South Central Community Services, Inc.v.William R. WoodDownload PDFTrademark Trial and Appeal BoardAug 18, 2011No. 92048239 (T.T.A.B. Aug. 18, 2011) Copy Citation Mailed: August 18, 2011 Bucher UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ South Central Community Services, Inc. v. William R. Wood ________ Cancellation No. 92048239 against Registration No. 2836536 _______ Julie Nichols Matthews, Shannon T. Harell and Jami A. Gekas of Wildman Harrold Allen & Dixon LLP for South Central Community Services, Inc. William R. Wood, pro se. _______ Before Bucher, Grendel and Wolfson, Administrative Trademark Judges. Opinion by Bucher, Administrative Trademark Judge: South Central Community Services, Inc. (petitioner) has petitioned to cancel the registration owned by William R. Wood (respondent) for the following mark: THIS OPINION IS NOT A PRECEDENT OF THE TTAB Cancellation No. 92048239 - 2 - The parties to this litigation: William R. Wood filed Application Serial Number 78226693 for the composite mark shown above on March 18, 2003, basing the application on use in commerce under Section 1(a) of the Act in connection with services eventually recited as “entertainment services in the nature of a series of on-going television programs in the field of variety shows and lip syncing contests.” Mr. Wood’s specimen of record, however, was simply an advertisement for a lip synching contest held at “Moose McGillycuddy’s Pub & Cafe” in San Diego, CA. Despite the mismatch, the Office did not require a specimen demonstrating use of the claimed design mark in connection with a series of ongoing television programs, and Registration No. 2836536 (the “‘536 mark”) issued to respondent on April 27, 2004. Cancellation No. 92048239 - 3 - Three years later, on April 9, 2007, petitioner filed Application Serial No. 77148623 for the mark Puttin’ On The Hits (in standard character format), claiming use at least as early as March 1, 1986, in connection with “entertainment in the nature of visual and audio performances, and musical, variety, news and comedy shows” in International Class 41. The Office refused registration on the ground that there would be a likelihood of confusion with respondent’s ‘536 mark. Very soon thereafter, on October 2, 2007, petitioner filed the current petition for cancellation, alleging that respondent had ceased using the cited mark many years earlier, was not using the mark as of the petition date, and thus had abandoned the rights, if any, that he may have owned at some earlier date. In the cancellation case at hand, petitioner filed on July 17, 2009 a motion for summary judgment based upon respondent’s abandonment of the mark. Although the motion for summary judgment was denied on November 20, 2009, a panel of this Board found that petitioner had established as a matter of law that respondent had not made use of his claimed mark for the services recited in the registration (e.g., for “a series of ongoing television programs”) for a period in excess of three years subsequent to the date of Cancellation No. 92048239 - 4 - registration.1 This finding is now law of the case. Furthermore, this prima facie showing of abandonment shifted the burden to respondent to demonstrate that he had an intent to resume use of the mark. Then, on June 3, 2010, the Board granted petitioner’s motion of March 16, 2010, to amend its petition for cancellation to include a claim of non-use. Finally, the record shows that Registration No. 2836536 was cancelled under Section 8 of the Trademark Act on December 3, 2010.2 Nonetheless, both parties have requested, in response to a show cause order of the Board, that the Board issue a judgment on the merits of the amended petition to cancel based upon the claims of non-use and abandonment. The record: Petitioner introduced the testimony of Dr. Felicia Blasingame, Petitioner’s President and Chief Executive 1 The Board explicitly noted that neither the petition to cancel nor the subsequent motion for summary judgment raised the question of whether respondent’s mark was in use as of the filing date of the application or the date of the issuance of the resulting registration. 