TRW Automotive U.S. LLCv.Magna Electronics Inc.Download PDFPatent Trials and Appeals BoardDec 7, 201511716834 - (D) (P.T.A.B. Dec. 7, 2015) Copy Citation Trials@uspto.gov Paper 30 Tel: 571-272-7822 Entered: December 07, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE _______________ BEFORE THE PATENT TRIAL AND APPEAL BOARD _______________ TRW AUTOMOTIVE US LLC, Petitioner, v. MAGNA ELECTRONICS INC., Patent Owner. _______________ Case IPR2014-01010 Patent 7,533,998 B2 _______________ Before JAMES P. CALVE, MICHAEL J. FITZPATRICK, and BARRY L. GROSSMAN, Administrative Patent Judges. GROSSMAN, Administrative Patent Judge. FINAL WRITTEN DECISION 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73 IPR2014-01010 Patent 7,533,998 B2 2 I. INTRODUCTION TRW Automotive US LLC (“Petitioner”) filed a Petition requesting an inter partes review of claims 6–8 and 10 of U.S. Patent No. 7,533,998 B2 (“the ’998 patent”). Paper 2 (“Pet.”). We instituted an inter partes review of claims 6 and 10 on the ground of obviousness under 35 U.S.C. § 103(a) based on Ponziana1 and Rayner,2 and on claim 7 on the ground of obviousness under 35 U.S.C. § 103(a)3 based on Ponziana, Rayner, and Kakinami.4 Paper 8 (“Dec. on Inst.”). We did not institute a trial on claim 8 (id.) and denied Petitioner’s request for rehearing of our decision regarding claim 8 (Paper 13). Magna Electronics Inc. (“Patent Owner”) filed a Patent Owner Response. Paper 15 (“PO Resp.”). Petitioner filed a Reply. Paper 20 (“Reply”). An oral hearing was held on September 23, 2015. A transcript of the hearing is included in the record. Paper 29 (“Tr.”). We have jurisdiction under 35 U.S.C. § 6(c). This Final Written Decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. For the reasons that follow, we determine Petitioner has shown, by a preponderance of the evidence, that claims 6, 7, and 10 are unpatentable. A. Related Proceedings Petitioner and Patent Owner state that the ’998 patent is involved in a pending district court case, titled Magna Electronics Inc. v. TRW Automotive Holdings Corp., No. 1:13-cv-00324 (W.D. Mich.). Pet. 2; Paper 5, 2. 1 Ex. 1004, U.S. Pat. No. 6,066,933, issued May 23, 2000. 2 Ex. 1005, U.S. Pat. No. 6,389,340 B1, issued May 14, 2002. 3 The Leahy-Smith America Invents Act (“AIA”), Pub. L. No. 112-29, 125 Stat. 284, 296–07 (2011), took effect on September 16, 2012. Because the application for the patent at issue in this proceeding has an effective filing date before that date, we refer to the pre-AIA versions of § 103. 4 Ex. 1006, U.S. Pat. No. 5,096,287, issued March 17, 1992. IPR2014-01010 Patent 7,533,998 B2 3 B. The ’998 Patent The ’998 patent discloses a vehicle accessory module that mounts to the interior surface of the vehicle’s windshield. Ex. 1002, col. 2, ll. 6–8. The module may contain various accessories, such as a rain sensor, temperature sensor, or image sensor. Id. at col. 2, ll. 6–12; see also col. 12, ll. 33–67 (disclosing an extensive list of “accessories” that may be housed in the module). The challenged claims relate to the structure of the module to angle a camera within the module and the mounting structure for attaching the module to the windshield. The challenged claims do not include limitations directed to the electronic circuitry or operation of a specific accessory. The patent includes sixty-eight figures, many of which have subparts; fifty- one columns of written description text; and more than fifteen different embodiments. Ex. 1002. Figure 9 from the ’998 patent, reproduced below, shows the basic components in one embodiment of the disclosed accessory module. The accessory module system in the ’998 patent attaches to the interior of a vehicle’s windshield. Ex. 1002, col. 2, ll. 6–15. The system includes, in general overview, a rearview mirror and an accessory module, for housing, among other things, a camera, which records images through the windshield. Id. IPR2014-01010 Patent 7,533,998 B2 4 FIG. 9 from the ’998 patent is a sectional view showing accessory 42 mounted within module 10, which is mounted to windshield 12. As shown in Figure 9, accessory module 10 includes mounting device 44 for accessory 42, such as a camera, optical rain sensor, or other accessory device. Ex. 1002, col. 12, ll. 33–66. Mounting device 44 is adjustable to orient accessory 42 to a desired angle, regardless of the angle of the windshield to which accessory module 10 is attached. Id. at col. 13, ll. 1–5.5 Mounting device 44 also may include outer sealing member 44b, which engages and seals against interior surface 12a of windshield 12 to provide sealed chamber 44c in which accessory 42 is positioned. Id. at col. 13, ll. 20–23. C. Illustrative Claim Among the challenged claims, claim 6, reproduced below, is the sole independent claim and is illustrative of the claimed invention: 5 As discussed in the following sections, the challenged claims require structure to angle the camera with respect to the windshield facing portion of the accessory module but do not recite an adjustable accessory mounting device. IPR2014-01010 Patent 7,533,998 B2 5 6. An accessory module system for a vehicle, said accessory module system comprising: an interior rearview mirror assembly. said interior rearview mirror assembly comprising an interior rearview mirror assembly mounting portion; an accessory module separate from said interior rearview mirror