Richard Hanft, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionMay 15, 2003
01A31711_r (E.E.O.C. May. 15, 2003)

01A31711_r

05-15-2003

Richard Hanft, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


Richard Hanft v. United States Postal Service

01A31711

May 15, 2003

.

Richard Hanft,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01A31711

Agency No. 4E-990-0012-01

Hearing No. 380-A1-8227X

DECISION

Complainant filed a timely appeal with this Commission regarding the

issue of whether the agency was in compliance with the terms of a May

21, 2002 settlement agreement. See 29 C.F.R. � 1614.402; 29 C.F.R. �

1614.504(b); and 29 C.F.R. � 1614.405.

The May 21, 2002 settlement agreement provided, in pertinent part, that:

13(b) The Agency agrees that any future counseling of Complainant shall

be done in a manner that is in keeping with Agency policy to respect

the dignity of its employees.<1>

By letter to the agency dated November 14, 2002, complainant alleged

that the agency breached the settlement agreement, and requested that the

agency reinstate his complaint. Specifically, complainant alleged that

the agency breached provision 13(b) when the agency did not counsel him

regarding his disability retirement or provide the proper information

to the Office of Personnel Management (OPM). Complainant further

alleged that he was not counseled by the local agency on any retirement

proceedings and was not shown any respect or dignity.

Thereafter, complainant sent a letter dated December 16, 2002, to a

Commission Administrative Judge, who was assigned to hold a hearing

on the underlying complaint prior to its resolution pursuant to the

instant settlement agreement. Therein, complainant stated that he had

alleged settlement breach with the agency but had received no response.

The Administrative Judge responded by advising complainant to file an

appeal with the Commission following the expiration of thirty-five days

from the date that he alleged settlement breach with the agency.

In a February 10, 2003 letter complainant, the agency stated that it

did not breach the settlement agreement. Specifically the agency

found that there is nothing in the settlement agreement concerning

complainant's retirement. The agency stated that according to the

Spokane District Personnel office, there was correspondence between the

office and complainant until his retirement effective date. The agency

noted complainant's concerns about receiving no response regarding his

retirement from the local office but stated that this is not part of

the retirement counseling process provided by the district office.

The Commission has held that settlement agreements are contracts between

the complainant and

the agency and it is the intent of the parties as expressed in the

contract, and not some unexpressed

intention, that controls the contract's construction. Eggleston

v. Department of Veterans Affairs, EEOC Request No. 05900795 (August 23,

1990). In addition, the Commission generally follows the rule that if

a writing appears to be plain and unambiguous on its face, its meaning

must be determined from the four corners of the instrument without

resort to extrinsic evidence of any nature. See Montgomery Elevator

v. Building Engineering Services, 730 F.2d 377 (5th Cir. 1984). Although

the Commission is not generally concerned with the adequacy or fairness

of the consideration in a settlement agreement as long as some legal

detriment is incurred bargain, when one of the parties to a settlement

incurs no legal detriment, the agreement will be set aside for lack of

consideration. See Morita v. Department of the Air Force, EEOC Request

No. 05960450 (December 12, 1997).

Generally, the adequacy or fairness of the consideration in a settlement

agreement is not at issue, as long as some legal detriment is incurred

as part of the bargain. However, when one of the contracting parties

incurs no legal detriment, the settlement agreement will be set aside

for lack of consideration. See MacNair v. United States Postal Service,

EEOC Appeal No. 01964653 (July 1, 1997); Juhola v. Department of the Army,

EEOC Appeal No. 01934032 (June 30, 1994)(citing Terracina v. Department

of Health and Human Services, EEOC Request No. 05910888 (March 11, 1992)).

The Commission determines that provision 13(b) fails to confer on

complainant anything more than that to which he is already entitled

(the agency will provide complainant any future counseling in

keeping with agency policy to respect the dignity of all employees).

The Commission therefore determines that provision 13(b) is void for

lack of consideration. However, given that other consideration was

exchanged through another provision of the agreement, we find that

the entire settlement is not invalid, but rather reformed without the

provision 13(b).

Accordingly, the agency's finding of no breach of the May 21, 2002

settlement agreement is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

May 15, 2003

__________________

Date

1The settlement agreement also provided that

the agency would pay complainant $500.00. This provision (provision

13(a)) is not at issue in the instant appeal.