Reginald A. Petersen, Complainant,v.Eric K. Shinseki, Secretary, Department of Veterans Affairs, Agency.

Equal Employment Opportunity CommissionOct 17, 2011
0120112783 (E.E.O.C. Oct. 17, 2011)

0120112783

10-17-2011

Reginald A. Petersen, Complainant, v. Eric K. Shinseki, Secretary, Department of Veterans Affairs, Agency.




Reginald A. Petersen,

Complainant,

v.

Eric K. Shinseki,

Secretary,

Department of Veterans Affairs,

Agency.

Appeal No. 0120112783

Hearing No. 540-2010-00109X

Agency No. 200P-0345-2010100811

DECISION

Complainant filed an appeal with this Commission concerning his complaint

of unlawful employment discrimination. For the reasons set forth,

we AFFIRM the Agency’s decision, finding no discrimination.

BACKGROUND

The record reveals that, during the relevant time, Complainant was

employed as a File Clerk, GS-4, at the Agency’s Phoenix VA Regional

Office. Report of Investigation (ROI), at 1. Complainant sought

counseling and subsequently filed a formal complaint.

Complainant alleged discrimination on the bases of religion

(Christianity), race (AfricanAmerican), and disability when, on November

20, 2009, he received a notice of termination from his temporary position

as a File Clerk OS-4, effective December 4, 2009.1

At the conclusion of the investigation, Complainant received a copy

of the investigative report. The Agency informed Complainant of

his right to request a hearing before an EEOC Administrative Judge

(AJ), or alternatively, to receive a final decision from the Agency.

Complainant requested a hearing before an AJ.

On March 22, 2011, an Administrative Judge (AJ) issued a decision without

a hearing. The AJ found that there was no genuine issue of material fact

in dispute. The AJ concluded that, although Agency failed to present a

legitimate, nondiscriminatory reason for its actions, Complainant failed

to meet his burden of proving discrimination.

On April 4, 2011, the Agency issued a decision finding no discrimination.

The Agency fully implemented the AJ’s decision. Complainant now

appeals from that decision. We find that the AJ correctly defined the

issues in the complaint.

On appeal, Complainant contended that the AJ was unfair in his ruling

and decision because Complainant was taking prescribed medication during

this time for his left shoulder surgery. Complainant said that the

teleconference proceedings with the AJ, the Agency’s Attorney and

Complainant should not have taken place due to Complainant being under

the influence of prescribed medication. Complainant asserted that the

AJ ignored the Agency’s lack of forthcoming evidence into this trial.

Complainant’s Appeal, at 1.

In response to Complainant’s Appeal, the Agency argued that the AJ’s

decision includes a thorough recitation of the relevant facts as well

as a complete analysis of the controlling law. The Agency stated that

Complainant failed to meet his ultimate burden of demonstrating that his

religion, race or disability likely motivated the Agency to terminate

his employment. In conclusion, the Agency requested that the Commission

affirm the Agency’s final decision and dismiss the subject appeal.

Agency’s Response to Complainant’s Appeal, at 1- 4.

ANALYSIS AND FINDINGS

Upon review, the Commission finds that, even if Complainant’s

contentions that he was taking prescribed medications during the

teleconference proceeding are true, Complainant has failed to show on

appeal why the AJ’s decision to issue summary judgment was incorrect.

The Commission's regulations allow an AJ to issue a decision without a

hearing when he or she finds that there is no genuine issue of material

fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after

the summary judgment procedure set forth in Rule 56 of the Federal Rules

of Civil Procedure. The U.S. Supreme Court has held that summary judgment

is appropriate where a court determines that, given the substantive legal

and evidentiary standards that apply to the case, there exists no genuine

issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242,

255 (1986). In ruling on a motion for summary judgment, a court’s

function is not to weigh the evidence but rather to determine whether

there are genuine issues for trial. Id. at 249. The evidence of the

non-moving party must be believed at the summary judgment stage and all

justifiable inferences must be drawn in the non-moving party’s favor.

Id. at 255. An issue of fact is "genuine" if the evidence is such that

a reasonable fact finder could find in favor of the non-moving party.

Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital

Equip. Corp., 846 F.2D 103, 105 (1st Cir. 1988). A fact is "material"

if it has the potential to affect the outcome of the case. In the

context of an administrative proceeding, an AJ may properly consider

summary judgment only upon a determination that the record has been

adequately developed for summary disposition. Upon review, we find that

the AJ properly issued a decision without a hearing because there is no

genuine issue of material fact.

In analyzing a disparate treatment claim under the Rehabilitation

Act, where the Agency denies that its decisions were motivated

by Complainant's disability and there is no direct evidence of

discrimination, we apply the burden-shifting method of proof set forth

in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). See Heyman

v. Queens Village Comm. for Mental Health for Jamaica Cmty. Adolescent

Program, 198 F.3d 68 (2d Cir. 1999); Swanks v. WMATA, 179 F.3d 929,

933-34 (D.C.Cir. 1999). Under this analysis, in order to establish

a prima facie case, Complainant must demonstrate that: (1) he is an

“individual with a disability”; (2) he is “qualified” for the

position held or desired; (3) he was subjected to an adverse employment

action; and (4) the circumstances surrounding the adverse action give

rise to an inference of discrimination. Lawson v. CSX Transp., Inc.,

245 F.3d 916 (7th Cir. 2001). The burden of production then shifts

to the Agency to articulate a legitimate, nondiscriminatory reason

for the adverse employment action. In order to satisfy his burden

of proof, Complainant must then demonstrate by a preponderance of the

evidence that the Agency's proffered reason is a pretext for disability

discrimination. Id. If the Agency is successful, the burden reverts back

to Complainant to demonstrate by a preponderance of the evidence that

the Agency's reasons were a pretext for discrimination. At all times,

Complainant retains the burden of persuasion, and it is his obligation

to show by a preponderance of the evidence that the Agency acted on

the basis of a prohibited reason. St. Mary's Honor Center v. Hicks,

509 U.S. 502 (1993); U.S. Postal Service Board of Governors v. Aikens,

460 U.S. 711, 715-716 (1983).

Assuming arguendo that Complainant is an individual with a disability

under the Rehabilitation Act, and that he otherwise established a prima

facie of case on all alleged bases of discrimination, we find that the

Agency articulated legitimate, nondiscriminatory reasons for its actions.

Complainant has not met his burden of showing, by a preponderance of

the evidence, that the Agency's reasons are pretext for discriminatory

animus. Complainant stated that he suffers from epis cluster headaches

and high blood pressure. Complainant said that his high blood pressure

was diagnosed in 2000 while he was still in the military, but the

epis cluster headaches developed in November 2009 while working at the

Phoenix VA Regional Office. Complainant stated that his epis cluster

headache was attributed to stress. When asked if management was aware

of his disability, Complainant stated that he informed the Triage Coach

about his medical condition. When asked what major life activities were

substantially limited because of his disability, Complainant stated none.

Complainant asserted that his medical condition did not affect his work

performance. Complainant acknowledged that he used several medications

for his high blood pressure and cluster headaches. Complainant denied

using any assistive device for his condition. Complainant stated

that the only accommodation (verbal) he requested for his condition

was to have additional help in the mailroom due to staffing shortage.

Complainant claimed that his stress had increased due to the lack of

personnel in the mailroom to assist with the workload. ROI, Affidavit

B-1. Assuming, however, that the Agency knew of Complainant’s claimed

disability, there is nothing in the record to indicate it had any part

in the termination at issue.

At all times, the ultimate burden of persuasion remains with Complainant

to demonstrate by a preponderance of the evidence that the Agency’s

reason were not the real reasons, and that the Agency acted on the basis

of discriminatory animus. Complainant has failed to carry this burden.

The Agency articulated legitimate, nondiscriminatory reasons for

terminating Complainant from the temporary File Clerk position before

his term appointment had expired. The Assistant Veterans Service

Center Manager (Manager) stated that Complainant was hired under a

term appointment. The Manager added that a term appointment does not

guarantee that the employee will retain the job, for which he was hired

since it is a temporary position with a specific timeframe. Regarding

the circumstances surrounding Complainant’s termination, the Manager

explained that Complainant informed management that employee A made a

threat that he was going to bring a weapon to work. The Manager stated

that, at the time, management believed it was a serious threat and decided

to conduct a fact-finding investigation to determine what happened.

The Manager claimed that the Director was briefed of the event and the

Director appointed a fact-finding panel. The Manager asserted that the

panel conducted an investigation and provided him with the results.

