Uniloc 2017 LLCDownload PDFPatent Trials and Appeals BoardNov 4, 2020IPR2019-00965 (P.T.A.B. Nov. 4, 2020) Copy Citation Trials@uspto.gov Paper 21 Tel: 571-272-7822 Entered: November 4, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ CISCO SYSTEMS, INC., Petitioner, v. UNILOC 2017 LLC, Patent Owner. ____________ IPR2019-00965 Patent 6,664,891 B2 ____________ Before MINN CHUNG, CHARLES J. BOUDREAU, and JULIET MITCHELL DIRBA, Administrative Patent Judges. DIRBA, Administrative Patent Judge. JUDGMENT Final Written Decision Determining All Challenged Claims Unpatentable 35 U.S.C. § 318(a) IPR2019-00965 Patent 6,664,891 B2 2 I. INTRODUCTION Cisco Systems, Inc. (“Petitioner”) filed a Petition seeking institution of inter partes review of claims 14 and 16 of U.S. Patent No. 6,664,891 B2 (Ex. 1001, “the ’891 patent”). Paper 1 (“Pet.”). Uniloc 2017 LLC (“Patent Owner”) filed a Patent Owner Preliminary Response. Paper 6. After reviewing these papers, we determined that Petitioner had demonstrated a reasonable likelihood of success in proving that claims 14 and 16 of the ’891 patent are unpatentable, and we instituted an inter partes review of all challenged claims on all grounds set forth in the Petition. Paper 7 (“Institution Decision” or “Inst. Dec.”). After institution, Patent Owner filed a Response (Paper 9, “PO Resp.”), Petitioner filed a Reply (Paper 11, “Pet. Reply”), and Patent Owner filed a Sur-Reply (Paper 12, “PO Sur-Reply”). An oral hearing in this proceeding was held on August 26, 2020, and a transcript of the hearing is included in the record (Paper 20, “Tr.”). We have jurisdiction under 35 U.S.C. § 6. This Final Written Decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. For the reasons discussed below, Petitioner has shown by a preponderance of the evidence that claims 14 and 16 of the ’891 patent are unpatentable under 35 U.S.C. § 103(a). A. Related Matters The parties identify several civil actions involving the ’891 patent that are or were pending in district court, including Uniloc 2017 LLC v. Microsoft Corporation, No. 8:18-cv-02224 (C.D. Cal.), Uniloc 2017 LLC v. Cisco Systems, Inc., No. 2:18-cv-00505 (E.D. Tex.), and Uniloc 2017 LLC v. Cisco Systems, Inc., No. 2:18-cv-00415 (E.D. Tex.). Pet. 7–8; PO Resp. 6. IPR2019-00965 Patent 6,664,891 B2 3 The ’891 patent is also the subject of a petition for inter partes review filed by Microsoft Corporation in IPR2019-01188 (“the 1188 IPR”), which was instituted by the Board. PO Resp. 6; Microsoft Corp. v. Uniloc 2017 LLC, IPR2019-01188, Paper 9 (PTAB Dec. 9, 2019) (Institution Decision). A final written decision in the 1188 IPR is being issued concurrently with this Decision. In addition, the ’891 patent was previously the subject of two petitions for inter partes review filed by Samsung Electronics America, Inc. (“Samsung”). IPR2020-00227, Paper 1; IPR2020-00340, Paper 1. Samsung’s petitions were substantively identical to the petitions filed in this proceeding and in the 1188 IPR, and the Board instituted those reviews and joined Samsung to this proceeding and to the 1188 IPR. Paper 10 (Samsung Joinder Order); 1188 IPR, Paper 15 (PTAB May 27, 2020) (Samsung Joinder Order). Later, Samsung and Patent Owner filed joint motions to terminate Samsung from the proceedings, which were granted, terminating Samsung from this proceeding and the 1188 IPR and terminating Samsung’s proceedings (IPR2020-00227 and IPR2020-00340). Paper 17 (Samsung Termination Order); 1188 IPR, Paper 20 (PTAB July 8, 2020) (Samsung Termination Order). IPR2019-00965 Patent 6,664,891 B2 4 B. The Petition’s Asserted Grounds Petitioner asserts the following grounds of unpatentability (Pet. 18): Claim(s) Challenged 35 U.S.C. § References/Basis 14, 16 103(a)1 Hild,2 Bluetooth3 16 103(a) Hild, Bluetooth, Moy4 Petitioner submits the testimony of Mr. James T. Geier to support its contentions. Ex. 1003. C. Summary of the ’891 Patent The ’891 patent is titled “Data Delivery Through Portable Devices.” Ex. 1001, code (54). The background of the Specification describes “‘Context-Aware’ (CA) mobile telephones” that “provide location-specific information” or services. Id. at 1:17–20. For example, a CA device may allow for an “electronic business card exchange” or facilitate connections of people with “complementary business interests” by exchanging data with other nearby CA devices. Id. at 1:66–2:3. The ’891 patent, predicting that Bluetooth would become a common technology, explains that mobile 1 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284, 285–88 (2011), revised 35 U.S.C. §§ 102 and 103, effective March 16, 2013. Because the application for the challenged patent was filed before March 16, 2013, we refer to the pre-AIA versions of §§ 102 and 103. 2 U.S. Patent No. 6,532,368 B1 to Hild et al., filed on January 19, 2000, issued March 11, 2003 (Ex. 1005). 3 “Specification of the Bluetooth System,” Volume 1, Bluetooth, v1.0B, dated December 1, 1999 (Ex. 1006). 4 J. Moy, “OSPF Version 2,” Request for Comments 2328, dated April 1998 (Ex. 1007). IPR2019-00965 Patent 6,664,891 B2 5 devices could exchange such data after establishing “a two-way Bluetooth connection” via the full handshaking process, but also explains this would have various disadvantages, including the time required to establish the connection and the limited number of devices able to participate. Id. at 2:6– 33. The ’891 patent instead proposes adding to each “inquiry message” an additional data field that carries information, thereby allowing data to be broadcast among devices “without requiring either the sending or receiving user device to join a piconet.” Ex. 1001, 2:47–64; see id. at 4:56–63 (explaining this “solves the limitations” of establishing a full Bluetooth connection). The preferred embodiment describes the invention in the context of the Bluetooth protocol. Id. at 3:4–6, 4:46–51. But see id. at 4:51– 55 (“[T]he general invention . . . is not restricted to Bluetooth devices, and is applicable to other communications arrangements, in particular frequency hopping systems.”). The Specification explains that a Bluetooth device issues a series of inquiry messages when it “wants to discover other Bluetooth devices” with which it may join a piconet. Id. at 9:4–11; see id. at 9:6–57 (describing Bluetooth inquiry procedure). According to the ’891 patent, “the applicants have recognized that it is possible to piggy-back a broadcast channel on the inquiry messages” in a way that is compatible with conventional Bluetooth systems because only “CA terminals need read the broadcast channel messages.” Id. at 8:62–9:3. The application for the ’891 patent was filed on June 11, 2001, claiming the benefit of foreign applications filed on August 15, 2000, and June 26, 2000. Ex. 1001, codes (22), (30). IPR2019-00965 Patent 6,664,891 B2 6 D. Challenged Claims The Petition challenges claims 14 and 16 of the ’891 patent. Of these, claim 14 is independent, and claim 16 depends from claim 14. These claims are reproduced below: 14. A method for enabling the user of a first portable communications device to broadcast messages to the users of other portable communications devices, wherein said first portable communications device broadcasts a series of inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol, and wherein said first portable communications device adds to each inquiry message prior to transmission an additional data field carrying broadcast message data, such that suitably configured other portable devices may receive the transmitted inquiry messages and read the broadcast data from said additional data field. Ex. 1001, 13:15–26 (carriage returns added). 16. A method as claimed in claim 14, wherein the first portable communications device includes an indication in one of said predetermined data fields, said indication denoting the presence of said additional data field. Id. at 13:30–33. II. ANALYSIS A. Principles of Law In an inter partes review, the petitioner has the burden of proving unpatentability by a preponderance of the evidence. 