Phoebe O.,1 Complainant,v.Nancy A. Berryhill, Acting Commissioner, Social Security Administration, Agency.Download PDFEqual Employment Opportunity CommissionMar 30, 20170120150304 (E.E.O.C. Mar. 30, 2017) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Phoebe O.,1 Complainant, v. Nancy A. Berryhill, Acting Commissioner, Social Security Administration, Agency. Appeal No. 0120150304 Agency No. NY-13-0437-SSA DECISION On October 29, 2014, Complainant filed an appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s September 29, 2014, final decision concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission REVERSES the Agency’s final decision, in part. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Claims Representative, GS-11, with the Agency’s Rego Park District Office located in Rego Park, New York. On July 9, 2013, Complainant filed an EEO complaint alleging the following: (1) the Agency illegally failed to reasonably accommodate her disability (herniated disc and tendonitis) when on April 12, 2013, her request for reasonable accommodation was denied due to lack of medical evidence; (2) she was subjected to harassment (non-sexual) on the bases of disability (herniated disc and tendonitis) and reprisal (prior request for reasonable accommodation) when in addition to the incident set forth in Claim 1: (a) since November 2011, management has constantly reminded her that she was not performing to the full scope of her job; and (b) on March 19, 2013, Complainant's management told her that she would be undergoing Generalist cross-training and would be subject to disciplinary action if she refused job assignment duties, including working the front window. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120150304 2 At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an EEOC Administrative Judge. When Complainant did not request a hearing within the time frame provided in 29 C.F.R. § 1614.108(f), the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected her to discrimination as alleged. FACTUAL BACKGROUND Complainant has herniated discs and bilateral tendonitis, resulting from an on-the-job injury in August 2011. She is unable to lift anything over five pounds, has difficulty walking, bending, twisting, stooping, and reaching. The pain also affects her focus and concentration. She asserts that the configuration of the workstation at the screening visitors’ area aggravated her condition because she had to get up and down on a constant basis to access the printer. In addition, the width of her desk was a problem because it caused her to reach/stretch excessively and turn her neck on a constant basis. These repetitive movements were the basis for her reasonable accommodation request on November 5, 2012. Management officials were aware of Complainant’s medical condition because her injury occurred at work, she submitted a workers’ compensation claim, and requested a reasonable accommodation. Complainant’s first protected EEO activity was her request for an accommodation in November 2012. Claim 1 – Reasonable Accommodation Denial In her request for an accommodation, Complainant requested: (1) a personal printer at her desk so that she did not have to repeatedly get up and down to retrieve documents; (2) an adjustable chair; (3) a desk configured so that she could sit facing the computer; and (4) to be exempt from screening at the reception window because the desk was too wide and caused undue reaching/stretching.2 On November 5, 2012, the Agency immediately implemented temporary accommodations while Complainant’s accommodation request was pending. Specifically, the Agency moved Complainant to screening visitors at Window 8, which is located within a private interviewing room. Complainant was also provided a printer at her desk that was not previously in use by the office. With these temporary accommodations, Complainant was able to perform one of the essential duties of her position by screening visitors at the reception window. Complainant’s assignments to screen at the window were also limited in frequency. During this time, she also conducted non-screening interviews at a desk in the Front End Interviewing (FEI) area. Complainant apparently found these accommodations acceptable. 2 Later in the interactive process, Complainant requested a desk no wider than 14 inches. 0120150304 3 On March 13, 2013, Complainant reported to management that she was suffering from a flare- up of her medical condition. As a result, the office furniture in the private interviewing room was rearranged to better suit her needs. Although she initially agreed to try the new arrangement, she later changed her mind without attempting to screen visitors under this new arrangement. Complainant stated at that time that she believed it would make her neck and back worse if she interviewed at the window. As part of the ongoing interactive process, the Field Office Manager (Complainant’s third-level supervisor) (S3) met with Complainant on March 27, 2013, and summarized the temporary accommodations already provided to her. She also asked Complainant what additional accommodations could be made to assist her in performing the duties of her position. Complainant then indicated that she would need to have the printer moved to a rear FEI desk and to limit her time in reception to only one day a week (i.e., Wednesdays, the shortest reception day). Management agreed to Complainant’s request and, on April 3, 2013, she was assigned screening duties from her FEI desk, with the printer located behind her. She was able to screen visitors on that day, and on April 10, 2013, without complaint. On April 12, 2013, Complainant received a letter notifying her that her November 5, 2012, accommodation request was denied, in part. The Agency concluded that based upon the medical documentation provided, Complainant established that she is an individual with a disability within the meaning of the Rehabilitation Act. However, the denial was based on the failure to provide medical justification for various accommodations requested. For example, the Agency explained that the medical documentation provided by Complainant failed to explain the basis for the request to have a desk no wider than 14 inches. In addition, the Agency found that the request for a printer at Complainant’s desk to avoid constant up and down movement was not an effective accommodation based upon Complainant’s physician’s restriction of no sitting for more than 20 minutes and recommendation of frequent changes in position, rather than staying in one position for an extended period of time. The Agency found it reasonable to provide Complainant with adjustments to her workspace so that she could perform her duties in an ergonomically correct position. The Agency also permitted Complainant to continue to use the printer at her desk. Although Complainant’s reasonable accommodation request was partially denied, Complainant was permitted to keep the personal printer and to continue the screening functions from her preferred desk. Complainant had been fulfilling her screening duties since March 2013 and submitted a second reasonable accommodation request in June 2013 with new medical documentation. In Complainant’s new medical documentation, her physician indicated that Complainant’s decrease in the range of motion of both shoulders was specifically measured. Her physician further noted that Complainant’s neck and right shoulder pain had “worsened due to her repetitious reaching overhead to get or give paperwork at the window station.†He recommended that her desk not be “more than 20 inches wide†to reduce the shoulder and neck strain “when she reaches over her desk.†On December 4, 2013, the Agency informed Complainant that since her current accommodations appeared to be effective and reasonable, 0120150304 4 her request for a shorter desk would be evaluated once plans were made for renovating their office sometime in 2014. Claim 2(a) - Since November 2011, reminding Complainant that she was not performing the full scope of her job Complainant took leave without pay (LWOP) from August 30, 2011, through October 17, 2011, and again from March 16, 2012, through November 5, 2012. Complainant stated that in November 2011, her former supervisor (SO) informed her that if she did not work at the reception desk upon request, she would be reprimanded. Complainant further asserted that S3 constantly reminded her that she was not performing the full scope of her duties because she could not work at the reception window. In addition, Complainant asserted that she performed all of the functions of a Claims Representative, as identified in her position description, and asserted Service Representatives were responsible for working at the reception window. However, since Service Representatives were removed from the field office, the Claims Representatives had been performing the window reception duties as needed. S3 stated that Complainant's job duties as a Claims Representative included performing screening at the reception window. She further stated that Complainant was added to the schedule for the reception window two weeks after returning from leave. Complainant was to work at the reception window for one day, on October 26, 2011. However, Complainant was excused from that assignment because she told S3 that the assignment would aggravate her medical condition. S3 denied threatening Complainant with disciplinary action, but asserted that SO did advise Complainant that refusing to work the reception area could lead to disciplinary action. She added Complainant was on leave from March 2012 through November 2012, and when Complainant returned, in November 2012, she received a private room, with a printer, in the front reception area and resumed the reception duties. Claim 2(b) - March 19, 2013 Generalist Cross-Training Complainant stated that on March 19, 2013, SO and her first-level supervisor, the Operations Supervisor (S1), informed her that she was required to participate in Generalist cross-training and that she would be subject to disciplinary action if she refused the training and refused to work at the reception window. Complainant maintained that working at the reception window was not a function of her position and added that Generalist training covered both Title 2 and Title 16 functions so that Claims Representatives could perform both duties rather than just one. Complainant acknowledged that she had yet to take the Generalist training, but noted that she was still assigned window reception duties once a week. S3 stated that Claims Representatives were training to process Title 2 and Title 16 claims. However, some representatives were trained in only one of those functions. She explained that the cross-training program was designed to train employees in the program for which they did not originally receive training so that they could assist with more varied interviews in each title program. She reported that Complainant had been scheduled for the cross-training program on 0120150304 5 two occasions, but refused to participate for reasons unrelated to her medical condition. She further reported that SO subsequently advised Complainant that she would be considered insubordinate if she continued to refuse mandatory training. S3 confirmed that in March 2013, S1 and Complainant’s second-line supervisor informed Complainant that she would have to attend customized Title 16 cross-over training so she could take full disability applications. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,†and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the lawâ€). Accommodation Claim In order to establish that Complainant was unlawfully denied a reasonable accommodation, Complainant must show that: (1) she is an individual with a disability; (2) she is a qualified individual with a disability; and (3) the Agency failed to provide a reasonable accommodation. See EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship under the Americans with Disabilities Act, No. 915.002 (Oct. 17, 2002). An agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the agency can show that accommodation would cause an undue hardship. 29 C.F.R. §§ 1630.2(c) and (p). “The term “qualified,†with respect to an individual with a disability, means that the individual satisfies the requisite skill, experience, education and other job-related requirements of the employment position such individual holds or desires and, with or without reasonable accommodation, can perform the essential functions of such position.†29 C.F.R. § 1630.2(m). While an employer is not required to create a job for a disabled employee, a reasonable accommodation may include reassignment to a vacant position or modification of policies. 29 C.F.R. § 1630.2(o)(2)(ii); accord, Brooks v. U.S. Postal Serv., EEOC Request No. 05990023 (Feb. 21, 2002). The Agency does not dispute that Complainant is a qualified individual with a disability but argues that it has met its responsibility to provide her with effective and reasonable accommodations. We agree with the Agency’s conclusion that Complainant was provided with effective accommodations with respect to all of her requests except for one: a narrower desk. We agree with the Agency that Complainant failed to provide sufficient medical documentation in support of this accommodation in her first request dated November 5, 2012. However, in June 2013 Complainant provided updated medical information which clearly supports her 0120150304 6 request for a desk no wider than 20 inches. According to an August 27, 2013, letter from the Agency’s medical officer to the Agency’s Reasonable Accommodation Coordinator: [Complainant’s physician’s] evaluation thoroughly documents [Complainant’s] musculoskeletal function. The decrease in the range of motion of both shoulders was specifically measured. He notes that her neck and right shoulder pain have "worsened due to her repetitious reaching overhead to get or give paperwork at the window station." He recommends that her desk should not be "more than 20 inches wide" to reduce the shoulder and neck strain "when she reaches over her desk." Based on the physician's report, I find that the request to reduce the desk width to 20 inches may be effective if it does not create work problems for other workers and is not an undue hardship. On December 4, 2013, the Agency informed Complainant that since her current accommodations appeared to be effective and reasonable, her request for a narrower desk would be evaluated once plans were made for renovating their office sometime in 2014. We find this response to be insufficient. The record shows that according to Complainant and her physician, Complainant’s then-current accommodations were not effective. In addition, the Agency provides no explanation as to why it could not immediately provide Complainant with a desk less than 20 inches wide. Consequently, we find that the requested accommodation did not constitute an undue burden on the Agency’s operations. Accordingly, we find that the Agency failed to meet its obligation under the Rehabilitation Act to provide Complainant with a reasonable accommodation. Harassment Claim In order to establish a claim of hostile environment harassment, Complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an environment, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). We find insufficient evidence in the record to establish that the Agency’s actions noted in Claim 2 were motivated by Complainant’s protected status. We also conclude that such Agency actions failed to affect a term or condition of Complainant’s employment or had the purpose or effect of unreasonably interfering with her work environment. Accordingly, we affirm the Agency’s decision which concludes that Complainant failed to prove her harassment claim as alleged. 0120150304 7 CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we REVERSE the Agency’s decision with regard to Claim 1 and REMAND Claim 1 for further action, and AFFIRM the Agency’s decision with respect to Claim 2. ORDER The Agency is ORDERED to take the following remedial action within 90 calendar days of the date this decision is issued, unless otherwise stated3: 1. The Agency shall provide Complainant a desk no wider than 20 inches. 2. The Agency shall restore any leave used by Complainant due to the Agency's failure to provide her with a reasonable accommodation as of August 27, 2013. 3. Within fifteen (15) calendar days of the date this decision is issued, the Agency shall give Complainant a notice of her right to submit objective evidence (pursuant to the guidance given in Carle v. Dep't of the Navy, EEOC Appeal No. 01922369 (Jan. 5, 1993)) in support of her claim for compensatory damages within forty-five (45) calendar days of the date Complainant receives the Agency's notice. The Agency shall complete the investigation on the claim for compensatory damages within forty- five (45) calendar days of the date the Agency receives Complainant's claim for compensatory damages. Thereafter, the Agency shall process the claim in accordance with 29 C.F.R § 1614.110. 