PRECISION PLANTING LLCDownload PDFPatent Trials and Appeals BoardApr 22, 202014437995 - (D) (P.T.A.B. Apr. 22, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/437,995 04/23/2015 Jeremy Hodel US12/67/WO/US-2 1069 88988 7590 04/22/2020 AGCO Corporation, IP Legal Jeff Ellsworth 420 W. Lincoln Blvd. Hesston, KS 67062 EXAMINER TORRES, ALICIA M ART UNIT PAPER NUMBER 3619 NOTIFICATION DATE DELIVERY MODE 04/22/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): patents@agcocorp.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte JEREMY HODEL and KENT LEVY ____________ Appeal 2019-004544 Application 14/437,995 Technology Center 3600 ____________ Before STEFAN STAICOVICI, WILLIAM A. CAPP, and SUSAN L. C. MITCHELL, Administrative Patent Judges. STAICOVICI, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE. Appellant1 appeals under 35 U.S.C. § 134(a) from the Examiner’s decision in the Non-Final Office Action (dated Apr. 20, 2018, hereinafter “Final Act.”) rejecting claims 1–22. We have jurisdiction over this appeal under 35 U.S.C. § 6(b). SUMMARY OF DECISION We REVERSE. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Precision Planting LLC is identified as the real party in interest in Appellant’s Appeal Brief (filed Nov. 13, 2018, hereinafter “Appeal Br.”). Appeal Br. 2. Appeal 2019-004544 Application 14/437,995 2 INVENTION Appellant’s invention is directed to a seed firmer “for pressing the seed into the soil subsequent to placement in the seed trench.” Spec. para. 1. Claim 1, the sole independent claim, is representative of the claimed invention and reads as follows: 1. A seed firmer in combination with a row unit of an agricultural planter, the row unit configured to open a seed trench in a soil surface and to deposit seeds in the seed trench as the agricultural row unit advances through a field, the seed firmer comprising: a resilient body, having an upper portion, a central portion and a lower portion, wherein said central portion of said resilient body bends resiliently about a horizontal axis such that said lower portion deflects relative to said upper portion of said resilient body, said upper portion of said resilient body operably mounted to the row unit such that said lower portion of said resilient body is at least partially disposed in the open seed trench, said lower portion firming the deposited seeds into the bottom of the open seed trench as said lower portion passes over the deposited seeds as the row unit advances through the field; a resilient insert, having a housed portion housed inside of said resilient body, said housed portion extending through said central portion of said resilient body, said resilient insert having a greater effective stiffness than said central portion of said resilient body. REJECTIONS I. The Examiner rejects claims 1–5, 7–17, 21, and 22 under 35 U.S.C. § 103(a) as being unpatentable over Peter2 and Hem.3 2 Peter, US 6,082,274, issued July 4, 2000. 3 Hem, US 2,581,532, issued Jan. 8, 1952. Appeal 2019-004544 Application 14/437,995 3 II. The Examiner rejects claim 6 under 35 U.S.C. § 103(a) as being unpatentable over Peter, Hem, and Fish.4 III. The Examiner rejects claims 18–20 under 35 U.S.C. § 103(a) as being unpatentable over Peter, Hem, and Wolf.5 ANALYSIS Rejection I Independent claim 1 requires, inter alia, “a resilient body, having an upper portion, a central portion and a lower portion . . . [and] a resilient insert . . . [wherein] said resilient portion having a greater effective stiffness than said central portion of said resilient body.” Appeal Br. 16 (Claims App.). The Examiner finds that Peter discloses most of the limitations of independent claim 1, but fails to disclose “a resilient insert,” as called for by claim 1. Non-Final Act. 2–3 (citing Peter, Figs. 1, 7). Nonetheless, the Examiner finds that Hem discloses a ski including, inter alia, “a resilient body (2) . . . and a resilient insert (24) . . . housed inside of said resilient body (2) . . . said resilient insert (24) having a greater effective stiffness than said central portion of said resilient body.” Id. at 3 (citing Hem, col. 2, ll. 22–24). Thus, the Examiner concludes that It would have been obvious to one skilled in the art at the time the invention was made to provide the known technique of providing a resilient insert overmolded in a resilient body, as taught by Hem, in order to reinforce Peter’s seed firmer for providing the predictable result of providing strength without 4 Fish et al., US 6,289,829 B1, issued Sept. 18, 2001. 5 Wolf, DE 42 06 534 A1, published Sept. 9, 1993. Appeal 2019-004544 Application 14/437,995 4 sacrificing flexibility or any degree of weight and to keep the body from changing its form. Id (emphasis added). According to the Examiner, Hem’s “disclos[ure] that the insert [24] will keep the ski from changing its form” “is by definition an increase in stiffness” as required for the claimed resilient insert. Id. at 9. Appellant argues that the Examiner’s rejection is based on impermissible hindsight. Appeal Br. 4–5. According to Appellant, because “Peter is agnostic about the nature of the firmer arm” for pushing seeds into the soil and “does not even remotely recognize the need or desire to reinforce any portion of the seed firmer,” “Peter does not include any teaching or recognition of a need to modify the seed firmer in any way [that] would invite combining it with Hem.” Reply Br. 3–4.6 