Sherlita A. Williams, Complainant,v.Anthony J. Principi, Secretary, Department of Veterans Affairs, Agency.

Equal Employment Opportunity CommissionAug 21, 2002
01A23066_r (E.E.O.C. Aug. 21, 2002)

01A23066_r

08-21-2002

Sherlita A. Williams, Complainant, v. Anthony J. Principi, Secretary, Department of Veterans Affairs, Agency.


Sherlita A. Williams v. Department of Veterans Affairs

01A23066

August 21, 2002

.

Sherlita A. Williams,

Complainant,

v.

Anthony J. Principi,

Secretary,

Department of Veterans Affairs,

Agency.

Appeal No. 01A23066

Agency No. 99-2114

DECISION

Complainant filed a timely appeal with this Commission from a final agency

decision, issued on April 12, 2002, finding that it was in compliance

with the terms of a April 20, 2000 settlement agreement. See 29 C.F.R. �

1614.402; 29 C.F.R. � 1614.504(b); and 29 C.F.R. � 1614.405.

The settlement agreement provided, in pertinent part, that:

2. The Agency shall

Reassign the complainant from the supervision and supervisory control

of [RMO 1], Associate Director of Mental Health Service Line, to the

supervision and supervisory of [RMO 2], Associate Director of Mental

Health Service Line effective immediately upon the signing of this

agreement.

By letter to the agency dated October 25, 2001, complainant alleged that

the agency breached the settlement agreement. In a subsequent document,

complainant asserted that RMO 1 slowly "absolved me of various duties as

Secretary to the Director, Mental Health Service Line" and reassigned the

duties to Employee D, a Ward Secretary. Complainant also claimed that,

in violation of the agreement, RMO 1 "continued to act in some capacity

as my immediate supervisor." According to complainant, the settlement

agreement provided for a change in supervisor and supervisory controls

but not a change in her duties. Therefore, complainant believes that

RMO 1 was not authorized to change, reassign or remove her job duties.

In its April 12, 2002 decision, the agency concluded that the settlement

agreement was not breached. The agency noted that on February 1, 2001

complainant filed a formal complaint (Case No. 200L-1912), which raised

the same issues as those contained in her allegation of breach; and

that in both instances, complainant is concerned about her assignment

of duties. According to the agency, the complaint is currently awaiting

a hearing with an EEOC Administrative Judge (AJ) at the EEOC New Orleans

District Office. Additionally, the agency found that the plain language

of the agreement did not address the duties complainant would perform

as a result of the reassignment. The agency reasoned that complainant

began reporting to RMO 2 on April 20, 2000, in compliance with the

settlement. As a result, complainant's duties changed "to conform to

[her] new supervisor's responsibilities" and her prior duties remained

with her previous supervisor. Therefore, the agency found that it was

in compliance with the agreement.

Complainant presents no contentions on appeal.

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules

of contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

In the instant case, complainant contends that the April 20, 2000

settlement agreement was breached when RMO 1 reassigned her duties to

another employee. Complainant believes that the settlement agreement

clearly provided for a change in supervisor but not a change in

responsibilities.

The language in the settlement agreement provides for the reassignment of

complainant from the supervisory control of RMO 1 to RMO 2. Based on

a review of the record, this shift in supervision occurred. While

complainant argues that her duties were to remain as they were under

RMO 1, this matter was not set forth in the agreement. The settlement

does not address the issue of complainant's duties and responsibilities.

If complainant wanted her duties to remain the same after the change in

supervisor, as they were under RMO 1, she should have had her intentions

reduced to writing and included in the agreement. See Jenkins-Nye

v. General Services Administration, EEOC Appeal NO. 01951903 (March

4, 1987).

The Commission finds that the settlement agreement was not breached.<1>

Accordingly, the agency's decision was proper and is hereby AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

August 21, 2002

__________________

Date

1 The Commission notes that, while the

reassignment matter does not constitute a breach of the settlement

agreement, the complainant appears to have also pursued the matter

through a complaint filed after the agreement was entered. In her

allegation of breach, complainant cites the depositions taken from

RMO 1 and Employee D during the investigation of Case No. 200L-1912.

Copies of the testimony reveals that both individuals were questioned

about the reassignment of complainant's duties to Employee D.