordinary skill in the art reflected by the prior art of record, see Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978), and, therefore, preliminarily adopted Petitioner’s unopposed position as to the level of ordinary skill in the art. Inst. Dec. 15. Neither Patent Owner, in its Response, nor Dr. Annavaram, in his declaration, proposes a level of ordinary skill in the art. Instead, Patent Owner states that “Patent Owner applies Petitioner’s stated skill level for this response” (PO Resp. 26), and Dr. Annavaram similarly states that “[f]or the purpose of this declaration, I adopt Dr. Harris’ definition of a [person of ordinary skill in the art]” (Ex. 2009 ¶ 24). Nothing in the full record persuades us that our preliminary finding as to the level of ordinary skill in the art was incorrect. Based on the complete record, because our preliminary finding is consistent with the level of ordinary skill in the art reflected by the prior art of record, we maintain and reaffirm that one of ordinary skill in the art at the time of the invention would have had a Master’s degree in Electrical Engineering or Computer Engineering, plus at least two years of experience in integrated circuit design, or alternatively a Bachelor’s degree in one of those fields plus at least four years of experience in integrated circuit design. Inst. Dec. 15; see Pet. 16 (citing Ex. 1102 ¶ 49). IPR2019-01195 Patent 8,081,026 B1 11 B. Claim Construction In an inter partes review, we apply the same claim construction standard that would be used in a civil action under 35 U.S.C. § 282(b), following the standard articulated in Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en banc). See Changes to the Claim Construction Standard for Interpreting Claims in Trial Proceedings Before the Patent Trial and Appeal Board, 83 Fed. Reg. 51,340, 51,358 (Oct. 11, 2018) (amending 37 C.F.R. § 42.100(b) effective November 13, 2018) (now codified at 37 C.F.R. § 42.100(b) (2019)). In applying such standard, claim terms are generally given their ordinary and customary meaning, as would be understood by a person of ordinary skill in the art, at the time of the invention and in the context of the entire patent disclosure. Phillips, 415 F.3d at 1312–13. “In determining the meaning of the disputed claim limitation, we look principally to the intrinsic evidence of record, examining the claim language itself, the written description, and the prosecution history, if in evidence.” DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 469 F.3d 1005, 1014 (Fed. Cir. 2006) (citing Phillips, 415 F.3d at 1312–17). In the Petition, Petitioner asserts that no express constructions are necessary in this proceeding. Pet. 15–16. Petitioner also notes that the parties in the related district court litigation did not propose constructions for any claim terms from the ’026 patent. Id. at 16. In our Decision on Institution, we rejected Patent Owner’s argument that claim 14 requires the control circuit to “select among” “a performance value of the control signal,” “a leakage reduction value of the control signal,” and “a shut down value of the control signal.” Dec. Inst. 47–49 IPR2019-01195 Patent 8,081,026 B1 12 (citing Prelim. Resp. 42; Ex. 2007, 1578). We noted that claim 14 does not recite selecting among the three recited values. Id. at 48. We were not persuaded by Patent Owner’s citation to a general dictionary definition of “select” as to “take a choice from among several; pick out,” citing to other general dictionary definitions that did not recite “among.” Id. (citing Ex. 3002, 1; Ex. 3003, 1017). In its Patent Owner Response, Patent Owner proposes a construction for only one term—“select”—recited in all challenged claims. PO Resp. 26– 34. Citing dictionary definitions (Ex. 3002;2 Ex. 2007), Patent Owner asserts that the term “select” should be construed to mean “[t]o choose or pick out in preference to another or others,” which requires “a set of more than one item be available from which one or more items are chosen in preference to another or others.” Id. at 26–27 (citing Ex. 3002; Ex. 2007; Ex. 2009 ¶ 67; Inst. Dec. 48). Patent Owner further contends that the term “select” should be accorded the same meaning in each claim because “claim terms are normally used consistently throughout the patent.” Id. at 27–29 (quoting Phillips, 415 F.3d at 1314). As a corollary, Patent Owner argues that an alternative dictionary definition (Ex. 3003)3 discussed in the Institution Decision (Inst. Dec. 48), “[t]o identify, within a set of items, all items that meet a particular criterion,” should be rejected because the definition is inconsistent with the language of claim 17, which requires 2 Oxford English Dictionary (Ex. 3002), available at https://www.oed.com/view/Entry/175028?isAdvanced=false&result=2&rske y=LW57Dp&. 3 IEEE 100 THE AUTHORITATIVE DICTIONARY OF IEEE STANDARDS TERMS (7th ed. 2000) (Ex. 3003). IPR2019-01195 Patent 8,081,026 B1 13 “selecting the leakage reduction value out of a group of leakage reduction values.” PO Resp. 28 (emphasis added) (citing Ex. 3003; Ex. 1101, 18:5–8). Petitioner replies that no express construction is necessary and that the term “select” should be accorded its plain and ordinary meaning. Pet. Reply 2–3. Petitioner also argues that the definition of “select” provided by Exhibit 3003 should not be excluded from the scope of the claims. Id. at 3. As an initial matter, we note that the definitions from the dictionaries discussed above indicate that “to select” or “selecting” something generally involves choosing or picking out something. See Ex. 2007, 1578 (defining “select” as “[t]o take as a choice from among several; pick out” (emphases added)); Ex. 3002, 1 (defining “select” as “[t]o choose or pick out in preference to another or others” (emphases added)); Ex. 3003, 1017 (defining “select” as “[t]o identify, within a set of items, all items that meet a particular criterion” (emphasis added)). As discussed below, “selecting,” as recited in the challenged claims, also involves choosing or picking out something at a general level. But our analysis does not stop there because the challenged claims do not merely recite selecting something in general. Rather, the challenged claims recite more particularized selection clauses by setting forth specific limitations that modify the recitation of “selecting” in each claim. For example, claim 13 recites “selecting,” by the control circuit, a value of a control signal “based on” the mode indicator and on the leakage indicator. Ex. 1101, 16:48–50. Claim 14, on the other hand, recites “selecting” a performance value, a leakage reduction value, and a shut down value “when” the conditions recited for one of the values are met. Id. at 16:59– IPR2019-01195 Patent 8,081,026 B1 14 17:6. Claim 17 recites “selecting” the leakage reduction value “out of a group” of leakage reduction values. Id. at 18:5–7. To the extent Patent Owner argues that these particularized selection clauses recited in different claims must have the same or similar meaning because they all use the word “selecting” (see PO Resp. 28–29), we disagree with Patent Owner. See IGT v. Bally Gaming Int’l, Inc., 659 F.3d 1109, 1117 (Fed. Cir. 2011) (“We caution that claim language must be construed in the context of the claim in which it appears. Extracting a single word from a claim divorced from the surrounding limitations can lead construction astray. Claim language must be construed in the claim in which it appears.” (emphasis added)). The selection clauses recited in these claims are plainly different on the face of the claims when considering the material differences in the claim language set forth above. According the same meaning to the limitations that recite “select . . . based on” indicators, “select . . . when” certain conditions are met, and “select . . . out of a group” of values would be improper because it would blur the material differences in the claim language recited expressly in the claims. Instead, we interpret the selection clauses recited in the challenged claims “in the context of the particular claim in which the disputed term appears” and “in the context of the entire patent, including the specification.” Phillips, 415 F.3d at 1313. In other words, we do not construe the single word “selecting” in isolation, but, rather, interpret the full selection clauses recited in the challenged claims in the context of the entire patent. Claim 13 recites “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator.” In our view, the plain meaning of this limitation is clear on the face of the claim—a IPR2019-01195 Patent 8,081,026 B1 15 value of a control signal is selected based on two indicators, the mode indicator and the leakage indicator. The plain meaning of the term is supported by the Specification of the ’026 patent, which states: The control circuit 50 is connected to the leakage indicator generator for receiving the mode indicator 104. The control circuit is further connected to the mode indicator generator 40, for receiving the leakage indicator 105. The control circuit 50 can select the value of the control signal 103 based on the mode indicator 104 and on the leakage indicator 105. The control circuit 50 can output a control signal 103 that has a value that is determined based on one or more indicators. Ex. 1101, 4:4–11 (emphases added). Thus, at least in this example, the Specification indicates that “selecting . . . a value of a control signal based on the mode indicator and on the leakage indicator” recited in claim 13 is synonymous to determining the value based on the recited indicators. Determining the value of the control signal based on the mode indicator and on the leakage indicator, as described in the Specification, is consistent with the plain meaning of the claim language—i.e., the value of the control signal is selected based on the mode indicator and on the leakage indicator. Although Patent Owner proposes to construe “select” as “[t]o choose or pick out in preference to another or others” (PO Resp. 27–29), Patent Owner also asserts that “selecting a value of a control signal based on the mode indicator and on the leakage indicator” recited in claim 13 requires the indicators to “play a role in deciding which of the multiple values will be chosen or picked” (id. at 32–33 (emphasis added)). To the extent Patent Owner argues claim 13’s selecting a value “based on the mode indicator and on the leakage indicator” requires selecting a value from or among a group IPR2019-01195 Patent 8,081,026 B1 16 of multiple values, we disagree with Patent Owner’s argument.4 As noted above, claim 17 recites selecting a value “out of a group of” values. This shows that the patentee knew how to use the words selecting out of a group of values to describe the selection recited in claim 17. If the patentee had intended to similarly describe the selection recited in claim 13, it could have done so using the language of claim 17, but did not. See Intellectual Ventures I LLC v. T-Mobile USA, Inc., 902 F.3d 1372, 1379 (Fed. Cir. 2018) (citing Unwired Planet, LLC v. Apple Inc., 829 F.3d 1353, 1359 (Fed. Cir. 2016)). We disagree with the “[selecting from among] multiple values” aspect of Patent Owner’s construction because it would blur the material differences in the claim language of claim 13 and claim 17 discussed above. In support of its argument, Patent Owner cites Figures 3 and 4 of the ’026 patent, which, according to Patent Owner, describe “different curves correlating the level of control signals and the supply voltage as a function of the process conditions (which indirectly indicates a leakage level and is therefore a leakage indicator), the mode of operation (retention mode versus performance-oriented mode) and temperature.” PO Resp. 33 (emphasis added) (citing Ex. 1101, 5:55–9:37, Figs. 3, 4). Patent Owner further asserts that “when a mode indicator indicates a performance oriented mode, curves in Figure 3 will be referenced” and that “the appropriate value or level of the control signal will then be read from the chosen curves and be selected accordingly.” Id. (emphasis added) (citing Ex. 2009 ¶ 81). Patent Owner argues “[i]n this selection process, both the mode indicator and the leakage 4 As discussed above, Patent Owner notes that the dictionary definition it proposed in the Preliminary Response for “select” was “to take as a choice from among several.” PO Resp. 25–26 (emphasis added) (citing Ex. 2007). IPR2019-01195 Patent 8,081,026 B1 17 indicator affect which curve(s) will be selected and which associated value of the control signal will be picked in the end.” Id. (emphasis added) (citing Ex. 2009 ¶ 81; Ex. 1101, 5:48–51). The term “performance oriented mode,” however, is recited in claim 14, not in claim 13. As discussed above, claim 14 depends from claim 13 and recites additional selecting steps, including selecting “a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode.” Ex. 1101, 16:59–64 (emphasis added). Again, Patent Owner does not explain adequately why the subject matter of the selection step recited in claim 14 is the same as or is included in the subject matter of the selection step recited in claim 13, despite the material differences in the claim language on the face of the claims discussed above. Accordingly, we disagree with Patent Owner’s argument that claim 13 requires the mode indicator and the leakage indicator to “play a role in deciding which of the multiple values will be chosen or picked” in the manner recited in claim 14 or described in the embodiment of Figure 3 of the ’026 patent. See PO Resp. 32–33. Nonetheless, to the extent Patent Owner’s proposed definition indicates that selecting a value “based on” indicators involves “deciding” a value to choose or pick based on indicators, we agree with Patent Owner because this aspect of Patent Owner’s proposed construction is consistent with the Specification’s description of “select[ing] the value of the control signal based on the mode indicator and on the leakage indicator” as determining the value based on the recited indicators. IPR2019-01195 Patent 8,081,026 B1 18 Other than finding that the selection clause recited in claim 13 encompasses determining the value of the control signal based on the mode indicator and on the leakage indicator, for purposes of this Final Written Decision, we need not provide an express construction for other terms within claim 13’s selection clause—“selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator.” See Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999) (holding that only terms that are in controversy need to be construed, and “only to the extent necessary to resolve the controversy”); see also Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (applying Vivid Techs. in the context of an inter partes review). Turning next to claim 14, the claim recites: 14. The method according to claim 13, comprising: selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode; selecting a leakage reduction value of the control signal when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode; and selecting a shut down value of the control signal when the mode indicator indicates that the power gated circuit should be shut down. Ex. 1101, 16:58–17:6. In the Institution Decision, although we determined that we need not expressly construe any claim term for purposes of deciding whether to IPR2019-01195 Patent 8,081,026 B1 19 institute a review (Inst. Dec. 17), we addressed Patent Owner’s apparent or implicit claim construction argument that claim 14 requires “selecting among” “a performance value of the control signal,” “a leakage reduction value of the control signal,” and “a shut down value of the control signal.” Id. at 47–49 (emphases added) (citing Prelim. Resp. 42). Considering the claim language, we noted that claim 14 does not recite selecting “among” a performance value, a leakage reduction value, and a shut down value. Id. at 48. Rather, the claim merely recites “selecting a performance value of the control signal,” “selecting a leakage reduction value of the control signal,” and “selecting a shut down value of the control signal.” Id. (citing Ex. 1101, 16:58–17:6). We also found that the plain meaning of the claim language, “selecting” a value “when” the recited conditions are met, is consistent with the written description in the Specification. Id. at 48–49 (citing Ex. 1101, 4:30–45, 5:3–9). In addition, we noted that the plain language of the claim appears to be consistent with the definition from an IEEE dictionary that defines “select” as “[t]o identify, within a set of items, all items that meet a particular criterion.” Id. at 48 (citing Ex. 3003, 1017). At trial, Patent Owner does not argue claim 14 requires “selecting among” the three types of control signal values recited in claim 14. See generally PO Resp. Thus, nothing in the full record persuades us that our preliminary construction of claim 14 was incorrect. Based on the complete record, we determine that claim 14 does not require “selecting among” “a performance value of the control signal,” “a leakage reduction value of the control signal,” and “a shut down value of the control signal.” Patent Owner asserts that the IEEE dictionary definition discussed above conflicts with the language of claim 17, which depends from claim 14 IPR2019-01195 Patent 8,081,026 B1 20 and additionally recites “selecting the leakage reduction value out of a group of leakage reduction values . . . .” PO Resp. 28 (emphasis added) (citing Ex. 1101, 18:5-8). In the Institution Decision, we considered the IEEE definition to interpret the selection clause recited in claim 14, not claim 17. See Inst. Dec. 47–48. As discussed above, we disagree with Patent Owner that selection clauses recited in different challenged claims must have the same or similar meaning. Claim 14 recites “selecting” a performance value, a leakage reduction value, and a shut down value “when” the conditions recited for each value are met. Ex. 1101, 16:59–17:6. Claim 17, on the other hand, recites “selecting” the leakage reduction value “out of a group” of leakage reduction values. Id. at 18:5–7. The selection clauses recited in these claims are plainly different on the face of the claims when considering the material differences in the claim language set forth above. Patent Owner does not explain adequately why the selection clauses recited in claim 14 must have the same meaning as the selection clause recited in claim 17 despite the material differences in the language of the claims. Patent Owner also asserts that the aspect of the IEEE dictionary definition that states “select” means identifying “all items” that meet a particular criterion conflicts with the language of claim 17 because claim 17 recites selecting a value “out of a group” of values, not all values that meet a condition. PO Resp. 28. We, however, do not interpret claim 14 as selecting “all items” that meet the recited conditions. As discussed above, the plain meaning of claim 14’s selection clauses is “selecting” a value— i.e., “a performance value,” “a leakage reduction value,” and “a shut down value”—of the control signal “when” the recited conditions are met. Thus, the plain language of claim 14 is consistent with the aspect of the IEEE IPR2019-01195 Patent 8,081,026 B1 21 dictionary definition to the extent the dictionary defines “select” as “identify[ing]” or picking “an item” that “meets a particular criterion.” We did not suggest adopting in our Institution Decision, nor do we adopt for this Final Written Decision the choosing “all items” aspect of the IEEE dictionary. Patent Owner further asserts that the selection recited in the challenged claims requires the indicators to “play a role in deciding which of the multiple values will be chosen or picked,” citing Figures 3 and 4 of the ’026 patent. PO Resp. 32–33 (emphasis added). To the extent Patent Owner argues the selection clause recited in claim 14 requires selecting a value from or among a group of multiple values, we disagree with Patent Owner’s argument for reasons similar to those discussed above with respect to claim 13. As discussed above, the patentee knew how to describe the concept of selecting a value out of a group of values for claim 17. If the patentee had intended to similarly describe the method of selection recited in claim 14, it could have done so using the language of claim 17, but did not. We disagree with the “[selecting from among] multiple values” aspect of Patent Owner’s construction because it would blur the material differences in the language of claim 14 and claim 17 discussed above. To the extent Patent Owner argues “selecting” “a performance value,” “a leakage reduction value,” and “a retention value” recited in claims 14, 17, 18, or 20 requires using functional relationships depicted in the curves shown on Figures 3 and 4, we disagree with Patent Owner’s argument. We depart from the plain and ordinary meaning in only two instances: (1) when a patentee acts as his own lexicographer and (2) when the patentee disavows IPR2019-01195 Patent 8,081,026 B1 22 the full scope of the claim term in the specification or during prosecution. Poly-Am., L.P. v. API Indus., Inc., 839 F.3d 1131, 1136 (Fed. Cir. 2016) (citing Hill–Rom Servs., Inc. v. Stryker Corp., 755 F.3d 1367, 1371 (Fed. Cir. 2014)). Here, Patent Owner argues neither lexicography nor disavowal, and the words “play a role” do not appear in any of the challenged claims. In our view, the plain meaning of the additionally recited limitations of claim 14 is clear on the face of the claim—a performance value, a leakage reduction value, and a shut down value of the control signal are selected “when” the conditions recited in the limitations are met.5 Similar to our analysis of claim 13, we perceive no ambiguities in the claim language that require an express construction of the limitations recited in claim 14. Turning to the Specification, the ’026 patent describes as follows: [T]he control circuit 50 may select the performance value of the control signal 103 when the leakage indicator 105 indicates that the integrated circuit 10 is slow (and hence exhibit less leakage) in comparison to most integrated circuits of a batch of integrated circuits that includes the integrated circuit 10. Similarly, the control circuit 50 may select the leakage reduction value of the control signal 103 when the leakage indicator 105 indicates that the integrated circuit 10 is fast (and hence has high leakage) in comparison to most integrated circuits of a batch of integrated circuits that includes the integrated circuit 10. Ex. 1101, 4:59–5:2 (emphases added). These disclosures in the Specification are consistent with the plain meaning and the modified IEEE dictionary definition discussed above. They are also consistent with the alternative dictionary definition discussed in the Institution Decision—“[t]o 5 The parties do not argue the terms “performance value,” “leakage reduction value,” or “shut down value” are ambiguous, nor do the parties propose constructions for these terms. IPR2019-01195 Patent 8,081,026 B1 23 choose or pick out in preference to another or others.” See Ex. 3002, 1; Inst. Dec. 61. Based on the complete record, we determine that the selection clauses recited in the claim 14 are not limited as Patent Owner argues. We need not construe any other claim terms for purposes of this Final Written Decision. See Vivid Techs., 200 F.3d at 803. C. Anticipation by Kim Petitioner contends claims 13 and 14 are unpatentable as anticipated by Kim. Pet. 26–57. 1. Relevant Principles of Law A claim is unpatentable under 35 U.S.C. § 102 only if a single prior art reference expressly or inherently describes each and every limitation set forth in the claim. See Perricone v. Medicis Pharm. Corp., 432 F.3d 1368, 1375 (Fed. Cir. 2005); Verdegaal Bros., Inc. v. Union Oil Co., 814 F.2d 628, 631 (Fed. Cir. 1987). Further, a reference cannot anticipate “unless [it] discloses within the four corners of the document not only all of the limitations claimed[,] but also all of the limitations arranged or combined in the same way as recited in the claim.” Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1371 (Fed. Cir. 2008). Although the elements must be arranged in the same way as in the claim, “the reference need not satisfy an ipsissimis verbis test,” i.e., identity of terminology is not required. In re Gleave, 560 F.3d 1331, 1334 (Fed. Cir. 2009); In re Bond, 910 F.2d 831, 832 (Fed. Cir. 1990). Moreover, the prior art reference is read from the perspective of one with ordinary skill in the art. In re Graves, 69 F.3d 1147, 1152 (Fed. Cir. 1995) (“A reference anticipates a claim if it discloses the IPR2019-01195 Patent 8,081,026 B1 24 claimed invention such that a skilled artisan could take its teachings in combination with his own knowledge of the particular art and be in possession of the invention.” (citation and quotation marks omitted)); In re Preda, 401 F.2d 825, 826 (CCPA 1968) (“[I]n considering the disclosure of a reference, it is proper to take into account not only specific teachings of the reference but also the inferences which one skilled in the art would reasonably be expected to draw therefrom.”). We analyze this asserted ground based on anticipation with the principles identified above in mind. 2. Overview of Kim (Ex. 1104) Kim relates generally to die-to-die process variation compensation for digital circuits. Ex. 1104 ¶ 7. In particular, Kim describes an array of sleep transistors that can be used to reduce leakage of a circuit by enabling a combination of sleep transistors. Id. at code (57). As background, Kim describes that “as transistor sizes have become ever smaller, the leakage power consumption during active modes has become a serious problem thereby resulting in some fast dies that are excessively leaky to . . . be discarded.” Id. ¶ 8. According to Kim, therefore, “it would be desirable to find a way to retain and use these ‘leaky’ dies.” Id. Kim purports to provide this desired solution. As presented in some embodiments disclosed herein, it has been discovered that for fast but leaky dies, desired performance and leakage reduction can be attained at the same time by, if necessary, turning on a sub-combination of the sleep transistors during active modes, depending on the leakage characteristics of a particular chip or group of associated chips. Id. ¶ 10 (emphases added). IPR2019-01195 Patent 8,081,026 B1 25 Figure 1 of Kim is reproduced below. Figure 1 is a schematic diagram of an exemplary processor chip with a programmable sleep transistor array and a virtual supply. See Ex. 1104 ¶¶ 2, 11. As shown in Figure 1, chip 100 comprises an array of sleep transistors P1 to PN, NAND gates G1 to GN, and test/operation register 110 comprising memory cells C1 to CN. Id. ¶ 11. Kim describes that sleep transistors P1 to PN are PMOS transistors that are coupled to a high supply voltage reference (VCC) and NAND gates G1 to GN. See id. Each of NAND gates G1 to GN is coupled to a memory cell (one of memory cells C1 to CN) associated with the particular NAND gate and sleep transistor combination. Id. As depicted in Figure 1, sleep transistors P1 to PN are used to provide a virtual high supply voltage (VVCC) from a high supply reference voltage (VCC). See id. ¶¶ 11, 21, 23; Fig. 1. IPR2019-01195 Patent 8,081,026 B1 26 Figure 5 of Kim is reproduced below. Figure 5 is a block diagram of a computer system having a microprocessor with at least one programmable sleep transistor array in an exemplary embodiment. Id. ¶ 6. As depicted in Figure 5, microprocessor 502 includes programmable sleep transistor array (PTSA) 503. Id. ¶ 23. Also, microprocessor 502 is coupled to power supply 504 to receive power for operation. Id. Kim describes that PTSA 503 receives power from power supply 504 and provides a virtual high supply voltage (VVCC) to one or more functional blocks within microprocessor 502 to reduce leakage during an active mode. Id. Kim provides disclosures on programming a programmable sleep transistor array to obtain suitable sleep transistor array combinations to supply a virtual supply voltage that reduces leakage in a processor or chip. Id. ¶¶ 10–23. As depicted in Figure 1, test/operation register 110 has a signal (labeled Prog.) to program the memory cells. Id. ¶ 14. Figure 1 also shows a sleep mode signal (labeled Sleep) coupled to each of the NAND gates. Id. ¶ 11. Kim describes that the Sleep signal controls the sleep transistors that have been designated for active use once the cells are IPR2019-01195 Patent 8,081,026 B1 27 programmed for normal operation (e.g., burned at the factory or loaded at start-up). Id. ¶ 16. Referencing Figure 1, Kim describes that, in the depicted embodiment, when the Sleep signal is asserted (Low), NAND gates G1 to GN all output a High, which turns off the sleep transistors. Id. On the other hand, when the Sleep signal is de-asserted (High) during an active mode, the NAND gates are controlled by the cells, C1 to CN, that are used for normal operation. Id. Kim describes that when a cell outputs a High signal to its NAND gate, the sleep transistor coupled to the gate is turned on, whereas a cell output of a Low causes the sleep transistor to be turned off. Id. Figure 2 of Kim is reproduced below. Figure 2 shows an exemplary routine for identifying a suitable combination of enabled sleep transistors in a programmable sleep transistor array. Id. ¶ 3. Kim describes that routine 201, shown in Figure 2, is used for testing a chip to determine sleep transistor combinations to be turned on during an IPR2019-01195 Patent 8,081,026 B1 28 active mode in order to provide a virtual supply voltage (VVCC) to the chip or a functional block of the chip. Id. ¶¶ 17, 18. According to Kim, routine 201 may be performed during the manufacturing process to test chips and determine the amount of leakage in a chip during an active mode. Id. ¶ 17. Kim describes that routine 201 may also be used to program the memory cells in the test/operation register at the start-up of an operation in order to determine a suitable array of enabled sleep transistors during normal operation. Id. ¶¶ 20, 22. Referencing Figure 1, Kim also describes that test/operation register 110 (i.e., memory cells C1 to CN) should be programmable during a test phase (e.g., during the manufacturing process) and should also be programmable for normal operation. Id. ¶ 14. According to Kim, both types of programming may be achieved using the same structure. Id. Regarding the steps performed by routine 201, Kim describes that initially at step 202, each sleep transistor in an array is enabled, e.g., by programming each memory cell with a value of 1. Id. ¶ 18. Next, at step 204, with the sleep transistor array providing a virtual supply voltage to the chip or a functional block of the chip, the active leakage in the chip is measured. Id. Then at step 206, a determination is made whether the active leakage is excessive. Id. ¶ 19. If the answer is Yes (i.e., the leakage is excessive), then the conductance of the sleep transistor array is decremented, e.g., by turning off one or more sleep transistors in the array. Id. Then, the routine loops back to step 204 to measure the leakage with the modified sleep transistor array combination (having a decreased conductance), and then proceeds again to step 206 to check if the newly measured leakage is excessive. Id. This process continues until the measured active leakage is IPR2019-01195 Patent 8,081,026 B1 29 not excessive, at which time the routine proceeds to step 208 to determine whether the chip is sufficiently fast. Id. ¶¶ 19, 20. If the chip is fast enough (with the reduced virtual supply voltage provided to the chip by the sleep transistor array combination determined in steps 204 and 206 that results in non-excessive leakage), then at step 210 the determined enabled transistor array combination is stored or programmed into register 110. Id. ¶ 20. For example, the combination may be burned into the register if it is one time- programmable memory, or it may be stored to be part of a start-up routine to be programmed into the register when the chip starts up. Id. If, on the other hand, the chip is determined to be not sufficiently fast, then at step 214 the chip may be discarded or otherwise devalued. Id. Once determined, an enabled transistor combination may be saved to be programmed at startup of an operation or during the manufacturing process. Id. ¶ 22. 3. Independent Claim 13 Petitioner contends that the embodiments depicted in Figures 4 and 5 disclose all of the circuit elements and signals recited in claim 13, including “a power gated circuit,” “a power gating switch,” “an input supply voltage,” “an output supply voltage,” “a control circuit,” “a control signal,” “a mode indicator,” and “a leakage indicator.” Pet. 26–48. Petitioner asserts that the operation of the circuit elements shown in Kim’s Figures 4 and 5 discloses the steps recited in claim 13. Id. at 29–52. Patent Owner does not dispute Petitioner’s contentions on all but one of the limitations of claim 13— namely, “selecting . . . a value of a control signal based on the mode indicator and on the leakage indicator” as recited in claim element 13[E]. PO Resp. 34–35; PO Sur-reply 8–10. For the reasons discuss below, we IPR2019-01195 Patent 8,081,026 B1 30 determine that Petitioner has demonstrated, by a preponderance of the evidence, that claim 13 is unpatentable under 35 U.S.C. § 102 as anticipated by Kim. a. Preamble The preamble of claim 13 recites “method for supplying an output supply voltage to a power gated circuit.” Petitioner asserts that, to the extent that the preamble is limiting, Kim teaches a method for supplying an output supply voltage to a power gated circuit. Pet. 26.6 Figures 4 and 5 of Kim, as annotated by Petitioner in different colors, are reproduced below. Id. at 27. Annotated Figures 4 and 5 reproduced above show Petitioner’s identification of claim 13’s recited circuit elements and signals allegedly present in Kim. 6 Because Petitioner has shown that the recitations of the preamble are disclosed by Kim, we need not determine whether the preamble is limiting. See Vivid Techs., 200 F.3d at 803. IPR2019-01195 Patent 8,081,026 B1 31 Petitioner’s color annotations are described below in the context of our discussion of Petitioner’s mapping of various circuit elements and signals of Kim to the allegedly corresponding circuit elements and signals recited in claim 13. For example, Petitioner asserts that sleep transistor array P1–PN shown in Annotated Figures 4 and 5 (annotated in grey) discloses the “power gating switch” recited in claim 13. Pet. 27. Petitioner argues that, as shown in the figures, Kim’s sleep transistor array P1–PN receives input voltage VCC (annotated in green) (the recited “input supply voltage”) and provides virtual supply voltage VVCC (annotated in purple) (the recited “output supply voltage”) to “one or more functional blocks within the processor 502” (annotated in yellow) (the recited “power gated circuit”). Id. at 26–27 (citing Ex. 1104, Figs. 4, 5, ¶ 23). Petitioner contends that Kim’s sleep transistor array P1–PN is a “power gating switch” because it switches output supply voltage VVCC to the functional blocks in processor 502 (the recited “power gated circuit”) ON and OFF. Id. at 27–28 (citing Ex. 1104 ¶ 16). Petitioner also asserts that the “functional blocks within [Kim’s] processor 502” are the “power gated circuit” recited in claim 13 because the blocks in Kim’s processor 502 receive the gated virtual supply voltage VVCC provided by Kim’s power gating switch. Id. at 28 (citing Ex. 1104 ¶ 23; Ex. 1101, 2:55–56, 7:57–63 (describing an “NMOS power gating switch” and a “PMOS power gating switch”)). As discussed above, Patent Owner does not dispute Kim teaches the preamble of claim 13. See PO Resp. 34–35. IPR2019-01195 Patent 8,081,026 B1 32 We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses the preamble of claim 13.7 b. Claim Elements 13[B] and 13[G] We next address claim element 13[B], which recites “providing to an input port of a power gating switch an input supply voltage,” and claim element 13[G], which recites “providing, from an output port of the power gating switch, the output supply voltage to the power gated circuit.” We address these claim elements together because they both relate to the subject matter of providing a gated supply voltage to a power gated circuit by a power gating switch. Petitioner presents an annotated version of Figure 4 of Kim (not reproduced herein) and identifies the connection between input supply voltage VCC (the recited “input supply voltage”) and the sources of sleep transistors P1–PN as the “input port of a power gating switch” recited in claim 13. Pet. 29 (citing Ex. 1104 ¶ 11 (explaining the sleep transistors “are coupled [to] a high supply reference (VCC)”), Fig. 4)). Petitioner also maps the recited “output port of the power gated circuit” to the drains of sleep transistor array P1–PN (the recited “power gating switch.”) Id. at 46. Petitioner asserts that the output of sleep transistor array P1–PN is virtual supply voltage VVCC (the recited “output supply voltage”) and that the output voltage VVCC is supplied to “one or more functional blocks” within 7 We also find that Patent Owner has waived any argument directed to the preamble of claim 13. See Paper 12 (Scheduling Order), 7 (“Patent Owner is cautioned that any arguments for patentability not raised in the response may be deemed waived.”). IPR2019-01195 Patent 8,081,026 B1 33 processor 502 (annotated in yellow in Annotated Figures 4 and 5 reproduced above) (the recited “power gated circuit”). Id. at 44–45 (citing Ex. 1104 ¶ 23, Figs. 4, 5). Thus, Petitioner asserts that Kim discloses “providing to an input port of a power gating switch an input supply voltage” and “providing, from an output port of the power gating switch, the output supply voltage to the power gated circuit,” as recited in claim 13. As discussed above, Patent Owner does not dispute Kim teaches the limitations of claim 13 discussed in this subsection. See PO Resp. 34–35. We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses all of the limitations recited in claim elements 13[B] and 13[G].8 c. Claim Element 13[C] Turning next to claim element 13[C], which recites “receiving, by a control circuit, a mode indicator that indicates of a desired mode of the power gated circuit,” Petitioner references Annotated Figures 4 and 5 reproduced above and identifies NAND gates G1–GN (annotated in red) as the recited “control circuit” and the Sleep signal (annotated in blue) as the recited “mode indicator.” Pet. 31, 33. Regarding the operational aspects of these structural elements, Petitioner asserts that NAND gates G1–GN (the recited “power gating switch”) receives a Sleep signal (the recited “mode indicator”) that indicates whether processor 502 (the recited “power gated 8 We also find that Patent Owner has waived any argument directed to these limitations of claim 13. See Paper 12, 7. IPR2019-01195 Patent 8,081,026 B1 34 circuit”) will be in an active mode or a sleep mode. Id. at 31–32 (citing Ex. 1104 ¶¶ 11, 16, Figs. 4, 5). Petitioner contends that when Kim’s NAND gates G1–GN receive a low Sleep signal, NAND gates G1–GN all output a high, which turns OFF all transistors in sleep transistor array P1–PN. Id. at 32–33 (citing