Merrill O.,1 Complainant,v.Robert McDonald, Secretary, Department of Veterans Affairs, Agency.Download PDFEqual Employment Opportunity CommissionFeb 17, 20160120142823 (E.E.O.C. Feb. 17, 2016) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Merrill O.,1 Complainant, v. Robert McDonald, Secretary, Department of Veterans Affairs, Agency. Appeal No. 0120142823 Hearing No. 510-2014-00003X Agency No. 200I-0516-2013100316 DECISION Pursuant to 29 C.F.R. § 1614.405, the Commission accepts Complainant’s appeal from the August 22, 2014 final Agency decision (FAD) concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. The Commission’s review is de novo. For the following reasons, the Commission AFFIRMS the FAD. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Medical Support Assistant at the Agency’s Naples Community-Based Outpatient Clinic in Naples, Florida. Complainant has been diagnosed as a brittle diabetic. Complainant takes medication, uses an insulin pump, and sees a medical provider every three months. Complainant has experienced blackouts, but he is able to perform his duties as long as his blood glucose levels do not fall below 70. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120142823 2 On March 1, 2011, a team lead filed a Report of Contact (ROC) reporting that she witnessed Complainant speaking incoherently with a patient. The team lead stated that she told Complainant to go to the lounge to check his blood sugar levels. Complainant initially resisted, but followed her to the lounge to check his levels. On November 15, 2011, Complainant slapped a co-worker (CW1) on the back of his head. Agency management investigated the incident. During the investigation, Complainant stated that he used the back of his hand to “tap” CW1 on the back of his head. Additionally, management investigated several other incidents of reported disruptive behavior by Complainant. On January 11, 2012, management issued Complainant a proposed reprimand for striking CW1 and for four additional instances of disruptive behavior involving co-workers and patients from October and November 2011. On February 10, 2012, management determined that the charges were sustained and issued Complainant a formal reprimand. On September 4, 2012, Complainant requested that the February 2012 reprimand be removed from his official personnel folder (OPF). On September 6, 2012, Complainant’s second-level supervisor (S2) denied the request. On December 6, 2012, Complainant was instructed to report for a Fitness for Duty Examination (FFDE). Complainant reported for the exam on December 13, 2012. Prior to management receiving the results of the exam, Complainant was involved in another disruptive incident. Complainant entered a classroom where a medical professional was teaching a diabetic class and told the class that the instructor used to weigh as much as a truck. Complainant was asked to leave, but continued to harass the instructor. The instructor reported the incident to the Office of Human Resources. After this incident, management decided that Complainant needed to be separated from personal interactions with clients and allowed him to only work with them over the phone. On March 7, 2013, Complainant was temporarily transferred to the Cape Coral facility pending the results of the FFDE. Complainant’s FFDE results were returned to the Office of Human Resources in December 2012; however, management officials were not aware. The exam concluded that Complainant was not fit for duty. After learning that the Office of Human Resources had the FFDE, management determined that they needed a more recent exam on file. As a result, on March 28, 2013, management issued an addendum to the FFDE stating that Complainant could either undergo another examination by a facility physician or one of his own choosing, or proceed with the findings of the December 2012 examination. Complainant elected to undergo a second examination by his own doctor. On April 5, 2013, Complainant submitted documentation from his doctor showing that he was fit for duty. Complainant returned to the Naples clinic on May 28, 2013. On December 13, 2012 (and amended on April 12, 2013), Complainant filed a formal complaint alleging that the Agency discriminated against him and subjected him to a hostile work environment on the bases of national origin (Hispanic) and disability when: 0120142823 3 1. Since 2007 and as of December 13, 2012, several verbal and written requests for a reasonable accommodation were ignored; 2. On January 11, 2012, Complainant was issued a proposed reprimand that was sustained on February 10, 2012; 3. On September 6, 2012, the Health Administration Services Manager (M1) informed Complainant in an email that his request to have the reprimand removed from his Official Personnel Folder was denied; 4. On October 16, 2012, during a fact-finding interview, Complainant became aware that M1 was using his medical disability in an attempt to have him terminated; 5. On December 6, 2012, Complainant was instructed to report for a Fitness for Duty Exam (FFDE) that occurred on December 13, 2012; 6. On March 7, 2013, Complainant was reassigned; and 7. On March 28, 2013, Complainant was issued a Fitness for Duty addendum.2 At the conclusion of the investigation of the complaint, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing, but subsequently withdrew his request. Consequently, the Agency issued a FAD pursuant to 29 C.F.R. § 1614.110(b). In the FAD, the Agency initially determined that Complainant’s hostile work environment claim consisted solely of his dissatisfaction with management’s job-related decisions or common workplace interactions. Moreover, the Agency found that Complainant failed to show that the alleged incidents were based on discriminatory animus. As a result, the Agency found that Complainant had not been subjected to a hostile work environment as alleged. Next, with regard to Complainant’s reasonable accommodation claim, the Agency determined that Complainant alleged that he requested to be able to check his blood sugar levels every two hours as a reasonable accommodation in February 2007. Complainant stated that he submitted a written request for the accommodation to his first-level supervisor (S1) in 2007; however, the 2 The Agency dismissed one claim in which Complainant alleged a violation of the Privacy Act for failure to state a claim. Complainant raised no challenges to the Agency’s dismissal before the AJ or on appeal; therefore, the Commission will not address the claim in this decision. In addition, the Agency determined that claim (2) was untimely raised with an EEO counselor as a discrete act. The Commission finds, however, that the Agency properly considered this claim as background evidence in support of Complainant’s overall hostile work environment claim. 0120142823 4 record showed that S1 did not start working at the Agency until 2010, and Complainant provided no evidence that he submitted a written request for an accommodation in 2007, as he claimed. The Agency concluded that the record contained only one reasonable accommodation request, dated February 16, 2011. Record evidence shows that the request was formally approved on April 22, 2011, by S1. Nonetheless, M1 affirmed that she met with Complainant on February 17, 2011, and informed him that he could check his glucose every two hours. Complainant alleged that he was denied the opportunity to check his glucose every two hours by two team leads, but did not offer any evidence of those denials. On the contrary, the record revealed that both team leads were aware of his condition and submitted ROCs regarding his episodes with low glucose. In fact, one of the team leads insisted that Complainant check his glucose levels during an episode, but he refused. Furthermore, M1 affirmed that she assured Complainant through multiple conversations that he could take breaks whenever he needed without supervisor approval. M1 added that management never discouraged breaks for any staff, and that some of Complainant’s co-workers would encourage him to take breaks when it appeared that his glucose levels might be low. The Agency noted that Complainant’s issue with his accommodation request is that he did not have a formal written accommodation. Although a final concurrence by the section chief did not occur until March 2013, the record shows that shortly after his request, he was allowed to check his glucose levels as an accommodation and that the accommodation was communicated to him by M1. Accordingly, the Agency found that management met its obligations under the Rehabilitation Act. Next, the Agency found that management had articulated legitimate, nondiscriminatory reasons for sending Complainant for a FFDE. Specifically, Complainant’s second-level supervisor (S2) explained that she had received ROCs from medical professionals at the clinic reporting that Complainant had outbursts that disrupted the facility that occurred when his blood sugar became low. S2 inquired with Human Resources because she did not believe that his outbursts were his fault due to the amount of episodes he was having. Human Resources agreed and prepared the paperwork. M1 concurred with S2 stating that the exam was in response to an increase in episodes that Complainant had, which affected his ability to handle the functions of his job. Regarding Complainant’s temporary reassignment to the Cape Coral clinic, S2 asserted that while management was awaiting the results of Complainant’s FFDE, he was involved in another disruptive incident at the clinic. Management decided to transfer him to the Cape Coral facility to remove him from in-person patient services. Management felt it was no longer a good situation for Complainant to remain at the Naples facility because of concerns of patient and staff safety. Management had received reports of him disobeying direct orders and disrupting patients and doctors and nursing staff stated that they could no longer tolerate the situation with him. After consulting with HR regarding the matter, management was advised to temporarily assign Complainant to the Cape Coral clinic. S2 added that Complainant was 0120142823 5 placed in an office across from her office where he did his work behind the scenes and dealt with patients only by phone. There, Complainant was able to eat and check his blood sugar whenever he needed. Complainant was returned to the Naples clinic after he provided documentation from his doctor stating that he was fit for duty. Finally, regarding the addendum, S2 stated that management officials were not informed that Complainant’s FFDE results had been received and were in the Human Resources office. Due to this oversight, the time to process his initial FFDE results had expired. Complainant was then issued an addendum to the initial exam to address this oversight, which allowed him to have another FFDE with a facility occupational therapist or with a medical provider of his choice, or proceed with the initial finding. Complainant chose to have his doctor provide another opinion, which concluded that he was fit for duty. The Agency concluded that Complainant failed to show that management’s reasons for its actions were pretextual. As a result, the Agency found that Complainant had not been subjected to discrimination or a hostile work environment as alleged. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant argues that the Agency failed to timely issue the FAD pursuant to the AJ’s dismissal order. Complainant contends that it would be in the best interest of the Commission to find in his favor to demonstrate that Agency attorneys are not above AJ’s orders. Accordingly, Complainant requests that the Commission reverse the FAD. ANALYSIS AND FINDINGS As an initial matter, the Commission shall address Complainant’s appellate arguments related to the Agency’s untimely issuance of the FAD. EEOC Regulation 29 C.F.R. § 1614.110(b), states that when the agency receives a request for an immediate FAD or decides to issue a FAD due to complainant's failure to request a hearing, it must issue the FAD within 60 days. In this case, after Complainant withdrew his request for a hearing and the AJ instructed the Agency to issue its final decision within 60 days, the Agency did not issue its FAD for approximately four months. The Agency noted that its delay in issuing the FAD was based on its limited staffing and resources, and not misconduct or bad faith. Thus, the Commission declines to sanction the Agency under the circumstances present. The Commission takes this opportunity to remind the Agency of its obligations under the Commission’s regulations. Hostile Work Environment Turning to the merits of the instant complaint, the Commission notes that to establish a claim of harassment a complainant must show that: (1) he belongs to a statutorily protected class; (2) he was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on