NeilMed Products, Inc.Download PDFTrademark Trial and Appeal BoardMay 15, 2008No. 78655908 (T.T.A.B. May. 15, 2008) Copy Citation Hearing: April 14, 2009 Mailed: May 15, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re NeilMed Products, Inc. ________ Serial No. 78655908 _______ Lisa M. Martens of Fish & Richardson P.C. for NeilMed Products, Inc. Sean Crowley, Trademark Examining Attorney, Law Office 116 (Michael W. Baird, Managing Attorney). _______ Before Hairston, Cataldo and Bergsman, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: NeilMed Products, Inc. filed an application to register in standard characters on the Principal Register the proposed mark SINUS RINSE for “pharmaceutical preparations for treatment of nasal ailments” in International Class 5.1 1 Serial No. 78655908 was filed on June 22, 2005, alleging first use anywhere and in commerce as of May 1, 2000 and asserting a claim of acquired distinctiveness under Section 2(f) of the Trademark Act. THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Ser No. 78655908 2 The trademark examining attorney refused registration under Section 2(e)(1) of the Trademark Act, 15 U.S.C. §1052(e)(1), on the ground that applicant’s mark is highly descriptive of applicant’s goods, and that applicant’s showing that its proposed mark had acquired distinctiveness under Section 2(f) was insufficient to overcome the refusal to register. Applicant submitted additional evidence of acquired distinctiveness under Section 2(f). The examining attorney continued the refusal under Section 2(e)(1) and also refused registration under Section 23 of the Trademark Act, 15 U.S.C. §1091, on the ground that applicant’s mark is incapable of identifying applicant’s goods and distinguishing them from those of others. The examining attorney rejected applicant’s subsequent offer to amend the application to seek registration on the Supplemental Register. When the refusals were made final, applicant appealed. Applicant and the examining attorney filed briefs on the issues under appeal, and applicant filed a reply brief. In addition, the examining attorney and counsel for applicant presented arguments at an oral hearing held before this panel on April 14, 2009. Applicant contends that its proposed mark is not generic for its goods, but has acquired distinctiveness under Section 2(f), or, in the alternative, at least is Ser No. 78655908 3 appropriate for registration on the Supplemental Register. First, applicant argues that prominent medical journals do not make generic use of SINUS RINSE but rather use “several alternative common generic terms for Applicant’s products, namely, ‘nasal saline,’ ‘saline solution,’ or ‘nasal irrigations,’ with the proper technical term expressed as ‘isotonic sodium chloride solution.’”2 Second, applicant argues that the examining attorney’s evidence of genericness is actually evidence of misuse of applicant’s trademark, and that as a result of its efforts at enforcement of its trademark rights and correction of improper usage by third-parties, “the materials set forth by the Examining Attorney fail to prove that ‘SINUS RINSE’ is used by the relevant public primarily to refer to the applicable genus of goods”3 but rather is recognized as a trademark. Applicant argues in addition that the evidence of record fails to show “widespread and persistent generic usage of Applicant’s mark by competitors.”4 Finally, applicant argues that the examining attorney has failed to meet the heavy burden of demonstrating that SINUS RINSE is generic as applied to applicant’s goods. 2 Brief, p. 7. 3 Id. at 8, emphasis in original. 4 Id. at 10, emphasis in original. Ser No. 78655908 4 In support of its position, applicant has made of record articles from medical journals and the Internet as well as third-party advertisements for its goods retrieved from Internet web pages. Applicant submits these materials to support its contention that SINUS RINSE points uniquely to applicant as the source of its goods and that other terms are used as the generic indicators therefor. Representative samples from these articles and web pages follow: Got a runny nose? Flush it out! … In order to keep his head free of congestion, Malone has adopted a technique that singers use called nasal irrigation. Some people refer to it as nasal lavage or neti-potting. … Saline irrigation has gone mainstream in recent years. And there’s research to suggest it works. In one small study at the University of Wisconsin, Dr. David Rabago recruited two groups of sinus sufferers. Half were trained to use nasal irrigation daily. The others didn’t use it [at] all. “The group that used the irrigation improved a lot” compared to the group that didn’t, Rabago says. … (NPR Morning Edition, February 22, 2007); Irrigating your sinuses can work wonders to relieve stuffiness, sneezing and other symptoms of the season. … Call it spring cleaning for your nose. Nasal rinsing – or sinus irrigation – is a simple, ancient technique. … (Herbs for Health, url not supplied); and Sinus Irrigation Kit Ser No. 78655908 5 The Sinus Rinse™ Kit from NeilMed Products, Inc., comes with 50 packets of preservative-free, easy- to-dispense sodium chloride and sodium bicarbonate mixture, an irrigation bottle, and a comprehensive educational