The Manager said that the result of the investigation pointed to the

fact that Complainant and employee B were both responsible for taunting

the employee, who made the threat which led to employee A’s conduct.

ROI, Affidavit B-6.

The Manager further explained that, during the fact-finding investigation,

Complainant offered a statement and according to the Human Resources

Official, he was asked to read and sign his statement, but Complainant

refused. The Manager added that Complainant wanted to change his

statement; however, the Human Resources Official advised him to submit

another statement because he could not change his first statement he

submitted for the record. The Manager further indicated that it was his

understanding that Complainant also refused to submit a second statement.

Therefore, the Manager determined that Complainant’s character was not

suitable for further employment as a term employee. Consequently, the

Manager recommended that Complainant be terminated, which was submitted as

a recommendation to the Director and was sustained. ROI, Affidavit B-6.

The Manager was asked if Complainant had received any counseling

about his conduct prior to his termination. The Manager replied that

he did not know because nothing was mentioned in the fact-finding

investigation. When the Manager was asked if there were any other

alternatives considered prior to terminating Complainant’s employment,

he added no because Complainant was functioning in the job for which

he was hired. The Manager went on to clarify, that Complainant was

a temporary employee, which would not have been extended beyond his

appointment unless Complainant had applied for a different position.

The Manager claimed that Complainant’s behavior was undesirable and

the Agency made a decision to terminate his employment since there was

no further employment guarantee beyond his term. When asked if the

other employees involved in the threat received any disciplinary action,

the Manager stated that employee A was terminated, but employee B was

disciplined since he was a permanent employee. ROI, Affidavit B-6.

The Manager denied that Complainant’s termination was based on

his race, religion, and/or disability. The Manager articulated that

Complainant’s termination was only based on the factfinding and his

conduct. The Manager also denied that Complainant was discriminated

against due to his religion, race, and/or disability when he recommended

his termination. ROI, Affidavit B-6.

The Commission finds that Complainant failed to rebut the Agency’s

articulated legitimate, nondiscriminatory reasons for its actions.

Furthermore, Complainant failed to show that the Agency’s action was

motivated by discrimination. Moreover, Complainant failed to show by a

preponderance of the evidence that he was subjected to discrimination

on the bases of religion, race, or disability. Furthermore, we find

that even if we assume Complainant was an individual with a disability

(a matter we do not decide in this decision), Complainant has failed to

show he was denied a reasonable accommodation.

CONCLUSION

The Agency’s decision finding no discrimination is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0610)

The Commission may, in its discretion, reconsider the decision in this

case if the Complainant or the Agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the Agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party’s timely request for reconsideration. See 29

C.F.R. § 1614.405; Equal Employment Opportunity Management Directive

for 29 C.F.R. Part 1614 (EEO MD-110), at 9-18 (November 9, 1999).

All requests and arguments must be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

77960, Washington, DC 20013. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. § 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. § 1614.604(c).

COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official Agency

head or department head, identifying that person by his or her full

name and official title. Failure to do so may result in the dismissal

of your case in court. “Agency” or “department” means the

national organization, and not the local office, facility or department

in which you work. If you file a request to reconsider and also file a

civil action, filing a civil action will terminate the administrative

processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z0610)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request from the Court that

the Court appoint an attorney to represent you and that the Court also

permit you to file the action without payment of fees, costs, or other

security. See Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. § 2000e et seq.; the Rehabilitation Act of 1973, as amended,

29 U.S.C. §§ 791, 794(c). The grant or denial of the request is within

the sole discretion of the Court. Filing a request for an attorney with

the Court does not extend your time in which to file a civil action.

Both the request and the civil action must be filed within the time limits

as stated in the paragraph above (“Right to File A Civil Action”).

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

October 17, 2011

__________________

Date

1Complainant’s complaint also included five additional

harassment/hostile work environment issues and the basis of whistle blower

dated from October 22, 2009 and November 12, 2009. On March 19, 2010, the

Agency issued a decision dismissing the five additional harassment/hostile

work environment issues and the basis of whistle blower. There is no

indication in the record that Complainant challenged the dismissal of

the five additional issues or the basis of whistle blower with the AJ or

raised the matter in the instant appeal. Therefore, we will not address

these issues or the basis of whistle blower in this decision.

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0120112783

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P.O. Box 77960

Washington, DC 20013