Nur, Israel et al.Download PDFPatent Trials and Appeals BoardApr 7, 202012665810 - (D) (P.T.A.B. Apr. 7, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/665,810 04/27/2010 Israel Nur ETH5481USPCT 4023 27777 7590 04/07/2020 JOSEPH F. SHIRTZ JOHNSON & JOHNSON ONE JOHNSON & JOHNSON PLAZA NEW BRUNSWICK, NJ 08933-7003 EXAMINER KIM, TAEYOON ART UNIT PAPER NUMBER 1632 NOTIFICATION DATE DELIVERY MODE 04/07/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): jnjuspatent@corus.jnj.com lhowd@its.jnj.com pair_jnj@firsttofile.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte ISRAEL NUR, ROBERTO MEIDLER, and LILIANA BAR Appeal 2019-003265 Application 12/665,810 Technology Center 1600 Before TAWEN CHANG, TIMOTHY G. MAJORS, and MICHAEL A. VALEK, Administrative Patent Judges. CHANG, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1, 4, 16, 64, 69, 72, 73, 75–81. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as Omrix Biopharmaceuticals, LTD. Appeal Br. 3. Appeal 2019-003265 Application 12/665,810 2 BACKGROUND According to the Specification, [f]ibrin glue is formed by an enzymatic reaction involving inter alia, fibrinogen, thrombin and Factor XIII. The thrombin converts the fibrinogen to fibrin by enzymatic action at a rate determined by the concentration of thrombin. Factor XIII[] is typically present in the fibrinogen component of the glue and is an enzyme of the blood coagulation system that cross-links and stabilizes the fibrin clot. Spec. 1:14–18. Further according to the Specification, [f]ibrin glues are used increasingly in surgery to reduce bleeding, and adhesions, to sealing or filling surfaces and/or improve wound healing. The up-to-date fibrin glue formulations are colorless; therefore applying the preparation to the oozing site remains difficult to control. Addition of a visualization agent improves the application targeting qualities of the fibrin glue, e.g. simplifies locating the application area, enables the user to asses[s] the thickness of the applied material and improves the visibility of the applied material. However, it was found . . . that . . . increased concentrations of visualization agents . . . affects the activity of thrombin. Also, it was found according to the invention that different visualization agents affected differently thrombin clotting activity or clot formation. . . . . Advantageously, according to the invention the visualization agent is added to the fibrin glue or a component thereof at a concentration that is low enough to be enzymatically-permissive but which is sufficient to clearly stain the application site in a manner that the area can be located, the thickness of the applied material can be assessed and/or the applied material can be distinguished. Id. at 3:8–26 (formatting added). Appeal 2019-003265 Application 12/665,810 3 CLAIMED SUBJECT MATTER The claims are directed to a dyed fibrin film on a tissue surface or a fibrin glue formulation. Claim 1 is illustrative: 1. A dyed fibrin film on a tissue surface from a solution comprising: fibrin, thrombin, a visualization agent and water, wherein said visualization agent is methylene blue or indigo carmine; wherein the concentration of the visualization agent in the solution is in the range of 0.005 to 0.025% for methylene blue and 0.005 to 0.01% for indigo carmine, wherein the solution comprises a costabilizer; and wherein said thrombin in the solution retains more than 90% clotting activity in-the presence of the visualization agent. REJECTION(S) Claims 1, 4, 16, 64, 69, 72–73 and 75–81 are rejected under 35 U.S.C. § 103(a) as being unpatentable over Sterk,2 Pathak,3 the Material Safety Data Sheet (MSDS) for methylene blue,4 and Tse.5 DISCUSSION A. Issue The Examiner finds that Sterk teaches almost all of the limitations of claim 1, except that it does not explicitly teach a dyed fibrin “film,” the concentration of the visualization agent, and the limitation regarding 2 Sterk, US 2005/0049178 A1, published Mar. 3, 2005. 3 Pathak et al., US 7,009,034 B2, issued Mar. 7, 2006. 4 Science Lab.com, Material Safety Data Sheet: Methylene Blue MSDS (2012). 