assembly, said accessory module comprising an accessory module mounting portion; at least one accessory housed at least partially by said accessory module, said at least one accessory comprising a camera, said camera having a lens; wherein said camera is associated with at least one of (i) a rain sensing system, (ii) a headlamp control system, (iii) a lane departure detection or warning system, (iv) an adaptive cruise control system, (v) a sign recognition system, (vi) a night vision system, (vii) a pedestrian detection system, (viii) a vehicle classification identification system, (ix) a vehicle compatibility detection system, (x) a pre-crash avoidance system, (xi) an emergency response image capture system, (xii) an environmental detection system, (xiii) an ambient light level detection system, (xiv) a vehicle relative position detection system, (xv) a compass calibration system, (xvi) a global positioning system, and (xvii) an electronic toll collection system; a first attachment member at an interior surface of a vehicle windshield of a vehicle; said accessory module mounting portion being configured to detachably mount to said first attachment member; said accessory module comprising a windshield facing portion that opposes the interior surface of the vehicle windshield when said accessory module mounting portion is mounted to said first attachment member at the interior surface of the vehicle windshield, wherein said windshield facing portion is disposed generally at the vehicle windshield when said accessory module mounting portion is mounted to said first attachment member; said camera being disposed in said accessory module, said accessory module comprising structure to angle said camera with respect to said windshield facing portion of said accessory IPR2014-01010 Patent 7,533,998 B2 6 module, said camera is angled by said structure of said accessory module and with respect to said windshield facing portion to at least partially compensate for the angle of the windshield itself, said camera having a forward field of view through said windshield facing portion and through the vehicle windshield when said accessory module mounting portion is mounted to said first attachment member; wherein said lens of said camera is spaced from the interior surface of the vehicle windshield when said accessory module mounting portion is mounted to said first attachment member at the interior surface of the vehicle windshield; and wherein said interior rearview mirror assembly detachably mounts to at least one (a) a second attachment member at a portion of said accessory module that generally opposes said windshield facing portion, (b) a second attachment member at the interior surface of the vehicle windshield and spaced from said first attachment member, and (c) a header portion of the vehicle remote from said first attachment member. II. ANALYSIS A. Claim Construction In an inter partes review, claim terms in an unexpired patent are interpreted according to their broadest reasonable construction in light of the specification of the patent in which they appear. 37 C.F.R. § 42.100(b); In re Cuozzo Speed Techs. LLC, 793 F.3d 1268, 1278–79 (Fed. Cir. 2015) (“Congress implicitly approved the broadest reasonable interpretation standard in enacting the AIA,” and “the standard was properly adopted by PTO regulation”). Also, claim terms are given their ordinary and customary meaning, as would be understood by one of ordinary skill in the art in the context of the entire disclosure. In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). The language used in the specification is the preferred source for defining the meaning of claim terms. Phillips v. AWH Corp., 415 F.3d 1303, 1315 (2005) (en banc) (“the specification ‘. . . is the single best IPR2014-01010 Patent 7,533,998 B2 7 guide to the meaning of a disputed [claim] term’”) (quoting Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)). 1. Fastenerless Petitioner proposes a specific construction for the term “fastenerless,” which is a term in dependent claim 10. Claim 10 requires the accessory module to be detachably mounted to the first attachment member at the interior surface of the windshield “via a fastenerless attachment.” Ex. 1002, col. 54, ll. 40–43. Petitioner proposes that the term “fastenerless” should be construed as applying to any “detachable mount other than a screw.” Pet. 5. Petitioner asserts that this proposed construction is reasonable because the ’998 patent “provides no explanation, other than the passing confusing reference to Blank,6 nor any drawings to otherwise distinguish ‘fastenerless’ from any detachable attachment means other than a screw.” Id. Patent Owner does not suggest a specific interpretation for the term “fastenerless.” Under the “broadest reasonable construction” standard, we look to the Specification for interpretive guidance. 37 C.F.R. § 42.100(b) (“[a] claim in an unexpired patent shall be given its broadest reasonable construction in light of the specification of the patent in which it appears”). The Specification of the ’998 patent is of little help in sorting out the meaning of the term “fastenerless.” The Specification states that: accessory module 10 may detachably attach. . . to button 1018 (such as using a fastenerless attachment element, such as a top clip attachment, such as described in U.S. Pat. No. 5,576,687,7 6 “Blank” refers to Ex. 1007, U.S. Pat. No. 5,576,687, issued Nov. 19, 1996. Pet. 5. 