Sovena U.S.A. Inc.Download PDFTrademark Trial and Appeal BoardOct 5, 2009No. 76599644 (T.T.A.B. Oct. 5, 2009) Copy Citation Mailed: Oct. 5, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Sovena U.S.A. Inc. ________ Serial No. 76599644 _______ Mary Helen Sears for Sovena U.S.A. Inc. Florentina Blandu, Trademark Examining Attorney, Law Office 117 (Loretta C. Beck, Managing Attorney). _______ Before Hairston, Grendel and Holtzman, Administrative Trademark Judges. Opinion by Grendel, Administrative Trademark Judge: Sovena U.S.A. Inc., (applicant) seeks registration on the Principal Register of the mark PARADISE (in standard character form) for goods identified in the application as “imported and domestic olive oil and vegetable oils,” in Class 29.1 1 Serial No. 76599644, filed on June 29, 2004. The application is based on use in commerce under Trademark Act Section 1(a), 15 U.S.C. §1051(a). May 18, 1950 is alleged in the application to THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser. No. 76599644 2 The Trademark Examining Attorney has issued a final refusal of registration on the ground that applicant’s mark, as applied to the goods identified in the application, so resembles the mark CHEF’S PARADISE depicted below, previously registered on the Principal Register for numerous goods specifically including “olive oil” in Class 29,2 as to be likely to cause confusion. Trademark Act Section 2(d), 15 U.S.C. §1052(d). Applicant has appealed the final refusal. Applicant filed an appeal brief and, with the Board’s permission, a supplemental appeal brief. The Trademark Examining Attorney then filed her brief. After careful consideration of the evidence of record and the arguments of counsel, we affirm the refusal to register. be the date of first use of the mark anywhere and the date of first use of the mark in commerce. 2 Reg. No. 2685700, issued on February 11, 2003 from an application filed on October 10, 2001. Section 8 affidavit accepted; Section 15 affidavit acknowledged. Ser. No. 76599644 3 Initially, we sustain the Trademark Examining Attorney’s objection, made in her brief, to the evidence submitted by applicant for the first time with its appeal brief and its supplemental brief. This evidence is untimely and shall not be considered. See Trademark Rule 2.142(d), 37 C.F.R. §2.142(d). If applicant wished to submit additional evidence after the filing of the notice of appeal, applicant should have requested that the Board suspend the appeal and remand the application for consideration of the additional evidence. Id.3 We turn now to the Section 2(d) refusal. Our likelihood of confusion determination under Section 2(d) is based on an analysis of all of the facts in evidence that are relevant to the factors bearing on the likelihood of confusion issue (the du Pont factors). See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 3 It appears from applicant’s arguments that much of the untimely evidence consists of printouts from its own website and the registrant’s website which, according to applicant, demonstrate the differences in which the respective marks are actually used in the marketplace on labels etc. We note generally that this evidence would have been irrelevant even if properly submitted, because our likelihood of confusion determination in this case determining the registrability of applicant’s mark must be based solely on the marks as they are set forth in the application and the registration, respectively. See Kimberly-Clark Corporation v. H. Douglas Enterprises, Ltd., 774 F.2d 1144, 227 USPQ 541 (Fed. Cir. 1985); Vornado, Inc. v. Breuer Electric Mfg. Co., 156 USPQ 340 (CCPA 1968); Hercules Inc. v. National Starch and Chemical Corp., 223 USPQ 1244 (TTAB 1984). Ser. No. 76599644 4 1973). See also Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003); In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). In each case, we need consider and weigh only those factors as to which there is pertinent evidence of record. See In re Majestic Distilling Co., 315 F.3d at 1315, 65 USPQ2d at 1204 (“Not all of the DuPont factors may be relevant or of equal weight in a given case, and ‘any one of the factors may control a particular case,’” quoting In re Dixie Restaurants, Inc., 105 F.3d at 1406-07, 41 USPQ2d at 1533; In re National Novice Hockey League, Inc., 222 USPQ 638 (TTAB 1984). In this case, we note that applicant has discussed essentially all of the du Pont factors, so we shall do likewise, albeit summarily as to some of the factors. Because applicant’s arguments on several of the du Pont factors are based in part on the alleged dealings between applicant and registrant, we shall begin our analysis with the tenth du Pont factor regarding the market interface between