5 Tse, US 5,792,835, issued Aug. 11, 1998. Appeal 2019-003265 Application 12/665,810 4 “thrombin . . . retain[ing] more than 90% clotting activity in the presence of the visualization agent.” Ans. 4, 6. With regard to the limitation of a fibrin “film,” the Examiner finds that Sterk’s “mixed solution of fibrinogen . . . and . . . thrombin . . . would form fibrin clots, [which] when applied onto a target surface . . . would inherently form a film on the surface after polymerization/crosslinking.” Id. at 4. The Examiner also finds that Pathak teaches that “polymeric hydrogels such as fibrin glue can be applied as a thin coating or film on a tissue.” Id. The Examiner concludes that, therefore, it would have been obvious to a skilled artisan that the “fibrin glue/clot” taught in Sterk “can be a thin coating or [in] film form.” Id. With regard to the limitations relating to the concentration of the visualization agent, the Examiner finds that Pathak teaches “the use of methylene blue as biocompatible visualization agents for synthetic polymers including fibrin glue, and the concentration of the visualization agents in the final reactive precursor species mix more than 0.05 mg/ml (i.e. 0.005%), preferably at 0.1 to 4 mg/ml (i.e. 0.01 % - 0.4%).” Ans. 5. The Examiner concludes that “[i]t would have been obvious to one skilled in the art [to] modify the concentration of the dye in the thrombin solution of Sterk in order to obtain desired visibility of the glue after mixing with the fibrinogen solution based on the teaching of Pathak . . . by routine experimentations.” Id. at 5–6. Finally, “[w]ith regard to the limitation directed to the thrombin in the solution retaining more than 90% clotting activity in the presence of the visualization agent,” the Examiner finds that limitation is inherently met by the composition suggested by the composition of Sterk and Pathak, because Appeal 2019-003265 Application 12/665,810 5 the limitation “is interpreted . . . as a result obtainable when the claimed concentration of the dye (visualization agent) in the claimed product is within the claimed range.” Id. at 6. Appellant contends that Sterk is not relevant prior art. Appeal Br. 5. Appellant further contends that Sterk and Pathak are not related and that they are not combinable in the manner suggested in the rejection. Id. at 6. Finally, Appellant contends that the subject matter of the claims exhibits unexpected results. Id. at 7. Appellant does not separately argue the claims. We therefore focus our analysis on claim 1 as representative. The issues with respect to this rejection are (1) whether a preponderance of evidence supports the Examiner’s conclusion that a skilled artisan would have had reason to combine Sterk and Pathak to arrive at the subject matter of claim 1, with a reasonable expectation of success, and, if so, (2) whether Appellant has provided evidence of unexpected results that, when considered together with the evidence of obviousness, shows claim 1 to be non-obvious. B. Findings of Fact 1. Sterk teaches that “[f]ibrin glues have . . . proven useful as agents for the occlusion of vessels” but that “the use of conventional fibrin glue in oncology surgery has the disadvantage that . . . it has been very difficult or impossible to distinguish between the diseased tissue to be removed and the healthy tissue.” Sterk ¶ 4. 2. Sterk teaches “an agent for occluding blood vessels” comprising at least “an agent for bringing about a vascular occlusion and a physiologically acceptable dye,” which stains the occluded blood vessels and “allows a safe distinction between healthy and diseased tissue and Appeal 2019-003265 Application 12/665,810 6 [which] can therefore be used advantageously during the surgical removal of the diseased tissue.” Id. at Abstract, ¶¶ 5–6, 8; see also id. ¶ 52. 3. Sterk teaches that “[e]specially preferred is an agent that comprises a liquid fibrinogen solution to effect the occlusion of the vessel and can be used in cooperation with a liquid thrombin preparation.” Id. ¶ 6. 4. Sterk teaches that the tissue glue of the invention “can contain an added preparation containing the blood coagulation factor XIII” or have “the blood coagulation factor XIII [mixed] into the fibrinogen preparation from the beginning.” Id. ¶ 13. The Examiner finds, and Appellant does not dispute, that blood coagulation factor XIII is “a catalyst capable of inducing crosslinking of fibrin.” Ans. 4. 5. Sterk teaches that “[t]he fibrin glue usable in accordance with the invention is preferably comprised of a stabilized, liquid fibrinogen- and a liquid thrombin preparation.” Sterk ¶ 12. 6. Sterk teaches that its fibrinogen preparation can comprise, among other things, one or more amino acids as stabilizers. Id. ¶ 16. 7. Sterk teaches that examples of suitable dyes include methylene blue. Id. ¶ 12. 8. Sterk teaches that the dye is “added to one of the two preparations, generally to the thrombin preparation.” Id. ¶ 7. 9. Pathak teaches that “[a]lmost every surgical treatment carries a risk that bodily tissue exposed during the course of the surgery will adhere to each other, a condition termed an adhesion,” and that “[o]ne approach to the treatment of adhesions has been to coat surgically exposed tissues with a gel before closing the surgical site.” Pathak 1:30–32, 39–41. Appeal 2019-003265 Application 12/665,810 7 10. Pathak teaches that “polymers [may] be added to the patient ‘in situ’ in a solution and then chemically reacted inside the patient so that the polymers form covalent crosslinks to create a polymer network,” and that “[t]his approach lets the polymer be formed in a way that closely conforms to the shape of the tissues in the body.” Id. at 1:44–51. 11. Pathak teaches that “[p]olymeric hydrogels, for example, fibrin glue, . . . are essentially colorless” and that “[t]his problem is often even more acute when the hydrogel is applied as a coating on a tissue because tissue coatings conventionally are thin,” and “[t]he resulting colorless solution or film is therefore difficult to visualize.” Id. at 2:4–10. 12. Pathak teaches including visualization agents with the biocompatible crosslinked polymers used for, among other things, prevention of post-operative adhesions, wound dressings and surgical sealants. Id. at Abstract, see also id. at 3:46–51 (describing uses of biocompatible crosslinked polymers of the invention). 13. Pathak teaches that “use of color in biocompatible crosslinked polymers . . . greatly improves their performance in a surgical environment,” and “the better visibility available with the use of color also permits efficient use of materials and avoids wastage.” Id. at 2:18–24; see also id. at 4:60– 65, 5:26–27 (explaining that “use of a visualization agent is especially preferred when a hydrogel is used to coat a substrate”). 14. Pathak teaches “[a]n embodiment of [its] invention [that] is a hydrogel for use on a substrate such as a patient’s tissue,” where “[t]he hydrogel coats the tissue and forms a coating” and “has water, a biocompatible visualization agent, and reactive hydrophilic polymers that Appeal 2019-003265 Application 12/665,810 8 form a crosslinked hydrogel after contact with the tissue.” Id. at 2:25–30; see also id. at 5:37–38 (“A preferred substrate is a tissue of a patient.”). 15. Pathak teaches an embodiment that is “a hydrogel that is coated onto a tissue and has a maximum thickness of between 0.1 to 10.0 mm.” Id. at 2:44–46. 16. Pathak teaches that “[t]he hydrophilic polymers may be natural polymers, for example proteins e.g., . . . fibrinogen . . . and fibrin.” Id. at 2:37–39; see also id. at 6:30–33, 26:14–25 (teaching fibrin glue or fibrin sealant as crosslinked biodegradable hydrogel networks that may be used for drug delivery in accordance with the invention), 40:3–5 (claim 2). 17. Pathak teaches that “[p]referred biocompatible visualization agents are FD&C Blue #1, #2, #3, D&C Green #6, and methylene blue.” Id. at 2:47–48; see also id. at 6:57–58, 10:58–60. 18. Pathak teaches that “[t]he preferred color [of the visualization agent] is green or blue because it has better visibility in presence of blood or on a pink or white tissue background.” Id. at 10:58–60; see also id. at 11:24–27. 19. Pathak teaches that the visualization agents “are preferably present in the final electrophilic-nucleophilic reactive precursor species mix at a concentration of more than 0.05 mg/ml and preferably . . . at least 0.1 to about 12 mg/ml, and more preferably . . . 0.1 to 4.0 mg/ml.” Id. at 6:59–65. Pathak teaches that “[t]hese concentration ranges were found to give a color to the hydrogel that was desirable without interfering with crosslinking times (as measured by the time for the reactive precursor species to gel).” Id. at 6:65–7:2. Appeal 2019-003265 Application 12/665,810 9 20. Pathak further teaches that “[t]he visualization agent may be used in small quantities, preferably less than 1% weight/volume, more preferably less than 0.01% weight/volume and most preferably less than 0.001% weight/volume concentration.” Id. at 11:1–4. C. Analysis Unless otherwise noted, we adopt the Examiner’s findings of fact and reasoning regarding the Examiner’s rejection of claim 1 under 35 U.S.C. § 103(a) (Final Act. 4–7, 9–10; Ans. 3–6, 8–15) and agree that claim 1 is obvious over Sterk, Pathak, the Material Safety Data Sheet (MSDS) for methylene blue, and Tse. Only those arguments timely made by Appellant in the briefs have been considered; arguments not so presented in the briefs are waived. See 37 C.F.R. § 41.37(c)(1)(iv) (2017); see also Ex parte Borden, 