The Starfield Group, Inc.v.Ergostar, Inc.Download PDFTrademark Trial and Appeal BoardJun 5, 2009No. 91174800 (T.T.A.B. Jun. 5, 2009) Copy Citation Mailed: June 5, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board ______ The Starfield Group, Inc. v. Ergostar, Inc. _____ Opposition No. 91174800 to application Serial No. 78781372 _____ Keith Stubblefield of The Starfield Group. Inc., pro se. Frederick Gotha of the Law Offices of Frederick Gotha for Ergostar, Inc. ______ Before Zervas, Cataldo and Ritchie, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: Ergostar, Inc. filed an application to register the mark shown below for “office furniture; namely, chairs” in International Class 20.1 1 Application Serial No. 78781372 was filed December 28, 2005, alleging first use anywhere on April 17, 2005 and first use in commerce on December 7, 2005. Applicant submitted the following description of the mark: “The mark consists of the words ERGO and STAR in block letters with a star centered between the words.” THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Opposition No. 91174800 2 The Starfield Group, Inc. opposed registration under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), on the ground that applicant’s mark, when used in connection with applicant’s goods, so resembles opposer’s previously used mark ERGOSTAR for “a computer work area ergonomic adjustment kit”2 and other goods including ergonomic chairs as to be likely to cause confusion. Applicant, in its answer, denied the salient allegations in the notice of opposition.3 THE RECORD In its brief, opposer asserts that the record in this case includes the file of the involved application; the notice of opposition; the parties’ discovery requests and responses thereto;4 opposer’s motion for summary judgment and applicant’s response in opposition thereto; the parties’ other motion papers filed in this case; Board orders issued in this case; and opposer’s testimony deposition of its Vice 2 Notice of opposition, paragraph a. 3 In addition, applicant asserted several affirmative defenses but did not pursue them either by motion or at trial. Accordingly, they will not be considered. 4 Opposer submitted these discovery materials to the Board during the parties’ discovery period. Opposition No. 91174800 3 President, Mr. Keith Stubblefield. These assertions are addressed below. By operation of rule, the file of opposed application Serial No. 78781372 automatically forms part of the record of this proceeding. See Trademark Rule 2.122(b)(1). Similarly, the parties’ pleadings, namely, opposer’s notice of opposition and applicant’s answer, automatically form part of the record of this proceeding. However, the exhibits attached to opposer’s notice of opposition are not evidence on behalf of opposer, and do not form part of the record in this proceeding except to the extent that they were properly identified and introduced as exhibits during opposer’s assigned testimony period. See Trademark Rule 2.122(c); see also TBMP §317 and the authorities cited therein.5 With regard to the parties’ discovery requests and responses, simply filing these materials with the Board during the discovery period of this proceeding does not make them of record. While the parties to Board inter partes proceedings may stipulate to a wide variety of matters, including a stipulation that materials filed outside the parties’ testimony periods may be considered evidence properly made of record, no such stipulations were filed in 5 The only exception to this rule is a current status and title copy of a plaintiff’s pleaded registration. See Id. Opposer did not submit any such registration with its notice of opposition. Opposition No. 91174800 4 this case. See, for example, Trademark Rules 2.120(d)(2) and 2.123(b). See also TBMP §501.01. As a result, the parties’ discovery requests and responses, which were not properly made of record during either party’s testimony period, are not evidence in this case. Further, it is well-settled that the evidence submitted in connection with opposer’s motion for summary judgment and applicant’s response is of record only for consideration of that motion. Absent a stipulation by the parties, any such evidence to be considered at final hearing must be properly introduced in evidence during their appropriate trial periods. See Levi Strauss & Co. v. R. Josephs Sportswear Inc., 28 USPQ2d 1464 (TTAB 1993); and Pet Inc. v. Bassetti, 219 USPQ 911 (TTAB 1983). As noted above, no such stipulations were filed in this case.6 In addition, neither the remaining motion papers nor Board orders contain any evidence or otherwise are probative of the issues under consideration herein. 