applicant and registrant. We note that this appeal was suspended by the Board on August 7, 2006 on applicant’s motion, pending the outcome of a cancellation Ser. No. 76599644 5 proceeding (Cancellation No. 92046118) applicant had filed against the registration cited by the Trademark Examining Attorney in this appeal as a Section 2(d) bar to registration of applicant’s mark. Applicant’s petition to cancel was dismissed with prejudice on January 2, 2009, and this appeal was resumed by order of the Board dated January 26, 2009. Applicant, in its supplemental appeal brief filed after resumption of the appeal, contends (without timely proof, as noted above) that during the course of the cancellation proceeding, applicant and registrant had arrived at a final draft of a coexistence agreement to settle the proceeding in which the parties agreed, inter alia, that there had been no actual confusion between the marks, that confusion was unlikely to occur, that the parties would undertake measures that would preclude any such confusion, and that registrant would consent to applicant’s registration of its mark. However, the agreement was never finalized because, according to applicant, the parties could not agree on the issue of attorneys’ fees. However, applicant contends that the parties’ final draft agreement on the merits of the dispute shows that registrant believes that there is no likelihood of Ser. No. 76599644 6 confusion between the parties’ marks. We are not persuaded. We note that when applicant attempted to withdraw the petition to cancel without prejudice subject to registrant’s future compliance with the substantive provisions of the draft agreement, registrant did not consent to such withdrawal. In view of that lack of consent from registrant, the Board dismissed the cancellation with prejudice pursuant to Trademark Rule 2.114(c), 37 C.F.R. §2.114(c). In short, we find that these facts do not support a finding that registrant has admitted or believes that there is no likelihood of confusion, or that registrant has consented to the issuance to applicant of the unrestricted registration applicant seeks. We will not assume such belief or consent on registrant’s part. See In re Association of the United States Army, 85 USPQ2d 1264 (TTAB 2007); In re Opus One Inc., 60 USPQ2d 1812 (TTAB 2001). For these reasons, we find that the tenth du Pont factor regarding the market interface between the applicant and registrant is neutral in this case. We also reject as unfounded applicant’s stated reliance, with respect to other of the du Pont factors discussed below, on registrant’s alleged belief that confusion is unlikely. Ser. No. 76599644 7 We turn now to the first du Pont factor, which requires us to determine the similarity or dissimilarity of the marks when viewed in their entireties in terms of appearance, sound, connotation and commercial impression. Palm Bay Imports, Inc., supra. The test, under the first du Pont factor, is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression that confusion as to the source of the goods offered under the respective marks is likely to result. The focus is on the recollection of the average purchaser, who normally retains a general rather than a specific impression of trademarks. See Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106 (TTAB 1975). Furthermore, although the marks at issue must be considered in their entireties, it is well-settled that one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re Chatam International Inc., 380 F.3d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004); In re National Data Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985). Finally, in cases such as this (see discussion below), where the applicant’s goods are identical to the goods in Ser. No. 76599644 8 the cited registration, the degree of similarity between the marks which is required to support a finding of likelihood of confusion is less than it would be if the goods were not identical. Century 21 Real Estate Corp. v. Century Life of America, 970 F.2d 874, 23 USPQ2d 1698 (Fed. Cir. 1992). Applying these principles in the present case, we find as follows. First, we find that the only significant difference between applicant’s mark PARADISE (in standard character form) and the cited registered mark CHEF’S PARADISE (in slightly stylized form) is the presence of the word CHEF’S in the cited registered mark. The stylization of the cited registered mark (i.e., the basic script font and the simple rectangular black background element) is too slight to significantly distinguish the marks. Moreover, because applicant seeks to register its mark in standard character form, any such registration would entitle applicant to display the mark in any reasonable manner, including the slightly stylized manner in which the registered mark is displayed. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000). Next, we find that the word PARADISE in both marks is highly distinctive as applied to the goods at issue here, being at best only slightly suggestive of the high quality Ser. No. 76599644 9 of the goods. PARADISE comprises the whole of applicant’s mark, and we find that it is the dominant feature in the commercial impression created by the cited registered mark. This is because, as applied to food products, the word CHEF’S would be seen as merely a highly suggestive modifier of the distinctive word PARADISE. For this reason, we accord more weight to the word PARADISE in the registered mark in our comparison of applicant’s and registrant’s marks. See In re Chatam International Inc., supra. Comparing the marks in terms of appearance, we find that they are differentiated only by the presence of the word CHEF’S in the cited registered mark. As noted above, the slight stylization of the cited registered mark does not significantly distinguish the marks in terms of appearance. Thus, although the marks are not identical in terms of appearance, we find that they are similar due to the presence of the word PARADISE in both of them. In terms of sound, the only difference between the marks is the presence of the word CHEF’S in the cited registered mark. Although the marks thus are not identical in terms of sound, we find them to be similar due to the presence in both marks of the word PARADISE. In terms of connotation, we find that the presence of the possessive modifier CHEF’S in the cited registered mark Ser. No. 76599644 10 lends a slightly different connotation to the cited registered mark, in that it suggests a paradise inhabited or enjoyed by a chef, i.e., a “chef’s paradise.” However, we find that the similarity in connotation resulting from the presence of the highly distinctive word PARADISE outweighs any difference in connotation resulting from the presence of the word CHEF’S in the cited registered mark, a word which is highly suggestive as applied to the goods. Both marks connote a “paradise.” In terms of overall commercial impression, we find, again, that the marks are similar because they both evoke the distinctive concept “paradise.” This fundamental similarity in the source-indicating commercial impression created by both marks is not altered by the presence in the cited registered mark of the highly suggestive word CHEF’S. Even if purchasers, with their imperfect recollections, notice and recall that one of the marks includes the word CHEF’S as a possessive modifier of PARADISE, they certainly will recall that both marks include the distinctive word PARADISE. For all of these reasons, we find that applicant’s mark PARADISE and the cited registered mark CHEF’S PARADISE are similar when viewed in their entireties. As noted above, in cases where the goods are identical (as they are Ser. No. 76599644 11 here; see below), the degree of similarity between the marks which is required to support a finding that the marks are similar under the first du Pont factor declines. We find that applicant’s mark and the cited registered mark, when applied to identical goods, are sufficiently similar that the first du Pont factor clearly weighs in favor of a finding of likelihood of confusion in this case. We turn next to the second du Pont factor, which requires us to determine the similarity or dissimilarity of the goods as identified in the application and in the cited registration, respectively. “Likelihood of confusion may be found based on any item that comes within the identification of goods in the involved application and registration.” In re La Peregrina Ltd., 86 USPQ2d 1645, 1647 (TTAB 2008). In comparing the goods identified in the application and in the cited registration, respectively, “…it is the identification of goods that controls, not what extrinsic evidence may show about the specific nature of the goods. ... An applicant may not restrict the scope of the goods covered in the cited registration by argument or extrinsic evidence.” Id., 86 USPQ2d at 1646. Applicant’s goods as identified in the registration are “imported and domestic olive oil and vegetable oils.” The goods identified in the cited registration include Ser. No. 76599644 12 “olive oil.” We find that these respective goods are identical. The second du Pont factor weighs in favor of a finding of likelihood of confusion in this case. Under the third du Pont factor, we consider evidence pertaining to the trade channels in which the respective goods, as identified, are marketed. Because applicant’s “olive oil” and registrant’s “olive oil” are identical goods, we presume that