Sulema B.,1 Complainant,v.Patrick Pizzella, Acting Secretary, Department of Labor, (Occupational Safety and Health Administration), Agency.Download PDFEqual Employment Opportunity CommissionSep 24, 20190120181971 (E.E.O.C. Sep. 24, 2019) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Sulema B.,1 Complainant, v. Patrick Pizzella, Acting Secretary, Department of Labor, (Occupational Safety and Health Administration), Agency. Appeal No. 0120181971 Agency No. CRC-17-06-054 DECISION On May 23, 2018, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s April 20, 2018 final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. ISSUE PRESENTED The issue presented is whether Complainant has shown by a preponderance of the evidence that the Agency subjected her to discrimination and a hostile work environment based on her protected class and in reprisal for her prior protected EEO activity. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Management Analyst/Regional Freedom of Information Act (FOIA) Coordinator at the Agency’s Regional Office in Dallas, Texas. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120181971 2 On December 27, 2016, Complainant initiated EEO Counselor contact. Informal efforts to resolve her concerns were unsuccessful. On February 7, 20172, Complainant filed an EEO complaint alleging that the Agency discriminated against her on the bases of race (African American) and in reprisal for prior protected EEO activity under when: 1. on October 28, 2016, Complainant’s request to telework was denied; 2. on November 30, 2016, Complainant’s request to telework was denied; 3. on December 13, 2016, Complainant’s supervisor failed to respond to her verbal and written requests to meet with him to discuss the details of her participation in an upcoming training that was to be given by her office; 4. on December 14, 2016, when Complainant arrived at a meeting with multiple managers, she was told to leave the meeting and informed that her services as a note taker for the meeting were no longer required; 5. on December 14, 2016, Complainant’s supervisor did not intervene to defend her when a colleague falsely accused her of failing to upload a letter in to the SIMS FOIA system, despite multiple requests to do so; 6. on December 16, 2016, when Complainant was attempting to leave work for a doctor’s appointment, two management officials (and her supervisor, who was present over the telephone) instigated a verbal altercation with her; 7. on December 19, 2016, Complainant’s supervisor directed her to submit a “draft SOP” by December 23, 2016, even though her co-workers had until December 31, 2016 to submit their draft SOPs; 8. on January 10, 2017, after Complainant’s supervisor was promoted to the position of Deputy Regional Administrator (DRA), she learned that she was the only member of her team who was still required to report to him, rather than to the new supervisor of her team; 9. on January 12, 2017, and continuing to the present, her supervisor failed to respond to an e-mail in which she memorialized a meeting at which it was determined that two instances of allegedly deficient performance on her part were in fact, not her fault; 2 Complainant later amended her formal complaint, and the Agency accepted the amended claims on May 1, June 6, July 28, and November 3, 2017. 0120181971 3 10. on January 12, 2017, Complainant learned that her position title was changed; 11. on January 12, 2017, Complainant’s new supervisor told her: (a) that he would sit in on her meetings with the Admin Programs Team, (b) that she would be required to meet with him weekly to discuss her progress on her work, and (c) she would be required to meet with him daily to report on the Freedom of Information Act (FOIA) requests that she has completed; 12. on March 30, 2017, Complainant’s supervisor delayed her career ladder promotion to the GS-12 level, less than a week before she was to become eligible for it; 13. since filing this complaint, her supervisor has scrutinized her work, including the quarterly newsletter with which she was tasked at completing, despite prior newsletters not being scrutinized; 14. on May 10, 2017, Complainant’s request to telework on May 11, 2017, was denied; 15. on June 6, 2017, Complainant’s supervisor announced that he would no longer be accepting formal telework agreements, after Complainant and another African- American female submitted formal telework agreements a few days previously, even though an African-American male and a White female with the same job classification as Complainant’s still have formal telework agreements; 16. on June 14, 2017, Complainant’s supervisor denied her request to telework on June 16, 2017, because he said that he wanted to meet with her on that day, but then, he never met with her; 17. since at least June 14, 2017, and continuing to the present, Complainant’s supervisor has denied her the ability to telework more than once a week, even though White coworkers are allowed to telework more than once a week; 18. on June 19, 2017, Complainant learned that her supervisor would no longer be supervising her team, but would still be supervising her, making her the only member of her team who is still under his supervision; 19. on September 13, 2017, one week after she had returned to work upon recovery from a July 14, 2017 workplace injury, the Acting Supervisor: (a) revoked her Alternative Work Schedule (AWS) schedule, placed her on a fixed schedule of 8:00 a.m. to 4:30 p.m., and forbade her to work a flexible schedule; and (b) told her that she was being “dismissed until further notice” and instructed Complainant to go home; and, 0120181971 4 20. on September 25, 2017, and continuing to the present, Complainant’s supervisor requires her to report her work status/outcome for every single task/assignment that she performs.3 The Agency accepted all claims for investigation as part of Complainant’s hostile work environment claim. However, the Agency dismissed Claim 1 for untimely EEO Counselor contact pursuant to 29 C.F.R. § 1614.107(a)(2). The Agency noted that the discrete event occurred on October 28, 2016, and that Complainant’s December 27, 2016 EEO Counselor contact therefore made it untimely. Furthermore, the Agency determined that there was no persuasive reason to toll the 45-day time frame limitation. The Agency also dismissed Claims 3-6 and 9, as part of the allegations of disparate treatment based on race, for failure to state a claim. The Agency determined that Complainant was not an aggrieved employee. Specifically, the Agency determined that the alleged events Complainant described in Claims 3-6, and 9 (supervisor’s failure to respond to emails and meeting requests, dismissal from a meeting, supervisor’s failure to “defend” her to a colleague, and a verbal altercation with managers) did not cause a harm or loss to her terms, conditions or privileges of employment. Despite the procedural dismissal, all claims were investigated as part of Complainant’s hostile work environment claim. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an EEOC Administrative Judge (AJ). In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). On April 20, 2018, the Agency issued its final decision. The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination and a hostile work environment as alleged. CONTENTIONS ON APPEAL Complainant did not provide any statement or brief in support of her appeal. The Agency provided a detailed appellate brief reiterating the history of the complaint. The Agency stated that Complainant did not provide any persuasive arguments, below or on appeal, to overturn the final Agency decision. The Agency asserted that the final decision is fully supported by the record, and that the Commission should affirm its final decision. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD- 3 Claim 20 was not addressed in the final Agency decision because Complainant withdrew it during the investigation. 0120181971 5 110), at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). We note that the Agency procedurally dismissed Claims 1, 3-6, and 9. Despite the procedural dismissal, the Agency still accepted and investigated those claims in the context of Complainant’s hostile work environment claims. Based on the record, we do not find it necessary to disturb the Agency’s procedural dismissal of Claims 1, 3-6, and 9. Disparate Treatment Complainant alleges that she was subjected to disparate treatment. A claim of disparate treatment is examined under the three-part analysis first enunciated in McDonnell Douglas Corporation v. Green, 411 U.S. 792 (1973). For a complainant to prevail, she must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. McDonnell Douglas, 411 U.S. at 802, n. 13; Furnco Construction Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. St. Mary's Honor Center v. Hicks, 509 U.S. 502 (1993). This established order of analysis in discrimination cases, in which the first step normally consists of determining the existence of a prima facie case, need not be followed in all cases. Where the agency has articulated a legitimate, nondiscriminatory reason for its actions, the factual inquiry can proceed directly to the third step of the McDonnell Douglas analysis, the ultimate issue of whether complainant has shown by a preponderance of the evidence that the agency’s actions were motivated by discrimination. U.S. Postal Service Board of Governors v. Aikens, 460 U.S. 711, 713-714 (1983). Unlawful Harassment Complainant also alleged that she was subjected to unlawful harassment. A harassment claim is examined under the standards set forth in Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). See also Enforcement Guidance on Harris v. Forklift Systems. Inc., EEOC Notice No. 915.002 (Mar. 8, 1994). To establish this claim, a complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or 0120181971 6 creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability. The Supreme Court in Harris explained that an “objectively hostile or abusive work environment [is created when] a reasonable person would find [it] hostile or abusive” and the complainant subjectively perceives it as such. Harris, 510 U.S. at 21-22. Whether the harassment is sufficiently severe to trigger a violation must be determined by looking at all the circumstances, including “the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive utterance; and whether it unreasonably interferes with an employee’s work performance.” Id. at 23. A hostile work environment exists when the workplace is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the condition of the complainant’s employment. See Harris, supra; see also Oncale v. Sundowner Offshore Svcs., Inc., 523 U.S. 75, 78 (1998). With respect to element (5) of a harassment claim, an agency is subject to vicarious liability for harassment when it is created by a supervisor with immediate (or successively higher) authority over the employee. See Burlington Industries, Inc., v. Ellerth, 524 U.S. 742 (1998); Faragher v. City of Boca Raton, 524 U.S. 775 (1998); Enforcement Guidance: Vicarious Liability for Unlawful Harassment by Supervisors, EEOC Notice No. 915.002 (June 18, 1999). Reprisal Complainant also alleges that the Agency retaliated against her. In accordance with the burdens set forth in McDonnell Douglas, and Coffman v. Dep't of Veteran Affairs, EEOC Request No. 05960473 (Nov. 20, 1997), a complainant may establish a prima facie case of reprisal by showing that: (1) she engaged in a protected activity; (2) the agency was aware of the protected activity; (3) subsequently, she was subjected to adverse treatment by the agency; and (4) a nexus exists between the protected activity and the adverse treatment. Whitmire v. Dep't of the Air Force, EEOC Appeal No. 01A00340 (Sept. 25, 2000). Analysis Upon our review of the voluminous evidentiary record, which consists of numerous affidavits and exhibits, and having fully considered and analyzed the Agency’s decision, which recites and addresses each claim and identifies the evidentiary support on which it relied for its alleged actions, we conclude that the preponderant evidence does not establish discriminatory animus.4 4 The record in this case is exhaustive and details numerous incidents in support of the claim. We will not individually address each incident of alleged discrimination. Although the claims will not be individually addressed, all matters which Complainant raised have been considered and viewed in the context of all bases and in the context of disparate treatment and a hostile work environment. 0120181971 7 Complainant’s allegations concern denial of telework requests; training requests; shifting project deadlines; chain of command issues; performance inquiries; position title change; weekly progress meetings; promotion challenges; and performance scrutiny. The record contains very detailed and numerous documents concerning Complainant’s claims. However, despite the volume of documentation, Complainant has failed to show that the claims raised were causally connected to unlawful discrimination on any basis or motivated by discriminatory or retaliatory animus. Even if the claims occurred as alleged, Complainant failed to show that the Agency officials were in any way motivated by discriminatory animus. In addition, many of the actions taken by the alleged discriminating officials were routine managerial actions, denial of telework requests, performance inquiries, and promotion delays, and other managerial decisions based on Agency operations, all of which, absent discriminatory animus, will not be second-guessed by the Commission. Agencies generally have broad discretion to carry out personnel decisions and exercise business judgment. Shapiro v. Soc. Sec. Admn., EEOC Request No. 05960403 (Dec. 6, 1996). Here, Claims 1, 2, 14-17, and 19, regard Complainant’s claims regarding the denial of telework requests. Complainant asserted that her prior EEO activity and race must have been a factor as the two managers were both previously named as responsible management officials (RMO) in prior EEO complaints, and are both White. However, the record demonstrated that the Assistant Regional Administrator for Administrative Programs, and the Deputy Regional Administrator (RMO1 and RMO2, respectively) both had legitimate, nondiscriminatory reasons for how the telework requests were handled. For example, in Claims 1 and 2, RMO1 denied the requests due to managerial discretion, and the need for Complainant to be in the office to assist with projects, tasks, and deadlines that are difficult to handle while teleworking. Complainant had argued that in neither incident was her physical presence necessary. In those incidents, RMO1 made the managerial decision that it was best for Complainant to be on hand in case she was needed. This decision was well within a manager’s right to manage business operations. Complainant also alleged in Claim 12 that her career ladder promotion was delayed, less than a week before she was to become eligible for the promotion. Complainant argued that management was clearly holding her promotion back based on her race and her prior EEO activity. Complainant stated that she was eligible for a promotion on April 5, 2017, and that since her performance was Satisfactory, there was no reason to delay her promotion. Here, the record demonstrated that the Assistant Regional Administrator of the Whistle Blower Programs (White) (RMO3) felt that Complainant was performing well, but he wanted an additional time to fully evaluate Complainant’s performance as she had recently transitioned to his team. RMO3 also noted that around the time of her transition to his team, new performance standards had been set in place. RMO3 wanted to ensure that Complainant would perform at the GS-12 level, and therefore wanted the additional evaluation time. The record also demonstrated that the Agency does not provide automatic career ladder promotions, and an employee must clearly demonstrate the ability to perform at the higher-grade level prior to his/her promotion. 0120181971 8 Ultimately, Complainant received her promotion retroactive to April 30, 2017. Based on the record, we find that the reasons provided for the extended evaluation period constituted a legitimate, nondiscriminatory reason. Despite the detailed record, Complainant has failed to show that the Agency’s legitimate, nondiscriminatory reasons were pretext for discrimination. Pretext inquiry is not concerned with bad judgment, impeccability, dislike, or a mistake. Marvin W. v. Dep’t of Homeland Security, EEOC Appeal No. 0120170438 (Dec. 12, 2018). The question is not whether the agency made the best, or even a sound, business decision; it is whether the real reason is discrimination. Mere assertions or conjecture that an agency’s explanation is a pretext for intentional discrimination is insufficient because subjective belief, however genuine, does not constitute evidence of pretext. The focus of pretext inquiry is whether an agency’s actions were motivated by discriminatory animus. Further, at all times the ultimate burden of persuasion remains with Complainant to demonstrate by a preponderance of the evidence that the Agency was motivated by prohibited discrimination. Complainant has not done so in this regard. Regarding Complainant’s various claims supporting her hostile work environment claim, such as being falsely accused of wrongdoing, being yelled at, having different deadlines than her White peers, and having a different chain of command from her peers, we find that none of the examples provided, alone or all together, provide evidence of a pervasively hostile work environment. For example, in Claim 6, Complainant asserted that three management officials instigated a verbal altercation with her. The management officials each provided an affidavit testifying that Complainant was argumentative, repeatedly refused the work task, and left before completing the assignment. Even if we viewed the situation in favor of Complainant, there is insufficient evidence to demonstrate that management chose to instigate altercations with Complainant in an effort to subject her to a hostile work environment. Based on the record, it was apparent that there was miscommunication over Complainant’s responsibilities regarding the task, and that while she had approved leave for the day, those involved in the altercation were unaware of this fact. We note that the discrimination statutes are not a civility code. What is prohibited is “behavior so objectively offensive as to alter the conditions of the victim’s employment.” Oncale, 523 U.S. at 81. We are mindful that the discrimination statutes do not create a right to work in a pleasant environment, merely one that is free from discrimination. As a result, employees may experience unprofessional, inappropriate, and disrespectful treatment. Based on the record, aside from common workplace matters, there were no incidents that would demonstrate that Complainant was subjected to a hostile work environment. In the instant matter, the record demonstrates that Complainant had a contentious relationship with her superiors. However, the incidents do not demonstrate that Complainant was subjected to a legally hostile work environment, discrimination, or retaliation. In sum, the evidence does not support a finding of discrimination on any basis, the presence of discriminatory animus, or the existence of a hostile work environment. 0120181971 9 The Commission notes that a finding of a hostile work environment is precluded by our determination that Complainant failed to establish that any of the actions taken by the Agency were motivated by discriminatory animus. See Oakley v. U.S. Postal Service, EEOC Appeal No. 01982923 (Sept. 21, 2000). CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed or referenced herein, we AFFIRM the Agency’s finding that it did not discriminate against Complainant as alleged. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. 0120181971 10 Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Carlton M. Hadden, Director Office of Federal Operations September 24, 2019 Date Copy with citationCopy as parenthetical citation