6 We further reject opposer’s assertion in its reply brief that it may incorporate certain discovery responses and summary judgment evidence into the record “by reference of Applicant” (reply brief, p. 5) in applicant’s brief on the case and opposer’s responses to such references in its reply brief. To the extent opposer contends that applicant’s recital of objections to testimony of Mr. Stubblefield and exhibits filed therewith in its brief serves to make documents filed outside the testimony period of record due to opposer’s reliance upon them in its response to such objections, opposer’s contention is unsupported by any authority. Opposition No. 91174800 5 As noted above, opposer submitted the testimony deposition, with accompanying exhibits, of its Vice President, Mr. Keith Stubblefield. Mr. Stubblefield’s deposition was noticed and taken during opposer’s assigned testimony period. Applicant has filed numerous objections against certain portions of Mr. Stubblefield’s testimony and exhibits introduced therewith. Applicant’s objections number thirty; opposer has responded to these objections. We note, however, that none of the testimony and/or exhibits sought to be excluded is outcome determinative. Given this fact, coupled with the number of objections, we see no compelling reason to discuss the objections in a detailed fashion. Suffice it to say, we have considered all of the testimony and exhibits submitted by opposer. In doing so, we have kept in mind the various objections raised by applicant, and we have accorded whatever probative value the subject testimony and exhibits merit. In view of the foregoing, the record in this case consists of the pleading and the file of the involved application, as well as the testimony deposition, and accompanying exhibits, of Mr. Stubblefield. Applicant did not submit any testimony or other evidence in this case. Both parties submitted briefs on the matters under consideration, and opposer submitted a reply brief. Opposition No. 91174800 6 DISCUSSION Section 13(a) of the Trademark Act, 15 U.S.C. §1063(a), allows for opposition to the registration of a mark by anyone “who believes that they would be damaged by the registration of a mark...” The party seeking to oppose the registration of the mark must prove two elements: (1) that it has standing, and (2) that there is a valid ground to prevent the registration of the opposed mark. See Young v. AGB Corp., 152 F.3d 1377, 47 USPQ2d 1752, 1755 (Fed. Cir. 1998). Opposer’s Standing The Board must consider an opposer’s standing as a threshold issue in every case. In Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023 (Fed. Cir. 1999), the Federal Circuit enunciated a liberal threshold for determining standing, i.e., whether one’s belief that one will be damaged by the registration is reasonable and reflects a real interest in the case. See also Jewelers Vigilance Committee Inc. v. Ullenberg Corp., 823 F.2d 490, 2 USPQ2d 2021, 2023 (Fed. Cir. 1987). In the notice of opposition opposer adequately asserted its standing by claiming prior common law rights in its ERGOSTAR mark. The only issue is whether opposer has proven its standing. If opposer’s pleaded Registration No. 2144286 for the mark ERGOSTAR was still valid and subsisting, that would have been adequate to Opposition No. 91174800 7 show standing. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); and Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185 (CCPA 1982). However, opposer’s registration was cancelled under Section 8 of the Trademark Act on March 17, 2004.7 In further support of its claims, opposer has introduced evidence of one instance of use of ERGOSTAR as a trademark in relation to, at least, a computer program used to optimize a user’s comfort and efficiency in a computer workspace.8 This evidence, consisting of a printout from opposer’s Internet website dated July 4, 2007, is opposer’s only evidence of trademark use of ERGOSTAR. However, opposer has not introduced any additional evidence regarding its asserted prior or current use of the ERGOSTAR mark. Nor does the testimony of Mr. Stubblefield establish that opposer is currently using ERGOSTAR as a mark. As such, opposer has failed to introduce sufficient evidence of its standing to bring this proceeding. In the alternative, we may look to the admissions in applicant’s answer for this purpose. However, and as noted above, in its answer applicant denied all of the salient allegations of the notice of opposition. Thus, even under 7 Stubblefield Testimony, p. 9-10, Exhibits 3, 4. 