Ex. 1104 ¶¶ 16, 23 (“[W]hen the Sleep signal is asserted (Low), then the NAND gates G1 to GN all output a High, which turn off the sleep transistors.”)). Petitioner argues that functional blocks within processor 502 are thus “gated” from supply voltage VCC, placing the functional blocks in a sleep state. Id. at 32 (citing Ex. 1104 ¶¶ 16, 23). On the other hand, when Kim’s NAND gates G1–GN receive a high Sleep signal, “the NAND gates are in effect controlled by the cells, C1 to CN,” which turns ON at least some of sleep transistors P1–PN. Id. at 32–33 (citing Ex. 1104 ¶¶ 10, 16, 23). Thus, Petitioner asserts that when NAND gates G1–GN receive a high Sleep signal, Kim’s sleep transistor array provides the gated supply voltage VVCC to functional blocks within the processor 502, placing the functional blocks in an active state. Id. Petitioner argues that because Kim’s Sleep signal indicates the desired mode (active or sleep) of processor 502 (the recited “power gated circuit”), the Sleep signal is “a mode indicator that indicates a desired mode of the power gated circuit.” Id. at 33 (citing Ex. 1102 ¶ 72). Thus, Petitioner asserts that Kim discloses “receiving, by a control circuit, a mode indicator that indicates of a desired mode of the power gated circuit,” as recited in claim 13. Id. at 31–33. As discussed above, Patent Owner does not dispute Kim teaches the limitation of claim 13 discussed in this subsection. See PO Resp. 34–35. IPR2019-01195 Patent 8,081,026 B1 35 We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses “receiving, by a control circuit, a mode indicator that indicates of a desired mode of the power gated circuit,” as recited in claim element 13[C].9 d. Claim Element 13[D] Next, Petitioner provides an annotated version of Kim’s Figure 4, which we refer to as Second Annotated Version of Figure 4, and asserts that Kim teaches claim element 13[D], which recites “receiving, by the control circuit, a leakage indicator that indicates of a leakage level of the power gated circuit.” Pet. 34–35. 9 We also find that Patent Owner has waived any argument directed to this element of claim 13. See Paper 12, 7. IPR2019-01195 Patent 8,081,026 B1 36 Second Annotated Version of Kim’s Figure 4 provided in the Petition is reproduced below. Pet. 35 (citing Ex. 1104, Fig. 4). Second Annotated Version of Kim’s Figure 4 reproduced above shows Petitioner’s identification of “leakage indicator that indicates of a leakage level of the power gated circuit.” Referencing Second Annotated Version of Figure 4, Petitioner asserts that Kim teaches that register 110 includes memory cells C1–CN (annotated in brown). Pet. 34–35 (citing Ex. 1104, Fig. 4). Petitioner identifies the output of Kim’s memory cells C1–CN as the recited “leakage indicator that indicates of a leakage level of the power gated circuit.” Id. at 38. Petitioner cites routine 201 depicted in Figure 2 of Kim (reproduced in Section III.C.2. above) and asserts that “Kim details how memory cells C1-CN are used in ‘routine 201 for testing a chip . . . to determine the amount of leakage in a chip’ and ‘sleep transistor combinations to be turned IPR2019-01195 Patent 8,081,026 B1 37 on . . . during an active mode.’” Id. at 35 (citing Ex. 1104, Fig. 2, ¶¶ 17–20). Petitioner asserts that Kim’s routine 201 discloses (1) turning ON all sleep transistors P1-PN (step 202), which maximizes the output level for virtual supply voltage VVCC, Ex. 1104, [0018]; (2) measuring “the active leakage in the chip (or functional block supplied by [VVCC])” (step 204), id., [0018], [0023] (explaining that “functional blocks” can be “functional blocks within the processor 502”); (3) determining “if the active leakage is excessive” (step 206), id., [0019]; (4) if leakage is excessive, turning OFF at least one sleep transistor to decrease the output level for virtual supply voltage VVCC (step 212), id., [0019]; see also id., [0016] (“[D]uring an active mode, the NAND gates in effect are then controlled by the cells, C1 to CN ….. If a sleep transistor was designated to be on during an active mode, then its cell outputs a High to its NAND gate, causing the transistor to be turned on. Alternatively, if a sleep transistor was designated to be off, then its cell outputs a Low, causing the transistor to be turned off during the active mode.”); (5) repeating steps 204 (measure leakage), 206 (determining if the measured leakage is excessive), and 212 (decreasing VVCC) until the measured leakage is not excessive, id.; and (6) “stor[ing] the enabled transistor array combination … so that it will be programmed into the register 110 [410],” and using those stored values to determine the level of VVCC during active mode, id., [0016], [0020]; Ex. 1102, ¶ 75. Pet. 36–37 (citing Ex. 1104 ¶¶ 16, 18, 19, 20, 22, 23; Ex. 1102 ¶ 75). According to Petitioner, the cited disclosure of Kim teaches that the output of memory cells C1–CN reflects the amount of measured leakage in processor 502, and is used to determine which sleep transistors P1–PN will be ON or OFF when the processor is in an active mode. Id. at 37–38. IPR2019-01195 Patent 8,081,026 B1 38 Citing the testimony of Dr. Harris, Petitioner provides examples of the amount of measured leakage in processor 502 indicated by the output of memory cells C1–CN. Pet. 38 (citing Ex. 1104 ¶¶ 16–20; Ex. 1102 ¶ 76). Petitioner argues that because Kim’s routine 201 starts with turning ON all sleep transistors P1–PN, if processor 502 is found to not have excessive leakage at the very first execution of Kim’s step 206, the output from cells C1–CN would have the value of all ones (1s) after completion of routine 201, indicating that processor 502, as found, has low leakage. Id. Petitioner contends that, if, on the other hand, processor 502 is found to have higher leakage, routine 201 would execute step 206 more than once, turning OFF some transistors in the sleep transistor array, and the output from Kim’s cells C1–CN would include some zeroes (0s) upon completion of routine 201. Id. (citing Ex. 1104 ¶¶ 16–20; Ex. 1102 ¶ 76). In other words, the output from Kim’s memory cells C1–CN, as determined by the value stored in the cells at the end of executing routine 201, would indicate the leakage level of processor 502 as found at the beginning of the testing—that is, a leakage level lower than the excessive level threshold (when the output of the memory cells is all ones (1s)) or a leakage level at or higher than the excessive level threshold (when the output of the memory cells includes some zeroes (0s)). See id. Petitioner argues, therefore, the output of Kim’s memory cells C1–CN is the claimed “leakage indicator that indicates a leakage level of the power gated circuit.” Id. Petitioner asserts that Kim measures leakage during manufacturing and then stores in memory cells C1–CN the results of the leakage measurement, which determines during operation which sleep transistors will be ON and OFF in an active mode. Pet. 38–39 (citing Ex. 1104 ¶ 20). IPR2019-01195 Patent 8,081,026 B1 39 According to Petitioner, this is similar to the disclosure in the ’026 patent, which describes that “leakage indicator” can be used “during the manufacturing process of the integrated circuit 10 or based on a leakage test conducted after the production of the integrated circuit 10 . . ., [and] can include measuring the actual leakage of the integrated circuit 10, or determining indirectly the leakage.” Id. at 38 (quoting Ex. 1101, 3:46–54). Petitioner further asserts that Kim discloses “receiving, by the control circuit, a leakage indicator that indicates of a leakage level of the power gated circuit,” as recited in claim 13 because Kim describes that NAND gates G1–GN (the recited “control circuit”) receive the output of memory cells C1–CN (the recited “leakage indicator that indicates a leakage level of the power gated circuit”). Pet. 39 (citing Ex. 1104, Figs. 1, 4, ¶ 11 (“The NAND gates each have two inputs, one coupled to a sleep mode signal (Sleep) and the other coupled to a memory cell (one of C1 to CN) associated with the particular NAND gate and sleep transistor combination.” (emphasis by Petitioner)); Ex. 1102 ¶ 78). As discussed above, Patent Owner does not dispute Kim teaches the limitation of claim 13 discussed in this subsection. See PO Resp. 34–35. We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses all of the limitations recited in claim element 13[D].10 10 We also find that Patent Owner has waived any argument directed to this element of claim 13. See Paper 12, 7. IPR2019-01195 Patent 8,081,026 B1 40 e. Claim Element 13[E] Turning next to claim element 13[E] which recites “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator,” Petitioner identifies the collective output of NAND gates G1–GN as the recited “control signal.” Pet. 41. As discussed above, Petitioner asserts that during a sleep mode of Kim, the Sleep signal is asserted low, which in turn causes NAND gates G1–GN to all output a high signal that turns off all their respective sleep transistors P1–PN. Id. (citing Ex. 1104 ¶ 16 (“[W]hen the Sleep signal is asserted (Low), then the NAND gates G1 to GN all output a High, which turn off the sleep transistors.”). Petitioner argues, therefore, the output (the recited “control signal”) from NAND gates G1–GN (the recited “control circuit”) is based on the Sleep signal (the recited “mode indicator”). Id. (citing Ex. 1102 ¶ 81). Petitioner also asserts that during an active mode of Kim, the output of NAND gates G1–GN is based on both the Sleep signal (which is de-asserted high) and the output of memory cells C1–CN (which adjusts the value11 of the output of the NAND gates G1–GN in accordance with the leakage measurements and adjustments made using the method of Figure 2). Id. at 41–42 (citing Ex. 1104 ¶ 16; Ex. 1102 ¶ 82). Petitioner asserts that Kim discloses that NAND gates G1–GN (the recited “control circuit”) output a control signal that selectively turns 11 As discussed below in the section on claim 14, Petitioner’s declarant, Dr. Harris, illustrates various values of the collective output of NAND gates G1–GN in the context of his testimony on claim 14. See Ex. 1102 ¶ 94 (providing a table of various values (comprising ones (1s) and zeroes (0s)) of the collective output of NAND gates G1–GN for an example case of 5 NAND gates). IPR2019-01195 Patent 8,081,026 B1 41 individual transistors in sleep transistor array P1–PN ON or OFF such that virtual supply voltage VVCC is output to processor 502 at a level different from the level of input supply voltage VCC. Id. at 39–40 (citing Ex. 1104, Fig. 4, ¶ 16). Petitioner argues that because the value of the collective output of NAND gates G1–GN (the recited “control signal”) is determined by NAND gates G1–GN (the recited “control circuit”) based on the Sleep signal (the recited “mode indicator”) and on the outputs of memory cells C1–CN (the recited “leakage indicator”), Kim discloses “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator,” as recited in claim 13. Id. at 41–42. Petitioner argues that during a sleep mode, the Sleep signal is asserted low, which in turn causes NAND gates G1–GN to all output a high signal that turns off all their respective sleep transistors P1–PN. Pet. 41 (citing Ex. 1104 ¶ 16 (“[W]hen the Sleep signal is asserted (Low), then the NAND gates G1 to GN all output a High, which turn off the sleep transistors.”)). Petitioner asserts, therefore, the output (the claimed “control signal”) from Kim’s NAND gates G1–GN (the claimed “control circuit”) is based on the Sleep signal (the claimed “mode indicator”). Id. Petitioner further asserts that during an active mode, the output of NAND gates G1–GN is based on both the Sleep signal (which is de-asserted high) and the outputs of memory cells C1–CN (which adjust the value of the NAND gates G1–GN outputs in accordance with the leakage measurements and adjustments made using the method of Figure 2). Id. at 41–42 (citing Ex. 1104 ¶ 16). Petitioner argues because the value of Kim’s NAND gate outputs (the claimed “value of the control signal”) depends on both the “Sleep signal” (the claimed “mode indicator”) and the outputs of memory cells C1–CN (the claimed “leakage IPR2019-01195 Patent 8,081,026 B1 42 indicator”), Kim teaches “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator,” as recited in claim 13. Id. at 43. Patent Owner asserts that Kim’s NAND gates “decide[] whether to pass through the bit pattern in the memory cells C1-CN, based solely on the value of the sleep signal” and “do not affect which of the two bit patterns (all 1’s or -B) will be outputted as the control signal.” PO Resp. 34–35. Citing the testimony of its declarant, Dr. Annavaram, Patent Owner contends that Kim’s NAND gate operates such that “[i]f the sleep signal is 0, it does not pass through those bits and outputs all 1’s instead; and if the sleep signal is low, it passes through the bit pattern with inversion.” Id. (citing Ex. 2009 ¶ 84). As discussed above in Section III.B (Claim Construction), Patent Owner argues that “select[ing] a value of a control signal based on the mode indicator and on the leakage indicator” recited in claim 