2 Respondent seems to misapprehend the basic structure of maintaining a registration as set out in Section 8 of the Act. The required declaration during the sixth year of a registration is a statutory mandate in order to keep a registration alive into the seventh year. The subsequent Section 8 declarations timed to match each ten-year renewal under Section 9 represent further averments needed to maintain a registration – not an alternative to the sixth year declaration to be exercised at registrant’s option, as suggested in respondent’s response of December 23, 2010, at p. 2. Cancellation No. 92048239 - 5 - Officer, together with Petitioner’s trial exhibits 1 - 8. Petitioner also introduced the testimony of Mary Wysocki, a paralegal at the offices of petitioner’s counsel, Wildman Harrold Allen & Dixon, together with petitioner’s trial exhibits 9 - 14. Petitioner also filed a Notice of Reliance (November 12, 2010) on: the cancelled registration of the PUTTIN’ ON THE HITS design mark owned by MCA Television, Ltd.; the Trademark Trial and Appeal Board’s earlier order in this proceeding (of November 20, 2009); the California Secretary of State’s “Business Entity Detail” for “Puttin’ on the Hits, Inc.”; an unpublished Ninth Circuit opinion from 1991; certain of respondent’s discovery responses in this proceeding; two dictionary definitions; and correspondence between respondent and third parties produced during discovery. Petitioner’s trial exhibits A - H. Respondent did not submit any testimony, trial exhibits or notices of reliance. In fact, respondent has not introduced a single piece of evidence for consideration at trial. Issues: There are two issues remaining before us in the case at hand: (1) Non-Use: Whether respondent was using the claimed mark at the time of his application and registration; and (2) Abandonment: Alternatively, whether respondent has carried his burden of establishing an intent Cancellation No. 92048239 - 6 - to resume use of the claimed mark subsequent to the issuance of his registration following a period of at least three years of non-use. A Timeline Given the unusual posture of this case, and assuming that readers of this opinion may not be aware of the twists and turns surrounding the history of “Puttin’ on the Hits,” we begin with a timeline of more than twenty-five years of relevant events surrounding this service mark, as follows: 1984 to 1988 The original “Puttin on the Hits” television series was a lip-synching competition that aired on television. MCA Television, Ltd. was the owner of the mark shown at right, and distributed the TV program (co- produced by Chris Bearde and Dick Clark). 3 May 1984 Respondent’s Lip Sinc organization proposed to MCA that respondent would promote the TV series by holding official series auditions, that respondent would provide Dick Clark’s organization with videotapes of the lip synching auditions/local contests, and respondent would receive compensation through the licensing of these promotions. No formal written agreements were ever signed. Relations between the parties terminated after Dick Clark’s representatives became dissatisfied with the referral arrangement. 3 Petitioner’s trial exhibit A. Registration No. 1357275 issued on August 27, 1985, reciting “entertainment services in the nature of a series of television programs,” and based upon claims of first use anywhere and first use in commerce at least as early as January 1, 1984; cancelled January 28, 1992 under Section 8 (sixth year) of the Act; registration was never assigned according to the TARR database reflecting the records of the United States Patent and Trademark Office assignment division. Cancellation No. 92048239 - 7 - Although Dick Clark no longer referred inquiries to respondent, respondent continued to hold out his affiliation with the TV series. November 1, 1985 A cease-and-desist letter issued from counsel for MCA Television, Ltd. to respondent, in which MCA explains that it is “has not ‘endorsed’ any entity to represent [MCA] in lip-sinc contests . . . and [it] certainly has not authorized the use of the [original PUTTIN’ ON THE HITS design mark]” for use in connection with a lip synch contest hosted by Respondent.4 March 1, 1986 Petitioner, South Central Community Services, Inc., a community service organization that was founded in 1970, began using “Puttin’ On The Hits” mark to distinguish its unique charity fundraising shows featuring an array of musical, variety, news and comedy performances, as a way to provide funding for after-school programs and recreational programs for high-risk youth.5 April 22, 1986 Counsel for MCA sent a telegram to a Houston TV/radio company explaining that respondent was “not authorized by MCA nor does it represent MCA in any way.”6 January 7, 1987 Counsel for Dick Clark Productions, in letter to respondent’s attorney: (i) denied the existence of any relationship between Clark and respondent; (ii) stated that respondent falsely represented itself as an exclusive representative for the auditions for its “Puttin on the Hits” television series; (iii) stated that respondent was in no way a joint venturer or partner with Clark’s production of the television program; and (iv) stated that respondent did not create the concept for the TV program.7 4 Petitioner’s trial exhibit H, Letter to Randy Wood, President, Lip Sinc International, Inc. 5 See Blasingame deposition at 12-20; petitioner’s trial exhibit 5 and 7. The record shows that for more than twenty-five years, petitioner has extensively and continuously used the mark in this manner. In recent years, petitioner has raised around $30,000 from ticket sales for each event. Sponsors include firms such as Target Corporation, AT&T and State Farm Insurance. 