Theodore MalininDownload PDFPatent Trials and Appeals BoardSep 30, 20212021000082 (P.T.A.B. Sep. 30, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/803,967 11/06/2017 Theodore I. Malinin DN0316 5865 51108 7590 09/30/2021 DAVID L. KING, SR. 5131 N.E. COUNTY ROAD 340 HIGH SPRINGS, FL 32643 EXAMINER MARTIN, PAUL C ART UNIT PAPER NUMBER 1653 NOTIFICATION DATE DELIVERY MODE 09/30/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): davidlkingsr@windstream.net uspto@dockettrak.com valerie365@yahoo.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte THEODORE I. MALININ Appeal 2021-000082 Application 15/803,967 Technology Center 1600 Before JOHN E. SCHNEIDER, DEBRA L. DENNETT, and RACHEL H. TOWNSEND, Administrative Patent Judges. TOWNSEND, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims directed to a method of making a biological membrane for indefiniteness and/or obviousness. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. STATEMENT OF THE CASE Appellant’s Specification states that “[s]mooth membranous tissue allografts are widely used clinically in promoting healing and tissue 1 Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as himself. (Appeal Br. 3.) Appeal 2021-000082 Application 15/803,967 2 reconstruction.” (Spec. ¶ 2.) “Some of those membranes are used fresh or frozen, but a large number are preserved by drying, often freeze-drying.” (Id.) Appellant’s Specification explains that there are some problems with use of these grafts. For example, “incorporation of the graft is delayed because blood vessels, during angiogenesis, must overcome the solid barrier of decellularized dermis or cellular and intact tissues.” (Id. ¶ 3.) A second problem “is slippage [of the smooth membranous tissue allografts] when positioned onto a wound site or a defect being repaired.” (Id.) Appellant’s invention is directed to solving these problems. (Id. ¶¶ 7–8.) Claims 1–3, 5–9, 18, and 19 are on appeal. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A method of making smooth two-sided biological membranes into three-dimensional membrane structures with regularly or irregularly spaced surface concave depressions on an at least first side and projections on at least the opposite second side, the method comprising the steps of: acquiring a smooth wetted or fresh two-sided membrane for drying; placing the smooth wetted or fresh two-sided membrane on a support surface of a perforated plate, the perforated plate having a plurality of closely and uniformly spaced holes or depressions on the entire support surf ace of the plate for forming depressions on a first side of the membrane and projections on an opposite second side adjacent the support surface; drying the smooth wetted or fresh two-sided membrane on the perforated plate wherein the membrane locally sags or sinks into each of the perforations forming depressions on the first side and corresponding projections on the opposite second side of the membrane converting the membrane into a three-dimensional structure when dried; Appeal 2021-000082 Application 15/803,967 3 forming either prior to drying, during drying or post drying the three-dimensional structure has projections formed on the first side with the depressions so the membrane has the first side with a configuration of projections and depressions and the second side similarly has a combination of depressions and projections, wherein the irregular surface is on both the first side and second side providing a slippage resistance of the membrane on either side; and wherein the projections or depressions are artificial regularly and closely and uniformly spaced bumps forming an irregular surface across the entire membrane when implanted preventing slippage of the membrane and facilitating vascular ingrowth. (Appeal Br. 20.) The prior art relied upon by the Examiner is: Name Reference Date Daniel et al. (Daniel ’003) US 9,272,003 B2 Mar. 1, 2016 Daniel et al. (Daniel ’588) US 9,687,588 B2 June 27, 2017 Scholz et al. EP 0399782 A2 Nov. 28, 1990 Enrico G. Bartolucci A Clinical Evaluation of Freeze-Dried Homologous Dura Mater as a Periodontal Free Graft Material, 52(7) J. Periodontol., 354–61 1981 The following grounds of rejection by the Examiner are before us on review: Claims 1 and 18 under 35 U.S.C. § 112(b) as being indefinite. Claims 1, 6, 8, and 9 under 35 U.S.C. § 103 as unpatentable over Daniel ’588 and Scholz. Appeal 2021-000082 Application 15/803,967 4 Claims 1–3, 6–9, 18, and 19 under 35 U.S.C. § 103 as unpatentable over Daniel ’003 and Scholz. Claims 1–3, 5–9, 18, and 19 under 35 U.S.C. § 103 as unpatentable over Daniel ’003, Scholz, and Bartolucci. DISCUSSION Indefiniteness The Examiner finds that the limitation “the irregular surface” in claims 1 and 18 lacks sufficient antecedent basis. (Final Action 3.) Although Appellant does not specifically respond to this rejection, we disagree that there is insufficient antecedent bases for this phrase in the claims as amended by Appellant. In particular, both claims 1 and 18 indicate that the projections or depressions are “bumps forming an irregular surface across the entire membrane when implanted.” Thus, we do not affirm the rejection of claims 1 and 18 for lacking sufficient antecedent basis. Obviousness: Daniel ’588 and Scholz The Examiner found Daniel ’588 teaches making three-dimensional amnion membrane structures by placing a membrane on a support surface called a drying fixture, where the fixture can be a screen or frame and can have grooves laid out in a grid arrangement. (Final Action 4 (citing Daniel ’588 8:59–64, 9:15–22).) The Examiner further found that Daniel ’588 teaches the drying fixture is used to facilitate freeze-drying and that during the freeze-drying the membrane molds around the groove projections and Appeal 2021-000082 Application 15/803,967 5 depressions thereby creating a three dimensional structure as claimed. (Id. at 4 (citing Daniel ’588 9:37–38, 47–48), 7.) The Examiner found that Scholz teaches preparing a membrane for a surgical graft where the membrane is placed on a plate having holes through which spikes project upward to create open perforations in the membrane. (Final Action 5 (citing Scholz 4:45–52).) The Examiner also found that Scholz teaches that the perforations serve both to permit natural tissue growth there through to anchor the membrane to surrounding tissue, and to mechanically anchor the membrane to the natural tissue with the material projecting from the surface thereof. (Id. (citing Scholz 1:31–40).) The Examiner found that it would have been obvious to one having ordinary skill in the art to have modified the process of Daniel to include “a perforated plate having a plurality of uniformly closely spaced perforations over the entire surface as taught by Scholz because this is no more than the use of known technique . . . to a known method.” (Id. at 6.) The Examiner found that the motivation to make the modification would have been for the benefits that Scholz teaches are achieved with the perforations in the membrane and the projection of material from the perforations. (Id.) We agree with the Examiner’s conclusion of obviousness. Both Daniel ’588 and Scholz are concerned with membranes used for grafts. Scholz teaches the importance of texturizing a replacement membrane for use in tissue repair where many materials used have low adhesion making accurate placement difficult. (Scholz 1:6–22.) Scholz explains that having membrane material projecting from the surface, i.e. “texturizing” it, “serves to mechanically anchor the membrane in place on the natural tissue.” (Id. at 1:32, 1:37–40.) Scholz achieves the texturizing Appeal 2021-000082 Application 15/803,967 6 by creating perforations in the membrane. (Id.) In light of the foregoing, we do not find Appellant’s argument that “Scholz is unlikely to provide an anti- slip feature” (Appeal Br. 15) persuasive. “Attorney argument is not evidence.” Icon Health & Fitness v. Strava, 849 F.3d 1034, 1043 (Fed. Cir. 2017) (citing See, e.g., Gemtron Corp. v. Saint-Gobain Corp., 572 F.3d 1371, 1380 (Fed. Cir. 2009) (“[U]nsworn attorney argument . . . is not evidence and cannot rebut . . . other admitted evidence . . . .”). Scholz also explains that having perforations in the membrane “permit[s] natural tissue growth inside the perforation, thereby anchoring the membrane to the surrounding natural tissue.” (Id. at 1:35–36.) Scholz further teaches that the arrangement of the perforations can vary based on a number of considerations including the desirability of angular edges for adhering the membrane to the tissue surface, but preferably can be arranged in a square grid. (Id. at 5:3–7, 23–36.). Daniel ’588 teaches that laying a tissue over a drying plate that has raised texture will, on drying, result in the tissue molding itself around the raised texture and into the indented texture. (Daniel ’588 9:30–38.) Although Daniel ’588 primarily teaches the texture can provide a company logo, it also notes that the texture can provide “desired attributes requested by the end user (e.g., surgeon.)” (Id.) Scholz teaches that surgeons would desire texturing over the membrane so that such texturing can help prevent slippage of the membrane when placed during surgery. Moreover, Daniel ’588 teaches that “any size and shape arrangement can be used for the drying fixture, as will be appreciated by those skilled in the art.” (Daniel ’588 9:25–27.) Appeal 2021-000082 Application 15/803,967 7 Given the teachings of Daniel ’588 and Scholz, we agree with the Examiner that it would have been obvious to use a perforated plate as taught by Scholz to create a membrane, on drying, that has angular projections of membrane material formed on one side, which would be perceived as depressions from the opposite side,2 in the process of Daniel ’588, which teaches that any size and shape arrangement can be used for the drying fixture. “The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). That is the case here, and Scholz provides a reason that one would have desired to use the perforated plate in the process of Daniel ’588. Appellant argues that claims 1 and 18 require both the first side and the second side to have a combination of projections and depressions “and the membrane has no differentiation as to the sides.” (Appeal Br. 15.) Appellant urges that Daniel ’588 has, as “a critical feature,” a texture that identifies a side of the membrane. (Id.) We do not find this argument persuasive of non-obviousness. First, the