13 requires the indicators to “play a role in deciding which of the multiple values will be chosen or picked.” Id. at 32–33.12 Patent Owner argues that the output of Kim’s NAND gates (the claimed “control signal”) is not “based on” the bit pattern in Kim’s memory cells C1–CN (the claimed “leakage indicator”) because “a bit pattern that is being passed through with inversion” does not “play a role” in selecting the value of the control signal. Id. at 32–33 (citing 12 As discussed in Section III.B, to the extent Patent Owner argues claim 13 requires selecting a value from or among a group of multiple values, we disagree with Patent Owner’s argument. Claim 13 does not require selecting a value among several or multiple (i.e., more than two) values. IPR2019-01195 Patent 8,081,026 B1 43 Ex. 2009 ¶ 82); see also id. at 34–35 (making the same argument, citing Ex. 2009 ¶¶ 80–82, 84, 85). In reply, Petitioner asserts that Kim’s sleep signal (the claimed “mode indicator”) and the memory cell signal value (the claimed “leakage indicator”) affect what control signal value is chosen because when Kim’s sleep signal indicates “an active mode,” the outputs of Kim’s NAND gates (the claimed “value of the control signal”) are controlled by the [values in] cells, C1–CN. Pet. Reply 10–11 (citing Pet. 39–42 (citing Ex. 1104 ¶ 16)). We agree with Petitioner’s argument and disagree with Patent Owner’s argument. As Petitioner persuasively argues (Pet. Reply 10–11 (citing Pet. 39–42)), when the sleep signal is active (or 1), the output of Kim’s NAND gates (the claimed “value of the control signal”) would be different for different value of Kim’s memory cells C1–CN (the claimed “leakage indicator”) because, as Patent Owner concedes, the value of the output of Kim’s NAND gates equals the value of Kim’s memory cells C1– CN “with inversion” (PO Resp. 33–34 (citing Ex. 2009 ¶ 82)). During the oral hearing, Patent Owner acknowledged that, when the “bit pattern” of Kim’s memory cells C1–CN is allowed to “pass through,” the output of Kim’s NAND gates will be different depending on the value of Kim’s memory cells C1–CN. JUDGE CHUNG: If you have a different bit pattern, when the bit pattern is allowed to pass through, the different bit pattern [passed through] will affect the output, right? MS. ZHONG: With respect -- I'm sorry. JUDGE CHUNG: Go ahead. MS. ZHONG: Your Honor has the -- IPR2019-01195 Patent 8,081,026 B1 44 JUDGE CHUNG: So my question is, isn’t it the case the value of the bit pattern does have an effect on the output because depending on what the bit pattern is the output will be different? MS. ZHONG: Yes. So I think it comes back to what the claim language is. The claim language is a control circuit arranged to select a value. It’s not a control circuit being arranged to produce or output a value. That’s different. Select doesn’t equal to produce or output. Tr. 47:7–23. Because the output of Kim’s NAND gates will be different depending on the value of Kim’s memory cells C1–CN allowed to “pass through,” we agree with Petitioner that the value of Kim’s memory cells C1– CN (the claimed “leakage indicator”) “plays a role” in deciding what the output of Kim’s NAND gates (the claimed “value of the control signal”) will be. Moreover, Patent Owner acknowledged that the output of Kim’s NAND gate is determined based on the inputs to the NAND gates (i.e., the sleep signal input and the memory cell signal input). JUDGE CHUNG: But, knowing a little bit about how a NAND gate works, isn’t it the case that the input to the NAND gates, G1 through GN, with the input of the sleep signal and the C1 through CN signal, isn’t it the case that input to the NAND gate determines what the output is? MS. ZHONG: Okay. So any logic gate, the output will depend on the input. That’s for sure. Tr. 44:18–25; but see id. at 45:3–10 (stating that even if the “output is in control of the input, . . . that does not mean the selection is based on that input”). Thus, we find that Kim’s NAND gate (the claimed “control circuit”) operates to determine its output (the claimed “value of the control signal”) based on its input of the sleep signal (the claimed “mode indicator”) and the memory cell value input (the claimed “leakage indicator”). As IPR2019-01195 Patent 8,081,026 B1 45 discussed in Section III.B, the Specification indicates that “select[ing] the value of the control signal based on the mode indicator and on the leakage indicator” recited in claim 13 is synonymous to determining the value based on the recited indicators. See Ex. 1101, 4:4–11. Thus, the evidence of record shows that Kim teaches “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator,” as recited in claim 13. As discussed above, Patent Owner asserts that the term “select” should be construed to mean “[t]o choose or pick out in preference to another or others.” PO Resp. 27–29 (citing Ex. 3002). Patent Owner contends that Kim does not disclose “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator” under this construction. PO Sur-reply 8–9. We disagree with Patent Owner’s argument. On the contrary, we find that Patent Owner’s description of the operation of Kim’s NAND gate—“[i]f the sleep signal is 0, it does not pass through those bits and outputs all 1’s instead; and if the sleep signal is low, it passes through the bit pattern with inversion” (PO Resp. 33)—meets Patent Owner’s proposed definition. That is, when the sleep signal (the claimed “mode indicator”) is 0, the NAND gates choose the output to be a signal of all 1s (the claimed “value of the control signal”) in preference to another value, e.g., the value determined by the output of the memory cells C1–CN. When, on the other hand, the sleep signal is 1, the NAND gates choose the output to be a signal of the inverse (or complement) of the output of the memory cells C1–CN (the claimed “leakage indicator”), as opposed to another value, e.g., all 1s. Thus, Kim’s NAND gates select the value of the control signal based on the mode IPR2019-01195 Patent 8,081,026 B1 46 indicator and on the leakage indicator even under Patent Owner’s proposed construction of “select.” Petitioner persuasively argues that the ’026 patent describes selecting the value of the control signal by a control circuit comprising “one or more logical gates,” such as Kim’s NAND gates. Pet. Reply 12 (citing Ex. 1101, 4:22–25; Ex. 1130 ¶¶ 21, 23–31, 34–36). In the cited portion of his Reply Declaration, Dr. Harris cites the following disclosure from the Specification: In the shown example, the control circuit 50 includes a digital circuit 51 that is arranged to (i) receive indicators (such as the mode indicator 104, the leakage indicator 105 and (ii) send a digital control signal 108 to a digital to analog converter (DAC) 52. . . . The digital circuit 51 can include a storage element such as a register or multiple flip flops, can include one or more logical gates, can include a combination of a storage element and one or more logical gates, and the like. Ex. 1130 ¶ 35 (emphases added) (citing Ex. 1101, 4:15–25). Dr. Harris testifies that “Kim’s NAND gates exactly match the ’026 patent’s disclosed control circuit,” producing the same output given the same inputs. Id. We are persuaded by Petitioner’s argument and evidence that Kim’s NAND gates are logical gates similar to the ’026 patent’s disclosed control circuit comprising one or more logical gates, producing the control signal output based on the inputs of the mode indicator and the leakage indicator. For the foregoing reasons and based on the complete record, we determine that Petitioner has demonstrated sufficiently that Kim discloses “selecting, by the control circuit, a value of a control signal based on the mode indicator and on the leakage indicator,” as recited in claim element 13[E], notwithstanding the arguments from Patent Owner. IPR2019-01195 Patent 8,081,026 B1 47 f. Claim Element 13[F] Next, Petitioner provides an annotated version of Kim’s Figure 4, which we refer to as Third Annotated Version of Figure 4, and asserts that Kim discloses “supplying the control signal to a control port of the power gating switch,” as recited in claim element 13[F]. Pet. 42–43. Third Annotated Version of Kim’s Figure 4 provided in the Petition is reproduced below. Id. at 43. Third Annotated Version of Kim’s Figure 4 reproduced above shows Petitioner’s identification of “a control port” and a “control signal” allegedly present in Kim. Id. Referencing Third Annotated Version of Figure 4 Petitioner contends that the port (annotated in dark grey circles) driving the gates of sleep transistors P1–PN (the recited “power gating switch”) is the “control port of the power gating switch” recited in claim 13. Id. at 42–43. As discussed IPR2019-01195 Patent 8,081,026 B1 48 above, Petitioner identifies the collective output of NAND gates G1–GN as the recited “control signal.” Id. at 41. Figure 4 of Kim shows that the output of NAND gates G1–GN is connected to the gates of sleep transistors P1–PN (the recited “control port of the power gating switch”). Ex. 1104, Fig. 4. Thus, Petitioner asserts that Figure 4 of Kim shows NAND gates G1–GN “supplying the control signal to a control port of the power gating switch,” as recited in claim 13. Id. at 42–43. As discussed above, Patent Owner does not dispute Kim teaches the limitations of claim 13 discussed in this subsection. See PO Resp. 34–35. We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses “supplying the control signal to a control port of the power gating switch,” as recited in claim element 13[F].13 g. Claim Element 13[H] Turning next to claim element 13[H] which recites “a relationship between a value of the input supply voltage and a value of the output supply voltage is responsive to the value of the control signal,” Petitioner references Annotated Figures 4 and 5 reproduced above and asserts that Kim discloses NAND gates G1–GN (annotated in red) output a control signal that selectively turns individual transistors in sleep transistor array P1–PN (annotated in grey) ON or OFF such that virtual supply voltage VVCC (annotated in purple) is output to processor 502 (annotated in yellow) at a 13 We also find that Patent Owner has waived any argument directed to this limitation of claim 13. See Paper 12, 7. IPR2019-01195 Patent 8,081,026 B1 49 level different from the level of input supply voltage VCC (annotated in green). Pet. 48–49 (citing Ex. 1104, Figs. 4, 5, ¶ 16; Ex. 1102 ¶ 88). Petitioner also cites routine 201 depicted in Figure 2 of Kim and the description of routine 201 provided in the related text of Kim, as teaching reducing or decrementing the conductance of the sleep transistor array by turning ON or OFF one or more sleep transistors in a loop to find a combination of enabled sleep transistors resulting in satisfactory leakage in a functional block of Kim’s processor. Id. at 49–51 (citing Ex. 1104, Fig. 2, claim 8, ¶¶ 10, 16, 18, 19; Ex. 1102 ¶ 90). According to Petitioner, Kim further discloses that the output of NAND gates G1–GN (the recited “control signal”) determines multiple voltage differences between VCC (the recited “input supply voltage”) and VVCC (the recited “output supply voltage”) because Kim describes, for example, (1) when the Sleep signal is low, the outputs of the NAND gates turn OFF every transistor P1-PN, such that VVCC will be lower than VCC); (2) when the Sleep signal changes from low to high, the NAND gate outputs (in step 202) turn ON every transistor P1-PN, such that VCC and VVCC will be as close as possible; and (3) when there is excessive leakage, the NAND gates turn ON some sleep transistors and turn others OFF, which will increase the difference between VCC and VVCC. Id. at 51 (citing Ex. 1104 ¶¶ 16, 18–20; Ex. 1102 ¶ 91). To summarize, Petitioner argues that Kim discloses “a relationship between a value of the input supply voltage and a value of the output supply voltage is responsive to the value of the control signal,” as recited in claim 13, because Kim describes that the voltage difference between VCC (the recited “input supply voltage”) and VVCC (the recited “output supply voltage”) is determined by the conductance of sleep transistor array, which IPR2019-01195 Patent 8,081,026 B1 50 depends on the combination of enable transistors in the array (i.e., which transistor is ON or OFF), which, in turn, depends on the value of the output of NAND gates G1–GN (the recited “control signal”). Id. at 48–52. As discussed above, Patent Owner does not dispute Kim teaches the limitations of claim 13 discussed in this subsection. See PO Resp. 34–35. We agree with Petitioner’s analysis and find, based on the complete record and for the reasons explained by Petitioner, that Petitioner has demonstrated sufficiently Kim discloses “a relationship between a value of the input supply voltage and a value of the output supply voltage is responsive to the value of the control signal,” as recited in claim element 13[H].14 h. Conclusion on Claim 13 Based on the complete record and the foregoing discussion of the arguments and evidence presented by Petitioner and Patent Owner, we determine that Petitioner has demonstrated sufficiently