brochure on rhinitis, sinusitis and nasal irrigation. … Sinus Rinse helps alleviate nasal allergies, chronic sinus disease, and nasal irritation from occupational dust, fumes, animal dander, grass, pollen, smoke, smog, and house dust. … (ENT Product Marketplace). The examining attorney maintains that applicant’s proposed mark is a generic designation for its goods. In particular, the examining attorney argues that applicant’s goods are a “sinus rinse” and that the relevant consuming public refers to applicant’s goods as such (brief unnumbered p. 3-5). The examining attorney argues that, as a result, applicant’s proposed mark is incapable of functioning as a source identifier for its goods. In support of the refusal, the examining attorney has made of record dictionary definitions of “sinus” and “rinse.” According to these definitions, “sinus” may be defined as follows: “any of various air-filled cavities in the bones of the skull, especially one communicating with the nostrils.”5 “Rinse” may be defined as follows: “a solution, such as water, used in rinsing.”6 5 The American Heritage Dictionary of the English Language, (4th Ed. 2006). 6 Id. Ser No. 78655908 6 The examining attorney further has made of record articles and advertisements retrieved from the Lexis/Nexis computer database as well as Internet web pages. The following representative samples from such articles and web pages are illustrative (emphasis added): A very direct and affordable way to clear the sinuses is to use a sinus rinse that can be purchased at his office or other medical suppliers, or made at home. bartletexpress.com; For more information on how to prepare and perform a saline sinus rinse and for proper dosages of the treatments listed above, check with a doctor of natural medicine. “Relief for Hay Fever,” International Examiner, April 30, 2004; “A sinus rinse can be very helpful,” (Dr.) Keslin said, referring to a saltwater solution used to rinse the sinuses and nasal passages. “Plagued by Pollen? You’re Not Alone,” Albuquerque Journal, March 2, 2006; You’ve had allergy shots. You’ve used all the drugstore stuff. You’ve tried the pills, the potions, the inhalers, the eye drops, the nasal sprays, the sinus rinses. Some of it helps, but not much. “A Sensitive Nose for News,” The Oregonian, April 14, 2006; There are a number of ways to treat sinusitis. Treatment approaches include sinus irrigation, in which a sinus rinse is used to flush the sinuses and nasal passages. … allergychannel.net; Ser No. 78655908 7 Some people with postnasal drip find relief with decongestants, non-drowsy antihistamines, or allergy medication. Doctors may also recommend cleaning nasal passages with a sinus rinse. “Medical Mailbox,” Saturday Evening Post, March 1, 2008; and This ancient Indian practice helps wash the nose and sinuses. It should be safe, though you can accomplish much the same effect with a saline sinus rinse found in most pharmacies. “The People’s Pharmacy,” Newsday, January 29, 2008. A mark is a generic name if it refers to the class, genus or category of goods and/or services on or in connection with which it is used. See In re Dial-A- Mattress Operating Corp., 240 F.3d 1341, 57 USPQ2d 1807 (Fed. Cir. 2001), citing H. Marvin Ginn Corp. v. International Association of Fire Chiefs, Inc., 782 F.2d 987, 228 USPQ 528 (Fed. Cir. 1986). The test for determining whether a mark is generic is its primary significance to the relevant public. See Section 14(3) of the Act. See also In re American Fertility Society, 188 F.3d 1341, 51 USPQ2d 1832 (Fed. Cir. 1999); Magic Wand Inc. v. RDB Inc., 940 F.2d 638, 19 USPQ2d 1551 (Fed. Cir. 1991); and H. Marvin Ginn Corp. v. International Association of Fire Chiefs, Inc., supra. The examining attorney has the burden of establishing by clear evidence that a mark is Ser No. 78655908 8 generic and thus unregistrable. See In re Merrill Lynch, Pierce, Fenner and Smith, Inc., 828 F.2d 1567, 4 USPQ2d 1141 (Fed. Cir. 1987). Evidence of the relevant public’s understanding of a term may be obtained from any competent source, including testimony, surveys, dictionaries, trade journals, newspapers, and other publications. See In re Northland Aluminum Products, Inc., 777 F.2d 1556, 227 USPQ 961 (Fed. Cir. 1985). In In re American Fertility Society, supra, our primary reviewing court held that if the USPTO can prove “(1) the public understands the individual terms to be generic for a genus of goods and species; and (2) the public understands the joining of the individual terms into one compound word to lend no additional meaning to the term, then the PTO has proven that the general public would understand the compound term to refer primarily to the genus of goods or services described by the individual terms.” (Id. at 1837.) The court further clarified the test in In re Dial-A- Mattress Operating Corp., supra, 1-888-M-A-T-R-E-S-S for “telephone shop-at-home retail services in the field of mattresses,” (Id. at 1810): Where a term is a “compound word” (such as “Screenwipe”), the Director may satisfy his burden of proving it generic by producing Ser No. 78655908 9 evidence that each of the constituent words is generic, and that “the separate words joined to form a compound have a meaning identical to the meaning common usage would ascribe to those words as a compound.” In re Gould Paper Corp., 834 F.2d 1017, 1018, 5 USPQ2d 1110, 1110(Fed. Cir. 1987). However, where the proposed mark is a phrase (such as “Society for Reproductive Medicine”), the board “cannot simply cite definitions and generic uses of the constituent terms of a mark”; it must conduct an inquiry into “the meaning of the disputed phrase as a whole.” In re The Am. Fertility Soc'y, 188 F.3d at 1347, 51 USPQ2d at 1836. The In re Gould test is applicable only to “compound terms formed by the union of words” where the public understands the individual terms to be generic for a genus of goods or services, and the joining of the individual terms into one compound word lends “no additional meaning to the term.” Id. at 1348-49, 51 USPQ2d at 1837. The court concluded that “1-888-M-A-T-R-E-S-S,” as a mnemonic formed by the union of a series of numbers and a word, bears closer conceptual resemblance to a phrase than a compound word, and the court reiterated that the PTO must produce evidence of the meaning the relevant purchasing public accords to the proposed mnemonic mark “as a whole.” In concluding that there was not substantial evidence that the term is generic, the court added that the term is not literally a genus or class name nor does it “immediately and unequivocally” describe the service at issue. We find that, in this case, SINUS RINSE is more analogous to the phrase considered by the court in American Fertility than it is to the compound word considered in Ser No. 78655908 10 Gould. That is to say, unlike the term SCREENWIPE contemplated by the Federal Circuit in In re Gould, supra, SINUS RINSE appears to be a phrase comprising its constituent words, and not a compound word. Thus, dictionary definitions alone cannot support a refusal to register the proposed mark. However, we need not determine whether definitions of the constituent terms would be sufficient in view of the fact that evidence made of record by the examining attorney establishes that the wording “sinus rinse” is the name of a class of goods. While we agree with applicant that the genus of the goods at issue is “pharmaceutical preparations for treatment of nasal ailments,” that is, the goods as identified in the involved application, we also find that SINUS RINSE is understood by the relevant public to refer to that genus of goods. See H. Marvin Ginn, supra. A product may have more than one generic name. In re Sun Oil Co., 426 F.2d 401, 165 UPSQ 718, 719 (CCPA 1970) (Rich, J., concurring) (“All of the generic names for a product belong in the public domain”) (emphasis in the original); Roselux Chemical Co., Inc. v. Parsons Ammonia Company, Inc., 299 F.2d 855, 132 UPSQ 627, 632 (CCPA 1962) (a product may have more than one common descriptive name). Specifically, articles and advertisements made of record by the examining Ser No. 78655908 11 attorney clearly establish that a “sinus rinse” is a saline solution delivered into the nasal passages to rinse allergens, mucous, and other irritants from the sinuses. Furthermore, the materials made of record by the examining attorney do not point to applicant, or to any other single entity, as the source of the “sinus rinse” discussed therein. Rather, it seems that a “sinus rinse” may be obtained from any number of sources, or formulated at home by the user. In addition, applicant has failed to introduce evidence sufficient to rebut the examining attorney’s evidence of genericness. Instead, applicant merely relies upon advertisements for its goods under its proposed SINUS RINSE mark and evidence that other terms, such as “saline solution,” are also generic as applied to its goods. Such evidence submitted by applicant in this case is insufficient to rebut the examining attorney’s strong prima facie case of genericness. Cf. In re American Online, Inc., 77 USPQ2d 1618 (TTAB 2006). We are not persuaded that because advertisers and physicians observe SINUS RINSE as a mark when directly referring to applicant’s goods, the evidence made of record by the examining attorney somehow fails to demonstrate that SINUS RINSE is used as a generic term applied to nasal irrigation product emanating from a Ser No. 78655908 12 variety of sources. Similarly, the fact that other terms, such as “saline solution,” are also generic designators for applicant’s goods does not diminish the genericness of SINUS RINSE. Nor are we persuaded that the absence from the record of uses of SINUS RINSE as a generic term in medical journals is indicative that the term serves a source-identifying function. The evidence of record clearly establishes that SINUS RINSE is used as a generic term in educational, informational and commercial Internet websites as well as major circulation newspapers and periodicals. With regard to applicant’s contention that the record does not indicate use of SINUS RINSE as a generic term by applicant’s competitors, we note that applicant asserts that it has made strong efforts at enforcement of SINUS RINSE as a trademark, and sent numerous cease-and-desist letters to such users. Even if we discount the examining attorney’s evidence that applicant claims is misuse of its proposed SINUS RINSE mark, the remaining evidence clearly establishes that consumers of nasal irrigation products