35 U.S.C. § 316(e). That burden never shifts to the patentee. Dynamic Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015). IPR2019-00965 Patent 6,664,891 B2 7 A patent claim is unpatentable under 35 U.S.C. § 103(a) if the differences between the claimed subject matter and the prior art are “such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406 (2007). The legal question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) when in evidence, objective evidence of obviousness or nonobviousness.5 Graham v. John Deere Co. of Kansas City, 383 U.S. 1, 17–18 (1966). One seeking to establish obviousness based on more than one reference also must articulate sufficient reasoning with rational underpinnings to combine teachings. See KSR, 550 U.S. at 418. B. The Level of Ordinary Skill in the Art Petitioner asserts that the level of ordinary skill in the art corresponds to “a bachelor’s degree in computer science, computer engineering, or an equivalent, and three years of professional experience relating to wireless communications,” but “[l]ack of professional experience can be remedied by additional education, and vice versa.” Pet. 11–12 (citing Ex. 1003 ¶¶ 18– 20). Patent Owner “does not offer a competing definition” of a person of ordinary skill in the art. PO Resp. 7. 5 The record does not include allegations or evidence of objective indicia of obviousness or nonobviousness. IPR2019-00965 Patent 6,664,891 B2 8 Petitioner’s proposal (unopposed by Patent Owner) is supported by the testimony of Mr. Geier and is consistent with the ’891 patent specification and the asserted prior art. See Ruiz v. A.B. Chance Co., 234 F.3d 654, 666-667 (Fed. Cir. 2000) (identifying factors); see also Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (The “level of skill in the art is a prism or lens through which a judge, jury, or the Board views the prior art and the claimed invention.”). Accordingly, we adopt the level of ordinary skill as articulated by Petitioner. Accord Inst. Dec. 7–8 (adopting same position).6 C. Claim Construction Because the Petition was filed after November 13, 2018, we interpret claim terms using the same claim construction standard as is used in federal district court. Changes to the Claim Construction Standard for Interpreting Claims in Trial Proceedings Before the Patent Trial and Appeal Board, 83 Fed. Reg. 51,340 (Oct. 11, 2018) (amending 37 C.F.R. § 42.100(b) effective November 13, 2018) (now codified at 37 C.F.R. § 42.100(b) (2019)). The Petition proposes constructions for four claim terms: “inquiry messages,” “portable communications device,” “communications protocol,” and “additional data field.” Pet. 12–17. In the Institution Decision, we analyzed the meaning of the claim term “additional data field” and construed it to be “a data field that is not in the first communications protocol.” Inst. 6 In the 1188 IPR, we adopt a slightly different definition of a person of ordinary skill in the art. Both definitions are substantially the same for purposes of these proceedings. In particular, our analysis and conclusions in this Decision would be the same regardless of which definition is adopted. IPR2019-00965 Patent 6,664,891 B2 9 Dec. 8–11. We determined that the other terms required no construction. Id. at 11–12. Patent Owner disagrees with the Board’s construction of the claim term “additional data field” (PO Resp. 9–12), and Petitioner responds that the Board’s construction was correct (Pet. Reply 5–9). But, at the oral hearing, both parties agreed that no issue in this case turns on the construction of the claim term “additional data field.” Tr. 11:24–12:13, 55:22–56:8; see also Pet. Reply 9 (“[Patent Owner] does not argue that its proposed construction would distinguish the prior art—nor could it.”). The parties also agree that the other three terms need not be construed in this proceeding. PO Resp. 13–14; see Pet. 12. Having considered the full record, we conclude that we need not construe any claim terms to resolve the controversy before us. See, e.g., Nidec Motor Corp. v. Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017) (“[W]e need only construe terms ‘that are in controversy, and only to the extent necessary to resolve the controversy . . . .’” (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))). In particular, the parties’ disagreement regarding the scope of the claim term “additional data field” has no impact on our final determination in this proceeding.7 7 The final written decision of the 1188 IPR construes the term “additional data field” as “a data field that is not part of the inquiry message specified by the first communications protocol,” which is consistent with the construction adopted in the Institution Decision in this proceeding. See Inst. Dec. 11. Adoption of that construction in this Decision would have no impact on our findings, analysis, or conclusion here. IPR2019-00965 Patent 6,664,891 B2 10 D. Obviousness of Claims 14 and 16 over Hild and Bluetooth 1. Overview of Hild (Ex. 1005)8 Hild is titled “Service Advertisements in Wireless Local Networks.” Ex. 1005, code (54). Hild’s invention “allows devices within [a] wireless local area network to announce their services and/or discover services provided by other devices.” Id. at 1:10–12. Hild notes the growing importance and prevalence of “wireless ad-hoc connections” that allow mobile devices to form a “local network” without requiring fixed physical connections. Ex. 1005, 1:35–53. Hild identifies and summarizes several network technologies (see generally id. at 1:54– 4:22), but identifies “Bluetooth radio technology” as a “prominent example[]” of a technique for forming “an ad-hoc wireless communication between mobile devices” (id. at 4:23–27). Hild provides a summary of Bluetooth technology (id. at 2:57–3:35) and incorporates by reference a paper describing “the Bluetooth communications scheme” (id. at 8:25–32; see Ex. 1021 (referenced paper)), which Hild characterizes as “[w]ell suited” when describing suitable network topologies and technologies for implementation of its invention (Ex. 1005, 8:9–25). But see id. at 16:39–42 (“The present scheme is independent of any particular [wireless communication] protocol and can be used in connection with [many] such protocols.”). 8 Petitioner has shown by a preponderance of the evidence that Hild qualifies as prior art under 35 U.S.C. § 102(e). See Pet. 19. Hild was granted on an application filed January 19, 2000 (Ex. 1005, code (22)), which is prior to the earliest potential priority date on the face of the ’891 patent, i.e., June 26, 2000 (Ex. 1001, code (30)). Patent Owner does not dispute Hild’s status as prior art. IPR2019-00965 Patent 6,664,891 B2 11 Against this backdrop, Hild describes “a scheme for a device in an ad-hoc wireless local network to announce its services to another device in the local network” and “to discover services provided by other devices in the local network.” Ex. 1005, 4:49–54. According to Hild’s scheme, each device stores information regarding its services as well as the services available from other devices in the local network, which it refers to collectively as “service information.” Id. at 4:63–65, 14:18–23; see id. at 8:34–41, 8:65–9:2 (maintaining list of services known to device). This information may include an expiry time for each service, after which time a service is presumed to be no longer available. Id. at 8:41–47, 13:64–14:7. Each device broadcasts service information if the device has not received information regarding its own services during a time period selected by that device. Id. at 4:62–5:12. Hild does not describe many implementation details, as its “invention relates to the service announcements and is thus independent of” such details. Ex. 1005, 16:34–37. Hild does state that service information may be broadcast “in the form of a packet or frame 33” (id. at 12:46–47), as shown in Figure 2C, depicted below. Figure 2C is a high-level representation of the packet or frame, which shows a packet or frame 33 as including a service (i.e., “service B1”) and associated expiry time (i.e., “m”). Id. at Fig. 2C, 12:49–52, 12:15–17, 12:24–25. Hild notes that the packet or frame may include other IPR2019-00965 Patent 6,664,891 B2 12 information, e.g., a MAC layer header or a destination address. Id. at 12:52– 53, 14:23–28, 16:21–27. In addition, Hild states: [T]he service announcements, according to the present invention, may be transmitted at any layer of an Open System Interconnection (OSI) protocol stack. The service announcements may for example be transmitted at the network protocol layer (3rd layer of the OSI stack) either as part of a network layer header, or as an attachment to a network layer header. . . . It is understood by those skilled in the art that at the present time many of the protocols that are suited for use in wireless communications systems are still in draft status. . . . One skilled in the art is able to implement the present scheme in existing protocol environments as well as in protocol environments under development or yet to be developed. Id. at 16:28–46. 