that Kim discloses all limitations recited in claim 13. Accordingly, based on the complete record, we determine that Petitioner has demonstrated, by a preponderance of the evidence, that claim 13 is unpatentable under 35 U.S.C. § 102 as anticipated by Kim. 4. Dependent Claim 14 Claim 14 depends from claim 13 and further recites selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode 14 We also find that Patent Owner has waived any argument directed to this limitation of claim 13. See Paper 12, 7. IPR2019-01195 Patent 8,081,026 B1 51 indicator indicates that the power gated circuit is requested to operate at a performance oriented mode; selecting a leakage reduction value of the control signal when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode; and selecting a shut down value of the control signal when the mode indicator indicates that the power gated circuit should be shut down. Ex. 1101, 16:58–17:6. Petitioner contends that Kim discloses the additionally recited limitations of claim 14. Pet. 52–57. As discussed above in Section III.C.3, Petitioner asserts that Kim discloses that the value of the collective output of NAND gates G1–GN (the recited “control signal”) is selected based on the Sleep signal (the recited “mode indicator”) and on the output of memory cells C1–CN (the recited “leakage indicator”). Id. at 41. Addressing the additionally recited limitations of claim 14, Petitioner contends that Kim also discloses selecting various values of the control signal as recited in claim 14, based on various conditions indicated by the “leakage indicator” and the “mode indicator.” Id. at 52–57. As an initial matter, Dr. Harris illustrates exemplary values for the outputs of Kim’s NAND gates G1–GN for the case of N=5, i.e., when there are 5 NAND gates in Kim’s chip 100, by providing a table in his Declaration. IPR2019-01195 Patent 8,081,026 B1 52 Table A, provided by Dr. Harris in paragraph 94 of his Declaration, is reproduced below. Ex. 1102 ¶ 94 (Table A). Table A, provided by Dr. Harris, illustrates various values of the collective output of Kim’s NAND gates G1–G5 during various modes of Kim’s processor or chip. Id.; see also Pet. 52 (citing Ex. 1102 ¶¶ 93–97). In his Declaration, Dr. Harris explains that As shown in Table A, during Kim’s sleep mode, all of the NAND gates output a High, or digital “1” signal. . . . This turns OFF all of Kim’s transistors P1-PN during sleep mode. Other values of Kim’s NAND gates outputs, i.e., when at least one of the NAND gates outputs a Low, or digital “0” signal, correspond to Kim’s active mode. . . . When at least one of the NAND gates outputs a Low, then at least one of the transistors P1-PN are ON, providing a conduction path between the input supply voltage VCC and the virtual supply voltage VVCC. Ex. 1102 ¶ 95 (citing Ex. 1104 ¶ 16). IPR2019-01195 Patent 8,081,026 B1 53 As discussed above in our overview of Kim (Section III.C.2.) and also discussed in the Petition, Kim teaches determining suitable combinations of transistors in the sleep transistor array by executing routine 201 during a test phase of manufacturing. See Ex. 1104 ¶¶ 20, 22; see also Pet. 21 (citing Ex. 1104 ¶¶ 14, 20, 22). Petitioner asserts that Kim also teaches using the configuration information determined from the testing phase (stored in a register) during an active state of normal operation to “determine which of NAND gates G1-GN output low or high signals, which in turn determines which sleep transistors P1-PN are ON and OFF.” Pet. 21–22 (citing Ex. 1104 ¶ 16; Ex. 1102 ¶ 54). Addressing the recitation “selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode,” Petitioner asserts that Kim’s testing operation when the chip under testing is found to not have excessive leakage prior to testing and subsequent normal operation during an active mode using such test results discloses these limitations. Id. at 53–54 (citing Ex. 1104 ¶¶ 16, 18; Ex. 1102 ¶¶ 98–100). First, Petitioner argues that because Kim’s routine 201 starts with turning ON all sleep transistors P1–PN, if processor 502 is found to not have excessive leakage at the very first execution of Kim’s step 206, the output from cells C1–CN would have the value of all ones (1s) after completion of routine 201. Id. at 53 (citing Ex. 1104 ¶¶ 16, 18; Ex. 1102 ¶ 98); see also id. at 38 (describing the same cell value determination). In other words, according to Petitioner and Dr. Harris, Kim discloses that if the leakage level of the chip (the recited IPR2019-01195 Patent 8,081,026 B1 54 “power gated circuit”), as found, is determined to be not excessive (i.e., “below a low leakage threshold” as recited in the claim) during testing, Kim’s memory cell value determined at the end of testing would be all ones (1s). See id. at 38, 53; Ex. 1102 ¶ 98. Dr. Harris further explains that Kim describes that when this stored value is used to drive the output of memory cells C1–CN (the “leakage indicator” indicating “a leakage of the power gated circuit is below a low leakage threshold” as recited in the claim) during an active mode of normal operation, i.e., when the Sleep signal (the recited “mode indicator”) is High during normal operation, the value of the output of NAND gates G1–GN would be all zeroes (0s) (i.e., selecting the “value of the control signal”), causing all of the sleep array transistors to be turned ON. Ex. 1102 ¶ 99. This in turn would cause the sleep transistor array (the recited “power gating switch”) to have maximum conductance and supply a highest output voltage (VCC or close to VCC) to the chip or the processor, allowing the processor to have the highest speed. See Pet. 50–51 (citing Ex. 1104 ¶ 18); Ex. 1102 ¶¶ 90, 97. Thus, Petitioner argues Kim’s all zeroes (0s) output of NAND gates G1–GN discloses “a performance value of the control signal” recited in claim 14. Pet. 53–54 (citing Ex. 1102 ¶¶ 99–100). Petitioner argues Kim, therefore, discloses “selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode,” as recited in claim 14. Id. at 52–54. Petitioner presents similar arguments and evidence in its contention that Kim discloses “selecting a leakage reduction value of the control signal IPR2019-01195 Patent 8,081,026 B1 55 when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode,” as recited in claim 14, except that Petitioner relies on Kim’s testing that results in the output of memory cells C1–CN having some zeroes (0s) because the chip tested, as found, was determined to have a leakage level that is excessive, i.e., “above the low leakage threshold,” as recited in claim 14. Id. at 54–56 (citing Ex. 1104 ¶¶ 16–20; Ex. 1102 ¶¶ 101–103). Similar to our discussion above, Petitioner asserts that when Kim’s testing-determined memory cell value having some 0s is used to drive the NAND gates G1–GN during an active mode of normal operation (i.e., when the Sleep signal is High), the NAND gates turn some sleep transistors ON and turn others OFF, which will decrease the conductance of the sleep transistor array and increase the difference between VCC and VVCC. Id. at 50–51 (citing Ex. 1104 ¶¶ 16, 18–20; Ex. 1102 ¶ 91), 54–56 (citing Ex. 1104 ¶¶ 16–20; Ex. 1102 ¶¶ 102–103). Thus, Petitioner argues the value of the output of NAND gates G1–GN with some zeroes (0s) and some ones (1s) discloses “a leakage reduction value of the control signal” recited in claim 14. Id. at 54–56. Petitioner asserts, therefore, Kim’s NAND gates G1–GN “select a leakage reduction value of the control signal when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode,” as recited in claim 14. Id. IPR2019-01195 Patent 8,081,026 B1 56 Addressing the recitation “selecting a shut down value of the control signal when the mode indicator indicates that the power gated circuit should be shut down,” Petitioner asserts that Kim discloses this limitation when Kim’s Sleep signal is Low during the sleep mode of normal operation. Id. at 56–57 (citing Ex. 1104 ¶¶ 9, 16; Ex. 1102 ¶¶ 104–105). Petitioner contends Kim teaches that “when the Sleep signal is asserted (Low) . . ., the NAND gates G1 to GN all output a High” (id. at 56 (citing Ex. 1104 ¶ 16)) and that “that value of the NAND gates turns OFF all of the PMOS transistors and shuts down the function blocks of processor 502” (id. (citing Ex. 1104 ¶¶ 9, 16)). Petitioner argues that an output of all ones (1s) from NAND gates G1– GN is therefore a “shut down value of the control signal,” as recited in claim 14, because it turns OFF the array of sleep transistors and disconnects the processor from the supply voltage VCC. Id. at 56–57 (citing Ex. 1102 ¶¶ 118–119). Patent Owner makes several arguments disputing Petitioner’s contentions. PO Resp. 35–54; PO Sur-reply 10–15. First, Patent Owner asserts that claim 14 recites selecting by a control circuit at least three different types of control signal values—“a performance value,” “a leakage reduction value,” and “a shutdown value.” PO Resp. 36. Patent Owner contends that Kim’s NAND gates G1–GN (the clamed “control circuit”), however, can output at most two values (the claimed “value of the control signal”) during the entire product life of Kim’s processors because Kim’s NAND gates output either all 1s (when the Sleep signal is 0) or the bit pattern (or its complement) stored in Kim’s memory cell C1–C2, which has a fixed value determined during the testing phase. Id. at 36–39 (citing Ex. 1104 ¶¶ 16, 20, 22; Ex. 2009 ¶ 93). IPR2019-01195 Patent 8,081,026 B1 57 Petitioner responds by citing the disclosures in the Specification of the ’026 patent that describe the same or similar method of determining a fixed value of the leakage indicator during testing, which is thereafter used during the normal operation. Pet. Reply 13–14 (citing Pet. 38; Ex. 1101, 3:61–67). Petitioner reproduces the relevant passage as follows. The leakage indicator generator 45 can include, for example: fuses, one time programmable element or other programmable elements that can be programmed to reflect the determined leakage. The leakage indicator 105 can, for example, indicate whether the integrated circuit 10 has a leakage level that corresponds to a best process case, typical process case or worst process case. Id. at 13 (quoting Ex. 1101, 3:61–67). Petitioner argues that in the ’026 patent, just as in Kim, In any particular instance of such a device, that single fixed value of the leakage indicator will result in the control circuit selecting either the performance value of the control signal or the leakage reduction value of the control signal, but not both (the control circuit would also select the shut down value of the control signal when the mode indicator indicated a shut down mode). Id. at 13–14 (second emphasis added) (citing Ex. 1130 ¶¶ 39–40). Petitioner argues, therefore, claim 14 does not require “a particular control circuit (e.g., a particular instance of a manufactured circuit) to select both a performance value of the control signal and a leakage reduction value.” Id. at 12. Patent Owner responds that, if the embodiment of the ’026 patent cited by Petitioner describes “control circuits that select only one of a performance value or a leakage reduction value during the entire device life, then those examples would also fall outside the claim scope.” PO Sur-reply IPR2019-01195 Patent 8,081,026 B1 58 11–12 (citing Intamin Ltd. v. Magnetar Techs., Corp., 483 F.3d 1328, 1336– 37 (Fed. Cir. 2007)). We disagree with Patent Owner that Kim must perform all three steps in order to satisfy the limitations of claim 14. The selecting steps recited in claim 14 are subject to the conditions recited in the claim. That is, claim 14 recites “selecting a performance value of the control signal when (i) the leakage indicator indicates that a leakage of the power gated circuit is below a low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at a performance oriented mode,” “selecting a leakage reduction value of the control signal when (i) the leakage indicator indicates that the leakage of the power gated circuit is above the low leakage threshold and (ii) the mode indicator indicates that the power gated circuit is requested to operate at the performance oriented mode,” and “selecting a shut down value of the control signal when the mode indicator indicates that the power gated circuit should be shut down.” Ex. 1101, 16:59–17:6 (emphases added). In other words, the claim language indicates that the selecting steps recited in claim 14 are conditional or contingent steps that are performed only when the recited conditions are met. If the recited conditions are not met, the selecting steps need not be performed. This interpretation of claim 14 is consistent with the Specification, which describes as follows: [T]he control circuit 50 may select the performance value of the control signal 103 when the leakage indicator 105 indicates that the integrated circuit 10 is slow (and hence exhibit less leakage) in comparison to most integrated circuits of a batch of integrated circuits that includes the integrated circuit 10. Similarly, the control circuit 50 may select the leakage reduction value of the control signal 103 when the leakage indicator 105 indicates that