M¿rtensson, Linus et al.Download PDFPatent Trials and Appeals BoardDec 9, 201914685710 - (D) (P.T.A.B. Dec. 9, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/685,710 04/14/2015 Linus Mårtensson PS15 0216US1 7950 58342 7590 12/09/2019 RENNER, OTTO, BOISSELLE & SKLAR, LLP (Sony) 1621 EUCLID AVENUE 19TH FLOOR CLEVELAND, OH 44115 EXAMINER LE, TOAN M ART UNIT PAPER NUMBER 2864 NOTIFICATION DATE DELIVERY MODE 12/09/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): ipdocket@rennerotto.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte LINUS MÅRTENSSON, MAGNUS MIDHOLT, ALEXANDAR RODZEVSKI, and HENRIK BENGTSSON Appeal 2019-000020 Application 14/685,710 Technology Center 2800 Before BRADLEY R. GARRIS, CHRISTOPHER C. KENNEDY, and LILAN REN, Administrative Patent Judges. GARRIS, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–20. We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Sony Mobile Communications Inc. Appeal Br. 2. Appeal 2019-000020 Application 14/685,710 2 CLAIMED SUBJECT MATTER The claims are directed to an electronic device, or a corresponding method, for determining user activity comprising control circuitry configured to form a characteristic signature from first data corresponding to a static electric field and second data corresponding to motion, wherein user activity is determined based on a comparison of the characteristic signature with a plurality of baseline signatures (independent claims 1, 9, 11). Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. An electronic device, comprising: a static electric field sensor for detecting a static electric field; at least one other sensor for detecting one of motion or sound; and a control circuit operative to determine an activity performed by a user, the control circuit configured to: obtain first data from the static electric field sensor data corresponding to a static electric field about the electronic device; obtain second data from the at least one other sensor data corresponding to motion of the electronic device; form from the first and second data a characteristic signature; and identify the user activity based on a comparison of the characteristic signature with a plurality of baseline signatures. REJECTIONS The Examiner rejects claims 1–3, 5–8, 11, 12, and 14–18 under 35 U.S.C. § 102(a)(1) as anticipated by Cohn et al. (hereinafter “Cohn”) “An Ultra-Low-Power Human Body Motion Sensor Using Static Electric Field Sensing” UBICOMP' 12, (Sept 5 - Sept 8, 2012) (Final 6–10). Appeal 2019-000020 Application 14/685,710 3 Additionally, the Examiner rejects claims 1–20 under 35 U.S.C. § 101 on the grounds that the claimed invention is directed to an abstract idea without significantly more (id. at 2–6). OPINION The § 102 Rejection The Examiner finds that Cohn discloses the device and method of independent claims 1 and 11 respectively including the claimed feature of forming a characteristic signature from first data corresponding to a static electric field and second data corresponding to motion (Final 7). Appellant argues that Cohn fails to teach forming a characteristic signature from static electric field data and motion data as claimed (Appeal Br. 17–18). Appellant explains that Cohn makes clear user activity is determined independent of any motion data from Cohn’s accelerometer by expressly teaching “[a]lthough our signal is correlated to the data from the accelerometer, it is important to note that we are not measuring acceleration” (id. at 18 (quoting Cohn second page, second column (Appellant’s emphasis omitted))). Appellant correctly points out that Cohn uses accelerometer motion data only to verify the accuracy of the static electric field data (id.). In response, the Examiner does not dispute Appellant’s point that the accelerometer motion data of Cohn is used only for verifying the accuracy of the static electric field data. Rather, the Examiner maintains the above anticipation finding based on the proposition that “forming a characteristic signature from the combination of the first data and the second data is not a fusion/merge of the first and second data (e.g., no resultant data from combination of the first and second data)” (Ans. 29) (emphases omitted). Appeal 2019-000020 Application 14/685,710 4 Appellant replies by observing that the Examiner’s definition of the claim phrase “characteristic signature” deviates from the Specification, which defines this phrase as “a combination of a plurality of different types of data . . . to form a data stream that defines the characteristic signature, where different types of data corresponding to the same instants in time may be linked together” (Reply Br. 4–5 (quoting Spec. 8:13–21)). Based on the record before us, Appellant convincingly establishes that the claim feature of forming a characteristic signature requires combining static electric field data and motion data wherein these different types of data are linked together. On the other hand, the Examiner offers no explanation or Specification support for the proposition that Cohn’s use of accelerometer motion data only to verify the accuracy of the static electric field data anticipates this claim feature. For these reasons, the Examiner’s finding of anticipation is erroneous. We do not sustain the § 102 rejection of claims 1–3, 5–8, 11, 12, and 14–18 as anticipated by Cohn. The § 101 Rejection In issues involving subject matter eligibility, our inquiry focuses on whether the claims satisfy the two-step test set forth by the Supreme Court in Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208 (2014). The Supreme Court instructs us to “first determine whether the claims at issue are directed to a patent-ineligible concept” (id. at 216–18), and, in this case, the inquiry centers on whether the claims are directed to a judicial exception. If the initial threshold is met, we then move to the second step, in which we “consider the elements of each claim both individually and ‘as an ordered Appeal 2019-000020 Application 14/685,710 5 combination’ to determine whether the additional elements ‘transform the nature of the claim’ into a patent-eligible application.” Id. at 217 (quoting Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 79, 78 (2012)). The Supreme Court describes the second step as a search for “an ‘inventive concept’—i.e., an element or combination of elements that is ‘sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.’” Id. (quoting Mayo, 566 U.S. at 72–73). The USPTO recently