2. Overview of Bluetooth (Ex. 1006)9 Bluetooth provides a wireless communication protocol. Ex. 1006, 41. It supports connections between two units (i.e., “a point-to-point connection”) and between several units (i.e., “a point-to-multipoint connection”). Id. In either case, “units sharing the same channel form a 9 Petitioner has shown by a preponderance of the evidence that Bluetooth qualifies as prior art under 35 U.S.C. § 102(a) and (b). See Pet. 19. In particular, the record reflects that Bluetooth was publicly available at least as early as March 31, 2000. See Ex. 1003 ¶¶ 71–73; Ex. 1006, 1; Ex. 1028; Ex. 1029; Ex. 1030, 5. This date is more than one year prior to the filing date of the ’891 patent (see 35 U.S.C. § 102(b); Ex. 1001, code (22)), and it is prior to the earliest potential priority date of the patent on this record (see 35 U.S.C. § 102(a); Ex. 1001, code (30)). Patent Owner does not dispute Bluetooth’s status as prior art. See generally PO Resp. IPR2019-00965 Patent 6,664,891 B2 13 piconet,” where “[o]ne . . . unit acts as the master . . . whereas the other unit(s) act as slave(s).” Id. at 41–42 (emphasis omitted). Bluetooth shows the standard packet format and access code format in Figures 4.1 and 4.2, respectively. Figure 4.1 is reproduced below: As shown in Figure 4.1, above, packets include an “access code” and can include a “header” and a “payload.” Ex. 1006, 47–48; see id. at 48 (only the access code is used during the inquiry procedure). The format for the access code is shown in Figure 4.2, which is reproduced below: As shown in Figure 4.2, above, the access code includes a 4-bit “preamble” and a 64-bit “sync word,” which is followed by a 4-bit “trailer” when the corresponding packet includes a header. Id. at 48. Bluetooth describes an inquiry procedure that “discover[s] which other Bluetooth units are within range.” Ex. 1006, 108. For the inquiry procedure, the access code used is “the inquiry access code (IAC).” Id. at 99; see id. at 48 (identifying two variations of the inquiry access code: a general inquiry access code and a dedicated inquiry access code that “is common for a dedicated group of Bluetooth units that share a common characteristic”). When a unit wants to discover other units, “it continuously transmits the inquiry message (which is the ID packet . . .) at different hop IPR2019-00965 Patent 6,664,891 B2 14 frequencies.” Id. at 108. If a device responds to an inquiry message, a piconet then may be formed. See id. 3. Proposed Combination of Hild and Bluetooth; Reason to Combine Petitioner contends that a person of ordinary skill in the art would have been motivated to combine Hild and Bluetooth and that the ordinary artisan would have found it obvious to do so by integrating Hild’s service information into Bluetooth’s inquiry messages via an additional data field added to each inquiry message. Pet. 25–37. Patent Owner argues that Petitioner fails to sufficiently explain why or how a person of ordinary skill in the art would have made this combination and contends that Petitioner relies on conclusory statements and improper hindsight. PO Resp. 14–36. Having considered each of the parties’ arguments and the full record, we are persuaded that a person of ordinary skill in the art would have been motivated to combine Hild and Bluetooth and would have found it obvious to do so in the manner proposed by Petitioner. We first identify the parties’ specific arguments, and then we explain our findings and analysis. a. Petitioner’s Position Petitioner first argues that a person of ordinary skill in the art would have been motivated to combine Hild and Bluetooth. Pet. 25–26 (citing Ex. 1003 ¶¶ 75–104). Petitioner submits that a person of ordinary skill in the art “when considering the teachings of Hild would have also considered the teachings of Bluetooth, as they are analogous prior art that both pertain to the same field of endeavor of ad hoc wireless networking.” Id. at 25 (citing Ex. 1003 ¶ 74; Ex. 1005, 3:10–12, 4:48–55; Ex. 1006, 499, 897). In IPR2019-00965 Patent 6,664,891 B2 15 addition, Petitioner contends that Hild expressly states that Hild should be combined with Bluetooth. Id. at 25–26. In support, Petitioner notes that Hild discusses Bluetooth technology at length and describes the Bluetooth communication scheme as “[w]ell suited” for implementing Hild’s invention. Id. (alteration in original) (quoting Ex. 1005, 8:21–25; citing Ex. 1005, 2:57–3:36, 8:25–32). Second, Petitioner argues that a person of ordinary skill in the art, motivated to combine Hild and Bluetooth, would have found it obvious to do so by integrating Hild’s service information into Bluetooth’s inquiry messages. Pet. 26–28 (citing Ex. 1003 ¶¶ 79–82). In particular, Petitioner notes that both Hild’s service information and Bluetooth’s inquiry messages are used to discover new devices. Id. at 26 (citing Ex. 1005, 5:43–45; Ex. 1006, 108). Petitioner also contends that Hild improves this “simple device discovery” by allowing devices to announce their services to other devices. Id. at 26–27 (citing Ex. 1005, 4:51–52). Petitioner submits, “Hild explains that proactively broadcasting information about devices’ services ‘allows a network to be formed ad-hoc if needed, and dissolved if not needed anymore.’” Id. at 27 (quoting Ex. 1005, 5:49–50). According to Petitioner, because Hild intends for its broadcast to be used to determine whether to form a network, it would have been obvious to combine the references by sending Hild’s service information before forming a Bluetooth piconet. Id. (citing Ex. 1003 ¶¶ 80–81). From this, Petitioner reasons that it would have been obvious to integrate Hild’s service information into Bluetooth’s inquiry message. Id. at 27–28 (citing Ex. 1003 ¶¶ 81–82; Ex. 1006, 99). IPR2019-00965 Patent 6,664,891 B2 16 Third, Petitioner asserts that a person of ordinary skill in the art would have found it obvious to integrate Hild’s service information into Bluetooth’s inquiry message by adding a data field to the latter. Pet. 28–33 (citing Ex. 1003 ¶¶ 83–92). According to Petitioner, Hild teaches that service information “may be transmitted at any layer of an Open System Interconnection (OSI) protocol stack” and provides an example of transmitting the information “as an attachment to a network layer header.” Id. at 28 (quoting Ex. 1005, 16:28–34). Petitioner also argues that an ordinary artisan would have recognized a Bluetooth access code to be a protocol header at the physical layer or data link layer of the OSI stack. Id. (citing Ex. 1003 ¶ 84). Accordingly, Petitioner submits that it would have been obvious, from these teachings, “to attach Hild’s service announcement information to the Bluetooth inquiry procedure’s transmission of an access code (inquiry message).” Id. at 28–29 (citing Ex. 1003 ¶ 84).10 Finally, Petitioner argues that a person of ordinary skill in the art would have an expectation of success because such a person would have known that the resulting packet: (1) would be substantially similar to Bluetooth’s standard packet format and (2) could be transmitted during otherwise unused timeslots. Pet. 29–33 (citing Ex. 1003 ¶¶ 86–92; Ex. 1006, 43, 101, 110, Figs. 4.1, 9.4; Ex. 1010, 14:13–16; Ex. 1011, 13:27– 34). Petitioner further argues that the proposed combination would have been obvious to try because there are only seven OSI layers, each providing 10 Although the Petition cites to paragraph 84 of Mr. Geier’s declaration (Ex. 1003), the most relevant testimony from Mr. Geier appears in the following paragraph. This appears to be a typographical error, and we have considered both paragraphs of Mr. Geier’s declaration. IPR2019-00965 Patent 6,664,891 B2 17 predictable solutions for communicating information to another device with a reasonable expectation of success, and Hild expressly teaches that its service announcements “may be transmitted at any [OSI] layer.” Pet. 33–35 (citing Ex. 1003 ¶¶ 93–96; Ex. 1022, Fig. 1-16; Ex. 1005, 16:28–34). Finally, Petitioner submits that the proposed combination would have provided a predictable result within the skillset of a person of ordinary skill in the art. Id. at 36–37 (citing Ex. 1003 ¶¶ 97–101). According to Petitioner, those of ordinary skill in the art would have been motivated to use otherwise unused bandwidth in a communication system and would have known how to do so. Id. at 36–37 (citing, inter alia, Ex. 1014). Moreover, Petitioner submits that “others had already described adding transmitter identity and clock information to an inquiry message for use in the Bluetooth communications protocol.” Id. at 36 (citing Ex. 1013). b. Patent Owner’s Position First, Patent Owner argues that Petitioner fails to sufficiently explain why a person of ordinary skill in the art would have combined Hild and Bluetooth given the existence of Bluetooth’s Service Discovery Protocol (SDP). PO Resp. 14–24. According to Patent Owner, a person of ordinary skill in the art would not have employed Hild’s service discovery protocol because Bluetooth includes an SDP that is optimized for Bluetooth communications. Id. at 14–16 (citing Ex. 1006, 323–383 (Part E); Ex. 1005, 3:3–5, 8:21–24). Patent Owner also argues that an ordinary artisan, aware of Bluetooth’s SDP, “would not employ Hild’s teachings.” Id. at 16. Patent Owner argues that Petitioner’s failure to address Bluetooth’s SDP (or to explain why an ordinary artisan “would look to Hild as opposed to Bluetooth for a Service Discovery Protocol”) undercuts the reasons provided in the IPR2019-00965 Patent 6,664,891 B2 18 Petition for why the combination would have been obvious and, similarly, renders the Petition deficient. Id. at 16–18; see also 18–24 (faulting the Petition and Mr. Geier for failing to address Bluetooth’s SDP at various points in their analysis). In addition, Patent Owner contends that the Petition fails to explain how to integrate Bluetooth’s SDP with Hild’s teachings. Id. at 21–23 (citing Ex. 1006, 330–332; Ex. 1005,11 12:61–13:14 & Figs. 2B, 2E) Next, Patent Owner argues that Petitioner fails to sufficiently explain how Hild would be combined with Bluetooth’s inquiry scheme because the combination does not provide for the exchange of messages between devices. PO Resp. 24–28. In particular, Patent Owner argues that “Hild requires at least two devices to be transmitting their service information.” Id. at 25 (emphasis omitted) (citing Ex. 1005, 8:62–64). Patent Owner also argues that a Bluetooth unit may be either transmitting inquiry messages (in the inquiry substate) or receiving them (in the inquiry scan substate), but it may not be in both substates. Id. at 25–26; Tr. 34:20–35:17, 41:12–43:1. So, according to Patent Owner, “there may be only a single device transmitting service data” in Petitioner’s proposed combination, and the transmitting device “[would] not receive Hild service data” from another device—as a result, Patent Owner contends that Petitioner’s proposed combination defeats Hild’s purpose. PO Resp. 26–27 (emphasis omitted). 11 Although Patent Owner here cites to columns, lines, and figures in “EX1006” (PO Resp. 22), the text discusses the contents of Hild’s disclosure, which is in Exhibit 1005. This appears to be a typographical error, and we have considered the identified portions of Hild (Ex. 1005). IPR2019-00965 Patent 6,664,891 B2 19 In addition, Patent Owner contends that the Petition engages in impermissible hindsight reconstruction and relies on speculative and conclusory testimony from Mr. Geier. PO Resp. 30–37; see also id. at 31 (arguing that Petitioner “layers speculation upon speculation, using the ’891 patent as a guide, to reach the conclusion of exactly the challenged claims”). For example, according to Patent Owner, Petitioner’s conclusion that it would have been obvious to attach Hild’s service information to Bluetooth’s inquiry message (see Pet. 29) “relies solely on the testimony of its declarant,” who “merely parrots the same speculative and conclusory statement of the Petition.” PO Resp. 30. Patent Owner provides similar challenges to other selected statements made in the Petition. Id. at 31–34 (quoting Pet. 28–29, 46–47). Patent Owner further argues that Petitioner fails to explain why a person of ordinary skill in the art would “necessarily” have combined the references as Petitioner proposes, rather than using “one of the other possible implementations disclosed by Hild.” PO Resp. 30–31. Patent Owner submits that “Hild discloses a wide range of implementations,” as it discloses that service information may be transmitted at any layer of the OSI stack. Id. at 32–33. Patent Owner submits that Hild’s service information may be transmitted “in the form of a ‘packet or frame’” (id. at 31, 33 (quoting Ex. 1005, 12:46–47)), and from this, Patent Owner concludes that Hild discloses sending its service information in a “separate packet or frame” (id. (emphasis added)) and that “Hild itself suggests that even within Bluetooth’s inquiry process, a service announcement may be transmitted in a packet or frame preceding or following Bluetooth’s inquiry message” (id at 34). Patent Owner argues that sending service data in an inquiry message IPR2019-00965 Patent 6,664,891 B2 20 unduly limits the recipients to those units in the inquiry scan substate. Id. at 35. Finally, Patent Owner challenges Mr. Geier’s testimony that the proposed combination would save power, and Patent Owner faults Mr. Geier for failing to consider whether more power would be saved by sending Hild’s service information before a Bluetooth inquiry message (in order to avoid the repetition requirements for inquiry messages). Id. at 35–36 (citing Ex. 1003 ¶ 143). c. Analysis We begin by framing our inquiry. Our focus is on evaluating Petitioner’s proposal to determine whether that particular combination would have been obvious to a person of ordinary skill in the art. We need not—and do not—consider whether other combinations of Hild and Bluetooth would have been obvious to the ordinary artisan. Indeed, Petitioner need not show that its proposal is the most obvious combination of the references. See Dome Patent L.P. v. Lee, 799 F.3d 1372, 1381 (Fed. Cir. 2015) (“[J]ust because ‘better alternatives’ may exist in the prior art ‘does not mean that an inferior combination is inapt for obviousness purposes.’” (quoting In re Mouttet, 686 F.3d 1322, 1334 (Fed. Cir. 2012))). Consequently, Patent Owner’s arguments faulting Petitioner for not addressing unspecified alternative combinations of Hild and Bluetooth—or challenging the Petition for failing to explain why an ordinary artisan would “necessarily” have made the proposed combination—miss the mark. E.g., PO Resp. 33. As detailed above (supra § II.D.3.a), the Petition contends that a person of ordinary skill in the art would have been motivated to implement Hild using Bluetooth because Hild provides an express teaching to use the IPR2019-00965 Patent 6,664,891 B2 21 Bluetooth communications protocol. Pet. 25–26. The Petition continues by asserting that a person of ordinary skill in the art, motivated to combine these references, would have found it obvious to do so by integrating Hild’s service information into Bluetooth’s inquiry messages (id. at 26–28), and the Petition contends that this ordinary artisan would have found it obvious to do this by adding a data field to Bluetooth’s inquiry message (id. at 28–33). See also id. at 33–37 (providing additional rationale for motivation to make proposed combination). Petitioner’s assertions are logical, detailed, and supported by evidence of record, including both Mr. Geier’s expert testimony and documentary evidence. We are persuaded that Petitioner’s proposal is clearly articulated and sufficiently particularized. In addition, we are persuaded that a person of ordinary skill in the art would have been motivated to implement Hild using Bluetooth because Hild provides an express suggestion to do so. In particular, Hild expressly states that the Bluetooth communications scheme12 is “[w]ell suited” to its invention and incorporates by reference an article describing Bluetooth technology. Ex. 1005, 8:25–31; see Ex. 1021 (copy of publication incorporated by reference into Hild). Hild also describes the Bluetooth protocol extensively in its background and characterizes it as a “prominent 12 Hild was written before Bluetooth was published. See Ex. 1005, 3:3–9 (“The Bluetooth operating environment is not yet fully defined . . . .”); compare Ex. 1005, code (30) (foreign application filed January 25, 1999), with Ex. 1006, 1 (providing date of December 1, 1999, for Bluetooth), 868– 878 (identifying July 5, 1999, as date for first draft). But, according to Hild, an ordinary artisan would have been able to implement its invention in an emerging protocol such as Bluetooth. Ex. 1005, 2:57–62, 16:39–47. IPR2019-00965 Patent 6,664,891 B2 22 example[]” of a protocol