93 USPQ2d 1473, 1474 (BPAI 2010) (informative) (“Any bases for asserting error, whether factual or legal, that are not raised in the principal brief are waived.”). We address Appellant’s arguments below. Appellant argues that Sterk is not relevant prior art. Appellant first argues that Sterk describes agents for occlusion of blood vessels and that the components of these occlusion agents are thus not provided onto tissue as a film as recited in claim 1. Appeal Br. 5. We are not persuaded. Two criteria have evolved for determining whether prior art is analogous and thus may be relied on as a basis for rejection of a claim: “(1) whether the art is from the same field of endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor’s endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved.” In Appeal 2019-003265 Application 12/665,810 10 re Clay, 966 F.2d 656, 658–59 (Fed. Cir. 1992). Sterk satisfies both of these criteria. First, the Specification describes the field of the claimed invention as “a proteolytic enzyme composition which is capable of forming fibrin when it reacts with fibrinogen, a fibrin-glue kit and a fibrin-glue formulation comprising an enzymatically-permissible concentration of a visualization agent.” Spec. 1:6–8. Sterk similarly relates to a composition comprising an agent for bringing about a vascular occlusion, such as fibrin glue, and a visualization agent (i.e., dye). FF1–FF4, FF7, FF8. Second, the Specification describes the problem allegedly solved by the claimed invention as determining a concentration of a visualization agent to be “added to the fibrin glue . . . that is low enough to be enzymatically- permissive but . . . sufficient to clearly stain the application site in a manner that the area can be located, the thickness of the applied material can be assessed and/or the applied material can be distinguished.” Spec. 3:8–26. Sterk, which deals among other things with adding a dye to occlusion agent such as fibrin/fibrinogen so as to stain the occluded blood vessel and distinguish between healthy and diseased tissue, is reasonably pertinent to the same problem. See FF1–FF2. Appellant further argues that thrombin is an optional component in Sterk’s occlusion agent and that, “[h]ence, Sterk did not need to consider the potential interaction of dye and thrombin activity with respect to fibrinogen.” Appeal Br. 5. Appellant contends that “[o]ne skilled in the art upon viewing Sterk could not foresee that a particular dye type and concentration were critical for visibility and reactivity” and that, “[c]onsequently, one skilled in the art would not have started with Sterk as Appeal 2019-003265 Application 12/665,810 11 relevant prior art for production of fibrin film and fibrin glue formulations, each having (fibrin)ogen, thrombin and a dye.” Id. at 5–6. We are not persuaded. First, Sterk describes the combination of fibrinogen and thrombin as “especially preferred” and specifically teaches the addition of the dye to the thrombin preparation. FF3, FF8. Thus, we disagree that Sterk would not have considered the potential interaction of dye and thrombin activity. Second, “[i]t is well settled that a prior art reference is relevant for all that it teaches to those of ordinary skill in the art,” In re Fritch, 972 F.2d 1260, 1264 (Fed. Cir. 1992), and, “[i]n determining whether the subject matter of a patent claim is obvious, neither the particular motivation nor the avowed purpose of the patentee controls.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 419 (2007). Thus, assuming for the sake of argument that a skilled artisan reading Sterk “could not foresee that a particular dye type and concentration were critical for visibility and reactivity,” this still would not render Sterk irrelevant as prior art. Finally, we note that “[n]on-obviousness cannot be established by attacking references individually where the rejection is based upon the teachings of a combination of references. . . . [The reference] must be read, not in isolation, but for what it fairly teaches in combination with the prior art as a whole.” In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). In this case, the obviousness rejection includes Pathak, and Pathak teaches that the dye concentration should be selected in an amount sufficient to provide color while avoiding potential interference with formation of crosslinked polymer such as fibrin glue. FF19. Appeal 2019-003265 Application 12/665,810 12 Appellant argues that “Sterk and Pathak are not related or combinable in the manner urged by the Examiner.” Appeal Br. 6 (formatting omitted). In particular, while Appellant concedes that Pathak discloses that fibrinogen or fibrin may be crosslinked using reactive precursor species with electrophilic functional groups, Appellant contends that the crosslinkers taught in Pathak are neither thrombin, nor factor XIII, which is disclosed in Sterk and induces the crosslinking of fibrin. Id. at 6–7; FF4. Appellant contends that “Pathak could not teach or motivate one to do routine experimentations with a thrombin solution and visualization agents when Pathak does not teach thrombin for this purpose.” Id. at 7. Appellant contends that [u]sing dye concentrations in the cross-linker precursors taught in Pathak cannot foresee any problem exerted by visualization agents on liquid thrombin. Accordingly, there is no motivation to limit the concentration of a specific dye in a thrombin solution. Therefore, Pathak cannot motivate the skilled in the art aware of Sterk to limit the concentration of a specific dye in a thrombin solution. Appeal Br. 7. We are not persuaded. Sterk and Pathak, like the claimed invention, are both directed to biocompatible crosslinked polymers useful in surgical procedures. FF4, FF10. The references are also both reasonably pertinent to at least one of the problems the claimed invention is attempting to solve, i.e., visualization of the polymer during surgical procedures. FF1, FF2, FF11– FF13.6 Accordingly, the references are analogous art for purposes of 6 Appellant argues that Pathak categorizes fibrin sealants as “other” adhesive sealants and thus “confirms that fibrin sealants are different than sealants Appeal 2019-003265 Application 12/665,810 13 determining obviousness, and we disagree with Appellant’s assertion that they are not related. Neither are we persuaded by Appellant’s argument that a skilled artisan would not have had reason to use the visualization agent concentrations taught in Pathak in Sterk’s composition, and to further optimize such concentration through routine experimentation, simply because Pathak does not explicitly teach blood coagulation factor XIII, the catalyst in Sterk’s composition capable of inducing fibrin crosslinking, or the combination of thrombin with fibrinogen. As the Supreme Court has explained, in analyzing “whether there was an apparent reason to combine . . . known elements in the way a patent disclosed in Pathak.” Appeal Br. 7. We are not persuaded. The paragraphs in Pathak cited as support by Appellant in fact shows that the Pathak’s claimed invention is intended to encompass fibrin sealants. See, e.g., Pathak 2:25–38 (disclosing an embodiment of a hydrogel comprising reactive hydrophilic polymers that form a crosslinked hydrogel after contacting tissue, wherein the hydrophilic polymers may be fibrinogen); 6:30–33 (disclosing that “[n]atural polymers . . . e.g., collagen, fibrinogen . . . and fibrin, may be crosslinked using reactive precursor species with electrophilic functional groups); 25:6–14 (disclosing that “biocompatible crosslinked polymers and their precursors described above may be used in a variety of applications,” which are reviewed in a reference entitled “Fibrin Sealant”). As to Appellant’s argument that Pathak categorizes fibrin sealants as “other” adhesive sealants, Appeal Br. 7 (citing Pathak 25:18–22), the sentence in question states: “The various methodologies and devices for performing ‘in situ’ gelation, developed for other adhesive or sealant systems such [as] fibrin glue or sealant applications, may be used with the biocompatible crosslinked polymers of this invention.” Pathak 25:18–22. While this statement suggests that there may be fibrin glue or sealant applications that do not fall within the scope of Pathak’s claims, it does not suggest, as Appellant appears to argue, that the claimed sealants are distinct from and do not encompass any fibrin sealant. Appeal 2019-003265 Application 12/665,810 14 claims, it is not necessary to “seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR, 550 U.S. at 418. In this case, Sterk discloses concentration ranges of visualization agents that were found to “give a color to the hydrogel that was desirable without interfering with crosslinking.” FF19. A skilled artisan would have reason to use these visualization agent concentrations in Sterk’s composition as a starting point and to further optimize them for the particular ingredients of the composition such that a desirable color is achieved without interfering with the activities (e.g., crosslinking) of other components of the