Melissa Y. Thomas, Complainant,v.Pete Geren, Secretary, Department of the Army, Agency.

Equal Employment Opportunity CommissionSep 16, 2008
0120082270 (E.E.O.C. Sep. 16, 2008)

0120082270

09-16-2008

Melissa Y. Thomas, Complainant, v. Pete Geren, Secretary, Department of the Army, Agency.


Melissa Y. Thomas,

Complainant,

v.

Pete Geren,

Secretary,

Department of the Army,

Agency.

Appeal No. 0120082270

Agency No. ARUSAR07JUL02681

DECISION

JURISDICTION

Complainant filed a timely appeal with this Commission from a final

decision (FAD) by the agency dated March 4, 2008, finding that it was in

compliance with the terms of the January 17, 2008 settlement agreement

into which the parties entered. See 29 C.F.R. � 1614.402; 29 C.F.R. �

1614.504(b); and 29 C.F.R. � 1614.405.

The settlement agreement provided, in pertinent part, that:

(1) Complainant will be allowed to review her Military Personnel File

under the supervision of the HHC, 81st RRC, and her military medical files

under the supervision of the Command Surgeon's Office, 81st Regional

Readiness Command (RRC). (2) The agency will assign case management

responsibilities for Complainant's military medical processing to the

Command Surgeon's Office, 81st RRC in lieu of the TTHS [Individual

Readiness Division, Human Resources] section.

By letter to the agency dated February 14, 2008, complainant alleged that

the agency was in breach of the settlement agreement, and requested

that the agency specifically implement its terms. Specifically,

complainant alleged that the agency violated the above terms because

the case management of her military medical files was not accomplished

until January 28, 2008. Complainant claimed that on this date, she

learned that her medical records were in the control of a TTHS employee,

who allegedly was copying her records. Complainant stated that after her

records were transferred to the Command Surgeon's Office, she discovered

significant amounts of material were missing from her file, and it is

her belief that the TTHS employee who had her file on January 28, 2008,

is most likely responsible for the missing documents.

In its March 4, 2008 FAD and subsequent appeal response, the agency

concluded that as a preliminary matter, neither the term "immediately"

nor any other time limitation exists in the express terms of the

settlement agreement. The agency agreed only to "assign case management

responsibilities for complainant's military medical processing to the

Command Surgeon's Office, 81st RRC in lieu of the TTHS section. In the

absence of such a time-sensitive provision, none should be read into

the settlement agreement." The settlement agreement was entered into

on January 17, 2008, just 11 days (only 9 of which are business days)

prior to the alleged date of the TTHS employee's possession of the files.

The agency noted that there is nothing unreasonable about the time taken

to transfer the files. Also, a physician in the Command Surgeon's Office

confirmed that on or about February 12, 2008, their office took over case

management of complainant's military medical processing. Further, this

physician confirmed that complainant was not only given the opportunity

to review her military medical files, but also the opportunity to identify

any deficiencies and correct these files.

In response to complainant's claim that her medical files were incomplete

as a result of possible mishandling by the TTHS employee, the agency

asserted that even if this is true, it does not allege a breach of

any term of the settlement agreement. The agency noted that no term

of the settlement agreement promises anything regarding the accuracy

or completeness of any of the files or any particular result of the

processing of complainant's military medical files. Such is beyond the

scope of Title VII and would not be a proper issue in an EEO complaint.

The content of the military records is an issue related to complainant's

status as a member of the U.S. Army Reserves not her status a civilian

employee. Lastly, the agency maintained that it has undertaken a separate

inquiry into the allegations of misconduct raised by complainant in her

claims of noncompliance.

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules of

contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon O v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

The burden is on the party alleging breach to establish that a breach

has occurred. Based on the evidence in the record, the Commission finds

that complainant has not shown that the agency has breached the settlement

agreement at issue. Recognizing that complainant details her own account

in several letters to the agency, the Commission is not swayed in finding

that the agency has breached the settlement agreement in this matter.

Accordingly, the agency's final decision finding no settlement breach

is AFFIRMED.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0408)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the

policies, practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party. Failure to file within the time

period will result in dismissal of your request for reconsideration

as untimely, unless extenuating circumstances prevented the timely

filing of the request. Any supporting documentation must be submitted

with your request for reconsideration. The Commission will consider

requests for reconsideration filed after the deadline only in very

limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0408)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as the

defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z0408)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

September 16, 2008

__________________

Date

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0120082270

U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Office of Federal Operations

P. O. Box 19848

Washington, D.C. 20036

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0120082270