7 This patent is Exhibit 1007 in this proceeding. IPR2014-01010 Patent 7,533,998 B2 8 which is hereby incorporated herein by reference) or may be secured thereto using a screw or similar fastener. Ex. 1002, col. 23, ll. 2–8. U.S. Patent No. 5,576,687 (“the ’687 patent” or “Blank”) does not use the term “top clip,” “top clip attachment,” or “fastenerless.” The ’687 patent refers, however, to a “resilient S-shaped spring clip 400 shown in FIG. 15.” Ex. 1007, col. 10, l. 7. Figure 15 from the ’687 patent is reproduced below. Figure 15 from the ’687 patent illustrates attachment member 400 for coupling an information display to a windshield-mounted channel mount for an interior rear view mirror. The Specification of the ’687 patent states that spring clip 400 “may be any one of a number of mechanical fasteners including permanent or releasable fasteners, such as screws, rivets, VELCROTM fastening material, and the like.” Id. at col. 10, ll. 14–17. The Specification of the ’998 patent uses the term “fastener” numerous times. See, e.g., Ex. 1002, col. 11, l. 17 (“threaded fastener”), col. 14, l. 24 (“screw or fasteners”), col. 20, l. 44 (“screws, snaps, or other fasteners”). Thus, we have numerous examples of what a “fastener” is; however, we have only one example of a “fastenerless attachment,” as required by claim 10. The one example is a “top clip attachment,” such as described in the ’687 patent. Ex. 1002, col. 23, ll. 2–8. IPR2014-01010 Patent 7,533,998 B2 9 The root word in question in claim 10 is the noun “fastener,” with the suffix “less” added, to create thereby the word “fastenerless.” The plain and ordinary meaning of the term “fastenerless” means “without a fastener.” Applying this meaning to claim 10, a “fastenerless attachment” is something that detachably mounts accessory module 10 to an attachment member without using a fastener. Petitioner’s assertion that “fastenerless” means a “detachable mount other than a screw” is not supported by the Specification or by a common dictionary definition. We construe the term “fastenerless attachment” in claim 10 to mean an attachment device that does not use a fastener to mount detachably the accessory module. An example of a “fastenerless attachment” is spring clip 400 from the ’687 patent that does not have or use the optional hole or slot 412 in ends 408 and 410 in order to receive a fastener 413 for attaching the respective end to a surface. Ex. 1007, col. 10, ll. 12–19. B. Asserted Grounds of Unpatentability 1. Obviousness Based on Ponziana and Rayner Petitioner asserts that claims 6 and 10 are unpatentable under 35 U.S.C. § 103(a) as obvious over Ponziana in view of Rayner. Pet. 11. Patent Owner asserts that the evidence on which Petitioner relies does not disclose or suggest “two critical and distinct features” recited in claim 6, which are: (1) the accessory module must have structure to angle the camera with respect to the windshield- facing portion of the accessory module; and (2) the purpose or function of angling the camera is to compensate for the angle of the windshield. E.g., Tr. 43, ll. 4–9. a. General Legal Principles Section 103(a) precludes issuance of a patent when “the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a IPR2014-01010 Patent 7,533,998 B2 10 person having ordinary skill in the art to which said subject matter pertains.” 35 U.S.C. § 103(a). In Graham v. John Deere Co. of Kansas City, 383 U.S. 1 (1966), the Court set out a framework for applying the statutory language of § 103: Under § 103, the scope and content of the prior art are to be determined; differences between the prior art and the claims at issue are to be ascertained; and the level of ordinary skill in the pertinent art resolved. Against this background, the obviousness or nonobviousness of the subject matter is determined. Id. at 17–18. “While the sequence of these questions might be reordered in any particular case, the factors continue to define the inquiry that controls.” KSR Int’l. v. Teleflex Inc., 550 U.S. 398, 407 (2007). The Supreme Court made clear that we apply “an expansive and flexible approach” to the question of obviousness. Id. at 415. Whether a patent claiming the combination of prior art elements would have been obvious is determined by whether the improvement is more than the predictable use of prior art elements according to their established functions. Id. at 417. To reach this conclusion, however, it is not enough to show merely that the prior art includes separate references covering each separate limitation in a challenged claim. Unigene Labs., Inc. v. Apotex, Inc., 655 F.3d 1352, 1360 (Fed. Cir. 2011). Rather, obviousness additionally requires that a person of ordinary skill at the time of the invention would have selected and combined those prior art elements in the normal course of research and development to yield the claimed invention. Id. “A reference must be considered for everything it teaches by way of technology and is not limited to the particular invention it is describing and attempting to protect.” EWP Corp. v. Reliance Universal Inc., 755 F.2d 898, 907 (Fed. Cir. 1985). As a factfinder, we also must be aware “of the distortion caused by hindsight bias and must be cautious of arguments reliant upon ex post reasoning.” IPR2014-01010 Patent 7,533,998 B2 11 KSR, 550 U.S. at 421. This does not deny us, however, “recourse to common sense” or to that which the prior art teaches. Id. Petitioner has the burden of proof to establish unpatentability by a preponderance of the evidence. 35 U.S.C. § 316(e). Against this general background, we consider the references, other evidence, and arguments on which the parties rely. b. Scope and Content of the Prior Art i. Ponziana Ponziana discloses a rain sensing system. Ex. 1004, col. 1, ll. 8–14. The general structure of the system is shown in Figure 3 from Ponziana, which is reproduced below. Figure 3 from Ponziana is a fragmentary sectional view showing rain sensor 24 mounted on mirror mount 26 As shown in Figure 3, sensor 24 is mounted on first mounting structure 26, which, in turn, is adhered to inner surface 15b of windshield 15 using suitable adhesive 28. Ex. 1004, col. 3, ll. 9–13. While the Ponziana disclosure is directed IPR2014-01010 Patent 7,533,998 B2 12 to a rain sensor, Ponziana states that a “CCD camera”8 may be provided as sensor 24. Id. at col. 3, ll. 65–67. Sensor 24 includes housing 30. Id. at col. 3, ll. 14–15. Inside the housing is sensor circuit board 38, which includes a plurality of optical sensors 40. Id. at col. 3, ll. 24–26. Optical sensors 40 sense the presence or absence of debris on the surface of windshield 15. Id. at col. 3, ll. 28–29, 40–41. As shown in Figure 3, circuit board 38 is mounted directly within housing 30 using suitable screws or fasteners 37. In the preferred rain sensor embodiment, optical sensors 40 are situated a predetermined distance from the windshield, the distance being a function of the design (e.g., focal length) of sensor 40 and the area to be sensed. Id. at col. 3, ll. 53–56. In the preferred rain sensor embodiment, optical sensors 40 generally are parallel with windshield 15, regardless of the rake or slant angle associated with the windshield. Id. at col. 3, ll. 51–53. Ponziana also discloses, however, that optical sensors 40 may not be generally parallel to the windshield if an unusual angle is required to sense a larger area. Id. at col. 3, ll. 56–60; Ex. 1008 ¶ 55. Ponziana does not disclose any specific structure to configure sensors 40 so that they are not generally parallel to the windshield, but clearly suggests this configuration. Petitioner acknowledges that Ponziana does not disclose a structure to angle the optical sensors to compensate for the angle of the windshield. Pet. 12. In disclosing these alternative configurations for the relationship of the optical sensors to the windshield (i.e., parallel or not parallel), however, Ponziana would 8 As explained in U.S. Patent No. 6,097,023 (Ex. 3001), incorporated by reference into the ’998 patent (Ex. 1002, col. 12, ll. 41–42), a photosensing array may be a charge couple device (CCD) array of the type commonly utilized in video camcorders and the like. Ex. 3001, col. 8, ll. 40–42. IPR2014-01010 Patent 7,533,998 B2 13 have suggested to a person of ordinary skill that the angle of the windshield is a consideration in positioning optical sensors 40. Ponziana also discloses the accessory mounting structure, housing 30,9 for mounting sensor 24 to first mounting structure 26 adhered to windshield 15. Housing 30 includes first side 31 (see Figure 4) having angled wall 30a, which defines first mounting area 32 for receiving a corresponding projection on mounting structure 26. Id. at col. 3, ll. 17–20. As shown in Figure 3, and as described in Ponziana, mounting area 32 and mounting structure 26 define a generally complementary trapezoidal or dovetail shape, which connect sensor 24 to windshield 15. Id. at col. 4, ll. 25–28. ii. Rayner Rayner discloses a vehicle accident data recorder. Ex. 1005, col. 1, ll. 29– 41. The data recorder is mounted in the vehicle cabin in a manner that “provides a clear field-of-view for the image sensor.” Id. at col. 2, ll. 41–42. Rayner discloses that the data recorder “can be mounted on the windshield or on the dashboard of the vehicle, with the image sensor directed either forwardly toward action occurring on the other side of the windshield or rearwardly toward action occurring in the vehicle cabin.” Id. at col. 2, ll. 43–47. In one embodiment, Rayner discloses that the data recorder “is mounted to the windshield 14 of automobile 12 in the manner of a conventional rear-view mirror.” Id. at col. 3, ll. 15–19. Rayner discloses that the fields-of-view of the 9 In some places, Ponziana uses reference numeral 30 to refer to both the housing (see, e.g., Ex. 1004, col. 3, ll. 15, 17, 20) and a second mounting area (see, e.g., id. at col. 4, ll. 15–16, 19, 21). Ponziana, however, initially refers to the second mounting area with reference numeral 34 (see id. at col. 3, l. 22), which appears to be the correct designation to avoid confusion with and redundancy with housing 30. IPR2014-01010 Patent 7,533,998 B2 14 data recorder “would preferably cover the entire area ahead of vehicle . . . and the entire cabin area.” Id. at col. 3, ll. 54–55. Rayner’s data recorder may be “integrated with a rear-view mirror.” Id. at col. 2, l. 51. Rayner discloses that the data recorder is mounted “generally parallel to windshield 14,” but “not precisely parallel, because windshield 14 has some curvature, and because recorder device 10 is pivotally mounted to provide limited two-axis adjustability, as in a