4. The Agency shall provide training to the responsible management officials identified regarding their responsibilities with respect to 3 We note that an agency that has failed to provide reasonable accommodation may avoid liability for compensatory damages if it can demonstrate that it acted in good faith. As explained in Guilbeaux v. U.S. Postal Serv., EEOC Appeal No. 0720050094 (Aug. 6, 2008), “a good faith effort can be demonstrated by proof that the agency, in consultation with the disabled individual, attempted to identify and make a reasonable accommodation [citation omitted].†However, the evidence shows that after numerous months of reviewing Complainant’s supplemented accommodation request, the Agency’s response was vague and non-committal. The Agency has not presented evidence herein that it attempted to identify and provide Complainant with a reasonable accommodation. The Agency clearly understood what accommodation was necessary (i.e., a desk under 20 inches wide) and inexplicably failed to provide it. Accordingly, compensatory damages are appropriately awarded. 0120150304 8 eliminating discrimination in the federal workplace. The training must emphasize the Agency's obligations under Section 501 of the Rehabilitation Act and in particular, its duties regarding reasonable accommodation. 5. The Agency shall consider taking appropriate disciplinary action against the responsible management officials. The Commission does not consider training to be disciplinary action. The Agency shall report its decision to the Compliance Officer. If the Agency decides to take disciplinary action, it shall identify the action taken. If the Agency decides not to take disciplinary action, it shall set forth the reason(s) for its decision not to impose discipline. If any of the responsible management officials have left the Agency's employ, the Agency shall furnish documentation of their departure date(s). POSTING ORDER (G1016) The Agency is ordered to post at its Rego Park, New York District Office copies of the attached notice. Copies of the notice, after being signed by the Agency's duly authorized representative, shall be posted both in hard copy and electronic format by the Agency within 30 calendar days of the date this decision was issued, and shall remain posted for 60 consecutive days, in conspicuous places, including all places where notices to employees are customarily posted. The Agency shall take reasonable steps to ensure that said notices are not altered, defaced, or covered by any other material. The original signed notice is to be submitted to the Compliance Officer at the address cited in the paragraph entitled “Implementation of the Commission's Decision,†within 10 calendar days of the expiration of the posting period. ATTORNEY'S FEES (H1016) If Complainant has been represented by an attorney (as defined by 29 C.F.R. § 1614.501(e)(1)(iii)), she is entitled to an award of reasonable attorney's fees incurred in the processing of the complaint. 29 C.F.R. § 1614.501(e). The award of attorney's fees shall be paid by the Agency. The attorney shall submit a verified statement of fees to the Agency -- not to the Equal Employment Opportunity Commission, Office of Federal Operations -- within thirty (30) calendar days of the date this decision was issued. The Agency shall then process the claim for attorney's fees in accordance with 29 C.F.R. § 1614.501. IMPLEMENTATION OF THE COMMISSION’S DECISION (K0610) Compliance with the Commission’s corrective action is mandatory. The Agency shall submit its compliance report within thirty (30) calendar days of the completion of all ordered corrective action. The report shall be submitted to the Compliance Officer, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 0120150304 9 20013. The Agency’s report must contain supporting documentation, and the Agency must send a copy of all submissions to the Complainant. If the Agency does not comply with the Commission’s order, the Complainant may petition the Commission for enforcement of the order. 29 C.F.R. § 1614.503(a). The Complainant also has the right to file a civil action to enforce compliance with the Commission’s order prior to or following an administrative petition for enforcement. See 29 C.F.R. §§ 1614.407, 1614.408, and 29 C.F.R. § 1614.503(g). Alternatively, the Complainant has the right to file a civil action on the underlying complaint in accordance with the paragraph below entitled “Right to File a Civil Action.†29 C.F.R. §§ 1614.407 and 1614.408. A civil action for enforcement or a civil action on the underlying complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c) (1994 & Supp. IV 1999). If the Complainant files a civil action, the administrative processing of the complaint, including any petition for enforcement, will be terminated. See 29 C.F.R. § 1614.409. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The 0120150304 10 Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (T0610) This decision affirms the Agency’s final decision/action in part, but it also requires the Agency to continue its administrative processing of a portion of your complaint. You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision on both that portion of your complaint which the Commission has affirmed and that portion of the complaint which has been remanded for continued administrative processing. In the alternative, you may file a civil action after one hundred and eighty (180) calendar days of the date you filed your complaint with the Agency, or your appeal with the Commission, until such time as the Agency issues its final decision on your complaint. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency†or “department†means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations March 30, 2017 Date Copy with citationCopy as parenthetical citation