RetailMeNot, Inc.Download PDFPatent Trials and Appeals BoardDec 22, 20202020003648 (P.T.A.B. Dec. 22, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/749,860 06/25/2015 Christopher Kent Copeland 2964P191US2 1860 8791 7590 12/22/2020 WOMBLE BOND DICKINSON (US) LLP ATTN: IP DOCKETING P.O. BOX 7037 ATLANTA, GA 30357-0037 EXAMINER REFAI, SAM M ART UNIT PAPER NUMBER 3681 NOTIFICATION DATE DELIVERY MODE 12/22/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): IPDocketing@wbd-us.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte CHRISTOPHER KENT COPELAND Appeal 2020-003648 Application 14/749,860 Technology Center 3600 Before MICHAEL L. HOELTER, BRETT C. MARTIN, and JEREMY M. PLENZLER, Administrative Patent Judges. PLENZLER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1, 2, 5–18, 20–24, and 30–34. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as RetailMeNot, Inc. Appeal Br. 2. Appeal 2020-003648 Application 14/749,860 2 CLAIMED SUBJECT MATTER The claims are related to a method and system for targeted offers. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A method of inferring a user’s intent when searching for coupons and other offers, the method comprising: obtaining a purchase-intent model, the purchase-intent model being configured to calculate a purchase-intent score based on a geolocation of a user, a time during which the user requests offer content, a product category for which the user requests offer content, or a search history of the user requesting offer content, wherein the purchase-intent score estimates the likelihood that a user is shopping with intent to purchase rather than with intent to browse, wherein: the purchase-intent model is configured to calculate the purchase intent score based on a weighted combination of sub-scores for two or more of the geolocation of the user, the time during which the user requests offer content, the product category for which the user requests offer content, and the search history of the user requesting offer content; and obtaining the purchase intent model comprises training the purchase intent model in a batch process performed in advance of using the purchase intent model by: testing different weights for the weighted combination; determining that the different weights result in higher conversion rates than a current weighting; and changing the current weighting in response to determining that the different weights result in higher conversion rates than the current weighting; receiving, via a network, a request for offer content from a computing device of a user; calculating, with one or more processors, a purchase- intent score with the purchase-intent model based on the request for offer content; Appeal 2020-003648 Application 14/749,860 3 determining that the purchase-intent score satisfies a threshold; selecting offer content based on the determination that the purchase-intent score satisfies the threshold, wherein the offer content is selected within 50 milliseconds of receiving the request for offer content, and wherein the offer content is selected while concurrently processing other requests for offer content; and sending the offer content to the computing device of the user. REJECTIONS2 Claims 1, 2, 5–18, 20–24, and 30–34 are rejected under 35 U.S.C. § 101 as being patent-ineligible. Claims 20–24 and 30–34 are rejected under 35 U.S.C. § 112(a) as failing to comply with the written description requirement.3 OPINION Patent Eligibility The Examiner determines that the claims are patent-ineligible under 35 U.S.C. § 101. Final Act. 6–14. Appellant’s contentions focus on claim 1 and briefly address claims 20 and 30. Appeal Br. 11–16. Appellant does not present separate argument for claims 2, 5–18, 21–24, and 31–34. Section 101 of the Patent Act provides that “any new and useful process, machine, manufacture, or composition of matter, or any new and 2 The Examiner’s rejection under 35 U.S.C. § 112(b) has been withdrawn. See Ans. 4. 3 Claims 25–29 are listed in the rejection heading, but are not pending. Final Act. 1. Appeal 2020-003648 Application 14/749,860 4 useful improvement thereof” is patent eligible. 35 U.S.C. § 101. Claim 1 falls within the literal scope of this provision because it recites a process. The Supreme Court, however, has long recognized an implicit exception to this section: “Laws of nature, natural phenomena, and abstract ideas are not patentable.” Alice Corp. v. CLS Bank lnt’l, 573 U.S. 208, 216 (2014) (quoting Ass’n for Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 589 (2013)). To determine whether a claim falls within one of these excluded categories, the Court has set out a two-part framework. The framework requires us first to consider whether the claim is “directed to one of those patent-ineligible concepts.” Alice, 573 U.S. at 217. If so, we then examine “the elements of each claim both individually and ‘as an ordered combination’ to determine whether the additional elements ‘transform the nature of the claim’ into a patent-eligible application.” Alice, 573 U.S. at 217 (quoting Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 78, 79 (2012)). That is, we examine the claims for an “inventive concept,” “an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.’” Alice, 573 U.S. at 217–18 (alteration in original) (quoting Mayo, 566 U.S. at 72–73). Under the 2019 Eligibility Guidance, to decide whether a claim is “directed to” an abstract idea, we evaluate whether the claim (1) recites an abstract idea grouping listed in the guidance and (2) fails to integrate the recited abstract idea into a practical application. See 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50, 51 (Jan. 7, 2019) Appeal 2020-003648 Application 14/749,860 5 (“2019 Eligibility Guidance”).4 The groupings of abstract ideas listed in the guidance include, for example: “Mathematical concepts,” “Certain methods of organizing human activity,” and “Mental processes.” 