8 Id. at p. 11-12, Exhibit 6. Opposition No. 91174800 8 the liberal standard for standing, there are no admissions in applicant’s answer regarding opposer’s standing. Accordingly, we conclude that opposer has failed to make the showing necessary to prove its standing. Our conclusion that opposer failed to prove standing is a sufficient basis, by itself, to dismiss the proceeding. Nonetheless, in order to come to a more complete determination of this case we will consider opposer’s claim of priority. Priority of Use To establish priority on a likelihood of confusion claim brought under Trademark Act §2(d), a party must prove that, vis-à-vis the other party, it owns “a mark or trade name previously used in the United States … and not abandoned….” Trademark Act Section 2, 15 U.S.C. §1052. A party may establish its own prior proprietary rights in a mark through ownership of a prior registration, actual use or through use analogous to trademark use which creates a public awareness of the designation as a trademark identifying the party as a source. See Trademark Act §§2(d) and 45, 15 U.S.C. §§1052(d) and 1127. See also T.A.B. Systems v. PacTel Teletrac, 77 F.3d 1372, 37 USPQ2d 1879 (Fed. Cir. 1996), vacating Pactel Teletrac v. T.A.B. Systems, 32 USPQ2d 1668 (TTAB 1994). Opposition No. 91174800 9 In this case, opposer asserts ownership of its cancelled Registration No. 2144286 for the mark ERGOSTAR for computer work area ergonomic adjustment kit consisting primarily of computer software for use in solving ergonomic problems in the workplace, measurement tools, namely, graduated measuring tape, circular level, mirror and alignment indicators, and instructional book for adjusting the computer work area to minimize potential injuries in International Class 9. As noted above, opposer’s registration issued on March 17, 1998 and was cancelled under Section 8 of the Trademark Act on March 17, 2004. If opposer’s pleaded registration was valid and subsisting, Section 2(d) priority would not be an issue in this case as to the mark therein and goods and services covered thereby. See King Candy Co. v. Eunice King’s Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108 (CCPA 1974). However, because it is cancelled, opposer’s registration is not evidence of anything except that it issued. See TBMP §704.03(b) (2d ed. rev. 2004) and cases cited therein. See also Time Warner Entertainment Co. v. Jones, 65 USPQ2d 1650 (TTAB 2002). Any benefits conferred by the registration, including the evidentiary presumptions afforded by Section 7(b) of the Trademark Act, were lost when the registration expired. See, e.g., Anderson, Clayton & Co. v. Krier, 478 F.2d 1246, 178 USPQ 46 (CCPA 1973). As such, opposer may not rely upon its cancelled registration to support its claim of priority. Opposer must therefore demonstrate by competent evidence Opposition No. 91174800 10 that it has made use of ERGOSTAR prior to the earliest date upon which applicant may rely for purposes of priority. Applicant filed its involved application on December 28, 2005. Inasmuch as applicant has not introduced evidence of use of its mark in connection with its goods prior to the filing date of its application, the earliest date upon which applicant may rely for priority purposes is December 28, 2005. See Levi Strauss & Co. v. R. Josephs Sportswear Inc., 36 USPQ2d 1328, 1332 (TTAB 1998), quoting Alliance Manufacturing Co., Inc. v. ABH Diversified Products, Inc., 226 UPSQ 348, 351 (TTAB 1985)(“an applicant is entitled to rely upon the filing date of its application as a presumption of use of the mark subject of the application as of that date”). Thus, in order to establish priority, opposer must show that it used ERGOSTAR as a mark prior to December 28, 2005. Opposer asserts that it has used the Internet website ergostar.com since 1996,9 and introduced evidence