published revised guidance on the application of § 101. USPTO’s Memorandum, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Memorandum”). Under that guidance, we look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP §§ 2106.05(a)– (c), (e)–(h)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. Appeal 2019-000020 Application 14/685,710 6 See Memorandum. The Examiner determines that the obtaining, forming, and identifying features recited in the independent claims constitute an abstract idea because these features are analogous to those identified as abstract ideas in FairWarning IP, LLC v. Iatric Systems, Inc., 839 F.3d 1089 (Fed. Cir. 2016) and Electric Power Group, LLC v. Alstom S.A., 830 F.3d 1350 (Fed. Cir. 2016), which involve the collection and analysis of information (Final 2–5). Appellant disagrees with the Examiner by arguing that the claim features in question are analogous to those identified as not directed to an abstract idea in Thales Visionix Inc. v. United States, 850 F.3d 1343 (Fed. Cir. 2017) (Appeal Br. 9). Specifically, Appellant points out that the court determined the claims of Thales are not directed to an abstract idea because they “are directed to systems and methods that use inertial sensors in a non- conventional manner to reduce errors in measuring the relative position and orientation of a moving object on a moving reference frame” (id. (quoting Thales Visionix Inc., 850 F.3d at 1348–49)). Appellant argues that the claims on appeal likewise use sensors in a non-conventional manner by forming a characteristic signature from static electric field sensor data and motion sensor data, thereby providing an improvement over conventional devices that have difficulty in detecting user activity involving little motion (id. (citing Spec. 1:23–2:4)). The Examiner responds by arguing without meaningful embellishment that “Thales is distinguishable because claim 1, of the current application, is not directed to otherwise eligible subject matter” (Ans. 7). The Examiner additionally argues without elucidation that a pencil and paper can be used to carry out the claim feature of forming from the first and Appeal 2019-000020 Application 14/685,710 7 second data a characteristic signature and that there is no indication this claim feature improves any technology (id. at 13). Finally, the Examiner states without explanation that the claim feature of forming a characteristic signature from the first and second data “is not same as fusing the first and second data to form a characteristic signature” (id. at 14). In reply, Appellant accurately points out that the Examiner is making unsupported assertions in arguing a pencil and paper can be used to carry out the claim feature in question and in arguing the claim feature does not improve any technology (Reply Br. 2–3). In this latter regard, Appellant correctly states “[t]he pending application clearly discloses that the use of data from a static electric field sensor and another sensor improves detection of user activity” (id. at 3 (citing Spec. 2:9–11)). Regarding Revised Step 2A, Prong (1), of the Memorandum guidance, we determine that claims 1–20 do not recite an abstract idea. In particular, the Examiner fails to identify any claim features in the previously cited FairWarning and Electric Power decisions that are analogous to the claim feature of forming from the first and second data a characteristic signature. In contrast, Appellant convincingly argues that, analogous to the claims of the above-cited Thales decision, this claim feature uses the first and second data in a non-conventional manner to form a characteristic signature, thereby providing an improvement over existing technology for identifying user activity.2 Further, as Appellant correctly 2 Appellant's argument concerning technological improvement relates to whether additional claim elements integrate a recited judicial exception into a practical application under Prong (2) of Step 2A. We will not assess Prong (2) in light of our determination that the claims do not recite a judicial exception under Prong (1). Appeal 2019-000020 Application 14/685,710 8 explains, the Examiner is merely expressing unsupported assertions in stating that the claim feature can be practiced with pencil and paper and that the feature yields no improvement to any technology. Additionally, for reasons analogous to those given above, the Examiner’s characterization of the claimed feature as “not same as fusing the first and second data to form a characteristic signature” (Ans. 14) lacks explanatory or evidentiary support and deviates from the Specification definition of the claim phrase “characteristic signature.” With further respect to the Memorandum guidance, we reiterate that Revised Step 2A, Prong (1), identifies three judicially-accepted groupings of abstract ideas: (1) mathematical concepts; (2) certain methods of organizing human activity; and (3) mental processes. Here, the only abstract idea grouping identified by the Examiner with any reasonable specificity is the grouping of mental processes by virtue of the Examiner’s contention that the claim feature under consideration can be practiced with pencil and paper. As explained previously, however, the Examiner provides no evidence or explanation in support of this contention, which is based on a characterization of the claim feature that deviates from the Specification definition of the claim phrase “characteristic signature.” We find no support in the record for a determination that pencil and paper can be used to practice the claim feature of forming from the first and second data a characteristic signature as defined in the Specification. Moreover, our independent analysis reveals no support for a determination that the claims on appeal recite any of the three judicially-accepted groupings of abstract ideas identified in the Memorandum. Appeal 2019-000020 Application 14/685,710 9 For these reasons, we find no adequate support for a determination that the rejected claims recite an abstract idea. As a consequence, we also do not sustain the § 101 rejection of claims 1–20. CONCLUSION We reverse the Examiner’s decision to reject the claims on appeal under 35 U.S.C. § 102(a)(1) and 35 U.S.C. § 101. DECISION SUMMARY In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–3, 5–8, 11, 12, 14–18 102(a)(1) Cohn 1–3, 5–8, 11, 12, 14–18 1–20 101 Eligibility 1–20 Overall Outcome 1–20 REVERSED Copy with citationCopy as parenthetical citation