conventional rear-view mirror.” Id. at col. 3, ll. 23– 27. Thus, Rayner recognizes the need to position the camera within the data recorder based on the shape of the windshield, and the need for adjustability to ensure that the camera senses the entire area ahead of vehicle. Figure 2 in Rayner is an alternate embodiment, which is a self-contained data recorder for a vehicle with suction cups for mounting to windshield. As shown below in Figure 2, Rayner discloses data recorder 84 wherein all of the electronics and associated elements are contained within enclosure 86. Ex. 1005, col. 7, ll. 2–4. Figure 2 from Rayner shows vehicle data recorder 84 with suction-cup mounts for mounting to an automobile windshield. IPR2014-01010 Patent 7,533,998 B2 15 As illustrated and described in Rayner, data recorder 84 is mounted to windshield 14 (see Figure 1) using elastomeric suction cups 88 and 90. Id. at col. 7, ll. 6–8. Rayner also discloses that data recorder 84 can be mounted to the windshield using “VELCRO-type hook and pile fasteners,” “a suitable adhesive” or “double-sided adhesive tape.” Ex. 1005, col. 7, ll. 8–10. Cameras 22 and 24 (see Figure 3) have fields-of-view, indicated generally by the dashed lines, that extend forwardly and rearwardly of a vehicle when attached to windshield 14. Id. at col. 7, ll. 11–13. Rayner states, however, that the dashed lines are for purposes of illustration only and are not intended to accurately depict the true fields-of-view, which, as stated above, preferably covers the entire area ahead of vehicle 12 and the entire cabin area. As shown in Figure 2, suction cups 88 and 90 appear to be connected to enclosure 86 by a hinge (unnumbered) that appears to allow enclosure 86 to pivot, or at least to be angled, with respect to windshield 14 and thus to allow forward facing camera 22 to be angled. Rayner, however, does not disclose the details of the connection between enclosure 86 and suction cups 88 and 90. c. Level of Ordinary Skill Relying on the testimony of its Declarant, Homayoon Kazerooni, Ph.D., Petitioner asserts that a person of ordinary skill in the technology disclosed and claimed in the ’998 patent at the time of the invention “would have had at least the qualifications of or equivalent to either a undergraduate degree in electrical engineering or mechanical engineering with course work or research in automobile accessory systems with at least two years of work making automobile accessory systems.” Pet. 13–14 (citing Ex. 1008 ¶ 42). Dr. Kazerooni also testified, however, that a person of ordinary skill would “have had at least the qualifications of or equivalent to an undergraduate degree in mechanical engineering with at least IPR2014-01010 Patent 7,533,998 B2 16 two years of work adapting computer vision systems for mounting in automobiles.” Ex. 1008 ¶ 10. Patent Owner asserts, without citation of any supporting evidence, that a person of ordinary skill would have had “at least a Bachelor’s degree in electrical, electronic, or mechanical engineering, and two years of experience in the relevant field, such as in the integration of electronics into consumer products.” PO Resp. 1 n.1. Although not cited by Patent Owner, Patent Owner’s Declarant, Michael Nranian, testified in support of Patent Owner’s asserted level of ordinary skill. Ex. 2006 ¶ 32. We determine that the patentability of the challenged claims does not depend on whether Petitioner’s or Patent Owner’s asserted definition is used. The differences among the asserted positions are insignificant in resolving the issue of the patentability of the challenged claims. Moreover, the prior art itself reflects an appropriate level of skill and a need for testimony is not shown. Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001). d. Independent Claim 6 Independent claim 6 requires an accessory module separate from an interior rear view mirror assembly. Ex. 1002, col. 53, ll. 10–11. The accessory module is mounted detachably to an attachment member on an inside surface of a vehicle’s windshield. A camera is positioned within the accessory module. The accessory module includes “structure to angle [the] camera with respect to [the] windshield facing portion of [the] accessory module.” Ex. 1002, col. 53, ll. 43–45. As recited in claim 6, the purpose or function of angling the camera with respect to the windshield is “to at least partially compensate for the angle of the windshield itself.” Id. at col. 54, ll. 2–3. It is also important to focus on what claim 6 does not recite. Claim 6 does IPR2014-01010 Patent 7,533,998 B2 17 not recite any specific angle or range of angles between the camera and windshield. Claim 6 does not recite any specific angle or range of angles for the windshield. Patent Owner concedes that claim 6 is not limited to a windshield of any particular angle. Tr. 51, ll. 1–4 Claim 6 does not recite any specific field of view of the camera; only that the camera has “a forward field of view” through the windshield facing portion of the module. Ex. 1002, col. 54, ll. 3–7. According to Petitioner, the only difference between Ponziana and claim 6 is that Ponziana does not expressly define a structure to angle its suggested equivalent CCD camera to compensate for the windshield angle. Ponziana otherwise discloses all of the limitations of claim 6, and clearly suggests that windshield angle is a design