6 Petitioner’s trial exhibit H, Letter to Bill Vandesand of Taft Television & Radio Co. 7 Petitioner’s trial exhibit H, Letter to G. Byron Jamison, then respondent’s counsel. Cancellation No. 92048239 - 8 - August 28, 1991 The Ninth Circuit Court of Appeals upheld the U.S. District Court’s finding that MCA/Bearde/Clark did not wrongfully deny the existence of any agreement between themselves and respondent.8 March 2003 Respondent has consistently claimed first use anywhere and first use in commerce at least as early as March 2003 of the PUTTIN’ ON THE HITS design mark, and that he has used the mark continuously until the present. March 18, 2003 Respondent filed Application Serial No. 78226693 for the PUTTIN’ ON THE HITS design mark in connection with “entertainment services in the nature of a series of television programs and in market contests and shows,” in International Class 41. July 11, 2003 Respondent files for corporate status with the California Secretary of State.9 August 29, 2003 The assigned Trademark Examining Attorney completes a priority action with respondent qua applicant about amending the recitation of services to make it more definite and requiring a new special form drawing. October 19, 2003 The Trademark Examining Attorney issued a final refusal on respondent’s failure to include the modifier “a series of on-going” before “television programs” in amended recitation of services. Hours later, respondent sent back an email response confirming the services as “ … a series of ongoing television programs …” February 3, 2004 Respondent’s mark was approved for publication (and then published for opposition) although no mention was 8 Respondent’s Lip Sinc organization asserted trademark infringement, unfair competition, unjust enrichment and bad faith denial of contract claims against Dick Clark Productions, Inc. (“Clark”), MCA Television, Ltd. (“MCA”) and Chris Bearde Productions, Inc. (“Bearde”). The district court granted defendant’s motion for summary judgment. Respondent, as a principal of the earlier-plaintiff/appellant (Lip Sinc) filed this unsuccessful appeal to the Ninth Circuit Court of Appeals. See petitioner’s trial exhibit D, Lip Sinc International, Inc. v. Dick Clark Productions., Inc., 942 F.2d 792 (9th Cir. 1991). See also respondent’s email of April 4, 2004 to Sandy Frank, petitioner’s trial exhibit H, and petitioner’s trial exhibit F, Respondent’s Answer to Petitioner’s First Set of Interrogatories at 13. 9 Petitioner’s trial exhibit C. Cancellation No. 92048239 - 9 - made by the Trademark Examining Attorney about the inappropriateness of the specimen of record.10 April 27, 2004 Respondent’s application proceeded to issue as Registration No. 2836536. July 2004 Respondent explained in several email bids to potential financiers (all contacts proved ultimately unsuccessful) that the “‘All New’ Puttin’ on the Hits” television series “has not yet been produced” and that he was “looking for funding and distribution” for the series.11 April 9, 2007 Petitioner filed Application Serial No. 77148623 for its mark, “Puttin’ On The Hits” in connection with “entertainment in the nature of visual and audio performances, and musical, variety, news and comedy shows” in International Class 41. July 18, 2007 The United States Patent and Trademark Office refused petitioner’s application to register on the ground that there would be a likelihood of confusion with respondent’s PUTTIN’ ON THE HITS design mark. October 1, 2007 Petitioner filed this cancellation proceeding. November 20, 2009 A panel of this Board found as a matter of law that respondent had not made use of the PUTTIN’ ON THE HITS design mark for a period in excess of three years subsequent to the date of registration. April 2010 According to a document of record, the California Secretary of State’s “Business Entity Detail” “Puttin on the Hits, Inc.,” was an entity having a “suspended” status. 12 10 We note that while this detail is relevant to petitioner’s continuing allegations of respondent’s non-use of the mark on the registered services, the ex parte failure of the United States Patent and Trademark Office to obtain an appropriate specimen for these recited services is itself not a basis for cancellation. Flash & Partners S.p.A. v. I.E. Manufacturing LLC, 95 USPQ2d 1813 (TTAB 2010) [ex parte examination issues do not form a basis for cancellation]. 