IPR2019-01195 Patent 8,081,026 B1 59 the integrated circuit 10 is fast (and hence has high leakage) in comparison to most integrated circuits of a batch of integrated circuits that includes the integrated circuit 10. Ex. 1101, 4:59–5:2 (emphases added). Thus, the claim language and the Specification indicate that the selecting steps recited in claim 14 are performed only when the recited conditions are met. This interpretation of claim 14 is consistent with the embodiment cited by Petitioner, where the leakage level of the gated circuit is measured during testing or manufacturing and then used as a leakage indicator to control the leakage during the normal operation of the circuit. See Pet. Reply 13–17 (citing Pet. 38; Ex. 1101, 3:61–67). A “claim interpretation that excludes a preferred embodiment from the scope of the claim is rarely, if ever, correct.” Network-1 Techs., Inc. v. Hewlett-Packard Co., 981 F.3d 1015, 1024 (Fed. Cir. 2020) (quoting MBO Labs., Inc. v. Becton, Dickinson & Co., 474 F.3d 1323, 1333 (Fed. Cir. 2007)); see also GE Lighting Sols., LLC v. AgiLight, Inc., 750 F.3d 1304, 1311 (Fed. Cir. 2014) (“[W]here claims can reasonably [be] interpreted to include a specific embodiment, it is incorrect to construe the claims to exclude that embodiment, absent probative evidence on the contrary.” (quoting Oatey Co. v. IPS Corp., 514 F.3d 1271, 1277 (Fed. Cir. 2008)). Here, Patent Owner does not point to any intrinsic evidence, such as express claim language, or statements made during prosecution or in the Specification that indicate the patentee’s intent to exclude the disclosed embodiment from the scope of claim 14. In view of the claim language and the Specification, we interpret the selecting steps recited in claim 14 as conditional or contingent steps that are performed only when the recited conditions are met. We find, therefore, IPR2019-01195 Patent 8,081,026 B1 60 claim 14 does not require all three recited steps be performed by a control circuit for Kim to anticipate. See Cybersettle, Inc. v. Nat’l Arbitration Forum, Inc., 243 Fed. Appx. 603, 607 (Fed. Cir. 2007) (nonprecedential) (“It is of course true that method steps may be contingent. If the condition for performing a contingent step is not satisfied, the performance recited by the step need not be carried out in order for the claimed method to be performed.”); cf. Ex Parte Schulhauser, 2016 WL 6277792, at *3 (PTAB Apr. 28, 2016) (precedential) (determining that under the broadest reasonable interpretation standard that conditional steps of the method claim did not need to be performed “if the condition precedent recited in the claim is not met”). Thus, we find that Kim discloses the additionally recited limitations of claim 14. Next, Patent Owner argues that the bit patterns stored in Kim’s memory cells are merely passed through the NAND gates (PO Resp. 36–37, PO Sur-reply 16) and Kim therefore does not teach the selections recited in claim 14 because “such pass-through does not involve ‘choos[ing] or pick[ing] out [a control signal value] in preference to another or others’ by the control circuit based on the leakage indicator” (PO Sur-reply 12–13). We disagree with Patent Owner’s argument for the reasons discussed above in Section III.C.3(e). As discussed in the same section, when the sleep signal (the claimed “mode indicator”) is 0, Kim’s NAND gates choose the output to be a signal of all 1s (the claimed “value of the control signal”) in preference to another value, e.g., the value determined by the output of the memory cells C1–CN. When, on the other hand, the sleep signal is 1, the NAND gates choose the output to be a signal of the complement of the IPR2019-01195 Patent 8,081,026 B1 61 output of the memory cells C1–CN (the claimed “leakage indicator”), as opposed to another value, e.g., all 1s. Thus, Kim’s NAND gates select the value of the control signal based on the mode indicator and on the leakage indicator even under Patent Owner’s proposed construction of “select.” Kim also teaches the limitations of claim 14 under the modified IEEE dictionary definition discussed above—“identify[ing]” or picking “an item” that “meets a particular criterion.” Based on the evidence presented by Petitioner, Kim’s NAND gates identify or pick (or determine) the output value of all 0s (the claimed “performance value of the control signal”) when the following criteria or conditions are met: (i) Kim’s memory cells C1–CN (the claimed “leakage indicator”) have the value of all 1s, indicating the leakage of the functional blocks of processor 502 is below a leakage threshold (as determined at the end of testing and saved in the cells or register) and (ii) the Sleep signal (the claimed “mode indicator”) is High, indicating the active mode (the claimed “performance oriented mode). See Pet. 52– 54 (citing Ex. 1104 ¶¶ 16, 18; Ex. 1102 ¶¶ 98–100). Kim’s NAND gates also identify or pick the output value of some 0s (the claimed “leakage reduction value of the control signal”) when the following criteria or conditions are met: (i) Kim’s memory cells C1–CN (the claimed “leakage indicator”) have the value of some 1s, indicating the leakage of the functional blocks of processor 502 is above a leakage threshold (ii) the Sleep signal is High, indicating the active mode (the claimed “performance oriented mode). See id. at 54–56 (citing Ex. 1104 ¶¶ 16–20, Ex. 1102 ¶¶ 101–103). In addition, Kim’s NAND gates identify or pick the output value of all 1s (the claimed “shut down value of the control signal”) when the following criterion or condition is met: the Sleep signal (the claimed IPR2019-01195 Patent 8,081,026 B1 62 “mode indicator”) is Low, indicating the function blocks of processor 502 is to be shut down. See id. at 56–57 (citing Ex. 1104 ¶¶ 9, 16; Ex. 1102 ¶¶ 104–105). Based on the foregoing and considering the complete record, we find that Petitioner has demonstrated sufficiently Kim teaches the additionally recited limitations of claim 14. Accordingly, based on the complete record, we determine that Petitioner has demonstrated, by a preponderance of the evidence, that claim 14 is unpatentable under 35 U.S.C. § 102 as anticipated by Kim. D. Obviousness over Kim and Lee In this asserted ground of obviousness, Petitioner contends that claims 17, 18, and 20 are unpatentable under 35 U.S.C. § 103(a) over the combination of Kim and Lee. Pet. 57–79. 1. Relevant Principles of Law A claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the claimed subject matter and the prior art are such that the subject matter, as a whole, would have been obvious at the time the invention was made to a person having ordinary skill in the art to which the subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The question of obviousness is resolved on the basis of underlying factual determinations, including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of skill in the art; and (4) where in evidence, so-called secondary IPR2019-01195 Patent 8,081,026 B1 63 considerations.15 Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966). We analyze the asserted ground based on obviousness with the principles identified above in mind. 2. Overview of Lee (Ex. 1105) Lee describes a standby leakage current reduction circuit and a semiconductor memory device comprising the standby leakage current reduction circuit. Ex. 1105, code (57). Figure 4 of Lee is reproduced below. Figure 4 schematically illustrates an exemplary semiconductor memory device that comprises an exemplary standby leakage current reduction circuit. Ex. 1105 ¶ 50. 15 The parties do not address secondary considerations, which therefore do not constitute part of our analysis. IPR2019-01195 Patent 8,081,026 B1 64 As shown in Figure 4, standby leakage current reduction circuit 48 includes deep power down setting unit 45, temperature information generator 42, bias signal generator 40, and internal voltage regulator 41. Id. ¶ 51. As illustrated in Figure 4, Lee’s Bias signal generator 40 controls the output supply voltage provided by virtual ground controller VC_1 based on several inputs, such as input from temperature sensor 42, process information generator 43, and deep power down (DPD) indicator 45 (blue), which provides an input that indicates whether the memory cells are in a deep power down mode. Id. ¶¶ 57, 71, 81, 86, 133, 152. Lee describes that the bias signal is an analog signal applied to the NMOS sleep transistors (e.g., NM1 to NMn) that modifies the virtual ground for the NMOS transistors, which changes the conductivity (or the operational resistance) of the sleep transistors. See id. ¶¶ 22, 52, 61. Lee describes that deep power down setting unit 45 may set a deep power down mode of the semiconductor memory device. Id. ¶ 57. Lee further describes that when the semiconductor memory device is in an active mode or a standby mode, deep power down signal DPD has a logic low level and that when the semiconductor memory device is in the deep power down mode, deep power down signal DPD has a logic high level. Id. ¶ 71. 3. Dependent Claims 17 and 20 Claims 17 and 20 depend directly or indirectly from claim 14 and each further recites selecting the leakage reduction value (claim 17) or the retention value (claim 12) “based on a temperature of the integrated circuit and on the leakage indicator.” Ex. 1101, 18:5–8 (claim 17), 18:16–19 (claim 20). For both of these claims, Petitioner relies on Lee to teach using IPR2019-01195 Patent 8,081,026 B1 65 temperature as a stimulus for selecting the value of a control signal. Pet. 58– 68 (claim 17), 73–79 (claim 20). Figure 4 of Lee, as annotated by Petitioner in different colors, is reproduced below. Pet. 59. Annotated Figure 4 of Lee reproduced above shows Petitioner’s identification of various circuits or circuit components of Lee’s standby leakage current reduction circuit. Id. at 58–59 (citing Ex. 1105 ¶ 50, Fig. 4). Petitioner asserts that Lee uses a virtual ground controller comprising NMOS transistors NM1 to NMn (annotated in grey) to control the level of a virtual ground Vgnd1 (annotated in purple) for memory cells (annotated in yellow). Pet. 59. According to Petitioner, Lee’s bias signal generator (annotated in red) adjusts the signal BIAS (annotated in magenta) to determine the conductivity of NMOS transistors NM1–NMn, which in turn IPR2019-01195 Patent 8,081,026 B1 66 control the voltage apparent applied to the memory cells. Id. at 59–60 (citing Ex. 1105 ¶¶ 54, 58, 61, 65; Ex. 1102 ¶ 109). Petitioner contends that Lee’s bias signal generator (red) sets the BIAS signal (and thereby determines the conductivity of the ground controller, i.e., the NMOS transistor array) based on multiple information sources including temperature information generator 42 (annotated in pink). Id. at 60–61 (citing Ex. 1105 ¶¶ 50–57, Fig. 4). Petitioner asserts that it would have been obvious to a person of ordinary skill in the art to “use in Kim the technique of Lee of selecting the control signal based on temperature.” Pet. 63 (citing Ex. 1104, Fig. 4; Ex. 1105, Fig. 4). According to Petitioner, “Lee . . . uses temperature as a stimulus to compensate for such temperature induced changes by adjusting its control signal (BIAS).” Id. (emphasis added) (citing Ex. 1105, Fig. 4, ¶ 54). Petitioner contends that it would have been obvious and beneficial to use temperature, as taught by Lee, to provide increased control of the level of Kim’s virtual supply voltage VVCC. Id. at 63–64 (citing Ex. 1104 ¶ 22; Ex. 1105, Fig. 4, ¶ 54). Patent Owner contends that, in order to show obviousness, “Petitioner must point to specific disclosures in prior art for material limitations to avoid hindsight bias and to ensure that obviousness analysis is specific to the claims at issue” and argues that Petitioner’s reliance on a broad concept of “incorporat[ing] a temperature factor” from Lee is insufficient to demonstrate unpatentability of claim 4. See PO Resp. 55–56 (citing Arendi S.A.R.L. v. Apple Inc., 832 F.3d 1355, 1365–66 (Fed. Cir. 2016) and characterizing Arendi’s finding as “while prior art supports the broader notion of searching for data in a database, [p]etitioner has failed to show IPR2019-01195 Patent 8,081,026 B1 67 why it would be common sense for the ‘Add to address book’ function to operate by search for phone numbers as claimed” (emphasis added) (internal quotation marks omitted)). Patent Owner further asserts that “obviousness requires a showing of a specific reason to combine and not what could be done generally in the abstract.” PO Sur-reply 17 (emphasis added) (citing ActiveVideo Networks, Inc. v. Verizon Commc’ns, Inc., 694 F.3d 1312, 1328 (Fed. Cir. 2012)). Based on the complete record, we understand Patent Owner to argue that relying on Lee as the source of what was well-known in the prior art—the general concept of using temperature to modify a control signal—is insufficient and that Petitioner instead must identify specific teachings of Lee it relies on in order to demonstrate obviousness based on Lee and Kim in this case. We agree with Patent Owner that relying on Lee only for the generally well-known concept of using temperature is insufficient to demonstrate