they are or could be marketed in identical trade channels. In re Smith & Mehaffey, 31 USPQ2d 1531 (TTAB 1994). Moreover, there are no trade channel restrictions or limitations in either applicant’s identification of goods or registrant’s identification of goods as to “olive oil,” and we therefore must presume that the goods are or could be marketed in all normal trade channels for such goods. In re Elbaum, 211 USPQ 639 (TTAB 1981). Applicant’s argument that it actually or currently markets its olive oil only in bulk to wholesalers or to large institutional food service customers, while registrant currently markets its goods only through a single retail store in Los Angeles, California, is unavailing. The third du Pont factor weighs in favor of a finding of likelihood of confusion in this case. Under the fourth du Pont factor, we consider evidence pertaining to the conditions under which the goods are Ser. No. 76599644 13 purchased. We find that olive oil is an ordinary consumer item sold at supermarkets or other food retailers, which is purchased by ordinary consumers without a great deal of care which might mitigate the likelihood of confusion. Applicant’s contention that its actual customers are wholesalers and institutions which would be knowledgeable and careful purchasers is unavailing, given the absence of any such purchaser restrictions in applicant’s identification of goods. Moreover, it is well-settled that even sophisticated purchasers who are knowledgeable as to the goods are not necessarily knowledgeable in the field of trademarks or immune to source confusion arising from the use of confusingly similar marks on or in connection with identical goods. See Giersch v. Scripps Networks Inc., 90 USPQ2d 1020 (TTAB 2009); In re Wilson, 57 USPQ2d 1863 (TTAB 2001); In re Decombe, 9 USPQ2d 1812 (TTAB 1988). For these reasons, we find that the fourth du Pont factor weighs in favor of a finding of likelihood of confusion in this case. Under the fifth du Pont factor regarding fame of the prior mark, applicant notes that there is no evidence that the cited registered mark is famous. However, it is settled that the absence of such evidence is not particularly significant in the context of an ex parte proceeding. See In re Thomas, 79 USPQ2d 1021, 1027 n.11 Ser. No. 76599644 14 (TTAB 2006). Moreover, “[i]t is not necessary that a registered mark be famous to be entitled to protection against a confusingly similar mark.” In re Big Pig Inc., 81 USPQ2d 1436, 1439 (TTAB 2006). We find that the fifth du Pont factor is neutral in this case. Under the sixth du Pont factor, as applicant notes, there is no evidence of any use by third parties of similar marks on similar goods. We find that the sixth du Pont factor therefore is neutral in this case. We consider next the seventh du Pont factor (nature and extent of any actual confusion) and the related eighth du Pont factor (extent of the opportunity for actual confusion). Applicant asserts that it is not aware of any instances of actual confusion in the marketplace between applicant’s mark and registrant’s mark despite fifteen years of contemporaneous use. However, “[t]he fact that an applicant in an ex parte case is unaware of any instances of actual confusion is generally entitled to little probative weight in the likelihood of confusion analysis, inasmuch as the Board in such cases generally has no way to know whether the registrant likewise is unaware of any instances of actual confusion...” In re Opus One Inc., 60 Ser. No. 76599644 15 USPQ2d at 1817.4 Moreover, “[i]t should also be noted that competent evidence of actual confusion is difficult to come by where as here both applicant and registrant may be performing their respective activities in a commendable or exemplary fashion.” In re Opus One, 60 USPQ2d at 1818, quoting from In re Richard Bertram & Co., 203 USPQ 286, 291 (TTAB 1979). In any event, even if there is no evidence of actual confusion under the seventh du Pont factor, there likewise is no basis on this record for finding, under the related eighth du Pont factor, that there has been a significant opportunity for actual confusion to have occurred. That is, there is no competent evidence that the nature and extent of applicant’s and registrant’s actual use of their marks in the marketplace, including the extent of geographical overlap, has been so substantial as to render the apparent absence of actual confusion legally significant. See In re Thomas, 79 USPQ2d at 1028; In re Continental Graphics Corp., 52 USPQ2d 1377 (TTAB 1999); Gillette Canada, Inc. v. Ranir, 23 USPQ2d 1768 (TTAB 1992). 4 As noted above in connection with the tenth du Pont factor, we reject as unfounded on this record applicant’s assumption that registrant necessarily is unaware of any instances of actual confusion. Ser. No. 76599644 16 Applicant itself contends that there has been no such actual overlap in the marketplace. In short, the fact (under the seventh du Pont factor) that there apparently has been no actual confusion must be considered together with the fact (under the eighth du Pont factor) that there apparently has been no significant opportunity for actual confusion to have occurred. In these circumstances, we find that the seventh and eighth du Pont factors pertaining to the issue of actual confusion are essentially neutral in this case. There is no evidence in the record pertaining to the ninth du Pont factor, i.e., the variety of goods. We find that the ninth du Pont factor is neutral in this case. Under the eleventh du Pont factor, we consider evidence pertaining to the extent to which applicant has a right to exclude others from use of its mark on its goods. Applicant argues (again, without timely proof) that its predecessor in interest first began using the mark on the goods in 1950 and that the mark has been used continuously since then. Applicant argues that respondent’s predecessor also owned a registration (Reg. No. 1962751, issued on March 19, 1996), of the same PARADISE mark for the same goods covered in applicant’s current application, which was cancelled on December 21, 2002 due to an allegedly Ser. No. 76599644 17 inadvertent failure to file a Section 8 affidavit. Based on these facts, applicant states that it “believes that as a matter of law ... it has the right to exclude others from using ‘Paradise’ alone as a trademark for edible oil products.” (Applicant’s supplemental brief at 9.) Contrary to applicant’s argument, applicant’s predecessor’s ownership of a now-cancelled registration of the mark does not establish applicant’s right to exclude others from use of the mark. A cancelled registration is not entitled to any of the statutory presumptions of Section 7(b) of the Trademark Act, including the presumption of an exclusive right to use the mark. See In re Ginc UK Ltd., 90 USPQ2d 1472 (TTAB 2007); In re Hunter Publishing Co., 204 USPQ 957 (TTAB 1979).5 Nor does applicant’s assertion of a long period of common-law use of its mark suffice in itself to establish in this case that 5 Several times in its brief, applicant contends that by filing its current application it is seeking merely to “reregister” its mark. However, as the Board stated in In re Ginc Uk Ltd., 90 USPQ2d at 1480: Nor does applicant's cancelled registration justify registration of its current application. A cancelled registration is not entitled to any of the statutory presumptions of Section 7(b) of the Trademark Act. See, e.g., In re Hunter Publishing Company, 204 USPQ 957, 963 (TTAB 1979) (cancellation “destroys the Section [7(b)] presumptions and makes the question of registrability ‘a new ball game’ which must be predicated on current thought.”). Ser. No. 76599644 18 applicant has any significant right to exclude others from use of the mark. For these reasons, we find that the eleventh du Pont factor is neutral in this case. Under the twelfth du Pont factor (the potential for confusion, i.e., whether de minimis or substantial), we find that the goods involved here are the type of goods that would be marketed to and purchased by significant numbers of ordinary purchasers, and that the potential for confusion therefore cannot be deemed to be de minimis. The twelfth du Pont factor is neutral, at best. Having considered all of the evidence of record as it pertains to the du Pont likelihood of confusion factors, we conclude that a likelihood of confusion exists. In particular, we conclude that applicant’s mark is similar to the cited registered mark, such that confusion is likely to result from contemporaneous use of the marks on the legally identical goods identified in the application and registration (“olive oil”), which we presume to be marketed in legally identical trade channels and to the same classes of purchasers, including to ordinary consumers shopping for this inexpensive food product. We have considered applicant’s arguments to the contrary (including any arguments not specifically discussed in this opinion), but we find them to be Ser. No. 76599644 19 unpersuasive. To the extent that any doubts might exist as to the correctness of our conclusion that confusion is likely, we resolve such doubts against applicant. See In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687 (Fed. Cir. 1993); In re Hyper Shoppes (Ohio) Inc., 837 F.2d 840, 6 USPQ2d 1025 (Fed. Cir. 1988); and In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289 (Fed. Cir. 1984). Decision: The refusal to register is affirmed. Copy with citationCopy as parenthetical citation