11 Petitioner’s trial exhibit G. 12 Petitioner’s trial exhibit C. Cancellation No. 92048239 - 10 - December 3, 2010 Respondent’s mark is cancelled under Section 8 of the Act. Our Findings drawn from this Record: 1. Petitioner has standing to bring this action inasmuch as it has offered entertainment services to the public under the mark “Puttin’ On The Hits” for twenty-five years, as well as the fact that petitioner’s pending application was refused registration based upon respondent’s then-extant registration. NON-USE BY RESPONDENT 2. Respondent has no rights in MCA Television, Ltd’s PUTTIN’ ON THE HITS design mark, was never assigned or licensed any rights in MCA Television’s cancelled U.S. Registration No. 1357275,13 and was never in privity with MCA Television. 3. From respondent’s informal involvement with MCA Television, Ltd. from the mid-1980’s through his plan to launch a new television series in 2003, and more recently, prior to, at the time of, or since filing his trademark application (U.S. Application Serial No. 78226693), respondent has never used the PUTTIN’ ON THE HITS design mark in connection with any “ongoing television programs,” and makes no legitimate excuse for his failure to do so.14 4. Respondent’s “specimen of use” submitted with his PUTTIN’ ON THE HITS design mark application was not a 13 Petitioner’s trial exhibit C. 14 See Petitioner’s trial exhibit F: Responses No. 1; See Petitioner’s trial exhibit E: Admissions at ¶ 1. Cancellation No. 92048239 - 11 - specimen demonstrating use in connection with the registered services or any ongoing television series.15 5. Despite amendments to the recital of services confirming “ … a series of ongoing television programs …,” the United States Patent and Trademark Office did not require a new specimen demonstrating use of the alleged mark in connection with “a series of ongoing television programs.” 6. In retrospect, respondent has actually described the “Moose McGillycuddy” specimen as part of “a contest format to generate revenues in anticipation of producing a PUTTIN’ ON THE HITS television program.”16 7. At all times prior to and since filing his service mark application, the only services on which respondent has ever used the design mark is a non-televised lip synching contest.17 8. Respondent was not using the PUTTIN’ ON THE HITS design mark in connection with the recited services at the time he filed his use-based application in 2003 and, therefore, his now-cancelled registration was never valid,18 and respondent never had any rights to use this mark. 15 As seen above, it was merely an advertisement for a local lip synching contest held at “Moose McGillycuddy’s Pub & Cafe” in San Diego, CA. See also petitioner’s trial exhibit E: Respondent’s Answer to Petitioner’s Request For Admission To Respondent, ¶ 5. 16 See Petitioner’s trial exhibit E: Admissions at ¶ 5. 17 Petitioner’s trial exhibit B: Admissions at ¶ 5. 18 In fact, inasmuch as the mark that was the subject of the application under Section 1 of the Trademark Act was not in use in commerce as of the filing date of the application, his application for registration of March 2003 must be deemed to have been “void ab initio.” Cancellation No. 92048239 - 12 - ABANDONMENT BY RESPONDENT 9. Alternatively, even if respondent had used the PUTTIN’ ON THE HITS design mark in connection with the registered services at some point in time (which he has not), it is the law of the case that respondent did not make use of the mark for a period in excess of three years subsequent to the date of registration. After discontinuing such use for at least a three-year period, respondent has failed to demonstrate a good faith intent to resume use of the PUTTIN’ ON THE HITS design mark in connection with the registered services. 10. Although Respondent claims extensive use of his PUTTIN’ ON THE HITS design mark on www.youtube.com videos and Internet websites, this is simply not the case.19 The claimed YouTube clips are short segments of MCA Television’s original programs from the 1980’s.20 However, none of these video clips from the 1980’s is a full-length television show, and none appears to demonstrate respondent’s use of his design mark in connection with an ongoing television series inasmuch as these properties do not belong to respondent.21 Accordingly, we find that Internet postings of short, incomplete snippets of an off-the-air television show (to which respondent never had any rights), in no way demonstrate use of respondent’s PUTTIN’ ON THE HITS design mark in connection with an “ongoing television program.” 19 Petitioner’s trial exhibit F: Responses at Prefatory Statement and ¶ 9. 20 Wyoscki Dep. at 26 - 29; Petitioner’s trial exhibits 13 & 14. 