composition. See MPEP § 2144.05.II(A) (“Generally, differences in concentration . . . will not support the patentability of subject matter encompassed by the prior art unless there is evidence indicating such concentration . . . is critical.”) (citing cases). Finally, Appellant contends that the recited concentrations of the claimed visualization agent in claim 1 produce unexpected results. Appeal Br. 7–8. Appellant contends that a skilled artisan “could not have anticipated that [t]he selected dyes and concentrations would have achieved the desired results of [thrombin] activity and [film] visibility,” because none of the cited references suggests the effect of visualization agent on thrombin activity. Id. at 8. Citing the Nur Declaration,7 Appellant contends that “[i]t was surprisingly found that thrombin activity is affected by dyes” and that “indigo carmine and methylene blue can be present in a thrombin solution of 7 Rule 132 Declaration of Israel Nur Ph.D. (Dec. 17, 2015). Appeal 2019-003265 Application 12/665,810 15 a fibrin sealant formulation . . . within a narrow-claimed concentration . . . without compromising the activity of thrombin or visualization of a fibrin film on a tissue surface.” Id. at 7–8. We are not persuaded. As an initial matter, assuming for the sake of argument that none of the references suggests that the concentration of visualization agents would affect thrombin activity, Appellant’s observation of that property does not demonstrate unexpected results we find sufficient to overcome the evidence of obviousness on this record. As discussed above, the combination of Sterk and Pathak renders the film of claim 1 prima facie obvious. “Mere recognition of latent properties in the prior art does not render nonobvious an otherwise known invention.” In re Baxter Travenol Labs., 952 F.2d 388, 392 (Fed. Cir. 1991). Instead, “any superior property must be unexpected to be considered evidence of non- obviousness,” Pfizer, Inc. v. Apotex, Inc., 480 F.3d 1348, 1371 (Fed. Cir. 2007) (finding Appellant’s evidence of non-obvousness “must fail because the record is devoid of any evidence of what the skilled artisan would have expected”). Appellant has not provided persuasive evidence as to what, if anything, a skilled artisan would have expected with respect to the potential interaction between thrombin and visualization agents. Indeed, in this case Pathak suggests that, depending on their concentration, visualization agents such as methylene blue can interfere with crosslinking in the formation of polymer systems. See FF19. Thus, if anything, the evidence of record suggests that a skilled artisan would have expected the potential interaction between these agents and other components in the formation of a crosslinked polymer such as fibrin. Appeal 2019-003265 Application 12/665,810 16 Neither has the Appellant shown persuasive evidence of other unexpected results. Dr. Nur first states that it was “surprisingly found that only blue dyes are suitable for the purpose” of the invention. Nur Decl. 2:3– 6; see also id. at 5:9–6:11. We are not persuaded. “[I]t is well settled that unexpected results must be established by factual evidence. ‘Mere argument or conclusory statements in the specification does not suffice.’” In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997) (quoting In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984)). In addition, [t]he Board has broad discretion as to the weight to give to declarations offered in the course of prosecution. See Velander v. Garner, 348 F.3d 1359, 1371 (Fed. Cir. 2003) (‘[A]ccord[ing] little weight to broad conclusory statements [in expert testimony before the Board] that it determined were unsupported by corroborating references [was] within the discretion of the trier of fact to give each item of evidence such weight as it feels appropriate.’). In re American Acad. of Science Tech Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004) (alterations in original). In this case, Dr. Nur describes an “experiment [in which] the colors [of] fibrin sealant mixtures [were] tested for visibility in a laparoscopic procedure by 6 different assessors.” Nur Decl. 5:13–6:11. However, while Dr. Nur declares that the blue color was assessed to be “exceptional” and that “[a]ll participants expressed their genuine astonishment that the blue dyes that have color shading as blue veins would be the collective choice,” Nur Decl. 6:5–11, no supporting data was provided that would allow the Board to evaluate these conclusory statements. For instance, the Nur