his statutorily protected 0120142823 6 classes; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Further, the incidents must have been “sufficiently severe or pervasive to alter the conditions of [complainant's] employment and create an abusive working environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). Therefore, to prove his harassment claim, Complainant must establish that he was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant's position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of a protected basis. Only if Complainant establishes both of those elements, hostility and motive, will the question of Agency liability present itself. Here, Complainant alleged that based on his protected classes, management continuously subjected him to a hostile work environment as evidenced by multiple incidents. The Commission finds that the record does not show that the Agency subjected Complainant to a discriminatory hostile work environment. Moreover, even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory animus. The record reflects that the alleged incidents were more likely the result of routine supervision, managerial discipline, personality conflicts, and general workplace disputes and tribulations. In addition, to the extent that Complainant is alleging disparate treatment with respect to his claims, the Commission finds that he has not shown that the Agency's reasons for its actions were a pretext for unlawful discrimination. As a result, the Commission finds that Complainant was not subjected to discrimination or a hostile work environment as alleged. Fitness For Duty Examinations The Commission notes that the Rehabilitation Act places certain limitations on an employer's ability to make disability-related inquiries or require medical examinations of employees. The inquiry may be made or the examination ordered only if it is job-related and consistent with business necessity. See 29 C.F.R. §§ 1630.13(b), 1630.14(c). This means that the employer must have a reasonable belief based on objective evidence that an employee will be unable to perform the essential functions of her job or pose a direct threat because of a medical condition. EEOC Enforcement Guidance on Disability-Related Inquiries, Notice No. 915.002 (July 27, 2000), at Q.5. Objective evidence is reliable information, either directly observed or provided by a credible third party, that an employee may have or has a medical condition that will interfere with her ability to perform essential job functions or will result in direct threat. Id. It is the burden of the employer to show that its disability-related inquiries and requests for medical examination are job-related and consistent with business necessity. See Cerge v. U.S. Dep't of Homeland Sec., EEOC Appeal No. 0120060363 (Oct. 9, 2007). 0120142823 7 The Commission finds that Agency management had a reasonable belief that Complainant could not perform the essential functions of his position safely because of a medical condition. Specifically, S2 affirmed that she had received numerous ROCs from medical professionals at the clinic stating that Complainant had many outbursts when his blood sugar lowered. ROI, Ex. B-2, at 43. S2 consulted with HR because she did not believe that Complainant’s outbursts were his fault because of all the episodes he was having. Id. at 43-44. M1 confirmed that management requested that Complainant submit to a FFDE based on numerous disruptive outbursts related to his condition, which were affecting his ability to perform the functions of his job. ROI, Ex. B-3, at 49-51. Complainant attended the exam on December 12, 2013, but management did not learn of the results finding him unfit for duty until March 2013. ROI, Ex. C7. As a result of the delay in receiving the results, management issued an addendum giving Complainant the option to complete a new exam with an Agency doctor or his own doctor, or to proceed with the findings of the December 2012 exam which found him unfit to perform his duties. Id. Complainant elected to undergo a second exam by his own doctor who subsequently found him fit for duty. Id. Based on the record evidence, the Commission concludes that the Agency ordered Complainant to undergo the FFDEs on the basis of objective evidence, that is, his observed disruptive outbursts related to his condition. Thus, the Commission finds that the Agency’s request for the FFDEs was job-related and consistent with business necessity and did not violate the Rehabilitation Act. Denial of Reasonable Accommodation Under the Commission's regulations, an Agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the Agency can show that accommodation would cause an undue hardship. See 29 C.F.R. §§ 1630.2(o) and (p). The Commission will assume without deciding that Complainant is an individual with a disability. Complainant failed to provide any evidence that he submitted a request for reasonable accommodation prior to his February 2011 written request. In that request, Complainant requested to be able to test his blood glucose every two hours and to treat his blood glucose reactions by eating sweets. ROI, Ex. C-3. The record shows that S1 signed the request stating that the accommodation requested was approved. Id. The document, however, was not signed by the Service Chief for concurrence until May 2013. Nonetheless, M1 affirmed that she met with Complainant on February 17, 2011, and verbally approved his request to take breaks to check his blood glucose levels as needed and to treat his reactions by having sweets or fruit drinks. ROI, Ex. B-3, at 21-23. Complainant has not offered any evidence that the accommodations granted in February 2011, and subsequently formalized in May 2013, were ineffective. Therefore, the Commission finds that Complainant failed to prove that the Agency denied him reasonable accommodation in violation of the Rehabilitation Act. 0120142823 8 CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the Agency’s final decision because the preponderance of the evidence of record does not establish that discrimination occurred. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0815) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, P.O. Box 77960, Washington, DC 20013. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” 0120142823 9 means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations February 17, 2016 Date Copy with citationCopy as parenthetical citation