obviousness of claims 17 and 20 under the facts and circumstances of this case. See Arendi, 832 F.3d at 1363 (“In cases in which ‘common sense’ [or general knowledge in the art] is used to supply a missing limitation, as distinct from a motivation to combine . . . our search for a reasoned basis for resort to common sense must be searching.” (emphases added)). In Arendi, the Federal Circuit found that a common sense or general knowledge in the art may not provide a limitation missing from the prior art when the limitation at issue “plays a major role in the subject matter claimed,” rather than, “the limitation in question [is] unusually simple and the technology particularly straightforward.” Id. at 1362. In this case, we find that selecting the leakage reduction value or the retention value of the control signal “based on a temperature of the integrated circuit,” as recited in claims 17 or IPR2019-01195 Patent 8,081,026 B1 68 20 “plays a major role” in the subject matter claimed by these claims. In addition, as demonstrated below by Petitioner’s proposed modifications to Kim to incorporate teachings of Lee, the technology at issue here is far from “straightforward,” but, rather, highly complex. Under the particular facts and circumstances of this case, we determine that relying on Lee only for the generally well-known concept of using temperature is insufficient to demonstrate obviousness of claims 17 and 20. Petitioner asserts that it relies on “[i]ncorporating Lee’s teaching of adjusting a power gate supply” (Pet. 64), i.e., Lee’s teaching of adjusting its “control signal (BIAS)” to adjust the conductivity of Lee’s sleep transistors NM1–NMn (id. at 63 (citing Ex. 1105, Fig. 4, ¶ 54)). Petitioner further contends that “the Petition provides examples of how a combined system of Lee and Kim would have been designed.” Pet. Reply 22 (citing Pet. 57–68; Ex. 1102 ¶¶ 106–122). In the cited portion of the Petition, Petitioner relies on the testimony of Dr. Harris and explains how Petitioner proposes to combine specific teachings of Lee with Kim. See Pet. 65–66 (citing Ex. 1102 ¶¶ 116–120). Specifically, Petitioner contends that a person of ordinary skill in the art would have understood that to account for temperature in Kim’s system, Kim would have been modified, for example, to: 1) store values in registers C1 to CN using Kim’s Figure 2 method at various temperatures, and 2) select from the stored values based on the “stimulus” of a detected temperature during operation as taught by Lee. Pet. 65–66 (emphasis added) (citing Ex. 1102 ¶¶ 116–120). In his Declaration, Dr. Harris illustrates an example of such modification of Kim using a modified Figure 4 of Kim, which he labels as Figure A. Ex. 1102 ¶ 116. IPR2019-01195 Patent 8,081,026 B1 69 Figure A presented by Dr. Harris in his Declaration is reproduced below. Ex. 1102 ¶ 116. Figure A reproduced above shows Dr. Harris’s proposed modification to Figure 4 of Kim to incorporate into Kim Lee’s teaching of altering the control signal based on temperature. Id. Referencing Figure A, Dr. Harris proposes modifying the circuit of Kim’s Figure 4 (including an array of sleep transistors P1 to PN, NAND gates G1–GN, and memory cells C1–CN) by replacing memory cells C1– CN with cells C1h–C4h (red) and C1c–C4c (blue), adding multiplexors M between the NAND gates G1–GN and the memory cells, and adding a temperature indicator line. Ex. 1102 ¶ 117. According to Dr. Harris, this modification would have allowed changing the output of the NAND gates G1–GN (i.e., the claimed “control signal”), turning different sleep transistors P1–PN on or off, based on the temperature indicator. Id. We are not persuaded by Petitioner’s argument and evidence. First, although Petitioner proposes “[s]ubstituting Lee’s inputs of leakage current IPR2019-01195 Patent 8,081,026 B1 70 and temperature for generating a power gate control signal” (i.e., Lee’s “control signal (BIAS)”) for “Kim’s inputs of leakage current and other ‘stimuli’ for generating a power gate control signal” (Pet. 64 (citing Ex. 1102 ¶ 115)), neither Petitioner nor Dr. Harris explains adequately how they are proposing to “substitute” Kim’s control signal with Lee’s “control signal (BIAS).” For example, Figure A reproduced above does not show how Petitioner or Dr. Harris proposes to use Lee’s “control signal (BIAS)” in the proposed combination. Petitioner asserts that “[a]lthough Lee’s control signal is analog and Kim’s control signal is digital, it was well known to apply teachings in an analog domain to a digital domain, and conversions between analog and digital domains were easy to implement.” Pet. 66 (emphases added) (citing Ex. 1102 ¶ 121; Ex. 1115). Dr. Harris similarly states that Figures A and B show examples of obvious ways to use in Kim’s system Lee’s teaching of setting conductance of the array based on temperature. A POSA would have found both of these ways obvious. That Lee uses an analog control signal and Kim uses a digital control signal would have presented no obstacle to a POSA. . . . That is, converting analog circuit elements and signals to digital was well known long before the ’026 patent. Ex. 1102 ¶ 121 (emphases added) (citing (Ex. 1115) (“Analog-to-digital converters (ADC’s) are ubiquitous, critical components of software radio and other signal processing systems.”)). But Dr. Harris does not explain adequately how “to use in Kim’s system” the digitized BIAS signal of Lee. See id. The only additional input signal shown in Figure A compared to Figure 4 of Kim is the temperature line that has the value of 0 when the temperature is cold and the value of 1 when the temperature is hot. See IPR2019-01195 Patent 8,081,026 B1 71 Ex. 1102 ¶ 116 (Fig. A). There is no explanation of how the modified teaching of the BIAS signal of Lee (i.e., modified or converted to a digital signal) would have worked in the proposed combination of Figure A. Nor does Petitioner explain adequately how the digitized BIAS signal of Lee would have been applied to the circuit of Kim to arrive at the subject matter recited in claim 17 and claim 20. See Pet. 63–68; Ex. 1102 ¶ 121. Cf. Pers. Web Techs., LLC v. Apple, Inc., 848 F.3d 987, 994 (Fed. Cir. 2017) (“[T]he Board nowhere clearly explained, or cited evidence showing, how the combination of the two references was supposed to work. At least in this case, such a clear, evidence-supported account of the contemplated workings of the combination is a prerequisite to adequately explaining and supporting a conclusion that a relevant skilled artisan would have been motivated to make the combination and reasonably expect success in doing so.” (emphases added)). According to the Federal Circuit, The amount of explanation needed to meet the governing legal standards—to enable judicial review and to avoid judicial displacement of agency authority—necessarily depends on context. A brief explanation may do all that is needed if, for example, the technology is simple and familiar and the prior art is clear in its language and easily understood. On the other hand, complexity or obscurity of the technology or prior-art descriptions may well make more detailed explanations necessary. Id. (internal citation omitted). We find that this case falls into the latter category. Given the level of ordinary skill proposed by Petitioner, the complexity of the operation and design of the circuits of Kim and Lee, it was incumbent upon Petitioner to explain sufficiently how Lee’s method of applying the analog BIAS signal to the NMOS sleep transistors to change IPR2019-01195 Patent 8,081,026 B1 72 the conductivity of the sleep transistor array would have been adapted and combined with Kim’s method of controlling the conductivity of the sleep transistor array by digitally turning on or off each of the sleep transistor P1 to PN to arrive at the subject matter recited in claims 17 and 20.16 Because Petitioner has failed to do so, we determine that Petitioner has not established sufficiently that a person of ordinary skill in the art would have been motivated to combine the teachings of Kim and Lee to achieve the claimed invention. Accordingly, for the foregoing reasons and based on the complete record, we determine Petitioner does not demonstrate by a preponderance of the evidence that the subject matter of claim 17 and claim 20 would have been obvious over the proposed combination of Kim and Lee. 4. Dependent Claim 18 Claim 18 depends from claim 14 and further recites “selecting a retention value of the control signal when the mode indicator indicates that the power gated circuit is requested to enter a retention mode.” Ex. 1101, 18:9–12. Similar to Petitioner’s contentions on claims 17 and 20 discussed above, Petitioner relies on the combination of Lee and Kim to argue obviousness of claim 18 (Pet. 68–73) except that, for claim 18, Petitioner relies on the standby mode of Lee to teach the “retention mode” recited in claim 18. Id. at 68–69. According to Petitioner, in Lee’s standby mode, the transistors NM1–NMn operate in the transistor’s active region and the level 16 To be clear, we are not requiring Petitioner to explain a bodily incorporation of Lee in Kim; rather, our focus is on Petitioner’s lack of explanation as to how the teachings would have been combined. IPR2019-01195 Patent 8,081,026 B1 73 of the BIAS signal determines the level of the virtual ground Vgnd1. Id. at 69 (citing Ex. 1105 ¶¶ 60–61, 65). Again, in its proposed combination of Lee and Kim, Petitioner proposes modifying Kim’s circuits driving the NAND gates rather than applying the BIAS signal directly to Kim’s sleep transistors. Pet. 72–73; Ex. 1102 ¶ 129 (presenting Fig. C). Neither Petitioner nor Dr. Harris explains adequately why a person of ordinary skill in the art would have modified Kim’s circuit as proposed, instead of applying the BIAS signal directly to Kim’s sleep transistors. Nor do they explain sufficiently how Lee’s method of applying the analog BIAS signal to the NMOS sleep transistors to change the conductivity of the sleep transistor array would have been adapted and combined with Kim’s method of controlling the conductivity of the sleep transistor array by digitally turning on or off each of the sleep transistor P1 to PN to arrive at the subject matter recited in claim 18. Thus, for the same reasons discussed above with respect to claims 17 and 20, Petitioner does not explain adequately why a person of ordinary skill in the art would have been motivated to combine Kim and Lee in the manner proposed by Petitioner to arrive at the subject matter of claim 18.17 Accordingly, based on the complete record, we determine Petitioner does not demonstrate by a preponderance of the evidence that the subject matter of claim 18 would have been obvious over the proposed combination of Kim and Lee. 17 We do not require Petitioner to explain a bodily incorporation of Lee in Kim; rather, our focus is on Petitioner’s lack of explanation as to how the teachings would have been combined. IPR2019-01195 Patent 8,081,026 B1 74 IV. CONCLUSION For the foregoing reasons, we conclude that Petitioner has met its burden of proof, by a preponderance of the evidence, in showing that claims 13 and 14 of the ’026 patent are unpatentable.18 For the reasons discussed above, Petitioner has not demonstrated, by a preponderance of the evidence, claims 17, 18, and 20 of the ’026 patent are unpatentable. The chart below summarizes our conclusions. Claims 35 U.S.C. § References/Basis Claims Shown Unpatentable Claims Not Shown Unpatentable 13, 14 102 Kim 13, 14 17, 18, 20 103(a) Kim, Lee 17, 18, 20 Overall Outcome 13, 14 17, 18, 20 V. ORDER In consideration of the foregoing, it is hereby: ORDERED that claims 13 and 14 of the ’026 patent are determined to be unpatentable; 18 Should Patent Owner wish to pursue amendment of claims 13 and 14 in a reissue or reexamination proceeding subsequent to the issuance of this Decision, we draw Patent Owner’s attention to the April 2019 Notice Regarding Options for Amendments by Patent Owner Through Reissue or Reexamination During a Pending AIA Trial Proceeding. See 84 Fed. Reg. 16,654 (Apr. 22, 2019). If Patent Owner chooses to file a reissue application or a request for reexamination of the challenged patent, we remind Patent Owner of its continuing obligation to notify the Board of any such related matters in updated mandatory notices. See 37 C.F.R. § 42.8(a)(3), (b)(2). IPR2019-01195 Patent 8,081,026 B1 75 FURTHER ORDERED that claims 17, 18, and 20 of the ’026 patent are not determined to be unpatentable; and FURTHER ORDERED that pursuant to 35 U.S.C. § 314(c) and 37 C.F.R. § 42.4, notice is hereby given of the institution of a trial, the trial commencing on the entry date of this Decision. IPR2019-01195 Patent 8,081,026 B1 76 PETITIONER: Richard Goldenberg Dominic Massa Yvonne Lee Dan Williams WILMER CUTLER PICKERING HALE AND DORR LLP Richard.goldenberg@wilmerhale.com Dominic.massa@wilmerhale.com Yvonne.lee@wilmerhale.com Daniel.williams@wilmerhale.com PATENT OWNER: Hong Zhong Benjamin Hattenback IRELL & MANELLA LLP hzhong@irell.com bhattenbach@irell.com Copy with citationCopy as parenthetical citation