2019 Eligibility Guidance, 84 Fed. Reg. at 52. If the claim is “directed to” an abstract idea, as noted above, we then determine whether the claim recites an inventive concept. The guidance explains that, when making this determination, we should consider whether the additional claim elements add “a specific limitation or combination of limitations that are not well-understood, routine, conventional activity in the field” or “simply append[] well- understood, routine, conventional activities previously known to the industry.” 2019 Eligibility Guidance, 84 Fed. Reg. at 56. Step 2(A), Prong 1 The Examiner explains that the claims recite a number of abstract ideas. See Final Act. 7 (noting that the various steps recited in claim 1 can be considered mathematical concepts, mental processes, and/or certain methods of organizing human activity). Appellant responds that the “the claims do not set forth or describe any of the groups of abstract ideas in the 2019 [Eligibility Guidance].” Appeal Br. 12. Initially, we note that the 2019 Eligibility Guidance does not require that every limitation in a claim recites an abstract idea. To determine whether a claim recites an abstract idea in Prong One, examiners are now to: (a) Identify the specific limitation(s) in the claim under examination (individually or in combination) that the examiner believes recites an abstract idea; 4 An update to the 2019 Revised Patent Subject Matter Eligibility Guidance issued in October 2019 (“October 2019 Update,” available at https:// www.uspto.gov/sites/default/files/documents/peg_oct_2019_update.pdf). Appeal 2020-003648 Application 14/749,860 6 and (b) determine whether the identified limitation(s) falls within the subject matter groupings of abstract ideas enumerated in Section I of the 2019 Revised Patent Subject Matter Eligibility Guidance. 2019 Eligibility Guidance, 84 Fed. Reg. at 54. Appellant does not dispute the Examiner’s findings that the claims recite various abstract ideas. Rather, Appellant focuses only on specific portions of various claim limitations, which we address below. Appellant contends that “claim 1 recites ‘offer content is selected within 50 milliseconds of receiving the request for offer content, and wherein the offer content is selected while concurrently processing other requests for offer content’” and “‘training the purchase intent model in a batch process,’” which “[a] human cannot, as a practical matter, perform . . . in their mind.” Appeal Br. 12. Claim 1 recites “selecting offer content based on the determination that the purchase-intent score satisfies the threshold.” We agree with the Examiner, and Appellant does not dispute, that this recited step can be performed in the human mind (i.e., a mental process) and is also properly considered advertising, marketing or sales activities (i.e., certain methods of organizing human activity). We address how quickly the offer content is selected and that it is “concurrently processed” in our discussion of Step 2A, Prong 2. As for the recited “training” step, we are not persuaded that this is not a mental process. As the Examiner notes, “the specification fails to make any mention of ‘training.’” Ans. 7. Nevertheless, claim 1 further defines the “training” as “testing different weights for the weighted combination,” “determining that the different weights result in higher conversion rates than Appeal 2020-003648 Application 14/749,860 7 a current weighting,” and “changing the current weighting in response to determining that the different weights result in higher conversion rates than the current weighting.” These are concepts that can be performed in the human mind including, for example, by observation and evaluation. As the Examiner determines, these can also be considered mathematical concepts, as they are various iterations of calculations. Id. Ultimately, each step of claim 1 recites an abstract idea. Further, each step can be considered a mental process. Several steps could additionally be considered mathematical concepts (calculations) and/or certain methods of organizing human activity (advertising, marketing or sales activities), as explained above, for example. Notably, as previously explained, there is little dispute from Appellant regarding these findings. Claims 20 and 30 are similar to claim 1, other than reciting a “system” that carries out the various “operations” rather than a “method.” Appellant’s only dispute under Prong 1 specifically related to these claims concerns claim 20’s recitation that “offer content is selected based on output of the purchase-intent model for more than 10 concurrent sessions with client computing devices.” This contention by Appellant is not persuasive because the recited selecting based on data can be performed in the human mind. Accordingly, we are not apprised of error in the Examiner’s determination that every step in claim 1, as well as each operation in claims 20 and 30, recites an abstract idea. Step 2(A), Prong 2 The Examiner determines that the claims do not recite any additional elements which might integrate the abstract ideas into a practical application. Final Act. 7–8, 10, 12–13. Appeal 2020-003648 Application 14/749,860 8 Appellant contends that “claims 1 and 20 implement a specific way of selecting content that affords a specific technical improvement over other ways of selecting content with a computer.” Appeal Br. 14. With respect to claim 1, Appellant contends that a specific technical improvement is “low latency,” which results from “[t]he purchase-intent score [being] calculated and offer content [being] selected within 50 milliseconds of receiving a request for offer content . . . achieved with the careful engineering of features of the model and by training the model in a batch process in advance of the model’s use.” Appeal Br. 14–15. Appellant contends that “[c]laims 20 and 30 similarly satisfy the practical application test” without identifying any particular claim limitation. Id. at 15–16. Appellant’s contentions are not persuasive. Beyond the abstract ideas noted above, the claims add nothing more than generic computer components that perform generic computer functions to implement the abstract ideas. For example, performing a calculation quickly (e.g., in 50 milliseconds) is simply the result of using a computer, generally. Running a batch process is another generic computer function, which simply queues calculations for a computer to run when resources become available. Accordingly, we are not apprised of error in the Examiner’s determination that the claims do not include any practical application. For the reasons set forth above, we agree that the claims are directed to an abstract idea. Step 2(B) Because we agree with the Examiner that claims 1, 20, and 30 are directed to an abstract idea, we next determine whether the claims provide Appeal 2020-003648 Application 14/749,860 9 an inventive concept. See 2019 Eligibility Guidance, 84 Fed. Reg. at 56. This requires us to evaluate whether the additional claim elements add “a specific limitation or combination of limitations that are not well- understood, routine, conventional activity in the field” or “simply append[] well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality.” Id. The Examiner determines that the claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because they simply perform generic computer functions on generic computer components. Appeal Br. 8, 10–11, 13. We agree and Appellant does not dispute the Examiner’s determination. Accordingly, we are not apprised of error in the Examiner’s determination that the claims do not add any inventive concept. Conclusion For the reasons set forth above, after applying the 2019 Eligibility Guidance, we sustain the Examiner’s decision to reject claims 1, 2, 5–18, 20–24, and 30–34 under 35 U.S.C. § 101.5 Written Description The Examiner rejects claims 20–24 and 30–34 as failing to comply with the written description requirement because claim 20 recites “offer content [being] selected based on output of the purchase-intent model for more than 10 concurrent sessions with client computing devices” and claim 5 Appellant additionally contends that “[t]he 2019 [Eligibility Guidance] . . . appl[ies] the wrong test for determining whether the claims are directed to an abstract idea,” which we do not address in this decision. Appeal 2020-003648 Application 14/749,860 10 30 recites “the [computer] instructions, when executed, are configured to concurrently process more than 1000 concurrent sessions in which content is selected.” Final Act. 4–5. The Examiner notes that “the specification fails to define ‘concurrent sessions,’” but acknowledges that “paragraph 87 states that process 300 may be executed tens, hundreds, or thousands of times simultaneously.” Ans. 5. Yet, the Examiner concludes that “this fails to reasonably convey that the offer is being selected based on the output of the purchase-intent model for more than 10 concurrent sessions, or that the instructions are configured to concurrently process more than 1000 concurrent sessions to select content” with no further explanation. Id. “The test for the sufficiency of the written description ‘is whether the disclosure of the application relied upon reasonably conveys to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date.’” Vasudevan Software, Inc. v. MicroStrategy, Inc., 782 F.3d 671, 682 (Fed. Cir. 2015) (quoting Ariad Pharm., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc)). There is no requirement that the Specification includes the exact words of the claim to provide written description support. Ariad, 598 F.3d at 1352. The Examiner has the initial burden of presenting evidence or reasons why persons skilled in the art would not recognize, in the disclosure, a description of the invention defined by the claims. In re Wertheim, 541 F.2d 257, 263 (CCPA 1976). The Examiner must consider the specific facts of the case and provide supporting reasoning. In re Smythe, 480 F.2d 1376, 1382 (CCPA 1973). The Examiner can meet this burden by analyzing factors such as the knowledge of one skilled in the art and the level of predictability in the field (see Bilstad v. Wakalopulos, 386 F.3d 1116, 1124– Appeal 2020-003648 Application 14/749,860 11 26 (Fed. Cir. 2004)), or by demonstrating that the specification reflects that the invention is no broader than what is disclosed in the specification, such as distinguishing over the broader disclosure (see Tronzo v. Biomet, Inc., 156 F.3d 1154, 1159 (Fed. Cir. 1998)). In the present case, the Examiner’s rejection rests on a conclusion, and fails to provide sufficient explanation to establish a lack of written description support. We do not sustain the Examiner’s decision to reject claims 20–24 and 30–34 as failing to comply with the written description requirement CONCLUSION The Examiner’s rejection under 35 U.S.C. § 101 is affirmed. The Examiner’s rejection under 35 U.S.C. § 112(a) is reversed. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 2, 5–18, 20–24, 30– 34 101 Patent Eligibility 1, 2, 5–18, 20–24, 30– 34 20–24, 30– 34 112(a) Written Description 20–24, 30– 34 Overall Outcome 1, 2, 5–18, 20–24, 30– 34 Appeal 2020-003648 Application 14/749,860 12 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation