SYNQOR, INC.Download PDFPatent Trials and Appeals BoardDec 18, 20202020004156 (P.T.A.B. Dec. 18, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 90/014,180 09/11/2018 7072190 X55579 3642 7055 7590 12/18/2020 GREENBLUM & BERNSTEIN, P.L.C. 1950 ROLAND CLARKE PLACE RESTON, VA 20191 EXAMINER NGUYEN, MINH T ART UNIT PAPER NUMBER 3991 MAIL DATE DELIVERY MODE 12/18/2020 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte SYNQOR, Inc. Patent Owner and Appellant ____________________ Appeal 2020-004156 Reexamination Control 90/014,1801 Patent No. US 7,072,1902 Technology Center 3900 ____________________ Before JAMES T. MOORE, JOHN A. JEFFERY, and DENISE M. POTHIER, Administrative Patent Judges. MOORE, Administrative Patent Judge. DECISION ON APPEAL 1 Corrected Request (“Corrected Req.”) filed by Vicor Corporation on September 11, 2018. Hereinafter referred to as “the ’180 Corrected Request.” The original Request was filed August 6, 2018 but rejected for including rebuttal to Patent Owner’s arguments in a different reexamination proceeding and failing to clearly state a substantial new question of patentability. 2 Issued July 4, 2006, to Martin Schlecht and assigned to SynQor, Inc. (the “’190 patent”). The ’190 patent issued from Application 10/812,314, filed March 29, 2004 (“the ’314 Application.”). Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 2 STATEMENT OF THE CASE Patent Owner SynQor appeals3 under 35 U.S.C. §§ 134(b) and 315(a) (2002) from the rejection of claims 1–3, 5–10, 13–19, 24–26, 28, and 31 as set forth in the Final Office Action (“Final Act.”) mailed August 9, 2018. The Examiner mailed an Examiner’s Answer (“Ans.”) on March 12, 2020. The Patent Owner filed a Reply Brief on May 11, 2020. Oral argument was conducted before a panel of this Board on August 5, 2020, and a transcript of the proceedings will be made of record. We have jurisdiction under 35 U.S.C. §§ 134 and 315. The reexamination proceedings are related to a litigation filed against Requester by Patent Owner in the Eastern District of Texas. See, e.g., SynQor, Inc. v. Vicor Corp., Civil Action No. 2:14-cv-00287-MHS-CMC (E.D. Tex.) (hereinafter “the Texas Litigation”). That litigation is said to be stayed pending the outcome of these reexamination proceedings. The ’190 patent was successfully asserted against another party and found to be not invalid. Damages were awarded, and the judgment confirmed in SynQor, Inc. v. Artesyn Technologies., Inc., 709 F.3d 1365 (Fed. Cir. 2013) (hereinafter “SynQor I”). On August 19, 2009 Murata Manufacturing filed inter partes reexamination request 95/001,702 (“the ’702 reexamination”). A reexamination certificate issued confirming the patentability of claims 1–33 in that proceeding and adding claims 34–38. 3 SynQor’s Appeal Brief (“Appeal Br.”) was filed December 6, 2019. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 3 On August 5, 2011 Vicor filed inter partes reexamination 95/001,702 against this patent as well. The Examiner found all claims, i.e. pending claims 1-38, to be unpatentable. After an appeal to the Board4 and subsequently to the Court of Appeals for the Federal Circuit,5 claims 20-23, 27, 29, 30, 32, and 33 were found to be anticipated by the combination of Steigerwald US Patent 5,377,090 and Steigerwald US Patent 5,274,539. On remand from the court to the Board, another panel of this Board subsequently found claims 1–33 and 35–38 unpatentable as obvious over the combined Steigerwald reference and other art, and entered a new obviousness rejection against claim 34.6 That decision became final and appealable on February 20, 2019.7 A notice of appeal to the United States Court of Appeals for the Federal Circuit has been filed.8 4 Appeal No. 2014-001733; the Board reversed all pending rejections in its Decision of April 10, 2014. The panel consisted of Judges James T. Moore, Stephen C. Siu, and Denise M. Pothier. 5 Vicor Corp. v. SynQor, Inc., 603 F. App’x 969 (Fed. Cir. 2015). The Court found claims 20–23, 27, 29, 30, 32, and 33 to be anticipated by the combination of Steigerwald US Patent 5,377,090 and Steigerwald US Patent 5,274,539, vacated the remainder of the decision, and remanded to the Board for further proceedings. 6 Appeal 2014-001733, Decision entered May 2, 2016. 7 Appeal 2018-000038, Decision entered February 20, 2019. 8 Notice of Appeal to the Federal Circuit, filed March 27, 2019. Federal Circuit Docket Number 19-1704. Oral Argument took place May 8, 2020. To date, no decision has issued. That decision may affect the ultimate outcome of this decision. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 4 Neither Steigerwald reference is at issue in this appeal. However, in another case involving Requester and Patent Owner concerning related US Patent 7,564,702 (the ’702 patent”),9 the Federal Circuit affirmed certain relevant findings concerning one of the prior art references as discussed hereinafter. We REVERSE the rejection of record in this proceeding. ANALYSIS The ’190 patent concerns power conversion. The claims generally describe a two-stage direct current to direct current power conversion system. The two stages are separate – one for isolation, and one for the actual voltage conversions needed. The combination of these separate stages is said to provide nearly lossless conversion. See ’190 patent, Abstr.; 4:33 et. seq., and Figure 1. As Patent Owner puts it, the ’190 patent power system is more efficient (dissipates less power and heat), and smaller (takes up less space on a load board) than the prior art systems. Appeal Br. 83. Conventional wisdom, we are told, as regards then-existing distributed power architecture, indicated that making converters smaller reduced efficiency. Id. The ’190 patent is said to provide smaller, more efficient converters. Id. According to Patent Owner, Dr. Schlecht took the isolating/regulating board-mounted converters used in distributed power architecture systems, split the isolation and regulation functions into two different “stages,” and increased the efficiency of the isolation stage. Id. 9 Vicor Corporation v. SynQor, Inc., 2017 U.S. App. Lexis 16599, *9–*11 (Fed. Cir. Aug. 30, 2017) (“Vicor I”) (Exhibit 13 to Appeal Brief, 4). Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 5 This idea was said to be “radical” because, although multiple-stage converters had been used many years earlier, the industry had largely abandoned them as inefficient and wasteful of board space compared to single-stage converters. Dr. Schlecht testifies that he realized he could make a two-stage system that would be efficient and compact, and would be especially suited for boards that needed multiple voltages. Id., citing Ex. 26, 9–10. Substantial technical detail is provided on implementingthe circuitry of the invention, including the use of uncoupled transformers. ’190 patent, 4:62–6:49. This detail further includes connecting the transformer windings through metal oxide semiconductor field effect transistors (“MOSFETs”), switching the transistors in a switching cycle to drive the waveform, and the parallel controlled and uncontrolled rectifiers. Id. Claim 1 is illustrative of the claimed invention, and reproduced below, with paragraphing added for sake of clarity. 1. A power converter system comprising: a DC power source; a non-regulating isolation stage comprising: a primary transformer winding circuit having at least one primary winding connected to the source; and a secondary transformer winding circuit having at least one secondary winding coupled to the at least one primary winding and having plural controlled rectifiers, each having a parallel uncontrolled rectifier and each connected to a secondary winding, each controlled Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 6 rectifier being turned on and off in synchronization with the voltage waveform across a primary winding to provide an output, each primary winding having a voltage waveform with a fixed duty cycle and transition times which are short relative to the on-state and off-state times of the controlled rectifiers; and a plurality of non-isolating regulation stages, each receiving the output of the isolation stage and regulating a regulation stage output while the fixed duty cycle of the isolation stage is maintained. EVIDENCE OF RECORD The Examiner relies upon the following prior art in rejecting the claims on appeal: Abraham I. Pressman, Switching and Linear Power Supply Power Converter Design, Hayden Book Company, New Jersey (1977) (hereinafter “Pressman”). MOSPOWER Applications Handbook, Siliconix, Inc. (Rudolf P. Severns ed.,1984) (hereinafter “MOSPOWER”). THE REJECTION I. Claims 1–3, 5–10, 13–19, 24–26, 28, and 31 stand rejected under 35 U.S.C. § 103(a) as obvious over Pressman in view of MOSPOWER. GENERAL ISSUES The Patent Owner asserts two issues concerning the propriety of this reexamination. First, Patent Owner asserts the ’180 Corrected Request does not set forth a substantial new question of patentability. Appeal Br. 13–14. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 7 Second, Patent Owner asserts that this reexamination proceeding should be dismissed under 35 U.S.C. § 325(d). Id. at 15. As these issues could result in the merits decision being moot, we address them first. I. 35 U.S.C. § 325(d) 35 U.S.C. § 325(d) provides that: Notwithstanding sections 135(a), 2512, and 252, and chapter 30, during the pendency of any post grant review under this chapter, if another proceeding or matter involving the patent is before the Office, the Director may determine the manner in which the post-grant review or other matter may proceed, including providing for the stay, transfer, consolidation, or termination of any such matter or proceeding. In determining whether to institute or order a proceeding under this chapter, chapter 30, or chapter 31, the Director may take into account whether, and reject the petition or request because, the same or substantially the same prior art or arguments previously were presented to the Office. Patent Owner filed a Petition under 37 C.F.R. § 1.181(a) on September 19, 2018, seeking to have the Director exercise his discretion and reject the Request for ex parte reexamination under 35 U.S.C. § 325(d) as, inter alia, repeating arguments made in a previous reexamination and as being harassing. That Petition was denied by the Office of Patent Legal Administration in a Decision mailed December 3, 2018. Patent Owner nevertheless urges that the Examiner had jurisdiction to consider whether, under 35 U.S.C. § 325(d), the ex parte reexamination should not be instituted where, as here, the same or substantially the same prior art and arguments have been previously presented to the Office. Patent Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 8 Owner directs us to the Petition filed in this case on September 19, 2018, addressing this argument, as well as its argument directed to the Request failing to set forth a substantial new question of patentability. Patent Owner asserts that the Examiner refused to address this argument, asserting a lack of jurisdiction. Patent Owner urges that the Examiner and the Board have jurisdiction to consider issues under § 325(d), urging that for efficiency and to avoid inconsistent results, the Board should likewise address § 325(d) issues in the context of ex parte reexaminations. Appeal Br. 104–105. According to the Patent Owner, the current reexamination “merely asserts a combination of the same technical teachings asserted in [the ’702 reexamination] albeit using a different reference for one of the same technical teachings.” Appeal Br. 8. Patent Owner also contends that Requester relied upon both MOSPOWER and Pressman in its invalidity contentions filed in the Texas Litigation on December 22, 2011. Id. at 8, citing Ex. 21. It is stated that Vicor refers to the same figures, embodiments and arguments (including the Pressman Alternative Embodiment, as discussed below) of Pressman and MOSPOWER that Vicor now again asserts in this proceeding. See Ex. 21. Patent Owner asserts that Requester intentionally chose not to make these arguments until this late stage as “strategic behavior” which 35 U.S.C. § 325(d) was enacted to prevent. Appeal Br. 8. We note that Section 325(d) is permissive in nature, indicating that the Director “may” determine the manner in which the post-grant review or other matter may proceed. In this instance, the Director decided the petition Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 9 via the Office of Patent Legal Administration. The Director specifically found that “[t]he record, however, does not show that the MOSPOWER reference, and the specific arguments with respect to the MOSPOWER reference, were previously evaluated by the Office. Furthermore, the record does not show that the combination of Pressman and MOSPOWER was previously evaluated by the Office.” Petition Decision Dec. 3, 2018, 9.10 Whether or not the Examiner had jurisdiction to consider the issue is not determinative. Rather, the Director considered and decided the issue in a manner of his choosing. We are provided no persuasive reasoning that the procedure was inconsistent with the intent or language of the statute. Even if the issues of patentability should be considered together for the sake of consistency, such does not make the Director’s choice how to proceed in this proceeding somehow erroneous. The Director has rendered his decision. Accordingly, we are not persuaded by this contention. II. Substantial New Question of Patentability An ex parte reexamination proceeding will not be ordered in the absence of a substantial new question of patentability. 35 U.S.C. § 304; the Manual of Patent Examining and Procedure (MPEP) § 2242. For “a substantial new question of patentability” to be present, it is only necessary that: (A) the prior art patents and/or printed publications raise a substantial question of patentability regarding at least one claim, i.e., the teaching of the (prior art) patents and printed publications is such that a reasonable examiner would consider the 10 See also Advanced Bionics LLC v. Med-El Elekromedizinische Gerate GmbH, IPR2019-01469 (PTAB Feb. 13, 2020)(precedential). As the Director has concluded that the art fails the first prong of the test set forth therein; i.e. being previously presented to the office, we also find this result consistent with the guidance therein. See id. 8–9. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 10 teaching to be important in deciding whether or not the claim is patentable; and (B) the same question of patentability as to the claim has not been decided by the Office in an earlier concluded examination or review of the patent, raised to or by the Office in a pending reexamination or supplemental examination of the patent, or decided in a final holding of invalidity (after all appeals) by a federal court in a decision on the merits involving the claim. If a reexamination proceeding was terminated/vacated without resolving the substantial question of patentability question, it can be re- presented in a new reexamination request. It is not necessary that a “prima facie” case of unpatentability exist as to the claim in order for “a substantial new question of patentability” to be present as to the claim. Thus, “a substantial new question of patentability” as to a patent claim could be present even if the examiner would not necessarily reject the claim as either fully anticipated by, or obvious in view of, the prior art patents or printed publications. As to the importance of the difference between “a substantial new question of patentability” and a “prima facie” case of unpatentability see generally In re Etter, 756 F.2d 852, 857 n.5, 225 USPQ 1, 4 n.5 (Fed. Cir. 1985). . . . . In a decision to order reexamination made on or after November 2, 2002, reliance on old art does not necessarily preclude the existence of a substantial new question of patentability that is based exclusively on that old art. See Public Law 107-273, 116 Stat. 1758, 1899-1906 (2002), which expanded the scope of what qualifies for a substantial new question of patentability upon which a reexamination may be based. Determinations on whether a substantial new question of patentability exists in such an instance shall be based upon a fact-specific inquiry done on a case-by-case basis. For example, a substantial new question of patentability may be based solely on old art where the old art is being presented/viewed in a new light, or in a different way, as compared with its use in the earlier examination(s), in view of a material new argument or interpretation presented in the request. Such material new argument or interpretation may be based solely on claim scope of the patent being reexamined. . . . . Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 11 For any reexamination ordered on or after November 2, 2002, the effective date of the statutory revision, reliance on previously cited/considered art, i.e., “old art,” does not necessarily preclude the existence of a substantial new question of patentability (SNQ) that is based exclusively on that old art. Rather, determinations on whether a SNQ exists in such an instance shall be based upon a fact-specific inquiry done on a case-by-case basis. MPEP § 2242. Patent Owner asserts that the ’180 Corrected Request does not present any new, non-cumulative, technological teachings not previously considered by the Office in connection with the ’190 patent. Appeal Br. 13. Specifically, Patent Owner asserts that a prior reexamination, 95/001,702, addressed the same issues. In that reexamination, it is stated, Requester relied on the same figures in Pressman for the same technological teachings, in combination with the isolation stage of Figure 9 of Cobos.11 Patent Owner asserts that Figure 9 of Cobos is identical to Figure 11(a) of MOSPOWER with respect to the technical features important in this reexamination proceeding. Patent Owner thus concludes that the ’180 Corrected Request does not contain a new technological teaching that has not already been considered by the Office in connection with the ’190 patent. Appeal Br. 12–13. We observe that the Request itself stated that: 11 J.A. Cobos & J. Uceda, “Low Output Voltage DC/DC Conversion,” 20th Int’l Conf. On Industrial Electronics, Control, and Instrumentation 1676–-81 (1994). (“Cobos”). Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 12 This Corrected Request clarifies that the MOSPOWER Applications Handbook is cited for its teaching of an isolation stage using controlled rectifiers that: • has a fixed (50%) duty cycle square-wave driving waveform, AND, as such, • is not pulse-width modulated to achieve regulation . Requester respectfully submits that the teaching of the MOSPOWER isolation stage having these characteristics in a single reference represents a new, non-cumulative technological teaching that has not previously been examined. Corrected Req. 43. The Requester further observed in the request that, although submitted in an information disclosure statement to the office among multiple other references, the MOSPOWER reference had neot been cited on the record in a rejection or proposed rejection, and not in combination with another reference. Id. at 45–46. This fact is not in material dispute. The Requester amplified upon the MOSPOWER reference’s new use in the rejection – specifically, that the MOSPOWER Applications Handbook teaches a relevant circuit that uses square wave driving waveforms. Because the waveforms are square, Requester asserts that they have nearly vertical transitions in a voltage-time plot (the voltage changes in a very short amount of time). This means, according to Requester, that the transitions are indisputably “short” as required by the claims. Id. at 50–51. This cited art is said to be different from that of Cobos, which teaches pulse-width modulation, i.e. a regulated converter. Id. at 53–54. Patent Owner is of the view that this is a repeat of Pressman and Cobos in the ’702 reexamination. More specifically: Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 13 Vicor argued to the Patent Office, in the 1702 Reexam, to replace the isolation stage of the circuit depicted in Pressman Fig. 3-4B (and the Pressman Alternative Embodiment) with the isolation stage of Cobos. This is exactly what Vicar has proposed in the present ’180 Reexam, but using the isolation stage of MOSPOWER Fig. l l(a) instead of Cobos. Appeal Br. 20. According to Patent Owner, the isolation stage of Cobos “is identical in all relevant technical respects to the isolation stage of Fig. 11 (a) of MOSPOWER and Vicar relies on MOSPOWER for the same technological teachings here as Cobos was relied upon in the 1702 Reexam.” Id. The Examiner found, for two independent reasons, that there was a substantial new question of patentability. Determination, Dec. 4, 2018, 8–9. We focus on the one specifically stated in the request. Corrected Request, 43. Specifically, that the combination of Pressman and MOSPOWER is presented in a different way and that MOSPOWER was not before the Office in a rejection or proposed rejection. Ans. 21. More specifically, that Pressman teaches many key limitations recited in independent claim 1 of the ’190 patent, while MOSPOWER describes the use of power MOSFETs in rectification circuits for purposes of efficiency. Id. at 21–22; ’180 Corrected Request, 43–44. The Examiner thus concluded that an SNQ existed. Determination, 7–10. On the specific facts of this case, we are persuaded that MOSPOWER is sufficiently different from Cobos, even considering all Cobos’ and MOSPOWER’s figures. Although the references are used in a similar way in both proposed rejections, we find that the evidence supports the Examiner’s conclusion that differences exist in the manner of rectification Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 14 described therein and compatibility (e.g., the Examiner’s finding that no resonant converter needs to be adapted). Determination, 9. Moreover, as discussed above, at that time the MOSPOWER reference had not been considered by the office in a meaningful and substantive way in a prior proceeding. Accordingly, we are not persuaded of error on this basis. THE SUBSTANTIVE REJECTION The Rejection of Claims 1–3, 5–10, 13–19, 24–26, 28, and 31 under 35 U.S.C. §103(a) as obvious over Pressman in view of MOSPOWER. Claim 1 reads as noted above. The major components are summed up for convenience here as (1) a DC power source, (2) a non regulating isolation stage with a primary transformer winding circuit with at least one primary winding connected to the source, and a secondary winding circuit coupled to the first winding and having a parallel uncontrolled rectifier connected to the secondary winding controlled in a specified way, and (3) a plurality of non-isolating regulation stages functioning in a specified way. This rejection of claim 1 as presented in the Request was agreed with by the Examiner as presenting a substantial new question of patentability. Determination, 9; Non-Final Act. 3–15 (dated Mar. 15, 2019). Level of Ordinary Skill in the Art The Patent Owner agrees that the level of ordinary skill in the art is adequately reflected by the following standard: a hypothetical person who, in the power electronics field, likely would have a bachelor's degree in electrical engineering and a couple of years of additional experience possibly in graduate school or in industry. Appeal Br. 14 n.5, citing Ex. 45 Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 15 (Declaration of Dr. Martin F. Schlecht (hereinafter “Schlecht Decl.”).12 Dr. Patrizio Vinciarelli also so testifies. Ex. 10 ¶ 6 (hereinafter “Vinciarelli Decl.”).13 We agree and find that the art of record supports such a determination. Pressman Pressman is a textbook that was “[w]ritten for both design engineer and undergraduate with little or no knowledge of the power supply field and the available design alternatives.” Corrected Req. 17, citing Pressman (Preface). The Pressman textbook is divided into three parts: The first part contains chapters 1 and 2, which describe basic building blocks for power supply systems, such as DC/ AC converters and switching regulators. Pressman 1–73. The second part is chapter 3, which describes how to put the building blocks together to form a variety of power supply systems. Pressman 74–104. The third part contains chapters 4–9, which describe in 12 Dr. Schlecht is the named inventor of the ’190 patent and Chief Executive Officer of SynQor, Inc. It could fairly be presumed that he has an interest in the outcome of this proceeding. See, e.g., Exs. 26, 45. Despite this, we find him qualified to testify as to the technical subject matter of this proceeding based upon his education and experience. Ex. 26, passim. We credit his testimony as appropriate herein. 13 Dr. Vinciarelli is CEO of Vicor Corporation. It could also fairly be presumed that he has an interest in the outcome of this proceeding. Ex. 10. Despite this, we find him qualified to testify as to the technical subject matter of this proceeding based upon his education and experience. Id., passim. We also credit his testimony as appropriate herein. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 16 greater detail the construction of various building blocks. Pressman 105– 365; Corrected Req. 16–17. Pressman describes a number of systems that “resemble the arrangement” of components in the claims of the ’190 patent. Corrected Req. 18. Figure 3-3 is reproduced below: Figure 3-3 has an “unregulated input converter” (dc/dc converter). The input converter is isolating, because it uses a transformer (“converter with multiple secondaries”). The outputs of the converter lead to plural non- isolating down-converter switching regulators (called “series switching postregulators”). Accordingly, Pressman teaches a “single isolation stage to drive multiple regulation stages.” Corrected Req. 19 Figure 3-4 B is reproduced below: Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 17 Figure 3-4 B is a step block diagram of a preregulated converter Pressman also states that Figure 3-3 can be used with only one secondary winding. Specifically, that “[t]he schemes of Figs. 3-3 and 3-4 can be used with only one transformer secondary winding and one filter capacitor to generate a multiplicity of different output voltages at high efficiency as shown in Fig. 3-4B.” Pressman 83. In other words, Pressman describes a combination of Figures 3-3 and 3-4B noted above, configured as having one winding and filter, as illustrated below. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 18 The Figure is a Block Diagram of a combination of Pressman Figures 3-3 and 3-4 B; Final Act. 4. It bears noting that there is more than one change to arrive at this above alternative embodiment. In addition to combining Figures 3–3 and 3– 4 B, the pre-regulator is dropped from between the DC power source and converter in Figure 3–4. Our reviewing court has previously weighed in on the description of the Pressman reference. In a prior decision on a related patent, the court determined such a further embodiment exists, “an alternative embodiment of Figure 3-4(B) which omits a pre-regulator and adopts Figure 3-3’s front end. This alternative embodiment would be a non-regulating isolation stage.” See, Vicor I,* 9. (Exhibit 13, 4). We reference this embodiment as the “Pressman Alternative Embodiment” hereinafter. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 19 MOSPOWER The MOSPOWER Applications Handbook is a 1984 textbook. The Handbook is said to serve as “a source of detailed, up-to-date information on device characteristics and circuit applications” of power MOSFETs. MOSPOWER, p. xiii. As explained in the Handbook: The book is divided into four sections. Chapters 1 through 3 discuss the basic operation of MOSFETs. Chapters 4 and 5 deal with the practical problems of using MOSFETs from a device point of view. Chapter 6 is a collection of applications examples selected to demonstrate how to use MOSFETs from a circuit point of view. Chapter 7 provides an introduction to the testing and reliability of MOSFETs.” Id. In Chapter 5, MOSPOWER discusses using power MOSFETs in rectification circuits. MOSPOWER explains that using power MOSFETs for rectification will be more efficient than using diode rectifiers: The efficiency penalty imposed by the offset voltage inherent in Schottky and pn junction diodes has been a perennial thorn-in-the- paw for designers of low voltage, high current power supplies. Recent power MOSFET design advances allow designers to economically replace Schottky diodes and provide higher conversion efficiency in many applications. Using power MOSFETs will remove that thorn. MOSPOWER 5–69. One figure of MOSPOWER is Figure 11 (a) illustrating a DC-DC converter. It is reproduced below: Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 20 Figure 11(a) is a schematic diagram of a DC-DC converter with multiple rectifiers It is worth noting that the incoming voltage source is regulated by a pulse-width modulator; the figures cited to us occasionally omit this. The Rejection The Examiner has found that Pressman discloses a power converter system with a DC power source as shown in the Figure representing the Pressman Alternative Embodiment, which as noted above is a combination of Fig. 3-3 and Fig. 3-4B of Pressman. Indeed, the Examiner found this to be mandated in Vicor I. See Final Action, Mar. 15, 2019, 3. The circuit blocks “rfi Line Filter” and “Rectifiers and Filter” on the left are found by the Examiner to function as a DC power source, while the circuit blocks on the right are found to describe a non-regulating isolation stage. Id.; see combination of Pressman Figures 3-3 and 3-4 B, above. These comprise the first two elements of claim 1. Id. at 3–4. The Examiner has additionally found that one of the implemented details of the Pressman “dc/dc Converter with Single Secondary” and “Rectifier and Filter” circuit blocks of the Pressman’s Alternative Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 21 Embodiment is shown in Figure 2-1 of Pressman at page 35. Id. at 5. The Examiner has further found that the circuit (Figure 2-1 of Pressman, reproduced below) teaches a primary transformer winding circuit having at least one primary winding Np connected to the source. Id. Figure 2-1 is an electronic schematic of a primary transformer winding circuit. The Examiner has additionally found that Figure 2-1 of Pressman discloses a secondary transformer winding circuit having at least one secondary winding Ns coupled to the at least one primary winding. Act. 5. The Examiner has also found that Pressman does not disclose the plural controlled rectifiers, each having a parallel uncontrolled rectifier and each connected to a secondary winding, each controlled rectifier being turned on and off in synchronization with the voltage waveform across a primary winding to provide an output, each primary winding having a voltage waveform with a fixed duty cycle and transition times which are Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 22 short relative to the on-state and off-state times of the controlled rectifiers as called for in claim 1. Id. The Examiner has further found that the claimed plural controlled rectifier configuration is well known to an ordinarily skilled artisan in the related art. The Examiner specifically references the MOSPOWER Applications Handbook as teaching this circuit. We are directed to Figure 11 (a) at page 5–73 (chapter 5, page 73) as evidence that such a circuit is well known. Id. Figure 11(a) of MOSPOWER(Original) is a circuit diagram of a buck derived current-fed converter The Examiner has found that Figure 11(a) of MOSPOWER teaches a primary transformer winding circuit having at least one primary winding connected to the source Vin, a secondary transformer winding circuit having at least one secondary winding coupled to the at least one primary winding and having plural controlled rectifiers, each having a parallel uncontrolled rectifier and each connected to a secondary winding, each controlled rectifier Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 23 being turned on and off in synchronization with the voltage waveform across a primary winding to provide an output, each primary winding having a voltage waveform with a fixed duty cycle and transition times which are short relative to the on-state and off-state times of the controlled rectifiers. Id. at 6. The Examiner has concluded that it would have been obvious to a person with ordinary skill in the art at the time the invention was made to use the circuit taught in MOSPOWER to implement the “dc/ac Converter with Single Secondary” and “Rectifier and Filter” block circuits in the modified figure taught in Pressman. Id. As evidence thereof, the Examiner points to MOSPOWER explicitly teaching the advantages of using the circuit. Specifically: The demand for low cost and high conversion efficiency is fueling the overwhelming acceptance of switched-mode power supplies (SMPS). To ensure cost-effective design of these inherently high-efficiency supplies, switching frequencies must rise. When MOSPOWER transistors are used as the switching elements in a power supply, the 50 kHz frequency barrier imposed by bipolar transistors is eliminated. Removal of this barrier has allowed SMPS with operating frequencies up to 500 kHz to be constructed. At these higher frequencies, the size of the magnetic and capacitive component.s is decreased and the switching losses are lower.” Id. at 6–7, citing MOSPOWER 5–95. The Examiner additionally finds, as regards the functioning of the rectifiers, that each controlled rectifier is turned on and off in synchronization with the voltage waveform across a primary winding to provide an output, each primary winding having a voltage waveform with a fixed duty cycle, and transition times which are short relative to the on-state Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 24 and off-state times of the controlled rectifiers. Specifically, this is because MOSPOWER teaches to turn each controlled rectifier ON for an ON-state time and OFF for an OFF-state time, as illustrated in MOSPOWER Figure 11, reproduced below. Id. at 7. MOSPOWER Partial Figure 11 (b) is a graphical illustration of converter duty cycles MOSPOWER, 5-73. In Figure 11(b) above, the V1 and V2 waveforms are found to drive each controlled rectifier ON and OFF. Final Act. 7. The Examiner has also found that the voltage waveforms across all the windings are synchronized because they are inductively coupled to one another and the output of the controlled rectifiers provides a nonregulated, isolated DC output because control voltages applied to switches in the primary winding have 50 % cycle and it is inductively coupled. More specifically, Figure 11(b) above was found to show that the transitions of the synchronous rectifier gates are short relative to the on-state and off-state times. Id. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 25 The Examiner acknowledges that, although the transition times in Figure 11(b) are not directly the “transition times of the primary side voltage waveform,” they are nonetheless representative of the transitions in the primary-side waveform. This is said to be so because the waveforms in Figure 11(b) are driven by the circuit in Figure 13, which uses the auxiliary secondary windings. Id. The auxiliary secondary windings are found to be inductively coupled to the primary winding, and thus the auxiliary secondary winding voltage waveform is the same as the primary side voltage waveform. Thus, the duty cycle, frequency and relative length of the transition times of the primary- side voltage waveform are found to be reflected in Figure 11(b). Id. Finally, the Examiner has found that Pressman Figure 3–4 above describes the plurality of non-isolating switching regulators (“switching postregulators”) Id. at 8, concluding that the claimed subject matter would have been obvious to one of ordinary skill in the art at the time the invention was made. Id. The Appeal The Patent Owner asserts (among others) two major errors in the Examiner’s stated case of obviousness. First, the rejection is said to not set forth any evidence or rationale to support the conclusion that a person of ordinary skill in the art would have combined the references to arrive at the claimed invention. Appeal Br. 33–34. According to the Patent Owner, the evidence shows that there are multiple reasons why a person of ordinary skill in the art would not have combined the Pressman Alternative Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 26 Embodiment with figures 11(a) and 13 of MOSPOWER (or substituted the diodes D1/D2 with controlled rectifiers). Id. Second, the Patent Owner also asserts hindsight, in that it asserts that the rejection impermissibly uses the ’190 patent claims as a road map to pick and choose portions of disparate references and circuits, and disregards what a person having ordinary skill in the art would have understood at the time of the invention—including what the actual references would have taught. Appeal Br. 34. Motivation to Combine Patent Owner further urges in support of its arguments that the stated motivation to combine is lacking because the circuit created by the combination would not work, and the person of ordinary skill in the art would not have any reasonable expectation of success. Appeal Br. 35. We are provided by the testimony of Dr. Martin F. Schlecht, SC D. in support of this contention. Schlecht Decl. Dr. Schlecht is an inventor on the ’190 patent, and as noted before, he has an interest in this proceeding as Chief Executive Officer of SynQor, Inc. Id. ¶ 1. We acknowledge that this fact reduces the probative value Dr. Schlecht’s declaration somewhat. See Ashland Oil, Inc. v. Delta Resins & Refractories, Inc., 776, F.2d 281 (Fed. Cir. 1985) (noting that an expert's interest in the outcome of the case is a factor in assessing the probative value of an expert opinion). Dr. Schlecht testifies that isolation stage created by the Examiner results in a stalemate or a “catch 22” because the synchronous rectifiers are not able to turn off at the end of a half cycle. He further testifies that this is because the voltage across the secondary and auxiliary windings must first Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 27 be changed. He additionally states that these transformer windings’ voltages cannot be changed unless and until the synchronous rectifier is first turned off. Schlecht Decl. ¶¶ l6–27. The consequences of this are said to be a short circuit and potential destruction of components. Id. ¶ 27. SynQor does not point out if Dr. Schlecht testifies as to whether one of ordinary skill in the art would know how to solve this problem or not. The Examiner states in response that, in [c]omparing circuits shown in Figure 2-1 of Pressman and Figure 11 (a) of MOSPOWER, an ordinarily skilled artisan would know that they both perform the same function as a converter. The difference is that D1 and D2 in Figure 2-1 of Pressman configured to function as uncontrolled rectifiers whereas S1 and S2 in Figure 11 (a) of MOSPOWER configured to function as controlled rectifiers. Using these teachings, the Examiner finds that an ordinarily skilled artisan would not have any difficulty in assembling detailed circuit for the “dc/ac Converter with Single Secondary” and “Rectifier and Filter” circuit blocks which require the rectifiers in the circuit blocks configured to function as controlled rectifiers. Ans. 26. Dr. Vinciarelli, in his declaration filed with the Request, testifies that “[i]t would have been obvious to use this non-regulating isolation stage as the non-regulating isolation stage in the alternative embodiment to Fig. 3-4B of Pressman.” Vinciarelli Decl. ¶ 35. The substitution would be as follows: Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 28 The Figure is a block diagram of a substitution of an isolating converter Vinciarelli Decl. ¶ 35. We are not persuaded that it is quite as simple a substitution as both the Examiner and Dr. Vinciarelli state, for the reasons that follow later in this decision. We next turn to Patent Owner’s position that a person of ordinary skill in the art would not be motivated to make the combination because the Pressman Alternative Embodiment has an unregulated isolation stage, while the circuit based on MOSPOWER’s Figure 11(a) because the output voltage of the isolation stage in Fig. 11(a) is regulated. Appeal Br. 35. In response, the Examiner states that “in a 103 rejection there is no requirement for a limitation to be taught in both references. In this instant case, Pressman teaches a non-regulating stage as discussed above, the only issue here is whether it is obvious to replace the uncontrolled rectifiers in Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 29 Pressman with controlled rectifiers.” Ans. 28. This statement is somewhat conclusory in our view and does not explain the issue as to why one of ordinary skill in the art would be motivated make such a change. Moreover, it ignores the voltage input pre-regulator pulse width modulation in MOSPOWER. Patent Owner also asserts that the rejection uses impermissible hindsight to pluck the needed elements from “the sea of prior art” evidenced in part by the fact that MOSPOWER teaches against removing the pre- regulator from the isolation stage of the Figure 11(a) circuit in the first place, which is a necessary prerequisite to combining the modified isolation stage of Figure l l(a) with the Pressman Alternative Embodiment. Appeal Br. 36. More specifically, Patent Owner urges that the rejection takes “two very large and substantial textbooks (each several hundred pages long) and selectively extracts, using the claim limitations as the guide, the component parts needed to meet the claim limitations. The Patent Owner further asserts that the Examiner does so without considering the knowledge of a POSA at the time of the invention or even the relevant teachings in the references themselves, and does so without providing any evidence of motivation for the proposed combination. Appeal Br. 37. We find this argument somewhat compelling. First, we observe that the rejections require an amended construct, to arrive at Pressman’s Figure 3-4(B). The Request starts with Pressman’s Figure 3-3, which is a straightforward, unregulated, isolating input converter having multiple windings with postregulated outputs. Corrected Req. 19. The Request then picks one of those embodiments – only one transformer Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 30 secondary winding – and creates Pressman’s modified Figure 3-3. Id. But there are further modifications. - – The pre-regulator must also be removed. Id. at 21. Support for this is found within Pressman that the pre-regulator is optional. Pressman 82. We are of the view that with these selections, Pressman in fact describes a further modified Figure 3-3. This embodiment, the Pressman Alternative Embodiment, has been determined to exist. But it is one of several embodiments within Pressman. We thus query what drives one of ordinary skill in the art to select it out of Pressman’s textbook to combine with MOSPOWER. We observe that Pressman also teaches that including the pre- regulator makes a two-transistor push-pull dc/ac converter useable. Id., 82– 83. The Request notes that both Pressman and MOSPOWER use push-pull configurations. Request, 69. But several reasons are proffered for removing the MOSPOWER pre-regulator, including it would be made “to match Pressman’s architecture” (Corrected Req. 75), which is somewhat circular logic seemingly driven by the combination itself. Another reason is that the Federal Circuit found the pre-regulator in Pressman to be optional. Id.at 76. Again, this does not support the selection of the circuit for combination with MOSPOWER. These facts cut against the initial incorporation of MOSPOWER’s regulation stage into Pressman. The pre-regulator of MOSPOWER is shown as “PWM” in original Figure 11 (a) reproduced above, at the left. No persuasive reason is given for one of ordinary skill in the art to pick an example with an inconsistent regulator, then delete that regulator simply to Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 31 "match” the regulated output circuit of the Pressman Alternative Embodiment. The Final Office Action also teaches to substitute the secondary winding and the controlled and uncontrolled rectifiers of Figure 13 of MOSPOWER into the combination for Pressman’s rectifier diodes. Figure 13 is an Auxiliary Winding Gate Drive The reasoning for this substitution is that: It would have been obvious to a person with ordinary skill in the art to use the circuit taught in MOSPOWER Applications Handbook to implement the “dc/ac Converter with Single Secondary” and “Rectifier and Filter” block circuits in the modified Fig. taught in Pressman as discussed above. The MOSPOWER Applications Handbook further explicitly teaches advantages of using this circuit as follow. “The demand for low cost and high conversion efficiency is fueling the overwhelming acceptance of switched-mode power supplies (SMPS). To ensure cost-effective design of these inherently high-efficiency supplies, switching frequencies must rise. When MOSPOWER transistors are Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 32 used as the switching elements in a power supply, the 50 kHz frequency barrier imposed by bipolar transistors is eliminated. Removal of this barrier has allowed SMPS with operating frequencies up to 500 kHz to be constructed. At these higher frequencies, the size of the magnetic and capacitive components is decreased and the switching losses are lower.” (MOSPOWER Applications Handbook, p 5-95). Final Act. 6–7. Thus, ultimately, the stated rationale for creating the construct, and replacing the diodes of the modified construct with MOSFETs, is the use of these transistors will increase efficiency at low cost, reduce size, and permit higher frequencies. Patent Owner, on the other hand, asserts that the level of skill in the art and the state of the art would have guided one of ordinary skill in the art away from the claimed combination. Appeal Br. 36. We turn now to the Patent Owner’s evidence thereof, including the challenges with the substitution. Dr. Schlecht, the inventor of the ’190 patent, has provided an extensive declaration, presented in this proceeding as Exhibit 45. In that declaration, he testifies that he has a Doctorate of Science in Electrical Engineering from the Massachusetts Institute of Technology. Ex. 45 ¶ 1. Dr. Schlecht’s first observation is that the constructed circuit including the isolation stage which is a combination of MOSPOWER’s Figures 11(a) and 13 “does not work because it results in a stalemate that causes the synchronous rectifiers to not operate as intended by failing to Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 33 provide a relatively constant dc output voltage. This, in turn, will destroy the components in the circuit.” Ex. 45 ¶ 16. More specifically, Dr. Schlecht testifies that the output capacitor in the contruct will keep the voltage across the top secondary winding positive, and it cannot transition from positive to negative without turning off the top synchronous rectifier. Id. ¶ 25. As a result, he testifies, “[t]he top synchronous rectifier (S 1) is not able to transition to the ‘off’ state until the top auxiliary winding voltage is no longer positive. The positive voltage across the top auxiliary winding is what keeps the top synchronous rectifier (S 1) in the ‘on’state.” Id. ¶ 26. According to Dr. Schlecht: “This results in an impossible stalemate. The Rejection Isolation Circuit is not working as intended. It would likely remain in this state until the output voltage collapses due to the short circuit currents that will flow. The currents could be large enough to damage or destroy the components in the circuit.” Id. ¶ 27. We find this testimony credible, despite Dr. Schlecht’s interest in the outcome. Part of the reason is that it is logical, and part because it is supported by multiple instances of objective evidence, as discussed below. The Examiner responds that “PO conveniently ignores the fact that an ordinarily skilled artisan is not an automation. He would know that any replacement would need some minor adjustments, however, these adjustments would be within a level of one skill in the art.” Ans. 27. We look to Dr. Patricio Vinciarelli’s declaration to see his point of view on making the combination, and to see if he made any adjustments to compensate for any issues with making the combination. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 34 Dr. Vinciarelli testifies that “[a] person of ordinary skill would understand how to drive Ql BASE and Q2 BASE with control circuitry. The waveforms have a switching cycle, which is simply the duration between two high ➔ low transitions or two low➔high transitions . . . .” Id. ¶ 17. He further notes that: [a] person of ordinary skill would understand from Fig. 1l(a) and 1l(b) that the primary side switches are driven with complementary, alternating 50% duty cycle square waveforms across the primary windings, and corresponding waveforms across the secondary windings. Each power MOSFET switch would therefore switch at the same frequency, which is the inverse of the switching cycle, as explained in ¶ 17, above. The switching cycle is divided between times when primary power MOSFET and corresponding secondary controlled rectifiers are ON, and times when they are OFF. Id. ¶ 29. Dr. Vinciarelli also testifies as to some of the design choices to be made when fabricating the circuitry (for example, distinguishing between voltage-fed and current-fed converters and the use of inductors). One telling bit of testimony is that “[p]roper sizing of an inductor for a current-fed topology was well within ordinary skill, and the choice between current-fed and voltage-fed converters was a design choice that could be made within ordinary skill. Id. ¶ 33 Further, he observes that Pressman states that the components in the systems of Chapter 3 are meant to be modular: “All these requirements can be met with different combinations and permutations of the above basic building blocks. Systems can be devised with standard electrically and Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 35 mechanically configured building blocks requiring only a minimum custom circuit change to fit a large variety of applications.” (Pressman, p. 74). A person of ordinary skill would have understood this to mean that blocks within Pressman’s block diagrams could be modularly replaced, and that such replacements required only minimal skill. Id. ¶ 36. We are generally persuaded by the Requester and rejection that one of ordinary skill could implement certain changes and adaptations, but we are left with the factual issue that the capacitor observed by Dr. Schlecht renders the circuit inoperative. And neither the requester nor the rejection noticed or dealt with that problem in a satisfactory manner. Consequently, we agree with Patent Owner that the proposed construct would require additional modifications to make the circuitry work. As noted above, we do not agree that it is a simple substitution as implied by the Examiner and Dr. Vinciarelli. We find persuasive Patent Owner’s contention that “[t]he failure of the circuit to work as intended demonstrates the complexity of utilizing synchronous rectification. . . .” Appeal Br. 41. Patent Owner points out the technical complexity by referencing the ’190 patent itself, which we find also very persuasive objective evidence of the technical complexity of constructing the circuit, including providing detailed and lengthy teachings to solve the problem by using two separate (uncoupled) transformers, with the gate drive of each synchronous rectifier being derived from a winding on the other transformer. Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 36 In other words, the inventor explains in detail the complexity and technical challenges involved in making the circuit work as claimed, and that the modification to Pressman using MOSPOWER proposed by the rejection is more than a simple substitution as the Examiner found. The ’190 patent specifically tells us how to construct a working circuit as in the claimed invention: Notice also the benefit of using two, uncoupled transformers. The voltage across a first transformer can be changed, causing the channel of the MOSFET synchronous rectifier transistor connected to a second transformer to be turned off, before the voltage across the second transformer is made to change. This could not be done if both primary and both secondary windings were tightly coupled in the same transformer since the voltages across all the windings would have to change together. ’190 patent, col. 7, ll. 48–56. We find the reliance of the rejection on the fact that the ’190 patent made the circuit work, therefore the rejection circuit could be made to work, to be particularly unpersuasive. See Final Act. 25–26; Ans. 29–30. We shall not use the inventor’s own work against him. Patent Owner next urges that a person of ordinary skill in the art would not be motivated to use the isolation stage of MOSPOWER Figure 11(a) as a starting point because its output voltage is regulated. Appeal Br. 49. More specifically, Patent Owner asserts that the circuit in MOSPOWER Fig. 11(a) is a converter with a regulation stage followed by an isolation stage, where the output voltage of the isolation stage is regulated. That output voltage is regulated by sensing its output voltage, Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 37 comparing it to a desired value and feeding the error back through a control loop to vary the duty cycle of the pre-regulator which is pulse-width modulation controlled. Appeal Br. 50. We tend to agree with the Patent Owner that the overall logic for removing the MOSPOWER pre-regulator is faulty – that Pressman recommends pre-regulation be removed. We are left with the dilemma of removing something essential for the overall functioning of the two-stage MOSPOWER converter after the combination is made. Appeal Br. 52–53. This also tends to weigh against the conclusion of obviousness. We also are persuaded by the Patent Owner’s observations that the complexity of providing synchronous gate drives is a reason that synchronous rectification was seldom used. Appeal Br. 55, citing John J. Kassakian & Martin F. Schlecht, High-Frequency High-Density Converters for Distributed Power Supply Systems, 76 Proceedings of the IEEE 372 (1988) (Ex. 25-159). Accordingly, we conclude that the combination of Pressman and MOSPOWER alone does not establish a prima facie case of obviousness. We need not reach, at this time, the issue of the voluminous secondary considerations. We simply observe that there is some additional and compelling evidence found therein that further supports the above finding that SynQor’s success in solving the challenge discussed above was significant. For example, in the infringement action SynQor I, a competitor, Artesyn, was found to have sold products that were found to have infringed claims 2, 3, 7, 8, 10, and 19 of the ’190 patent. Reply Br. 13–14. The Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 38 evidence underlying that judgment involved evidence of significant skepticism and praise from a direct competitor for products infringing at least claims 2, 8, and 19 (Br. 84): Q. Was there initial skepticism or surprise in the field to Dr. Schlecht’s claimed IBA inventions? A. Yeah. One of the issues you have when you try and put two converters in series, the conventional wisdom is that, you know, your efficiency is always going to be less, because you take this efficiency, and you put another one, and you multiple the two efficiencies together. They’re always less than one, and so that ultimate number is always usually smaller. But in this invention, the way he’s done it, he’s got that isolation stage so efficient, that that number starts approaching one. And so even if you multiply it by another number here in series with that, you still wind up with a pretty efficient system, comparable or better even in some cases I’ve seen. Testimony of Mr. Mark Rice, Vice President of Artesyn Corporation, defendant in SynQor I. Ex. 25-98, 168:16-169:5. That same competitor acknowledged the difficulties in implementing the invention of the ’190 patent. Exhibit 25-49 is particularly informative when viewed in terms of competitors developing a “second source” to SynQor: Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 39 We find the powerful third party testimony and evidence in the record further supports a conclusion that Pressman and MOSPOWER would not have rendered the claimed subject matter obvious to one of ordinary skill in the art. CONCLUSIONS We have carefully considered the evidence of record, including that of secondary considerations submitted by the Patent Owner. We also have considered the evidence submitted by the Requester in the ’180 Corrected Request and the findings and conclusions of the Examiner in this regard. The weight of the objective evidence, combined with the technical difficulties in implementing the proposed combinations of references adopted from the ’180 Corrected Request by the Examiner, lead us to the Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 40 conclusion that the claims at issue would not have been obvious to one of only ordinary skill in the art at the time the invention was made. The record does not establish that claims 1–3, 5–10, 13–19, 24–26, 28, and 31 would have been obvious to one of ordinary skill in the relevant art at the time of the effective date of the ’190 patent invention. We, therefore, do not sustain the obviousness rejection of these claims. DECISION The rejection of claims 1–3, 5–10, 13–19, 24–26, 28, and 31 under 35 U.S.C. § 103(a) as obvious over Pressman in view of MOSPOWER is reversed. Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 5–10, 13–19, 24– 26, 28, 31 103 Pressman, MOSPOWER 1–3, 5–10, 13–19, 24– 26, 28, 31 REVERSED Appeal 2020-004156 Reexamination Control 90/014,180 Patent No. 7,072,190 41 PATENT OWNER: GREENBLUM & BERNSTEIN, PLC 1950 Roland Clarke Place Reston, VA 20191 THIRD PARTY REQUESTER: SMITH BALUCH LLP (GENERAL) 376 Boylston St, Ste 401 Boston, MA 02116 Copy with citationCopy as parenthetical citation