of its registration of that domain name since November 25, 2002.10 However, opposer’s evidence of use and registration of ERGOSTAR as a domain name is not evidence of use of ERGOSTAR as a trademark or use analogous to trademark use on or in connection with any goods or services. While a domain name may attain trademark status, its use as an address does not 9 Brief, p. 16. Opposition No. 91174800 11 support trademark use. See In re Eilberg, 49 USPQ2d 1959 (TTAB 1998). “When a domain name is used only to indicate an address on the Internet, the domain name is not functioning as a trademark … domain names, like trade names, do not act as trademarks when they are used merely to identify a business entity; in order to infringe they must be used to identify the source of goods or services.” Lockheed Martin Corp. v. Network Solutions, Inc., 985 F. Supp. 949, 956, 44 USPQ2d 1865, 1871 (C.D. Cal. 1997). See also Data Concepts Inc. v. Digital Consulting Inc., 150 F.3d 620, 47 USPQ2d 1672, concurring opinion, Merritt (6th Cir. 1998); and J. Thomas McCarthy, McCarthy on Trademarks and Unfair Competition, §7:17.50 (4th ed. updated June 2008). Opposer has also introduced a copy of a page from its ergostar.com website advertising “The ErgoStar®!” apparently in relation to computer software used to optimize computer work areas so they are more comfortable for the user.11 However, there is no testimony or evidence regarding the date of this Internet posting to indicate whether it was used prior to applicant’s filing date.12 10 Stubblefield Testimony, p. 7-9, Exhibit 2. 11 Id. at 11-12, Exhibit 6. 12 Exhibit 6 indicates that it was printed on July 4, 2007, which is subsequent to the filing date of the involved application. Further, we do not construe the copyright notice at the bottom of the page (1996 – 2007 © The Starfield Group, Inc.) as indicating a date of first use of ERGOSTAR as a mark. Opposition No. 91174800 12 Similarly, the remaining evidence made of record by opposer fails to establish that opposer made prior use of ERGOSTAR as a trademark or otherwise made use analogous to trademark use which would create a public awareness of ERGOSTAR as a trademark identifying opposer as the source of goods or services thereunder. In point of fact, aside from the document discussed above, the record contains little, if any, evidence that opposer has used the designation ERGOSTAR as a mark. Nor does the testimony of Mr. Stubblefield establish use of ERGOSTAR as a trademark or use analogous to trademark use that is prior to applicant’s filing date. Simply put, opposer’s evidentiary showing demonstrates only that opposer created the Internet website ergostar.com in 1996. Opposer’s evidence fails to show trademark use of ERGOSTAR that is prior to applicant’s filing date. Opposer asserts in its notice of opposition that it has made prior use of ERGOSTAR as a trademark.13 However, statements made in pleadings cannot be considered as evidence on behalf of the party making them; such statements must be established by competent evidence during the time for taking testimony. See Times Mirror Magazines, Inc. v. Sutcliff, 205 USPQ 656, 662 (TTAB 1979); and TBMP §704.06(a) (2d ed. rev. 2004). Further, applicant did not make any 13 Notice of opposition, paragraphs a-d. Opposition No. 91174800 13 admissions in its answer that would excuse opposer from having to prove its priority of use. Lastly, opposer’s brief contains numerous factual allegations in support of its claim. However, factual statements made in a party’s brief on the case can be given no consideration unless they are supported by evidence properly introduced at trial. Statements in a brief have no evidentiary value. See Electronic Data Systems Corp. v. EDSA Micro Corp., 23 USPQ2d 1460, 1462 n.5 (TTAB 1992); and TBMP §704.06(b). In short, the record is devoid of any testimony or evidence in support of opposer’s claim of priority. Opposer has the burden of coming forward with evidence to support its claim, but has failed to do so. Likelihood of Confusion Because opposer has failed to prove either its standing to bring this proceeding or priority, its claim under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d) must fail, and we need not consider its claim of likelihood of confusion. Decision: The opposition is dismissed. Copy with citationCopy as parenthetical citation