Declaration does not provide any details regarding the standards by which the visualization agents were assessed or whether the differences between Appeal 2019-003265 Application 12/665,810 17 the different colors were statistically significant. Indeed, it is not even clear that the “blue color” used in the experiment falls within the claims, as claim 1 recites only methylene blue and indigo carmine. Given the lack of sufficient supporting details, we find that the declaration does not weigh heavily or overcome the evidence of obviousness here. In addition, we note that Pathak teaches that “[t]he preferred color [of the visualization agent] is green or blue because it has better visibility in presence of blood or on a pink or white tissue background.” FF18. Thus, we are further unpersuaded on this record that a skilled artisan would have found it unexpected that blue dyes such as methylene blue and indigo carmine are suitable for use (indeed, advantageous) as visualization agents in a fibrin film to be used on a tissue surface.8 Appellant also argues that the claimed invention exhibits unexpected results because, according to Dr. Nur, “surprisingly, we found that . . . utilizing a very narrow [range] dye concentrations can resolve the problem” of the detrimental effect of methylene blue dye on thrombin when exposed to light in a liquid mixture. Nur Decl. 2:16–19. Dr. Nur cites to Tables 2 and 3 of the Specification as evidencing that “among various dyes tested, only methylene blue and indigo carmine at the narrow claimed concentrations do not compromise the thrombin activity.” Id. at 3:10–15. 8 We acknowledge the statement in the Nur Declaration that a skilled artisan “will not refer to Pathak . . . or combine Pathak with Sterk since Pathak is not dealing with biological sealants and/or to thrombin mixtures and thus is not relevant to dyes or dye concentrations in the pharmaceutical entities of a biological FS, such as thrombin.” Nur Decl. 6:13–16. However, we are not persuaded for reasons already discussed above with respect to the Examiner’s prima facie case of obviousness. Appeal 2019-003265 Application 12/665,810 18 We are not persuaded. First, the tables in the Nur Declaration and the Specification do not provide data on indigo carmine, which is also recited in claim 1. Thus, at the very least, Appellant has not shown unexpected results commensurate with the scope of the claim. In re Dill, 604 F.2d 1356, 1361 (CCPA 1979) (“The evidence presented to rebut a prima facie case of obviousness must be commensurate in scope with the claims to which it pertains.”). Second, based on Dr. Nur’s analysis, the concentrations of methylene blue tested appears to be limited to 0.05% and 0.1%, which is outside of the claimed concentration of 0.005% to 0.025%.9 Spec. 22:1–10 (Table 2), 23:16–19 (Table 3); Nur Decl. 3:10–5:5. Thus, Appellant has not sufficiently demonstrated that there is a “nexus” between its evidence and the concentration of visualization agents recited in claim 1. In re GPAC Inc., 57 F.3d 1573, 1580 (Fed. Cir. 1995) (“For objective evidence [of nonobviousness] to be accorded substantial weight, its proponent must 9 Claim 1 recites the concentration of the visualization agents in a solution that also comprises fibrin, thrombin, a co-stabilizer, and water. Tables 2 and 3 in the Specification sets forth only the concentration of the dye (i.e., visualization agent) in the thrombin component. Thus, it is unclear how one would convert the dye concentrations in Tables 2 and 3 to a concentration relevant to claim 1 (i.e., the concentration of the dye in the solution recited in claim 1). In his Declaration, Dr. Nur appears to assume that the dye concentration relevant to claim 1 would be the concentration of the dye in a 1:1 fibrinogen:thrombin solution and that this concentration would be half of the concentration of the dye in the thrombin solution. Nur Decl. 4:1–5:5. While we are not persuaded of the soundness of Dr. Nur’s assumptions, we make the same assumptions in our discussion of Appellant’s unexpected results argument, because even under these assumptions Appellant’s proffered factual evidence is unpersuasive. Appeal 2019-003265 Application 12/665,810 19 establish a nexus between the evidence and the merits of the claimed invention.”). CONCLUSION In summary: TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 4, 16, 64, 69, 72, 73, 75–81 103(a) Sterk, Pathak, the Material Safety Data Sheet (MSDS) for methylene blue, Tse 1, 4, 16, 64, 69, 72, 73, 75–81 Copy with citationCopy as parenthetical citation