allowing the formation of “an ad-hoc wireless communication between mobile devices.” Ex. 1005, 2:57–3:36, 4:23–29. Further, we are persuaded that a person of ordinary skill in the art would have found it obvious to implement Hild with Bluetooth by integrating Hild’s service information into Bluetooth’s inquiry messages. Petitioner explains sufficiently why a person of ordinary skill in the art would have found this to be obvious, and Petitioner’s assertions and explanations are both logical and supported by the evidence cited by Petitioner, including the testimony of Mr. Geier. Pet. 26–28 (citing Ex. 1003 ¶¶ 79–82). In particular, Hild states that its invention allows a network to be formed between devices “if needed.” Ex. 1005, 5:47–50. Bluetooth provides for an inquiry procedure which is used by a device to discover other Bluetooth devices to establish a new piconet. Ex. 1006, 99, 108. Hild’s service information and Bluetooth’s inquiry messages are both used for device advertisement and discovery. Id. at 108; Ex. 1005, 5:37–55. Accordingly, we are persuaded that a person of ordinary skill would have been motivated by Hild’s teaching to send service information before the devices form a Bluetooth piconet and that it would have been obvious to use Bluetooth’s inquiry message for this purpose. In addition, we are persuaded that a person of ordinary skill in the art would have found it obvious to integrate Hild’s service information into Bluetooth’s inquiry messages by adding a data field containing Hild’s service information to Bluetooth’s inquiry message. Petitioner explains sufficiently why a person of ordinary skill in the art would have found this to be obvious, and Petitioner’s assertions and explanations again are both logical and supported by the evidence cited by Petitioner, including the IPR2019-00965 Patent 6,664,891 B2 23 testimony of Mr. Geier. Pet. 28–33 (citing Ex. 1003 ¶¶ 83–92). In particular, Hild teaches that service information “may be transmitted at any layer of an Open System Interconnection (OSI) protocol stack” and provides an example of transmitting the information “as an attachment to a network layer header.” Ex. 1005, 16:28–35. Mr. Geier testifies that, based on this teaching, a person of ordinary skill in the art would have found it obvious to attach Hild’s service information to Bluetooth’s access code because he would have recognized the Bluetooth access code to be a protocol header at the physical layer or data link layer. Ex. 1003 ¶¶ 83–85 (citing Ex. 1005, 16:28–35; Ex. 1006, 47–48, 108, 143, 249, 510). Mr. Geier further testifies that a person of ordinary skill would have had an expectation of success because “the resulting transmission structure is substantially similar to [Bluetooth’s] standard packet format” and because he would have recognized that the additional data would fit into time periods that are unused during the inquiry procedure. Ex. 1003 ¶¶ 86–92 (citing Ex. 1006, 43, 91, 101, 110, Figs. 4.1, 9.4; Ex. 1010, 14:13–16; Ex. 1011, 8:25–31, 13:27–34); see also Ex. 1006, 101 (“Since the page message is the ID packet which is only 68 bits in length, there is ample of time (224.5 µs minimal) to switch the synthesizer.”); Ex. 1003 ¶ 90 (“It was already well-known in the art that transmission circuits were known to be capable of hopping between frequencies in as little as 2 µs.” (citing Ex. 1010, 14:13–16, Ex 1011, 13:27– 34)). We credit Mr. Geier’s testimony because it is logical and supported by the evidence of record. We are further persuaded that Petitioner’s proposal would have been obvious to a person of ordinary skill in the art because documentary evidence shows that it was already known to add additional data to a IPR2019-00965 Patent 6,664,891 B2 24 Bluetooth inquiry message. See Pet. 36 (citing Ex. 1013; Ex. 1003 ¶ 98). In particular, another prior art reference describes adding transmitter identity and clock information to a Bluetooth inquiry message. Ex. 1013, 5:53–6:16; see Ex. 1003 ¶ 98 (describing Exhibit 1013). And we are also persuaded that a person of ordinary skill in the art would have been generally motivated to use otherwise unused bandwidth in a communication system. E.g., Ex. 1003 ¶¶ 99–100 (citing Ex. 1014). Finally, we also find that Petitioner’s proposal would have been within the skill of an ordinary artisan and obvious for him to try. See Pet. 33–37. Hild expressly teaches that its service announcements “may be transmitted at any [OSI] layer,” including, for example, as an attachment to a network layer header (Ex. 1005, 16:28–35), and Hild specifically states that an ordinary artisan would be able to implement its invention “in protocol environments under development or yet to be developed” (id. at 16:39–47). Mr. Geier further explains that the combination would have been obvious to try because there are only seven OSI layers that each provide predictable solutions for communicating information between devices. Ex. 1003 ¶¶ 93– 96. We credit this testimony because it is logical and supported by the evidence of record. The arguments presented by Patent Owner are not persuasive and do not illuminate any deficiencies in Petitioner’s contentions, rationale, or evidence. First, Patent Owner’s arguments regarding Bluetooth’s SDP are premised on a misunderstanding of Petitioner’s proposed combination— Patent Owner faults the Petition for failing to explain why an ordinary artisan “would look to Hild as opposed to Bluetooth” (PO Resp. 17 IPR2019-00965 Patent 6,664,891 B2 25 (emphasis added); PO Sur-Reply 2), but Petitioner instead proposed an implementation of Hild using Bluetooth (see Pet. Reply 13; see also Pet. 25– 33).13 Thus, Patent Owner’s arguments are inapposite. Relatedly, Patent Owner argues that the Petition fails to explain how to integrate Hild’s teaching and Bluetooth’s SDP. PO Resp. 21–23; PO Sur-Reply 4–5. But this again fails to address Petitioner’s proposal, which implemented Hild’s teaching with Bluetooth’s inquiry messages, not Bluetooth’s SDP. Patent Owner also asserts that an ordinary artisan, aware of Bluetooth’s SDP, “would not employ Hild’s teachings.” PO Resp. 16. However, we perceive (and Patent Owner identifies) no evidence indicating that Bluetooth’s SDP would have been relevant to an ordinary artisan when determining whether to follow Hild’s express instruction to use Bluetooth technology.14 Patent Owner’s unsupported attorney arguments to the contrary are afforded little weight. See In re Geisler, 116 F.3d 1465, 1470 13 Patent Owner appears to have arrived at this misunderstanding by assuming that Petitioner’s proposal could only be: (1) a modification of Hild based on Bluetooth, with Hild as the primary reference, or (2) a modification of Bluetooth based on Hild, with Bluetooth as the primary reference. See PO Sur-Reply 2–4 (arguing that the Reply reframes the Petition’s theory because the Petition proposed “modification of Bluetooth based on Hild, not the other way around”). This is a false dichotomy. Moreover, we do not agree with Patent Owner’s contention (id. at 3) that Petitioner’s Reply mischaracterizes or departs from the combination proposed in the Petition. See also Inst. Dec. 19–21, 24–25 (summarizing the Petition’s contentions). 14 Moreover, Patent Owner does not sufficiently explain why Bluetooth SDP would be relevant to how an ordinary artisan would have implemented Hild using Bluetooth. For example, Patent Owner does not contend that a person of ordinary skill in the art would have implemented Hild using Bluetooth’s SDP instead of Bluetooth’s inquiry message. IPR2019-00965 Patent 6,664,891 B2 26 (Fed. Cir. 1997) (explaining that attorney arguments that are unsupported by factual evidence are entitled to little probative value). Moreover, on this record, we find that Bluetooth’s SDP does not teach away from Petitioner’s proposed combination, and we perceive no conflict between Petitioner’s proposal and Bluetooth’s SDP. See, e.g., Ex. 1006, 370 (“SDP can coexist with other service discovery protocols.”); see also In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004) (“The prior art’s mere disclosure of more than one alternative does not constitute a teaching away from any of these alternatives . . . .”). During the hearing, Patent Owner argued that Hild also teaches away from a combination with Bluetooth. Tr. 30:20–32:24, 35:11–36:9 (citing Ex. 1005, 3:3–36). This argument was not timely presented in Patent Owner’s papers (compare Tr. 37:6–38:4 (citing to page 25 of the Response for