Mona L. Dogans, Complainant,v.Mel R. Martinez, Secretary, Department of Housing and Urban Development, Agency.

Equal Employment Opportunity CommissionFeb 12, 2001
01a03070 (E.E.O.C. Feb. 12, 2001)

01a03070

02-12-2001

Mona L. Dogans, Complainant, v. Mel R. Martinez, Secretary, Department of Housing and Urban Development, Agency.


Mona L. Dogans v. Department of Housing and Urban Development

01A03070

02-12-01

.

Mona L. Dogans,

Complainant,

v.

Mel R. Martinez,

Secretary,

Department of Housing and Urban Development,

Agency.

Appeal No. 01A03070

Agency No. FW 97-40

Hearing No. 270-98-9107X

DECISION

On March 13, 2000, Mona L. Dogans (hereinafter referred to as complainant)

filed a timely appeal from the February 8, 2000, final order of the

Department of Housing and Urban Development (hereinafter referred to as

the agency) concerning her complaint of unlawful employment discrimination

in violation of Title VII of the Civil Rights Act of 1964, as amended,

42 U.S.C. � 2000e et seq. The appeal is timely filed (see 29 C.F.R. �

1614.402(a))<1> and is accepted in accordance with 29 C.F.R. � 1614.405.

For the reasons that follow, the agency's decision is AFFIRMED.

The issue presented in this appeal is whether the complainant has proven,

by a preponderance of the evidence, that the agency discriminated

against her on the bases of race/color (black), sex, and reprisal for

prior activity pursuant to Title VII when she received a rating of fully

satisfactory for the 1996 rating period.

Complainant filed her formal complaint on May 16, 1997, and following

an investigation, she requested a hearing. An EEOC Administrative Judge

(AJ) conducted a hearing and found no discrimination. The agency issued

a final order and agreed with the AJ.

As more fully described by the AJ, complainant worked as a Specialist,

Single Family Housing Division, in New Orleans. During 1996,

complainant's position was upgraded and new performance plans were issued;

the new plan for Specialists contained six elements. Complainant was

rated fully satisfactory (FS), receiving outstanding (O) in one element,

highly satisfactory (HS) in one element, and FS in four elements.

The comparison employee (white, male), who performed the same functions

as complainant, was given a HS rating, receiving O in two elements and

HS in four elements.

The AJ found that complainant established a prima facie case of

discrimination based on race/color and sex but did not establish a

prima facie case based on reprisal, having failed to establish a causal

connection between her activity and the FS rating.<2> Next, the AJ found

that the agency articulated legitimate, nondiscriminatory reasons for its

actions, i.e., that complainant's conduct was confrontational and that

she often balked at assignments, that she refused to attend important and

necessary training, and that she did not fully perform her job duties.

The AJ held that complainant failed to demonstrate pretext, finding that

complainant was properly rated by her supervisor, that her refusal of

training was not justified, that she did not show that her performance

merited a higher rating, and that complainant's supervisor was credible.

Pursuant to 29 C.F.R. � 1614.405(a), all post-hearing factual findings

by an AJ will be upheld if supported by substantial evidence in the

record. Substantial evidence is defined as "such relevant evidence as

a reasonable mind might accept as adequate to support a conclusion."

Universal Camera Corp. v. National Labor Relations Board, 340 U.S. 474,

477 (1951) (citation omitted). A finding that discriminatory intent

did not exist is a factual finding. See Pullman-Standard Co. v. Swint,

456 U.S. 273, 293 (1982).

In her appeal, complainant contends that she established a prima

facie case, that she was not clear about the effective date of the new

performance standards, that she was absent for much of the rating period,

and that her rating was in response to her whistle-blowing action and

union activity. First, complainant's contention that she was unclear

about her performance standards is inconsistent, given her union role

and access to information. Also, as stated by the AJ, whistle-blowing

activity is not a protected EEO basis. Finally, even assuming complainant

established a prima facie case on all protected bases alleged, we affirm

the decision of the AJ and find that the agency articulated a legitimate,

nondiscriminatory reason for its rating, in response to which complainant

did not demonstrate that the agency's reasons for its actions were based

on illegal considerations of race/color, sex, or retaliation.

CONCLUSION

Accordingly, the agency's decision was proper and is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0900)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the office of federal operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

__02-12-01________________

Date

CERTIFICATE OF MAILING

For timeliness purposes, the Commission will presume that this decision

was received within five (5) calendar days after it was mailed. I certify

that this decision was mailed to complainant, complainant's representative

(if applicable), and the agency on:

__________________

Date

______________________________

1On November 9, 1999, revised regulations governing the EEOC's federal

sector complaint process went into effect. These regulations apply

to all federal sector EEO complaints pending at any stage in the

administrative process. Consequently, the Commission will apply

the revised regulations found at 29 C.F.R. Part 1614 in deciding the

present appeal. The regulations, as amended, may also be found at the

Commission's website at www.eeoc.gov.

2Among other reasons, the AJ noted that complainant's supervisor

testified that she was unaware of prior EEO activity, that complainant

had previously received Outstanding ratings during periods of EEO

activity, and that, for the most part, complainant's claims were based

on a claim of retaliation for whistle-blowing activity, which is not

an EEO protected basis. Nevertheless, the AJ found that the agency did

not take retaliatory action against complainant.