consideration for a person of ordinary skill in the art. Pet. 27 (citing Ex. 1008 ¶ 66). Petitioner asserts that Rayner discloses an accessory module that includes a structure to angle the camera relative to the windshield, and proposes that it would have been obvious to modify Ponziana to use the adjustable module of Rayner. Id.. 27–28; see also Reply 2 (“Rayner not only actually discloses this limitation but it is certainly ‘capable of’ angling the camera with respect to the windshield facing portion.”) The rationale for the proposed combination is that an angled camera would provide “a larger forward field of view,” and it would allow adjustment to compensate for the windshield angle, thus making the windshield angle irrelevant to the camera view. Id. at 28 (citing Ex. 1008 ¶ 67). Patent Owner asserts that claim 6 recites: “two critical and distinct features. First, the accessory module must have structure to angle the camera with respect to the windshield-facing portion of the accessory module. And second, that structure must angle the camera to compensate for the angle of the windshield itself.” IPR2014-01010 Patent 7,533,998 B2 18 Tr. 43, ll. 4–9. Patent Owner takes a different view of the disclosures in the cited references. With respect to Rayner, Patent Owner asserts that Rayner does not angle a camera with respect to a windshield facing portion of the accessory module to partially compensate for the angle of the windshield. PO Resp. 10. Patent Owner asserts that Rayner’s camera 22 of enclosure 86 “might be angled to not at all compensate for the windshield angle.” PO Resp. 27 (citing Ex. 2006 ¶ 78) (emphasis added). According to Patent Owner, “because the arms are angled between the two sections does not mean the camera is angled to at least partially compensate for the angle of the windshield.” Id. Neither the written description nor claim 6 state what the functional statement “to at least partially compensate for the angle of the windshield” in claim 6 requires. Counsel for Patent Owner argued that this functional statement means to take the windshield into account in some way when setting up your alignment structure. So if you don't care if the windshield is there or not, you can just point the thing directly there. But if you want to compensate for it and do something different with respect to it being there, then you are compensating for the angle. Tr. 51, l. 23–52, l. 6 (emphasis added). Patent Owner also takes the position that the camera in Rayner is not angled with respect to the windshield facing portion of the accessory module. Tr. 43, ll. 4–15. Patent Owner asserts the Rayner camera is pointing directly out of the windshield facing portion of the module at a 90-degree angle. Id. at 44, ll. 18–25. Patent Owner admits that “90 degrees is an angle,” but asserts that “90 degrees would not be compensating or offsetting.” Id. at 45, ll. 1–9. It is beyond reasonable dispute that a person of ordinary skill would have known that a camera should be pointed at the area intended to be photographed. IPR2014-01010 Patent 7,533,998 B2 19 For a rain sensor mounted on a vehicle windshield, the area to be photographed or sensed may be the windshield itself, as disclosed in Ponziana, or it may be “a larger area,” also as disclosed in Ponziana. Ex. 1004, col. 3, ll. 37–60. For a data recorder as disclosed in Rayner, used to reconstruct events leading up to a vehicle accident, and the accident itself (Ex. 1005, col. 1, ll. 29–41), the area to be photographed or sensed includes preferably “the entire area ahead of the vehicle” (id. at col. 1, ll. 50–55). Rayner also recognizes the need for some “adjustability” to ensure proper orientation of the camera. Ex. 1005, col. 3, ll. 23–27. “A person of ordinary skill is also a person of ordinary creativity, not an automaton.” KSR, 550 U.S. at 421. Under the correct analysis under § 103(a), “any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed.” Id. In considering the orientation of a camera within an accessory module mounted to a windshield to obtain the desired field of view for the camera, a person of ordinary skill and creativity, that is a person with a degree in engineering and at least two years of relevant experience (Pet. 13–14; PO Resp. 1), would recognize the myriad factors that may affect the orientation of the camera. The angle of the windshield may be substantially raked or angled towards the rear of a vehicle, as in a sports car, or may be substantially vertical, as in a modern bus. The camera may be at 90 degrees to the windshield-facing portion of the module when mounted to a bus windshield, as shown in Ponziana and Rayner, and would be at an angle other than 90 degrees when mounted to the sleek sports car. Both applications compensate for the angle of the windshield to ensure that the field of view of the camera covers the entire area ahead of the vehicle, as disclosed in Rayner, and as recited in claim 6. We find unpersuasive Patent Owner’s assertion IPR2014-01010 Patent 7,533,998 B2 20 that “90 degrees is an angle,” but “would not be compensating or offsetting.” Tr. at 45, ll. 1–9. Petitioner has shown by a preponderance of the evidence that claim 6 is unpatentable. e. Dependent Claim 10 Claim 10, dependent from claim 6, requires that the accessory module is mounted detachably to the attachment member at the interior surface of the vehicle