view SINUS RINSE as a generic term therefor. We further note that there is no evidence of record to indicate why the third-parties in question ceased using SINUS RINSE as a generic term when faced with applicant’s cease-and-desist letters. Thus, the Ser No. 78655908 13 record in this case does not support a finding that the third-parties who ceased using SINUS RINSE as a generic term did so because they now recognize the term as a trademark. Accordingly, the record is sufficient to establish that the relevant public would find SINUS RINSE a generic term denoting applicant’s identified pharmaceutical preparations that treat nasal ailments by rinsing irritants from one’s sinuses. Mere Descriptiveness Implicit in our holding that the evidence before us establishes that SINUS RINSE is generic for applicant’s goods is a holding that SINUSE RINSE is at least merely descriptive of applicant’s goods under Section 2(e)(1). “The generic name of a thing is in fact the ultimate in descriptiveness.” H. Marvin Ginn Corp., supra, at 530. Acquired Distinctiveness In finding that the designation SINUS RINSE is incapable of being a source identifier for applicant’s goods, we have considered, of course, all of the evidence touching on the public perception of this designation, including the evidence of acquired distinctiveness. As to acquired distinctiveness, applicant has the burden to establish a prima facie case of acquired distinctiveness. Ser No. 78655908 14 See Yamaha International Corp. v. Hoshino Gakki Co., Ltd., 840 F.2d 1572, 6 USPQ2d 1001, 1006 (Fed. Cir. 1988). Applicant submitted the declaration under Trademark Rule 2.20 of Nina Mehta, its Chief Executive Officer, stating the following: (1) applicant has made substantially exclusive and continuous use of SINUS RINSE in commerce in connection with the goods provided by applicant for over five years prior to the date upon which the claim of distinctiveness is made; (2) applicant provides its goods in over 10,000 pharmacies and retail stores throughout the United States, including Walgreens and Albertsons, as well as amazon.com, drugstores.com and 100 catalog stores, and its users number 100,000 individuals, 20,000 doctors, and 12,000 pharmacists; (3) applicant’s sales ranged from over $500,000 in 2001 to a projected 9,000,000 in 2006; and applicant’s advertising figures ranged from $350,000 in 2001 to a projected $6,000,000 in 2006; (4) applicant advertises its goods under the SINUS RINSE designation in brochures, pamphlets, printed advertisements in newspapers and periodicals, its Internet websites, radio and television; and Ser No. 78655908 15 (5) articles concerning applicant’s SINUS RINSE products have appeared in major circulation newspapers as well as trade publications. Applicant submitted with its declaration representative samples of its advertisements, packaging for its goods, and orders from physicians. Applicant’s long use and revenues suggest that applicant has enjoyed a substantial degree of business success. Nonetheless, this evidence demonstrates only the popularity of applicant’s goods, not that the relevant customers of such products have come to view the designation SINUS RINSE as applicant’s source-identifying trademark.7 See In re Bongrain International Corp., 894 F.2d 1316, 13 USPQ2d 1727 (Fed. Cir. 1990); and In re Recorded Books Inc., 42 USPQ2d 1275 (TTAB 1997). The issue here is the achievement of distinctiveness, and the evidence falls far short of establishing this. Notably, the record contains little direct evidence that the relevant classes of purchasers of applicant’s goods view SINUS RINSE as a distinctive source indicator for applicant’s goods. 7 We note, in that regard, that much of the evidence submitted by applicant in the form of orders from physicians do not make reference to the applied-for mark, but rather request “NeilMed’s Sinus Rinse.” Ser No. 78655908 16 Accordingly, even if the designation SINUS RINSE were found to be not generic, but merely descriptive, given the highly descriptive nature of the designation SINUS RINSE, we would need to see a great deal more evidence (especially in the form of direct evidence from customers) than what applicant has submitted in order to find that the designation has become distinctive of applicant’s goods. That is to say, the greater the degree of descriptiveness, the greater the evidentiary burden on the user to establish acquired distinctiveness. See Yamaha Int'l. Corp. v. Hoshino Gakki Co., supra; and In re Merrill Lynch, Pierce, Fenner & Smith, Inc., supra. The sufficiency of the evidence offered to prove secondary meaning should be evaluated in light of the nature of the designation. Highly descriptive terms, for example, are less likely to be perceived as trademarks and more likely to be useful to competing sellers than are less descriptive terms. More substantial evidence of secondary meaning thus will ordinarily be required to establish their distinctiveness. Decision: The refusal under Section 2(e)(1) of the Act on the ground that the proposed mark is generic is affirmed; the refusal under Section 2(e)(1) of the Act on the ground that the mark is merely descriptive and the Section 2(f) showing is insufficient is likewise affirmed. Copy with citationCopy as parenthetical citation