Thus, Appellant asserts “it is apparent that the only reason the Examiner had for combining Peter with Hem was based on improper hindsight.” Id. at 10. The Examiner responds that the rejection “has taken Hem’s teaching of a resilient insert and applied it to Peter’s seed firmer” in order “to provide Peter’s seed firmer, which is similar in form and function to Hem’s ski, ‘a major reinforcement member for additional strength, without sacrificing flexibility or adding any substantial degree of weight’” and to “keep[] ‘the ski from changing its form.’” Ans. 6 (citing Hem, col. 1, ll. 5–8, col. 2, ll. 22–24).7 According to the Examiner, even though the reasoning of the rejection “may not be the same . . . or solve the same problem as that of the invention . . . it does not need to be.” Id. 6 Appellant’s Reply Brief, filed May 20, 2019 (hereinafter “Reply Br.”). 7 Examiner’s Answer, dated Mar. 20, 2019 (hereinafter “Ans.”). Appeal 2019-004544 Application 14/437,995 5 We appreciate the Examiner’s position that it is not necessary for the prior art to serve the same purpose as that disclosed in Appellant’s Specification in order to support the conclusion that the claimed subject matter would have been obvious. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 419 (2007) (“In determining whether the subject matter of a patent claim is obvious, neither the particular motivation nor the avowed purpose of the [Appellant] controls.”). However, in this case, the Examiner does not adequately explain why a person of ordinary skill in the art would modify Peter’s firmer to include a reinforcing member, as taught by Hem. Although Hem discloses that it was known in the art to provide a resilient metal insert to a plastic ski, absent hindsight, we find the Examiner’s rejection insufficient to explain what would have prompted a person having ordinary skill in the art to provide a resilient insert, as taught by Hem, to Peter’s plastic firmer. In particular, Peter discloses a resilient deformable firmer 22 made of plastic that employs screw 29 for controlling vertical biasing. See Peter, col. 5, ll. 14–20. A person of ordinary skill in the art would have understood that Peter’s plastic material provides strength and elasticity to firmer 22 and screw 29 facilitates control of vertical biasing (flexing) and the resultant downward pressure on a seed. See id. at Abstract (firmer arm described as “flexible”), col. 5, ll. 5–14; In re Jacoby, 309 F.2d 513, 516 (CCPA 1962) (An artisan must be presumed to know something about the art apart from what the references disclose.). As Peter specifically discloses that “[t]he particular nature of the firmer arm [22] is not critical,” and, in light of Peter’s specific teachings noted above in which Peter appears satisfied with the strength and elasticity of its firmer, we find the Examiner’s rejection Appeal 2019-004544 Application 14/437,995 6 insufficient in providing findings or technical reasoning that Peter recognized a problem with the strength or flexibility of its plastic firmer 22. See Peter, col. 3, ll. 15–16 (emphasis added). Hence, the reasoning provided by the Examiner—“to provid[e] strength without sacrificing flexibility or any degree of weight and to keep the body from changing its form” (Final Act. 3)—does not support the conclusion of obviousness because the Examiner has not shown the relevance of that rationale in the context of Peter’s firmer 22. In other words, the reasoning provided by the Examiner does not take into account that Hem’s ski and Peter’s firmer are subjected to different loads and environmental conditions, and, thus, does not explain why a skilled artisan would “provid[e] strength [to Peter’s firmer] without sacrificing flexibility or any degree of weight and . . . keep the [firmer’s] body from changing its form.” Accordingly, for the foregoing reasons, the Examiner fails to articulate an adequate reasoning, with rational underpinnings, why, in the absence of hindsight, a person having ordinary skill in the art would have modified Peter’s firmer, according to Hem, as proposed by the Examiner, to arrive at the subject matter of independent claim 1. See St. Jude Med., Inc. v. Access Closure, Inc., 729 F.3d 1369, 1381 (Fed. Cir. 2013) (reminding us that “we must guard against ‘hindsight bias’ and ‘ex post reasoning’” in making obviousness determinations (quoting KSR, 550 U.S. at 421)). Therefore, for the foregoing reasons, we do not sustain the rejection under 35 U.S.C. § 103(a) of independent claim 1, and its respective dependent claims 2–5, 7–17, 21, and 22 as unpatentable over Peter and Hem. Appeal 2019-004544 Application 14/437,995 7 Rejections II and III With respect to Rejections II and III, the Examiner relies on the same combination of Peter and Hem. See Final Act. 6–8. The Examiner’s application of the Fish and Wolf disclosures does not remedy the deficiency of the Peter and Hem combination discussed above. See id. Accordingly, for the same reasons, we also do not sustain the rejections under 35 U.S.C. § 103 of claim 6 as unpatentable over Peter, Hem, and Fish or of claims 18–20 as unpatentable over Peter, Hem, and Wolf. CONCLUSION Claim(s) Rejected 35 U.S.C. § Reference(s)/ Basis Affirmed Reversed 1–5, 7–17, 21, 22 103(a) Peter, Hem 1–5, 7–17, 21, 22 6 103(a) Peter, Hem, Fish 6 18–20 103(a) Peter, Hem, Wolf 18–20 Overall Outcome 1–22 REVERSED Copy with citationCopy as parenthetical citation