windshield by a “fastenerless attachment.” Ex. 1002, col. 54, ll. 40–43. We construed the term “fastenerless attachment” to mean an attachment device that does not use a fastener to mount detachably the accessory module. Petitioner asserts that Rayner’s disclosed suction cups 88 and 90, shown in Figure 2 of Rayner, or the “VELCRO-type hook and pile fasteners,” disclosed in Rayner, “are a “fastenerless attachment,” as required by claim 10. Pet. 29–30 (citing Ex. 1005, col. 7, ll. 7–10). We agree. Although Patent Owner asserts that Rayner’s suction cups attach directly to the windshield, and therefore would not utilize “said attachment member” of the windshield, as required by claim 10 (PO Resp. 55), Patent Owner does not direct us to persuasive evidence or argument concerning the use of Velcro-type hook and pile fasteners disclosed in Rayner. Further, Rayner also discloses the simple and inexpensive mounting systems of “a suitable adhesive” or “double-sided adhesive tape.” Ex. 1005, col. 7, ll. 9–10. Petitioner also asserts in its Reply that, based on the “admitted prior art” of Blank (Ex. 1007), Ponziana discloses a fastenerless attachment. Reply 14. In our Decision on Institution of this inter partes review, we did not institute a trial based on any asserted ground of patentability involving Blank. We stated that “no ground other than that specifically granted [in the Decision] is authorized for the inter partes review.” Dec. on Inst. 24. Accordingly, we do not consider any IPR2014-01010 Patent 7,533,998 B2 21 argument asserting unpatentability based on Blank. The fact that our Decision relied on Blank for claim interpretation because it was incorporated by reference into the ’998 patent does not create a new ground of unpatentability available for trial. Petitioner relies on Ponziana for the “first attachment member,” which is mounting element 26. Pet. 12, 17–18. As stated in Ponziana, a first mounting element 26 is on windshield 15 (Ex. 1004, col. 3, ll. 11–13), and the accessory module (rain sensor 24) attaches to mounting element 26 by a complementary mounting area 32 on housing 30 (id. at col. 3, ll. 16–20). Thus, the issue is whether the combined teachings of the references would have suggested to a person of ordinary skill that the alternative accessory module mounting elements of either suction cups or Velcro-type hook and pile fasteners, as disclosed in Rayner, should be complementary to the windshield mounting element (i.e., element 26), as disclosed in Ponziana. We determine, based on the reference disclosures, that this combination would have been obvious. Rayner discloses that the fastening devices disclosed are alternatives to other known mounting devices. Ex. 1005, col. 7, ll. 30–37. Among the myriad fastening options available, ranging from adhesives to the more complex structure disclosed in Ponziana, we are persuaded, based on the reference disclosures, that it would have been obvious to a person of ordinary skill and creativity to choose the preferred fastening option. We note that claim 6 recites an interior rearview assembly and a “separate” accessory module. Ex. 1002, col. 53, ll. 10–11 (“an accessory module separate from said interior rearview mirror assembly”). In Ponziana and in the embodiment shown and described with respect to Figure 1 in Rayner, the mirror mount and the module mount are integrated. Figure 2 in Rayner, however, discloses a module IPR2014-01010 Patent 7,533,998 B2 22 mount separate and distinct from a mirror mount. As stated clearly in Rayner, the embodiment in Figure 2 “does not include a mirror or function as a rear-view mirror.” Ex. 1005, col. 7, ll. 4–6. Based on this disclosure, a person of ordinary skill would have appreciated the simplicity of Rayner’s Figure 2 embodiment, which allows for more basic mounting structures, ranging from an adhesive to a Velcro-type attachment, than when the mirror and module use a common mounting system. The Velcro-type hook and pile fastener disclosed in Rayner uses two components, a hook component and a pile component. As suggested by the mounting structure in Ponziana, one mounting component is connected to the windshield; and the second component is connected to the module. By attaching the first component to the second component, the module is attached to the windshield. Moreover, the obviousness inquiry does not ask “whether the references could be physically combined but whether the claimed inventions are rendered obvious by the teachings of the prior art as a whole.” In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985) (en banc); see also In re Keller, 642 F.2d 413, 425 (CCPA 1981) (“The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; . . . . Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art.”); MCM Portfolio LLC v. Hewlett-Packard Co., No. 2015-1091, slip op. at 19 (Fed. Cir., Dec. 2, 2015) (holding that even if physical incorporation conflicts with one reference’s instruction, the Board did not err in determining that the claimed subject matter would have been obvious to a person of ordinary skill). The references need not form a step-by-step instruction guide for their combination. As discussed above, the parties assert that a person of ordinary skill has IPR2014-01010 Patent 7,533,998 B2 23 undergraduate degree in engineering with at least two years of relevant work experience. Based on our analysis above, we determine that the combined teachings of the references would have suggested to a person of ordinary skill the assembly module recited in claim 10. Petitioner has shown by a preponderance of the evidence that claim 10 is unpatentable. 