Martin Johnson, Jr., Complainant,v.Paul H. O' Neill, Secretary, Department of the Treasury, Agency.

Equal Employment Opportunity CommissionDec 23, 2002
01A14625 (E.E.O.C. Dec. 23, 2002)

01A14625

12-23-2002

Martin Johnson, Jr., Complainant, v. Paul H. O' Neill, Secretary, Department of the Treasury, Agency.


Martin Johnson, Jr. v. Department of the Treasury

01A14625

December 23, 2002

.

Martin Johnson, Jr.,

Complainant,

v.

Paul H. O' Neill,

Secretary,

Department of the Treasury,

Agency.

Appeal No. 01A14625

Agency Nos. 99-2223, 97-2063

Hearing No. 310-AO-5103X

DECISION

Complainant timely initiated an appeal from the agency's final order

concerning his equal employment opportunity (EEO) complaint of unlawful

employment discrimination in violation of Title VII of the Civil

Rights Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq.

The appeal is accepted pursuant to 29 C.F.R. � 1614.405. For the

following reasons, the Commission affirms the agency's final order.

BACKGROUND

The record reveals that complainant, a Currency Examiner, KG-3513-5, at

the agency's Bureau and Engraving and Printing (BEP), Western Currency

facility (WCF), located in Fort Worth, Texas, filed two formal EEO

complaints, Agency Nos. 99-2223 and 97-2063. At the conclusion of

the investigations, complainant received copies of the investigative

reports and requested a hearing before an EEOC Administrative Judge

(AJ). Prior to the hearing, complainant withdrew Agency No. 97-2063,

and withdrew the allegation of discrimination based on gender (male).

Therefore, the issue before the AJ was whether the agency discriminated

against complainant on the bases of race (African-American) and reprisal

for prior EEO activity when he was ranked below the best qualified cut-off

score for the position of Stationary Engineer, WE-5401-00, advertised

under vacancy announcement #99-0002-SRP. Following a hearing the AJ

found no discrimination.

The AJ concluded that complainant failed to establish a prima facie case

of race discrimination because there were two Caucasian candidates who did

not make the best qualified list. As to complainant's reprisal claim,

the AJ found that only one member of the three-person ranking panel was

aware of complainant's prior EEO activity. The AJ also found that there

was no evidence that this member shared his knowledge of complainant's

prior activity with the other panel members. The AJ concluded that there

was no evidence that the process by which the best qualified list was

created deviated from standard procedures such that an inference can be

made that complainant was discriminated against on the basis of reprisal.

The AJ also concluded that the agency articulated legitimate,

non-discriminatory reasons for its challenged selection. Specifically,

the AJ found that the issue in this case was not complainant's

qualifications, but the manner in which complainant presented his

qualifications to the agency in his applications. The AJ found that

complainant's application consisted of position description and other

irrelevant items that did not describe his work history and/or experience

related to the subject position. The AJ noted that complainant did not

make the challenged best qualified list because his overall score of five

was below the required nine point eight (9.8) score needed to make the

best qualified list. The AJ found that complainant's application did

not contain information indicating that he was qualified for the subject

position. The AJ found that complainant attached to his application not

only descriptions of jobs he performed, but descriptions of jobs he had

not performed, and there was no indication of whether or how complainant

performed the jobs. The AJ concluded that the inclusion of jobs that

complainant did not perform is further evidence that his application

was presented in a format that was difficult to assess. The AJ further

found that complainant's KSA's were not detailed, and complainant conceded

this point in the hearing. The AJ found that complainant's application

simply described how certain equipment functions and/or operates, but

it was unclear whether and to what extent, complainant operated the

equipment described in the attachments to his SF-171.

The agency's final order implemented the AJ's decision.

On appeal, complainant restates arguments previously made at the hearing.

In response, the agency restates the position it took in its FAD, and

requests that we affirm its final order.

ANALYSIS AND FINDINGS

Pursuant to 29 C.F.R. � 1614.405(a), all post-hearing factual findings by

an AJ will be upheld if supported by substantial evidence in the record.

Substantial evidence is defined as �such relevant evidence as a reasonable

mind might accept as adequate to support a conclusion.� Universal

Camera Corp. v. National Labor Relations Board, 340 U.S. 474, 477 (1951)

(citation omitted). A finding regarding whether or not discriminatory

intent existed is a factual finding. See Pullman-Standard Co. v. Swint,

456 U.S. 273, 293 (1982). An AJ's conclusions of law are subject to a

de novo standard of review, whether or not a hearing was held.

Complainant's claims of disparate treatment are examined under the

tripartite analysis first enunciated in McDonnell Douglas Corp. v. Green,

411 U.S. 792 (1973); Loeb v. Textron, 600 F.2d 1003 (1st Cir. 1979).

A complainant must first establish a prima facie case of discrimination

by presenting facts that, if unexplained, reasonably give rise to an

inference of discrimination, i.e., that a prohibited reason was a factor

in the adverse employment action. McDonnell Douglas Corp. v. Green, 411

U.S. at 802; Furnco Construction Corp v. Waters, 438 U.S. 567 (1978).

Next, the agency must articulate a legitimate, nondiscriminatory reason

for its action (s). Texas Department of Community Affairs v. Burdine,

450 U.S. 248 (1981). After the agency has offered the reason for its

action, the burden returns to the complainant to demonstrate, by a

preponderance of the evidence, that the agency's reason was pretextual,

that is, it was not the true reason or the action was influenced by

legally impermissible criteria. Burdine, 450 U.S. at 253; St. Mary's

Honor Center v. Hicks, 509 U.S. 502 (1993).

After a careful review of the record, the Commission finds that the

AJ's findings of fact are supported by substantial evidence in the

record and that the AJ's decision properly summarized the relevant

facts and referenced the appropriate regulations, policies, and laws.

We agree with the AJ that complainant failed to establish a prima facie

case of discrimination. We conclude that even assuming arguendo,

that complainant established a prima facie case of discrimination,

the agency established a legitimate nondiscriminatory reason for its

action, namely, complainant's unclear application rendering his score

below the cut-off. The record reveals that complainant's application was

not clear, that he failed to explain if or how he used various equipment

and that the application contained numerous photocopies of information

that was not relevant. The record also reveals that complainant failed

to provide detailed examples or explain how his knowledge, skills and

abilities qualified him for the position. In contrast, the selectee's

application was clear to understand since he provided specific examples of

his experience and how he has used his knowledge, skills and abilities.

Finally, the record reveals that the cut-off score for the position was

determined to be 9.8, and that complainant's score was a 5.

Where the agency has articulated a legitimate, nondiscriminatory reason

for the personnel action at issue, the factual inquiry can proceed

directly to the third step of the McDonnell Douglas analysis. Chouteau

v. United States Postal Serv., EEOC Appeal No. 01973853 (Mar. 10, 2000).

We find that complainant failed to show pretext and we discern no basis

to disturb the AJ's decision. In reaching this conclusion, we note

that complainant conceded at the hearing that his knowledge, skills and

abilities were not detailed in his application. Complainant merely argued

that the selecting panel did not have a subject matter expert qualified

to rank the applicants, but, he failed to rebut that his application

was unclear.

Therefore, after a careful review of the record, including complainant's

contentions on appeal, the agency's response, and arguments and evidence

not specifically addressed in this decision, we affirm the agency's

final order.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

December 23, 2002

__________________

Date