21 Wysocki Dep. at 28 - 29; Petitioner’s trial exhibits 13 & 14. Needless to say, we have no evidence on this point, nor are we authorized to make any findings in the area of copyrights. Cancellation No. 92048239 - 13 - 11. Despite respondent’s claims that he uses his PUTTIN’ ON THE HITS design mark at his websites www.puttinonthehits.org and www.puttinonthehits.tv, neither of these URL addresses are active websites.22 12. Rather, whatever token uses of respondent’s alleged mark may have appeared on these sites, such uses were clearly insufficient to qualify as use under the Lanham Act.23 13. Respondent is not currently using the PUTTIN’ ON THE HITS design mark in connection with the registered services. 14. In fact, since March 2003, respondent has been unsuccessful in licensing any person or entity to use the PUTTIN’ ON THE HITS design mark in commerce in connection with a series of ongoing television programs.24 15. Although respondent alleges that he has been engaged in negotiations with “Thunderball Films” to produce a new television series borrowing the basic concept of the original television series (e.g., featuring lip synching), should a television show ever be developed and aired pursuant to these negotiations, Thunderball Films planned to call their new show “America’s Lip Sync Stars,” not “Puttin’ on the Hits.”25 22 See petitioner’s trial exhibit F: Responses No. 1; Petitioner’s trial exhibit G; Wysocki Dep. at 23 – 25; and Petitioner’s trial exhibits 10 & 11. 23 Imperial Tobacco Ltd. v. Philip Morris, Inc., 899 F.2d 1575, 14 USPQ2d 1390 (Fed. Cir. 1990) 24 Petitioner’s trial exhibit E: Admissions at ¶ 2. 25 Petitioner’s trial exhibit E: Admissions at ¶¶ 3-4; Petitioner’s trial exhibit 12. Cancellation No. 92048239 - 14 - 16. The undisputed evidence establishes that Thunderball Films has never used respondent’s claimed mark, and currently has no bona fide intention of using under license the PUTTIN’ ON THE HITS design mark.26 17. Nonetheless, respondent erroneously contends that he does not actually need to use his mark in association with on-air television program, or to demonstrate objectively his intent to resume, in order to keep and preserve his registered mark.27 18. Respondent contends that he should not be forced to actually use this mark in association with television programming services in order to show that his mark has not been abandoned, but rather that he should be able to take as much time as he needs in order to get his series on the air.28 However, we find that respondent’s purely subjective aspirations to re-engage a mark at some indefinite future time is not sufficient proof of respondent’s intent to resume use.29 19. If contrary to our findings above (¶¶ 2 – 8, supra), it should be determined that at some point in the past respondent did have a valid service mark registration, respondent has failed to use his claimed mark for a period of years well in excess of the statutory period required to demonstrate prima facie abandonment under the Lanham Act. Respondent was placed on notice that 26 Petitioner’s trial exhibit E: Admissions at ¶¶ 3-4. 27 Petitioner’s trial exhibit E: Admissions at ¶ 1. 28 Petitioner’s trial exhibit F: Responses at p. 2. 29 Ideal Toy Corp. v. Cameo Exclusive, 170 USPQ 596, 599 (TTAB 1971); see also MCCARTHY at § 17:13; Conwood Corp. v. Lowe’s Theatres, Inc., 173 USPQ 829 (TTAB 1971); Volkswagenwerk Aktiengesellschaft v. Advance Welding & Mfg. Corp., 193 USPQ 673 (TTAB 1976). Cancellation No. 92048239 - 15 - he must produce evidence of intent to resume use within the reasonably foreseeable future in order to rebut the presumption of abandonment. Inasmuch as there is not a single piece of objective evidence in this record that respondent has a specific intent to resume use of this mark in connection with the registered services, the registration would otherwise have to be cancelled as abandoned. 20. Respondent has failed to submit any records related to his hypothetical launch of a series of television programs. To the contrary, the evidence of record includes, but is not limited to the following: his permitting his federal registration to be cancelled, his several websites to become inactive, and his company’s California business entity to be suspended. As a result, there is absolutely no way that respondent would be able to resurrect this cancelled registration; we find that petitioner has shown continuous use in commerce of its mark since March 1986; and inasmuch as respondent’s cancelled registration is no longer a bar to registration of petitioner’s application, the assigned Trademark Examining Attorney should determine if it is appropriate for the current suspension of petitioner’s application for the mark “Puttin’ On The Hits” to be lifted. Decision: The cancellation of respondent’s expired registration should be granted on the merits. We hereby Cancellation No. 92048239 - 16 - enter judgment, with prejudice, against respondent and in favor of petitioner, in this proceeding. Copy with citationCopy as parenthetical citation