UltraGreen, LLCv.Ultragreen, LLCDownload PDFTrademark Trial and Appeal BoardJan 5, 202191246225 (T.T.A.B. Jan. 5, 2021) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE TTAB Mailed: January 5, 2021 UNITED STATES PATENT AND TRADEMARK OFFICE _______ Trademark Trial and Appeal Board _______ UltraGreen, LLC v. Ultragreen, LLC _______ Opposition No. 91246225 _______ Kevin Lemley of Kevin Lemley Law Partners for UltraGreen, LLC. Tom Woodward (pro se) for Ultragreen, LLC. _______ Before Bergsman, Shaw, and English, Administrative Trademark Judges. Opinion by Shaw, Administrative Trademark Judge: Ultragreen, LLC (“Applicant”) seeks registration on the Principal Register of the mark ULTRAGREEN, in standard characters, for services identified as: Irrigation devices installation and repair, excavation services, snow and ice removal services, and other outdoor remodeling services for both commercial and residential facilities, namely, remodeling of ponds, pools, retaining walls, and patios, in International Class 37; and Landscape services, namely grading, seeding, sod installation, hydroseeding services, mulching, and lawn Opposition No. 91246225 2 care and maintenance including mowing, fertilizing and pesticide application, in International Class 44.1 UltraGreen, LLC (“Opposer”) opposes registration of Applicant’s mark on the ground of likelihood of confusion under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d). Opposer alleges prior use of the mark ULTRAGREEN and ownership of an application to register the mark , for services identified as: Installation and maintenance of irrigation systems, in International Class 37; and Landscape design; Landscape gardening; Lawn care; Lawn mowing services; Horticultural processes and turf or lawn care services, namely, providing preparation and development of turfgrass and/or soil for providing an environment that encourages improved growth attributes, in International Class 44.2 Applicant denied Opposer’s priority of use allegation; but admitted that: (1) “records of the United States Patent and Trademark Office indicate that Opposer is the owner of a U.S. trademark application assigned Serial No. 87/916392”;3 and (2) “Applicant’s services are substantially similar to Opposer’s services and the use of 1 Application Serial No. 87811543, filed on February 26, 2018 based upon Applicant’s allegation of a bona fide intention to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b). 2 Application Serial No. 87916392, filed on May 10, 2018 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), alleging a date of first use anywhere of January 28, 2012 and a date of first use in commerce of March, 29, 2013. Opposer’s application matured to registration after dismissal of the previously consolidated parent proceeding, discussed below. See 9 TTABVUE. Registration No. 6182470 issued on October 27, 2020, after Opposer filed its brief. 3 Notice of Opposition ¶ 10, 1 TTABVUE 4; Answer ¶ 10, 4 TTABVUE 4. Opposition No. 91246225 3 both marks is likely to cause consumer confusion, as admitted by both parties.”4 The case has been briefed by Opposer. Applicant did not submit a brief. I. Procedural History On January 16, 2019, before the commencement of this proceeding, Applicant filed Opposition No. 91245888 against Opposer’s application, Serial No. 87916392. We consolidated the proceedings on April 15, 2019, with this proceeding designated as the child proceeding, as the parties were the same, albeit in opposite positions, and the claims were substantially similar.5 Applicant did not file a brief (or evidence) in Opposition No. 91245888. Therefore, on September 3, 2020, the Board issued an order allowing Applicant thirty days to show cause as to why Applicant’s failure to file a brief should not be treated as a concession of the case and judgment enter against Applicant. Applicant did not file a response. Accordingly, on September 17, 2020, after Opposer filed its brief in this case, the Board dismissed Opposition No. 91245888, with prejudice under Trademark Rule 2.128(a)(3), 37 C.F.R. § 2.128(a)(3).6 Because we did not dismiss Opposition No. 91245888 until after Opposer filed its brief in this proceeding, we consider the entire consolidated record in reaching our decision. 4 Notice of Opposition ¶ 16, 1 TTABVUE 5; Answer ¶ 16, 4 TTABVUE 4. 5 6 TTABVUE. 6 7 and 9 TTABVUE. Opposition No. 91246225 4 II. The Record The record includes the pleadings and, by operation of Trademark Rule 2.122(b), 37 C.F.R. § 2.122(b), the file of Applicant’s application, and by virtue of the consolidated proceedings, the file of Opposer’s application, Serial No. 87916392.7 Additionally, Opposer submitted the following evidence: 1. Opposer’s Notices of Reliance on Government documents and Internet printouts.8 2. Testimony Declaration of Caleb Ault, Opposer’s President, and exhibits.9 As noted above, Opposer’s application is of record by virtue of Trademark Rule 2.122(b) as the subject of Opposition No. 91245888. Applicant’s registration, which issued after Opposer filed its brief, is not of record. See UMG Recordings, Inc. v. O’Rourke, 92 USPQ2d 1042 (TTAB 2009) (registration issued from pleaded application after applicant’s trial brief had been filed was not of record even though a copy of application was of record). III. Entitlement to Statutory Cause of Action10 Even though Applicant does not contest it, Opposer’s entitlement to a statutory cause of action, formerly referred to as “standing,” is a threshold issue in every inter 7 See Board’s Order granting Applicant’s motion to consolidate, 6 TTABVUE. 8 12-13 TTABVUE. 9 14 TTABVUE. 10 Board decisions have previously analyzed the requirements of Sections 13 and 14 of the Trademark Act, 15 U.S.C. §§ 1063-64, under the rubric of “standing.” Despite the change in nomenclature, our prior decisions and those of the Federal Circuit interpreting Sections 13 and 14 remain equally applicable. See Spanishtown Enters., Inc. v. Transcend Resources, Inc., 2020 USPQ2d 11388, at *2 (TTAB 2020). Opposition No. 91246225 5 partes case. Australian Therapeutic Supplies Pty. Ltd. v. Naked TM, LLC, 965 F.3d 1370, 2020 USPQ2d 10837 at *3 (Fed. Cir. 2020) (citing Lexmark Int’l, Inc. v. Static Control Components, Inc., 572 U.S. 118, 109 USPQ2d 2061, 2067 n.4 (2014)). A party in the position of plaintiff may oppose registration of a mark when such opposition is within its zone of interests and the plaintiff has a reasonable belief in damage that is proximately caused by registration of the mark. Corcamore, LLC v. SFM, LLC, 978 F.3d 1298, 2020 USPQ2d 11277, at * 6-7 (Fed. Cir. Oct. 27, 2020) (holding that the test in Lexmark is met by demonstrating a real interest in opposing or cancelling a registration of a mark, which satisfies the zone-of-interests requirement, and demonstrating a reasonable belief in damage by the registration of a mark, which demonstrates damage proximately caused by registration of the mark). Opposer, as owner of the pleaded application for the stylized mark ULTRAGREEN for the identified services, formerly the subject of an opposition filed by Applicant, has established that its opposition to Applicant’s registration is within Opposer’s zone of interest and Opposer has a reasonable belief in damage proximately cause by the registration of Applicant’s mark. Therefore, Opposer has proven its entitlement to a statutory cause of action. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1844 (Fed. Cir. 2000). IV. Priority To prevail on the ground of likelihood of confusion under Section 2(d) of the Trademark Act, Opposer must prove both priority and likelihood of confusion by a preponderance of the evidence. Cunningham, 55 USPQ2d at 1848. A party may Opposition No. 91246225 6 establish its own prior proprietary rights in a trademark through ownership of a registration, through actual use, or through use analogous to trademark use. T.A.B. Sys. v. PacTel Teletrac, 77 F.3d 1372, 37 USPQ2d 1879 (Fed. Cir. 1996), vacating Pactel Teletrac v. T.A.B. Sys., 32 USPQ2d 1668 (TTAB 1994). Here, because Opposer has not pleaded or submitted any registrations, it may rely on its asserted common law rights, which must precede Applicant’s actual or constructive use of its mark. WeaponX Performance Prods. Ltd. v. Weapon X Motorsports, Inc., 126 USPQ2d 1034, 1040-41 (TTAB 2018). In addition, Opposer may rely on the filing date of its pleaded application as its constructive first use date. See Larami Corp. v. Talk To Me Programs Inc., 36 USPQ2d 1840, 1845 n.7 (TTAB 1995) (“An opposer may rely on Section 7(c) to establish priority if it owns a registration for the mark it is asserting under Section 2(d) or if it has filed an application for registration of that mark. We might put the matter more simply by saying that in proceedings before the Board the constructive use provisions of Section 7(c) may be used both defensively and offensively.”). See also Aktieselskabet af 21. November 2001 v. Fame Jeans, Inc., 77 USPQ2d 1861, 1864 (TTAB 2006) (“[W]e find no genuine issue that the earliest date upon which opposer is entitled to rely for purposes of priority in this opposition proceeding is the December 6, 2004 filing date of its asserted Section 44(e) application.”); Zirco Corp. v. Am. Tel. & Tel. Co., 21 USPQ2d 1542, 1543 (TTAB 1991) (“Section 7(c) was added to the Lanham Act … in order to provide constructive use, dating from the filing date of an application for registration on the principal register, for a mark registered on that register.”). Opposition No. 91246225 7 Applicant’s priority date is the February 26, 2018 filing date of its intent to use application, which is before the May 10, 2018 filing date of Opposer’s application. See Section 7(c) of the Trademark Act, 15 U.S.C. § 1057(c) (“Contingent on the registration of a mark on the principal register provided by this chapter, the filing of the application to register such mark shall constitute constructive use of the mark, conferring a right of priority nationwide in effect, on or in connection with goods or services specified in the registration, against any other prior except for a person whose mark has not been abandoned and who, prior to such filing – (1) has used the mark.”). Because its registration is not of record, Opposer cannot prove priority of use based on its application’s filing date and must rely on common law rights. Caleb Ault, Opposer’s President, testified, “[s]ince at least March 29, 2013, [Opposer] has extensively used, advertised and promoted the ULTRAGREEN mark in interstate commerce.”11 We may rely on oral testimony that is clear and convincing to prove priority. See Bass Pro Trademarks, L.L.C. v. Sportsman’s Warehouse, Inc., 89 USPQ2d 1844, 1856 (TTAB 2008); Nat’l Blank Book Co. v. Leather Crafted Prods., Inc., 218 USPQ 827, 828 (TTAB 1993) (oral testimony may be sufficient to prove the first use of a party’s mark when it is based on personal knowledge, it is clear and convincing, and it has not been contradicted); Liqwacon Corp. v. Browning-Ferris Indus., Inc., 203 USPQ2d 305, 316 (TTAB 1979) (oral testimony may be sufficient to establish both prior use and continuous use when the 11 Ault Aff. ¶4, 14 TTABVUE 3. Opposition No. 91246225 8 testimony is proffered by a witness with knowledge of the facts and the testimony is clear, convincing, consistent, and sufficiently circumstantial to convince the Board of its probative value); GAF Corp. v. Anatox Analytical Servs., Inc., 192 USPQ 576, 577 (TTAB 1976) (oral testimony may establish prior use when the testimony is clear, consistent, convincing, and uncontradicted). Moreover, the invoices attached to Ault’s testimony affidavit show that Applicant renders lawn care services.12 Opposer’s March 29, 2013 first use date precedes Applicant’s February 26, 2018 filing date. Therefore, Opposer has proven it has priority in the ULTRAGREEN mark for lawn care services. Opposer’s testimony and evidence, however, do not show that Opposer is rendering “installation and maintenance of irrigation systems.” That is, there is no mention of irrigation systems anywhere in Opposer’s testimony, invoices, or website.13 Although Applicant admits that its “services are substantially similar to Opposer’s services,”14 Applicant has not admitted to Opposer’s priority as to “installation and maintenance of irrigation systems.” V. Likelihood of Confusion Our determination under Section 2(d) is based on an analysis of all the probative facts in evidence relevant to the factors set forth in In re E. I. du Pont de Nemours & 12 Ex. A to Ault Aff., 14 TTABVUE 6-8. 13 “Specimens in the file of an application for registration, or in the file of a registration, are not evidence on behalf of the applicant or registrant unless identified and introduced in evidence as exhibits during the period for the taking of testimony.” Trademark Rule 2.122(b)(2), 37 C.F.R. § 2.122(b)(2). 14 Notice of Opposition ¶ 16 1 TTABVUE 4; Answer ¶ 16, 4 TTABVUE 3. Opposition No. 91246225 9 Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973) (“DuPont”). See also In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the goods or services and the similarities between the marks. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). We consider each DuPont factor for which there is evidence and argument. See, e.g., In re Guild Mortg. Co., 912 F.3d 1376, 129 USPQ2d 1160, 1162-63 (Fed. Cir. 2019). 1. The similarity or dissimilarity of the services, trade channels, and purchasers We first consider the DuPont factors regarding the similarity or dissimilarity of the parties’ respective services, their channels of trade, and purchasers. It is not necessary that the services be identical or competitive, or even that they move in the same channels of trade, to support a finding of likelihood of confusion. Rather, it is sufficient that they are related in some manner, or that the circumstances surrounding their marketing are such that they would or could be encountered by the same persons in situations that would give rise, because of the similarity of the marks, to a mistaken belief that they originate from the same source or that there is an association or connection between the sources of the services. Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012); In re Thor Tech Inc., 90 USPQ2d 1634, 1635 (TTAB 2009). Opposition No. 91246225 10 Opposer’s testimony and evidence show use of the ULTRAGREEN mark in connection with lawn care services.15 Applicant’s applied-for services include “Landscape services, namely . . . lawn care and maintenance including mowing, fertilizing and pesticide application” services. The parties’ services in class 44 are thus, in part, legally identical inasmuch as both identify lawn care services. It is sufficient for a finding of likelihood of confusion if relatedness is established for any item encompassed by the identification of goods or services within a particular class in the application. Tuxedo Monopoly, Inc. v. Gen. Mills Fun Grp., 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981). Opposer’s testimony and evidence, however, do not show any relation between its lawn care services and any of Applicant’s services in International Class 37. Regarding trade channels and classes of purchasers, Applicant’s identification of services contains no restrictions or limitations. Thus, we must presume that the services are offered in all normal trade channels and to all normal classes of purchasers for such services. See Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014). Accordingly, regarding lawn care services, we consider Opposer’s and Applicant’s trade channels and classes of purchasers to be the same. Cai v. Diamond Hong, Inc., 901 F.3d 1367, 127 USPQ2d 1797, 1801 (Fed. Cir. 2018) (“With respect to similarity of the established trade channels through which the goods reach customers, the TTAB properly followed our case law and ‘presume[d] that the identical goods move in the same channels of trade 15 Ault Testimony Aff. Exhibit A (14 TTABVUE 6-8). Opposition No. 91246225 11 and are available to the same classes of customers for such goods. . . .’”) (citing In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012)). Regarding Applicant’s services in Class 37, Opposer’s testimony and evidence do not show any relation between its lawn care trade channels and classes of purchasers and Applicant’s services. 2. The similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression Next, we consider the DuPont factor relating to the similarity of the marks. In comparing the marks we must consider their appearance, sound, connotation and commercial impression. Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1692 (Fed. Cir. 2005). Similarity as to any one of these factors may be sufficient to support a finding that the marks are confusingly similar. See Krim-Ko Corp. v. Coca-Cola Co., 390 F.2d 728, 156 USPQ 523, 526 (CCPA 1968) (“It is sufficient if the similarity in either form, spelling or sound alone is likely to cause confusion.”); In re Inn at St. John’s, LLC, 126 USPQ2d 1742, 1746 (TTAB 2018) (“Similarity in any one of these elements may be sufficient to find the marks confusingly similar.”) (quoting In re Davia, 110 USPQ2d 1810, 1812 (TTAB 2014)). The testimony of Mr. Ault simply refers to Opposer’s use of “the ULTRAGREEN mark” but it is unclear whether the Opposer is claiming rights in the term ULTRAGREEN regardless of stylization, or the stylized version claimed in Opposer’s Opposition No. 91246225 12 application.16 Because the testimony makes no mention of the stylization, we find the Opposer’s mark is not limited to any particular stylization or color and is the equivalent of ULTRAGREEN in standard characters. This makes the marks identical. We find that the DuPont factor regarding the similarity of the marks weighs in favor of a finding that confusion is likely. 3. Conclusion After considering all of the relevant DuPont factors, we find that the services of the parties in International Class 44 are in part identical, the trade channels and classes of purchasers are the same, and the marks are identical. We find Opposer’s testimony and evidence do not establish the similarity of Opposer’s and Applicant’s services in International Class 37, their trade channels, or classes of purchasers. VI. Decision For the foregoing reasons, we find that Applicant’s mark, as used in connection with the services identified in International Class 44, so resembles Opposer’s mark and lawn care services as to be likely to cause confusion or mistake, or to deceive under Section 2(d) of the Trademark Act. We find further that Applicant’s mark, as used in connection with the services identified in International Class 37, is not likely to cause confusion or mistake, or to deceive under Section 2(d) of the Trademark Act. Decision: The opposition is sustained as to class 44, and registration is refused as to this class. 16 Ault Testimony Aff. ¶ 3-6, 10-11, 14 TTABVUE 3. Opposition No. 91246225 13 The opposition is dismissed as to class 37, and the application will proceed as to this class only. 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