2. Obviousness Based on Ponziana, Rayner, and Kakinami Petitioner asserts that claim 7 is unpatentable under 35 U.S.C. § 103(a) as obvious over Ponziana, Rayner, and Kakinami. Pet. 30. Our analysis of Ponziana and Rayner apply as discussed above. a. Claim 7 Claim 7, dependent from claim 6, requires “a resilient element” disposed between the windshield and accessory module to either cushion and/or seal the accessory module with respect to the windshield. Kakinami discloses a video camera mounted in an automobile to take pictures of the scenes ahead of the automobile. Ex. 1006, col. 1, ll. 6–9. A boot is connected between the camera and the windshield to isolate the camera lens from moisture and dust. Ex. 1006, Abstract. Figure 2a from Kakinami is shown below. IPR2014-01010 Patent 7,533,998 B2 24 Figure 2a from Kakinami shows a cross-section of accessory module 11 housing camera 20, with boot 18 attached to the module and to the windshield. As shown in Figure 2a, Kakinami discloses that one end of boot 18 is connected to arm 11, which houses a camera, and the other end of boot 18 is pressed against windshield 3. Ex. 1006, col. 2, ll. 39–41. Boot 18 defines a closed chamber with the windshield to isolate video camera 20 from both the outside atmosphere and the inside atmosphere of the automobile. Id. at col. 2, ll. 41–44. As stated in Kakinami, if a video camera is mounted in the automobile, there may be “problems caused by moisture or dust in the automobile.” Id. at col. 1, ll. 25–28. A boot between the video camera and the front glass protects the lens of the camera from dirt or moisture inside the automobile. Id. at col.1, ll. 53–55. Thus, a cleaning of the lens may not be necessary and this reduces maintenance labor. Id. at col.1, ll. 55–57. Boot 18 is made of synthetic material that absorbs the vibrations of arm 11 and the windshield. Id. at col. 2, ll. 52–54. Petitioner asserts that flexible boot 18 in Kakinami is a resilient element that cushions and seals the accessory module. Pet. 33–34. According to Petitioner, it would have been obvious to use boot 18 of Kakinami if one wanted the known IPR2014-01010 Patent 7,533,998 B2 25 advantages of both cushioning and sealing the accessory module relative to the windshield. Id. at 34. The rationale for doing so is stated in Kakinami – to protect the camera lens from dirt or moisture inside the vehicle and to reduce cleaning and maintenance of the camera lens. Patent Owner asserts that “Rayner’s disclosure of suction cups is not sufficient to meet the limitations of claim 7.” PO Resp. 44. According to Patent Owner, claim 7 requires that the cushioning or sealing is provided “when an ‘accessory module mounting portion is mounted to said first attachment member.’” Id. at 45. Patent Owner also criticizes the basic disclosure of Kakinami. Id. at 47– 49. Patent Owner argues that Petitioner’s reliance on boot 18 of Kakinami is “nonsensical and nonfunctional.” Id. at 52. That argument is not persuasive. See In re Keller, 642 F.2d at 425 (“The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference; . . . . Rather, the test is what the combined teachings of the references would have suggested to those of ordinary skill in the art.”). Ponziana and Rayner would have suggested the basic structure recited in independent claim 6. Claim 7, dependent from claim 6, adds “a resilient element” disposed between the windshield and accessory module to either cushion and/or seal the accessory module with respect to the windshield. Kakinami discloses this same element for the same purpose as recited in claim 7. Kakinami also provides a rationale for why the resilient element should be used. KSR, 550 U.S. at 421 (“any need or problem known in the field of endeavor at the time of invention and addressed by the patent can provide a reason for combining the elements in the manner claimed”). As the Supreme Court recognized, in many cases a person of ordinary skill “will be able to fit the teachings of multiple patents together like pieces of a puzzle.” KSR, 550 U.S. at 420. IPR2014-01010 Patent 7,533,998 B2 26 Petitioner has shown by a preponderance of the evidence that claim 7 is unpatentable. III. CONCLUSION Based on the evidence and arguments, and the findings and analysis above, Petitioner has demonstrated, by a preponderance of the evidence, that claims 6, 7, and 10 of the ’998 patent are unpatentable under 35 U.S.C. § 103(a). IV. ORDER In consideration of the foregoing, it is hereby ORDERED that claims 6, 7, and 10 of the ’998 patent are unpatentable. This is a final decision. Parties to the proceeding seeking judicial review of the decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. IPR2014-01010 Patent 7,533,998 B2 27 FOR PETITIONER: A. Justin Poplin Timothy K. Sendek Allan Sternstein J0n Trembath Douglas Link jpoplin@lathropage.com tsendek@lathropage.com patent@lathropage.com jtrembath@lathropage.com Dlink@lathropgage.com FOR PATENT OWNER: David Cornwell Richard D. Coller III Daniel E. Yonan Davidc-PTAB@skgf.com rcoller-PTAB@skgf.com dyonan-PTAB@skgf.com Timothy A. Flory Terence J. 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