support), with PO Resp. 25 (presenting fundamentally different argument); see generally PO Resp.) and, thus, was waived. See Consolidated Trial Practice Guide 85–86 (Nov. 2019), available at https://www.uspto.gov/sites/default/files/documents/tpgnov.pdf (“During an oral hearing, a party . . . may only present arguments relied upon in the papers previously submitted.”); Paper 8 at 7 (Scheduling Order) (arguments not raised in the Response may be deemed waived). However, even if this argument had been raised timely, it would not have been persuasive. The identified passage of Hild identifies drawbacks of Bluetooth’s centralized, “master-slave” approach, but does not teach away from using Bluetooth generally, or from Petitioner’s proposed use of Bluetooth’s inquiry messages—Hild later expressly states that the Bluetooth protocol is “[w]ell suited” for implementing its invention, and the specific drawbacks identified IPR2019-00965 Patent 6,664,891 B2 27 in this passage of Hild are unrelated to the proposed combination. Ex. 1005, 3:3–36, 8:26–32, 16:39–47; see Allied Erecting & Dismantling Co. v. Genesis Attachments, LLC, 825 F.3d 1373, 1382 (Fed. Cir. 2016) (noting reference does not teach away from a combination that does not implicate the disadvantage identified in the reference); see also Ex. 1005, 4:27–29 (“All state-of-the-art protocols and techniques have certain drawbacks . . . .”). Moreover, we do not agree with Patent Owner’s argument that the Petition does not sufficiently explain “how” its proposed combination would be accomplished. See PO Resp. 24–28. In particular, Patent Owner argues that Petitioner’s proposed Hild-Bluetooth combination would not allow a device transmitting the modified inquiry messages to receive other devices’ service information, which is contrary to Hild’s teaching, because a Bluetooth unit can either transmit inquiry messages or receive them, but cannot do both. Id. at 26–27; see Tr. 41:12–44:20, 45:22–47:25, 51:24– 53:17 (asserting that Hild and Bluetooth are incompatible because Hild’s devices transmit service information at a randomly selected time, where Bluetooth devices enter one of two “mutually-exclusive states,” i.e., a transmitting inquiry substate and a receiving inquiry scan substate). It is unclear whether Patent Owner’s argument is: Hild and Bluetooth are incompatible; the proposed combination violates Hild’s and/or Bluetooth’s principle of operation; or the Petition is deficient for failing to sufficiently explain the proposed combination. But, we disagree with all of these arguments. We find no incompatibility germane to our obviousness analysis. Both Hild and Bluetooth teach that the devices transmit at certain times and IPR2019-00965 Patent 6,664,891 B2 28 listen for transmissions at other times. Ex. 1005, 4:62–5:12, 12:3–13:33, Fig. 4; Ex. 1006, 108–110; see Pet. Reply 18. The fact that a Bluetooth device cannot simultaneously be in a transmitting state and a receiving state does not mean that it will only ever transmit or receive. And Bluetooth’s disclosure of different states is not incompatible with Hild’s disclosure that devices take turns transmitting.15 Ultimately, having reviewed the references, we perceive no relevant incompatibility between Hild and Bluetooth, and we find that the proposed combination would not change either reference’s principle of operation or render either inoperable for its intended purpose. Moreover, we do not perceive any deficiency in the Petition. The challenged claims neither require a device that both transmits and receives nor require two transmitting devices, so Petitioner did not need to propose a combination that specifically included any of these features. Moreover, Petitioner was not obligated to show that Hild and Bluetooth could be bodily incorporated. See MCM Portfolio LLC v. Hewlett-Packard Co., 812 F.3d 1284, 1294 (Fed. Cir. 2015) (“[T]he test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . .” (quoting In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Consequently, we perceive no reason why Petitioner should have addressed these aspects of Hild and Bluetooth in its Petition. 15 The difference highlighted by Patent Owner at oral argument—i.e., Bluetooth describes specific device “states,” while Hild does not reference this concept (e.g., Tr. 51:24–53:17, 58:7–17)—is immaterial. Moreover, Patent Owner’s attorney arguments on this point are not supported by evidence and are given little weight. See Geisler, 116 F.3d at 1470. IPR2019-00965 Patent 6,664,891 B2 29 In addition, Patent Owner’s arguments regarding alternative combinations of Hild and Bluetooth are unpersuasive. We disagree with Patent Owner’s assertion that Hild suggests that its service information should be transmitted in a separate packet or frame that precedes or follows a Bluetooth inquiry message. PO Resp. 34 (citing Ex. 1005, 12:46–47); see also id. at 31, 33. Hild is largely silent on implementation details: Hild suggests use of Bluetooth; notes that service information may be broadcast “in the form of a packet or frame” and “may for example be transmitted . . . as an attachment to a network layer header”; and states that “[o]ne skilled in the art is able to implement” the invention in various protocol environments. Ex. 1005, 8:25–32, 12:46–47, 16:28–47. We find nothing in Hild to suggest that its service information should be transmitted separately from Bluetooth’s inquiry message. Also, Patent Owner argues that Petitioner’s proposal unduly limits the recipients to those devices in an inquiry scan substate (PO Resp. 35 (citing Ex. 1006, 109); PO Sur-Reply 9) and faults Mr. Geier for failing to consider whether more power could be saved by sending Hild’s service information before a Bluetooth inquiry message (PO Resp. 35–36 (citing Ex. 1003 ¶ 143)). But Patent Owner identifies no evidence indicating that Petitioner’s combination is suboptimal. See Geisler, 116 F.3d at 1470 (explaining that attorney arguments that are unsupported by factual evidence are entitled to little probative value). Moreover, even if evidence indicated that IPR2019-00965 Patent 6,664,891 B2 30 Petitioner’s proposal has disadvantages,16 we would still reach the same result. See Dome, 799 F.3d at 1381 (“[J]ust because ‘better alternatives’ may exist in the prior art ‘does not mean that an inferior combination is inapt for obviousness purposes.’” (quoting In re Mouttet, 686 F.3d at 1334)). Further, we are not persuaded by Patent Owner’s arguments that selected statements in the Petition should be disregarded as conclusory. Although many of the identified statements are, in fact, conclusions, Patent Owner fails to address the rationale and evidence provided by Petitioner and its expert to support those conclusions. For example, Patent Owner challenges the Petition’s statement that “it would have been obvious to a POSITA to attach Hild’s service announcement information to the Bluetooth inquiry procedure’s transmission of an access code.” PO Resp. 30 (quoting Pet. 29). But Patent Owner does not address any of the explanation and rationale provided by Petitioner to support this conclusion. See id.; see generally Pet. 25–37 (contending Hild expressly suggests a combination with Bluetooth and explaining that a person of skill would have found it obvious to combine Hild’s service information with Bluetooth’s inquiry procedure because, inter alia, both relate to device discovery and allow the mobile devices to determine whether to form a network, a person of ordinary skill would have had an expectation of success and sufficient skill, and it 16 Incidentally, we are not persuaded that Petitioner’s proposed combination has any material disadvantages. Patent Owner argues that devices would need to be in a listening state to receive the transmitted information (PO Resp. 35) and that less power would be used if the information was transmitted less often (id. at 36); however, at most, these statements identify fundamental tradeoffs for wireless communications, not disadvantages that would lead an ordinary artisan away from Petitioner’s proposed solution. IPR2019-00965 Patent 6,664,891 B2 31 would have been obvious to try given the limited number and predictability of layers in the OSI stack). Finally, although we are always mindful of the danger of improper hindsight bias,17 we are also not persuaded by Patent Owner’s argument that the Petition improperly relies on hindsight. See PO Resp. 31 (contending Petitioner “layers speculation upon speculation, using the ’891 patent as a guide”). As explained above, Petitioner provides detailed and logical analysis, which is supported by Petitioner’s proffered expert testimony as well as other references that predate the ’891 patent, and Petitioner sufficiently explains why a person of ordinary skill in the art would have combined the references to yield the claimed invention. KSR, 550 U.S. at 418 (explaining that an obviousness analysis “can take account of the inferences and creative steps that a person of ordinary skill in the art would employ”). Patent Owner, on the other hand, provides little explanation and identifies little evidence to the contrary. Accordingly, after reviewing the evidence of record and the parties’ arguments, we are persuaded that Petitioner has shown that it would have been obvious to combine Hild and Bluetooth in the manner proposed. 17 See KSR, 550 U.S. at 421 (“A factfinder should be aware, of course, of the distortion caused by hindsight bias and must be cautious of arguments reliant upon ex post reasoning.”); Polaris Indus., Inc. v. Arctic Cat, Inc., 882 F.3d 1056, 1068 (Fed. Cir. 2018) (“We have observed that the prejudice of hindsight bias often overlooks that the genius of invention is often a combination of known elements which in hindsight seems preordained.” (internal quotation marks omitted)). IPR2019-00965 Patent 6,664,891 B2 32 4. Independent Claim 14 The preamble of claim 14 recites, “A method for enabling the user of a first portable communications device to broadcast messages to the users of other portable communications devices . . . .” Petitioner asserts Hild teaches the preamble (see Pet. 37–41), and Patent Owner has not argued otherwise (see generally PO Resp.). Petitioner’s assertions are supported by the cited evidence and are persuasive. Hild describes devices (e.g., “cellular phones”) that “broadcast[] service information in the form of a packet or frame” to other devices. Ex. 1005, 7:10–19, 12:46–47; see also id. at 5:27–31, 8:9–11. Hild’s method enables a user to send messages to other users via the devices. E.g., id. at 15:50–54 (describing “electronic business card exchange[]”); see also Ex. 1003 ¶ 115. Accordingly, we are persuaded that Hild discloses the preamble of claim 14. Claim 14 recites “wherein said first portable communications device broadcasts a series of inquiry messages each in the form of a plurality of predetermined data fields arranged according to a first communications protocol.” Petitioner asserts that Hild and Bluetooth, in combination, render this limitation obvious “because Hild suggests using the Bluetooth protocol, and Bluetooth describes broadcasting inquiry messages.” Pet. 41; see id. at 41–45. Patent Owner has not argued otherwise. See generally PO Resp. Petitioner’s assertions are supported by the cited evidence and are persuasive. In particular, Bluetooth teaches broadcasting a series of inquiry messages (the claimed “inquiry messages”) that each include a plurality of fields—e.g., a preamble field and a sync word field—which are arranged according to the communication protocol described in Bluetooth. Ex. 1006, 48, 55, 108; Ex. 1003 ¶¶ 131–133. Hild suggests implementing its service IPR2019-00965 Patent 6,664,891 B2 33 discovery protocol with the Bluetooth communications scheme. Ex. 1005, 8:21–32. And, for the reasons explained above (supra § II.D.3.c), we are persuaded that a person of ordinary skill in the art would have been motivated to combine Hild and Bluetooth as proposed by Petitioner. Accordingly, we are persuaded that Hild and Bluetooth, in combination, render this limitation obvious. Next, claim 14 recites “wherein said first portable communications device adds to each inquiry message prior to transmission an additional data field carrying broadcast message data.” Petitioner asserts that Hild and Bluetooth render obvious this limitation. Pet. 45–50. In particular, Petitioner contends that Hild’s devices broadcast service information, which teaches the claimed “broadcast message data.” Id. at 45, 49. According to Petitioner, it would have been obvious to attach Hild’s service information to each Bluetooth inquiry message prior to transmission. Id. at 45–49. Patent Owner submits that neither Hild nor Bluetooth discloses this limitation (PO Resp. 28) and alleges deficiencies in Petitioner’s proposed combination of Hild and Bluetooth (id. at 28–36), which we summarized and addressed above (supra § II.D.3.c). Petitioner’s assertions regarding this claim limitation are supported by the cited evidence and are persuasive. And again, for the reasons explained above (supra § II.D.3.c), we are persuaded that a person of ordinary skill in the art would have been motivated to combine Hild and Bluetooth in the manner proposed by Petitioner, and we are not persuaded by Patent Owner’s arguments to the contrary. As explained above, we are also persuaded that the Hild-Bluetooth combination renders obvious an “additional data field” added to Bluetooth’s inquiry messages to carry Hild’s service information IPR2019-00965 Patent 6,664,891 B2 34 (i.e., “broadcast message data”). Hild’s service information would be attached prior to transmission in order to be included in the transmission (see Ex. 1003 ¶¶ 142–143),18 and we are persuaded that it would have been obvious to include the service information in “each” inquiry message because both Hild and Bluetooth teach repeated, periodic broadcasts (see Ex. 1003 ¶¶ 144–145 (citing Ex. 1005, 9:40–43; Ex. 1006, 101, 110)). Accordingly, we are persuaded that Hild and Bluetooth, in combination, render this limitation obvious. Finally, claim 14 recites “such that suitably configured other portable devices may receive the transmitted inquiry messages and read the broadcast data from said additional data field.” Petitioner asserts that Hild and Bluetooth, in combination, render this limitation obvious (Pet. 50–52), and Patent Owner has not argued otherwise (see generally PO Resp.). Petitioner’s assertions are supported by the cited evidence and are persuasive. In particular, Hild teaches that, after being broadcast, service information is received and read by other devices. Ex. 1005, Abstract, Fig. 2D, 12:53–61, 16:24–26. Moreover, Bluetooth teaches that devices listen for broadcast inquiry messages. Ex. 1006, 109 (describing inquiry scan); see also id. at 111 (“[T]he inquiry message is received in the inquiry 18 Patent Owner complains that this testimony is conclusory. See PO Resp. 34. We disagree. Patent Owner appears to fault Mr. Geier (and Petitioner) for not explaining why the service announcement could not be sent after the inquiry messages (id. at 34–35), but this misunderstands Petitioner’s argument, which contends that the service information is attached to the inquiry message. Petitioner sufficiently explains that, in its proposal, service information would be attached before the message is sent. IPR2019-00965 Patent 6,664,891 B2 35 scan substate . . . .” (emphasis omitted)). Accordingly, we are persuaded that Hild and Bluetooth, in combination, render this limitation obvious. For the foregoing reasons, Petitioner has proved by a preponderance of the evidence that the subject matter of claim 14 would have been obvious over Hild and Bluetooth. 5. Dependent Claim 16 Claim 16 depends from claim 14 and additionally recites: “wherein the first portable communications device includes an indication in one of said predetermined data fields, said indication denoting the presence of said additional data field.” Petitioner asserts that Hild and Bluetooth, in combination, render this limitation obvious (Pet. 53), and Patent Owner has not argued otherwise (see generally PO Resp.). Petitioner’s assertions are supported by the cited evidence and are persuasive. In particular, the claimed “one of said predetermined fields” is taught by one of the fields of a Bluetooth access code—the trailer. Ex. 1006, 48. Mr. Geier testifies that the trailer is included “only when additional data follows the access code.” Ex. 1003 ¶ 166 (citing Ex. 1006, 48, 50). Mr. Geier further testifies that, in the proposed combination, a person of ordinary skill in the art would have found it obvious to add the trailer before Hild’s additional service information. Id. ¶ 171 (explaining that “a trailer should be added after the sync word and before [Hild’s] additional service information” to “provide for ‘extended DC compensation’ as taught by Bluetooth”). Mr. Geier’s testimony is credible, as it is logical and consistent with the cited portions of Bluetooth. Further, we are persuaded that a person of ordinary skill in the art, when implementing the proposed combination, IPR2019-00965 Patent 6,664,891 B2 36 would have included the trailer field and that this field would indicate the presence of Hild’s service information, as required by claim 16. Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of claim 16 would have been obvious over Hild and Bluetooth. E. Obviousness in view of Hild, Bluetooth, and Moy Petitioner contends that the combination of Hild, Bluetooth, and Moy also renders dependent claim 16 obvious. Pet. 54–60. This claim depends from independent claim 14 and, thus, includes all limitations of that claim. Patent Owner does not present any arguments specifically directed to this proposed combination. See generally PO Resp. For the reasons provided below, Petitioner has proved by a preponderance of the evidence that the subject matter of claim 16 would have been obvious over Hild, Bluetooth, and Moy. IPR2019-00965 Patent 6,664,891 B2 37 1. Overview of Moy (Ex. 1007)19 Moy describes the OSPF20 packet-based communication protocol. Ex. 1007, 6. “Every OSPF packet starts with a standard 24 byte header,” which “contains all the information necessary to determine whether the packet should be accepted for further processing.” Id. at 190. This header includes a “Type” field that identifies the type of packet. Id. at 189–191. For each packet type, OSPF specifies a different set of fields that follow the standard header. Id. at 189, 193–202. For example, Moy describes a “Hello packet”—packet type 1—which is multicast periodically “to establish and maintain neighbor relationships.” Id. at 190, 193–194. This packet includes fields that are not found in the other packet types. Compare id. at 193–194 (identifying, e.g., Network Mask and HelloInterval), with id. at 195–202 (not including these fields in other packet types). 2. Dependent Claim 16 Relying on the arguments previously made for independent claim 14 (see supra § II.D.4), Petitioner further contends that Hild, Bluetooth, and Moy render obvious “wherein the first portable communications device 19 Petitioner has shown by a preponderance of the evidence that Moy qualifies as prior art under 35 U.S.C. § 102(a) and (b). See Pet. 19. In particular, the record reflects that Moy was publicly available before the end of 1998. See Ex. 1025 ¶¶ 17–22; Ex. 1007, 1. This date is more than one year prior to the filing date of the ’891 patent (see 35 U.S.C. § 102(b); Ex. 1001, code (22)), and it is prior to the earliest potential priority date of the patent on this record (see 35 U.S.C. § 102(a); Ex. 1001, code (30)). Patent Owner does not dispute Moy’s status as prior art. See generally PO Resp. 20 OSPF is an abbreviation for the “Open Shortest Path First” TCP/IP internet routing protocol. Ex. 1007, 6. IPR2019-00965 Patent 6,664,891 B2 38 includes an indication in one of said predetermined data fields, said indication denoting the presence of said additional data field,” as recited in claim 16. Pet. 54–60 (citing Ex. 1003 ¶¶ 174–199). Patent Owner has not argued otherwise. See generally PO Resp. Petitioner’s assertions are supported by the cited evidence and are persuasive. In particular, we are persuaded that a person of ordinary skill in the art would have been motivated to combine Hild, Bluetooth, and Moy for the reasons explained above with respect to the Hild-Bluetooth combination and because the addition of Moy involves the ordinary use of common techniques with predictable results. See supra § II.D.3.c; Ex. 1003 ¶¶ 181, 183–184, 197. In addition, we are persuaded that a person of ordinary skill would have had an expectation of success because dedicated inquiry access codes (DIACs) are reserved for inquiry of “specific classes of Bluetooth devices” (Ex. 1006, 48, 147; Ex. 1003 ¶ 182) and because other engineers had used DIACs in a similar way (Ex. 1023 ¶¶ 66–68; Ex. 1003 ¶ 185). Moy’s Type field (the claimed “indication”) identifies which additional fields following the standard header are present, as each type of packet includes different fields. Ex. 1007, 190–191, 193; see Ex. 1003 ¶ 195. Mr. Geier testifies, “This use of one field in a protocol header to indicate the type of packet, and thus the presence of other type-specific packet fields, was very common in many communications protocols.” Ex. 1003 ¶ 197. Further, Bluetooth provides a DIAC “for a dedicated group of Bluetooth units that share a common characteristic.” Ex. 1006, 48. Mr. Geier explains that, given these facts, it would have been obvious to an ordinary artisan to use a DIAC value to indicate the presence of the attached service information in the proposed combination “so that a device receiving IPR2019-00965 Patent 6,664,891 B2 39 inquiry messages would be able to distinguish between ordinary Bluetooth inquiry messages that do not have attached service announcement information, and inquiry messages according to Hild’s teachings, which do have attached service announcement information after the inquiry access code.” Ex. 1003 ¶ 198. Mr. Geier’s testimony is credible, as it is logical and consistent with the cited prior art references. Accordingly, Petitioner has proved by a preponderance of the evidence that the subject matter of claim 16 would have been obvious over Hild, Bluetooth, and Moy. F. Patent Owner’s Constitutional Challenge Patent Owner argues that Administrative Patent Judges (“APJs”) are unconstitutionally appointed principal officers. PO Resp. 37–40 (citing Arthrex, Inc. v. Smith & Nephew, Inc., 941 F.3d 1320 (Fed. Cir. 2019), cert. granted sub nom. United States v. Arthrex, Inc., 2020 WL 6037206 (Oct. 13, 2020)). According to Patent Owner, the Federal Circuit erred by remedying the constitutional violation, and thus, this case must be dismissed. Id. We are bound by the Federal Circuit’s decision in Arthrex, which addressed this issue. See 941 F.3d at 1337 (“This as-applied severance . . . cures the constitutional violation.”); see also Arthrex, Inc. v. Smith & Nephew, Inc., 953 F.3d 760, 764 (Fed. Cir. 2020) (Moore, J., concurring in denial of rehearing) (“Because the APJs were constitutionally appointed as of the implementation of the severance, inter partes review decisions going forward were no longer rendered by unconstitutional panels.”). Accordingly, we do not consider this issue any further. IPR2019-00965 Patent 6,664,891 B2 40 III. CONCLUSION21 Based on the evidence presented with the Petition, the evidence introduced during the trial, and the parties’ respective arguments, Petitioner has shown by a preponderance of the evidence that the subject matter of claims 14 and 16 would have been obvious over Hild and Bluetooth and that the subject matter of claim 16 would have been obvious over Hild, Bluetooth, and Moy. In summary: Claims 35 U.S.C. § Reference(s)/ Basis Claims Shown Unpatentable Claims Not Shown Unpatentable 14, 16 103(a) Hild, Bluetooth 14, 16 16 103(a) Hild, Bluetooth, Moy 16 Overall Outcome 14, 16 21 Should Patent Owner wish to pursue amendment of the challenged claims in a reissue or reexamination proceeding subsequent to the issuance of this decision, we draw Patent Owner’s attention to the April 2019 Notice Regarding Options for Amendments by Patent Owner Through Reissue or Reexamination During a Pending AIA Trial Proceeding, 84 Fed. Reg. 16,654 (Apr. 22, 2019). If Patent Owner chooses to file a reissue application or a request for reexamination of the challenged patent, we remind Patent Owner of its continuing obligation to notify the Board of any such related matters in updated mandatory notices. See 37 C.F.R. § 42.8(a)(3), (b)(2). IPR2019-00965 Patent 6,664,891 B2 41 IV. ORDER It is hereby: ORDERED that claims 14 and 16 of the ’891 patent are determined to be unpatentable; and FURTHER ORDERED that, because this is a Final Written Decision, parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. IPR2019-00965 Patent 6,664,891 B2 42 PETITIONER: David McCombs Theodore Foster Adam Fowles HAYNES AND BOONE, LLP david.mccombs.ipr@haynesboone.com ipr.theo.foster@haynesboone.com adam.fowles.ipr@haynesboone.com Naveen Modi Joseph Palys Phillip Citroen PAUL HASTINGS LLP naveenmodi@paulhastings.com josephpalys@paulhastings.com phillipcitroen@paulhastings.com PATENT OWNER: Ryan Loveless Brett Mangrum James Etheridge Jeffrey Huang ETHERIDGE LAW GROUP ryan@etheridgelaw.com brett@etheridgelaw.com jim@etheridgelaw.com jeff@etheridgelaw.com Copy with citationCopy as parenthetical citation