claims do not require there be no differentiation as to the sides. Instead, the claim requires that there be bumps on both sides of the membrane to create an irregular surface on both sides. Such is the natural result of drying the membrane over a perforated 2 We note that “depressions” are not defined in Appellant’s Specification and claim 2 teaches that one or more of the projections or depressions are perforated, i.e. forms an opening at one end of the projection or depression. (See Spec. ¶ 10) Thus, the fact that a depression has a perforation therein does not prevent it from being deemed a depression. Consequently, we determine that having sides that protrude upward from a plane is sufficient to conclude a projection exists, and that sides that protrude downward from a plane is sufficient to conclude a depression exists. Appeal 2021-000082 Application 15/803,967 8 plate because, as Daniel ’588 teaches, the membrane, on drying, “mold[s] itself around the raised texture or into the indented texture.” (Daniel ’588 9:36–37.) Thus, with a perforated plate, the membrane would sink into the perforations and leave a raised portion at every area of the grid that has a solid portion. As such, bumps would be formed on both sides of the membrane, i.e., raised portions above a mid-plane of the membrane and depressions below that same mid-plane, which, if the membrane were flipped, would be depressions and raised portions, respectively. For this reason, we do not find Appellant’s argument that “Scholz has no teaching as to creating depressions or projections on each side” (Appeal Br. 15) persuasive of non-obviousness. Second, as the Examiner noted (Ans. 15), the combination of Daniel ’588 and Scholz does not preclude also including a pattern that can be used to form an identifying logo and/or for determining the orientation of the membrane. Appellant argues that the claims require projections and depressions on a first side as well as similar projections and depressions on a second side. (Appeal Br. 14.) The Specification teaches that the two-sided biological membranes have depressions created on a first side of the membrane and corresponding projections on an opposite second side. (Spec. ¶¶ 9, 14, 21, 27.) And, the Specification indicates that this is what is formed by placing the membrane on a support surface of a perforated plate that has a plurality of closely and uniformly spaced holes of depressions on the entire surface, as is claimed. (Id. ¶¶ 9, 24.) Given that the process of Daniel ’588 as modified by Scholz would be made in the same way as described in Appeal 2021-000082 Application 15/803,967 9 Appellant’s Specification, we conclude that the method would produce the structure as claimed. For the foregoing reasons, we affirm the Examiner’s rejection of claims 1, 6, 8, and 9 under 35 U.S.C. § 103 as unpatentable over Daniel ’588 and Scholz. Obviousness: Daniel ’003 and Scholz The disclosure of Daniel ’003 is substantially similar to Daniel ’588. Appellant presents substantially the same arguments of non-obviousness as noted above, which we do not find persuasive. (Compare Appeal Br. 15 with id. at 17–18.) Appellant does seem to provide one additional argument as follows: the [E]xaminer [has not] demonstrated any plausible reason why a non-slip surface on both sides could be made when the primary reference has no expectation or concept that such a feature is needed. Scholz would also not do this for any logical reason as that was not a goal or feature contemplated as clearly why would he use sutures to hold the membrane in place. (Appeal Br. 17–18.) We do not find this argument persuasive. “In determining whether the subject matter of a patent claim is obvious, neither the particular motivation nor the avowed purpose of the patentee controls. What matters is the objective reach of the claim. If the claim extends to what is obvious, it is invalid under § 103.” KSR, 550 U.S. at 419. As explained above with respect to Daniel ’588 and Scholz, the natural result of using the Scholz perforated plate in the method taught by Daniel to provide the texturing that Scholz teaches provides for mechanical anchoring on the natural tissue of the otherwise slippery graft material would result in bumps on both sides of the mid-plane of the membrane. Thus, the method rendered Appeal 2021-000082 Application 15/803,967 10 obvious by the combination of Daniel ’003 with Scholz would result in the structure whether or not Scholz contemplated such a result. Thus, we affirm the Examiner’s rejection of claims 1–3, 6–9, 18, and 19 under 35 U.S.C. § 103 as unpatentable over Daniel ’003 and Scholz. Appellant does not provide additional arguments against the rejection adding Bertolucci. Thus, we affirm the Examiner’s rejection of claims 1–3, 5–9, 18, and 19 under 35 U.S.C. § 103 as unpatentable over Daniel ’003, Scholz, and Bartolucci for the reasons just discussed. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 18 112(b) Indefiniteness 1, 18 1, 6, 8, 9 103 Daniel ’588, Scholz 1, 6, 8, 9 1–3, 6–9, 18, 19 103 Daniel ’003, Scholz 1–3, 6–9, 18, 19 1–3, 5–9, 18, 19 103 Daniel ’003, Scholz, Bartolucci 1–3, 5–9, 18, 19 Overall Outcome 1–3, 5–9, 18, 19 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation