Marsellus Vault & Sales, Inc.Download PDFNational Labor Relations Board - Board DecisionsMar 29, 1968170 N.L.R.B. 898 (N.L.R.B. 1968) Copy Citation 898 - DECISIONS OF NATIONAL LABOR RELATIONS BOARD Marsellus Vault & Sales, Inc. and Dairy & Bakery Salesmen & Dairy Employees Union , Local 316 Affiliated With International Brotherhood of Teamsters ' Chauffeurs , Warehousemen and Help- ers of America (Ind.). Case 3-CA-3205 March 29, 1968 DECISION AND ORDER By MEMBERS FANNING, JENKINS, AND ZAGORIA On September 29, 1967, Trial Examiner Arthur E. Reyman issued his Decision in the above-entitled proceeding, finding that Respondent had engaged in and was engaging in certain unfair labor prac- tices within the meaning of the National Labor Relations Act, as amended, and recommending that it cease and desist therefrom and take certain affir- mative action, as se^ forth in the attached Trial Ex- aminer's Decision. Thereafter, Respondent and General Counsel filed exceptions to the Trial Ex- aminer's Decision and supporting briefs. Pursuant to the prkovisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its powers in connection with this case to a three- member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions, the briefs, and the entire record in the case, and hereby adopts the findings, conclusions, and recommenda- tions of the Trial Examiner, as modified below. On March 27, 1967,' James Parry, vice president of Dairy & Bakery Salesmen & Dairy Employees Union, Local 316, affiliated with International Brotherhood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America (Ind.) (Union) had a meeting with six of Respondent's em- ployees, during which all present signed aethoriza- tion cards. The next day the Union sent a letter to Respondent in which it claimed to represent a majority of Respondent's employees, and requested recognition and an opportunity to bargain for a ' Unless otherwise noted, all dates hereinafter are in 1967 2 Although the Trial Examiner made reference to DeMarko's April 5 conduct in his summary of the allegations of the complaint, which appears at the beginning of his decision, the Trial Examiner neglected to discuss this conduct in the facts portion of his decision or make findings concern- ing it in his "Concluding Findings " In finding that DeMarko made the statements referred to in (a) and (b) above, wg,rely-on the testimony-of employees Schneck and Burnham We note in reference to (a) that De- Marko admits that he made a remark during the break period on April 5 concerning possible plant shutdown, and as for (b) DeMarko stated that, contract. On this same day the Union filed with the Board a petition for certification of representative. On March 31, Richard Perschel, Respondent's per- sonnel manager, commented to a couple of em- ployees that he was sorry to hear that the em- ployees had to seek outside help in order to talk to the Company and made this statement to employee Wood: ... Les, I want to take your's and DeMarko's key because of the Union deal; if anything went wrong in the shop, I'd have to come to either of you fellows. On April 3, Respondent sent a letter to the Union acknowledging receipt of the Union's March 28 letter and stating that it was in favor of having the question of representation settled by a Board elec- tion. Sometime during the morning of April 5, John Marsellus, Respondent's president, announced that Bill Roberts, Respondent's plant manager, would be leaving Respondent on April 14 because of his health and that employee DeMarko would succeed him. Marsellus asked that the men cooperate and help DeMarko in any way they could, adding that "Tony DeMarko is,your new boss." Shortly after Marsellus made this announcement DeMarko became involved in conversation with various em- ployees during which: (a) DeMarko stated that Marsellus would close the plant if the Union came in; (b) DeMarko advised an employee that the em- ployees should form their own union, there being no sense in paying $6 per month union dues.' Thereafter, on April 6, DeMarko wrote a letter to the Union; this letter was subsequently signed by five employees who had originally completed authorization cards, asserting that they voluntarily withdrew their applications from the Union." On April 12, representatives of Respondent and the Union met with a representative of the Board's Regional Office to arrange a consent election. The meeting was unsuccessful. On April 13 the Union filed unfair labor practice charges. We agree with the Trial Examiner that Bill Roberts was a supervisor within the meaning of the Act. Further we find that Marsellus' announcement on April 5 that DeMarko was to replace Roberts endowed DeMarko with supervisory status and thereafter Respondent was responsible for his state- although he did not remember on April 5 having discussed the Teamsters dues with any of the employees, he admitted that it was possible that he did do so 'In view of our finding below concerning the supervisory status of De- Marko on and after April 5, we find it unnecessary to determine the exact date on which the employees signed the letter of withdrawal Further, we disavow the Trial Examiner's inference from DeMarko's "sudden switch regarding the Union between April 3 and April 5" that DeMarko "switched allegiance from Union to Companyon the basisofpromises made to him that he would receive a promotion and consequent increase in pay " 170 NLRB No. 99 MARSELLUS VAULT & SALES, INC ments to other employees involving company pol- icy.4 Accordingly, we find that DeMarko's April 5 statements to employees, that the Company would close the plant if the Union came in and that it would be beneficial for employees to start their own union, constitute illegal threats, interference, and inducement in violation of Section 8(a)(1) of the Act. Further, we affirm the Trial Examiner's Section 8(a)(1) findings and his finding that refusal by Respondent to recognize and bargain with the Union after March 31 violated Section 8(a)(5) of the Act. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board adopts as its Order the Recom- mended Order of the Trial Examiner and hereby orders that Respondent, Marsellus Vault & Sales, Inc., Syracuse, New York, its officers, agents, suc- cessors, and assigns, shall take the action set forth in the Trial Examiner's Recommended Order.' ' Employee Burnham testified at the hearing that when he asked DeMar- ko why he didn't sign the petition, DeMarko answered he couldn' t because he was the boss This testimony is not discredited by the Trial Examiner or denied by DeMarko ' Delete from paragraph 2(b) of the Trial Examiner's Recommended Order that part thereof which reads "to be furnished" and substitute therefor "on forms provided " TRIAL EXAMINER'S DECISION ARTHUR E. REYMAN, Trial Examiner: After the filing of a charge on April 13, 1967, by Dairy & Bakery Salesmen & Dairy Employees Union, Local 316 affiliated with International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Help- ers of America (Ind.),' herein sometimes called the Union, the Acting General Counsel of the Na- tional Labor Relations Board, on behalf of the Board, by the Regional Director for Region 3, pur- suant to Section 10(b) of the National Labor Rela- tions Act, as amended, 29 U.S.C. 151 et. seq., herein called the Act, and Section 102.15 of the Board's Rules and Regualations, Series 8, as amended, on June 5, 1967, issued a Complaint and Notice of Hearing, alleging that Marsellus Vault & Sales, Inc., herein sometimes called the Respondent or the Company, did engage in and is engaging in unfair labor practices within the meaning of Section 8(a)(I) and (5) of the Act. The Respondent filed timely Answer to the Complaint, effectively deny- ing that it' had engaged in or was engaging in the unfair labor practices as alleged in the Complaint, and for a separate affirmative defense asserted that at all times mentioned in the Complaint the Respondent did and still does have a good-faith 899 doubt that the Union referred to in the Complaint represented or represents an uncoerced majority of Respondent's employees in an appropriate bargain- ing unit. Pursuant to Notice of Hearing, this case came on to be heard before me at Syracuse, New York, on July 14, 1967, the hearing being closed on the fol- lowing day. At the hearing, each party was represented by counsel, was afforded opportunity to call, examine, and cross-examine witnesses, to in- troduce evidence relevant to the issues, to present oral argument, and to file briefs. Briefs submitted on behalf of the General Counsel and the Respon- dent have been carefully considered. Upon the record as a whole, and from my obser- vation of the witnesses, I make the following: FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT Respondent is, and has been at all times material herein, a corporation duly organized under, and ex- isting by virtue of, the laws of the State of New York. At all such times, Respondent has main- tained its principal office and place of business in the city of Syracuse, State of New York, and other places of business and facilities in the town of Mex- ico, State of New York, and other locations within the State of New York, and is, and has been at all such times, engaged at said places of business and facilities in the manufacture, sale, and distribution of funeral supplies, metal stampings, and other loca- tions within the State of New York, and is, and has been at all such times, engaged at said places of business and facilities in the manufacture, sale, and distribution of funeral supplies, metal stampings, and related products. The Respondent's place of business and facility located at Mexico, New York, is the only facility involved in this proceeding. Dur- ing the year immediately preceding the issuance of the Complaint herein, Respondent in the course and conduct of its business operations, purchased, transferred, and delivered to its Mexico plant ce- ment and other goods and materials valued in ex- cess of $50,000, of which goods and materials valued in excess of $50,000 were transported to said Mexico plant directly from States of the United States other than the State of New York. Respon- dent is now, and has been at all times material herein, an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II. THE LABOR ORGANIZATION INVOLVED The Union is, and has been at all times material herein , a labor organization within the meaning of Section 2(5) of the Act. ' The caption of this case as it appears in the original Complaint was amended at the hearing by striking the abbreviation "Co " from the cor- porate name of the Respondent 900 DECISIONS OF NATIONAL LABOR RELATIONS BOARD III. THE UNFAIR LABOR PRACTICES The Issues as Drawn by the Pleadings The Complaint alleges that during the times men- tioned Richard Perschel was management represen- tative of the Respondent,' and that Antony DeMar- ko was plant manager of the Mexico plant from April 5, 1967_ The Answer states that the Respon- dent admits that during March and April of 1967, Perschel was employed by Respondent as a super- visor within the meaning of Section 2(11) of the Act and in effect denies that DeMarko was a super- visor. The Complaint alleges, and the Answer denies, that all inside plant manufacturing employees and delivery drivers at Respondent's Ontario Avenue, Mexico, New York, operation [the Mexico plant], excluding office clerical employees, professional employees, guards, and supervisors as defined in the Act, constitute a unit appropriate for the pur- pose of collective bargaining within the meaning of Section 9(b) of the Act. The Complaint alleges, and the Answer denies, that the Respondent "by its following-named of- ficers, supervisors and/or agents" at its Mexico plant interfered with, restrained, and coerced its employees in the exercise of rights guaranteed in Section 7 of the Act in that Perschel on two occa- sions on March 31, 1967, interrogated Respon- dent's employees concerning their union member- ship, activities, and desires; that on April 5, 1967, the Respondent by Anthony DeMarko threatened its employees with a shutdown of the Mexico plant if they selected the Union as their collective-bar- gaining representative; and on the same day, April 5, the Respondent promised benefits to its em- ployees in their condition of employment if they refrained from becoming or remaining members of the Union, or giving any assistance to it, or select- ing the Union as their bargaining representative; that on April 5 and April 10, 1967, the Respondent by Anthony DeMarko encouraged and induced its employees to renounce or reject the Union as their selected bargaining representative and induced them to negotiate directly with it in lieu thereof; and that on April 10 the Respondent, by DeMarko, induced and solicited its employees to revoke their bargaining representative's authority to represent them for purposes of collective bargaining. Aver- ring that at all times since March 27, 1967, and continuing to date, the Union has been the representative for the purpose1of collective bargain- ing of the employees in the unit described above, it further is alleged that on that date, and at all times thereafter, the Union had requested and is requesting Respondent to bargain collectively with respect to rates of pay, wages, hours of employ- ment, and other terms and conditions of employ- ' Mr Perschel's name is spelled "Purcell" in the Complaint, the name being amended at the hearing ment, as the exclusive bargaining representative of all the employees of Respondent in the unit described above; that commencing on that date, and at all times thereafter, the Respondent did fail and refuse, and continues to fail and refuse, to bar- gain collectively with the Union`as such exclusive collective-bargaining representative; and finally, that commencing on or about March 31, 1967, and continuing to date, Respondent, by its officers, representatives, and agents, engaged in the conduct above described in order to undermine the Union and destroy its majority status. Union Organization On March 28, 1967,3 Patrick F. Shanahan, busi- ness representative and president of Local 316, mailed a letter to John Marsellus, president of Mar- sellus Vault & Sales, Inc,, the letter reading as fol-' lows: I am writing to advise you that Dairy & Bakery Salesmen and Dairy Employees' Union, Local 316 represents a majority of the employees in an appropriate bargaining unit consisting of all inside plant manufacturing employees, delivery driving employees at your plant on Ontario Avenue, Mexico, New York. We request recognition and immediate bargaining for a collective bargaining agreement covering these employees. If you should have any questions concerning our majority standing we would be willing to submit to a card-check by impartial person to satisfy you in this regard. Please contact me immediately to arrange a bargaining meeting. On the same day, Shanahan filed a petition for certification of representative with the Regional Of- fice of the Board (Case 3-RC-4134). Under date of April 3, Marsellus replied to Shanahan's letter, as follows: We acknowledge your letter of March 28 fol- lowing which we received a copy of your peti- tion for an election filed with the NLRB, March 29. The election procedure resolves doubts about the question of representation and we intend to advise the NLRB of our willingness to have an election at an early date to settle the question by secret ballot. The letter of Marsellus was received by Shanahan a day, or so ,after the date of the letter. Shanahan explained that it was the custom of his office, in making requests for recognition of employees to employers that a petition be filed with the Board at the same time. ' Unless otherwise specifically noted, all dates hereinafter mentioned are for the year 1967 MARSELLUS VAULT James Parry, vice president and assistant business manager of Local 316 , after talking to employee Daniel Schenck about March 23, met , on the fol- lowing Monday , March 27 , with six employees of the Respondent who worked at the Mexico plant, this meeting having been arranged by Schenck. Present at the meeting were Walter Boutell, Richard Burhnam , Anthony DeMarko, Daniel Schenck , Joseph_ Skilinski , and Lester Wood. These six employees constituted the full complement of employees at the Mexico plant , with the exception of William H . Roberts, plant manager. At the meeting, Parry distributed union authorization cards to the other individuals who were all sitting around a table, and witnessed the signature of each employee to an authorization card . The form of the card signed by each em- ployee on that day reads as follows: DAIRY AND BAKERY SALESMEN AND DAIRY EMPLOYEES UNION LOCAL 316 International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America SYRACUSE, N. Y. APPLICATION FOR MEMBERSHIP Date Employed Last Name First Name Init. Date of Birt^- Address Phone No. Amount Paid `on Application Soc. Sec. No. Date Initiated Beneficiary I hereby designate the Dairy and Bakery Salesmen and Dairy Employees Union Local 316, through its authorized agents, as my representative for collective bargaining. Plant Dept. Voucher Signed CHECK-OFF AUTHORIZATION AND ASSIGNMENT 1, the undersigned member of Local No. 316 of the International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America, herewith, authorize my employer to deduct from my wages each and every month my union dues, consisting of initiation fees, fines, and uniform assessments owing to such Local Union as a result of membership therein, and direct that such amounts so deducted be sent to the Secretary-Treasurer of such Local Union for and on my behalf. This authorization and assignment shall be irrevocable for the term of the applicable con- & SALES, INC. 901 tract between the Union and the Company, or for one year, whichever is the lesser, and shall automatically renew itself for successive yearly or applicable contract periods thereafter, whichever is the lesser, unless I give written notice to the Company and the Union at least 60 days and not more than 75 days before any periodic renewal date of this authorization and assignment of my desire to revoke the same. I have read the above authorization and ap- plication and understand it and have signed it of my own free will. This is not to be applica- ble until 30 days after the date hereof. Employee Date 19 4/ Witness: An undated letter addressed to Shanahan, post- marked Mexico, New York, April 10, a.m., 1967, bearing the signatures of employees Walter E. Bou- tell, Joseph Skilinskis, Daniel Schenck, Richard Burnham, and Lester H. Wood stated: We, the undersigned, voluntarily withdraw our applications from the Union. The envelope containing this communication was stamped as being received, NLRB Region 3, May 9, 1967,11:22, Buffalo, N.Y. Prior to this and under date of April 4, 1967, Shanahan had addressed a letter to Marsellus, Respondent's president, reading as follows: I previously wrote to you on March 28, 1967, informing you that our union represents a majority of your employees at your Mexico, New York plant. I make another request at this that you set up a date for bargaining on a contract for your men. If you have any doubt concerning the fact that we represent the employees at the above-men- tioned plant we would be willing to submit to an immediate card-check by a disinterested party to prove our claim. Please contact me immediately to arrange a bargaining meeting. As above noted, the charge in the instant unfair labor practice case was filed by the Union on April 13. After the petition for certification and the de- mand of the Union for recognition, it appears that through Field Examiner Randazzo, a representative of the Regional Office of the Board, a- meeting was arranged between representatives of the parties for April 12. Messrs. Parry and Shanahan, and Mr. King, attorney for the Union, did -meet with Mr. Kopp, attorney for the Company, on April 12. Mr. Randazzo had arranged for the parties to meet for ' An official time stamp shown on the back of each authorization card shows it to have been received in the office of the Third Region of the Board at Buffalo , New York, at 1 1.27 a in, March 29, 1967 902 DECISIONS OF NATIONAL LABOR , RELATIONS BOARD the purpose of arranging for a consent election among the employees in the claimed bargaining unit. When the representatives of the parties met with him, nothing was accomplished. Although the meeting had been set up for the purpose of arrang- ing for a consent election, and although the parties discussed the matter informally, the meeting "never got off the ground," according to Parry and Attor- ney King, because of the Union's having filed, or because of its intention to immediately file, unfair labor practice charges against the Company. Schenck testified that he had signed a union authorization card on its signature date and' other employees had then signed such a card in his presence. Burnham testified that he had signed his authorization card in the presence of the other em- ployees of the Company, at a place called Samara's, where the meeting was held, and that he had read the card before he signed it. Wood testified that he had signed the authorization card at that meeting, had read it before he signed it, and had signed it in the presence of the other employees. Skilinskis testified that he had attended the meeting on the evening of March 27; that Parry, Burnham, Boutell, DeMarko, Wood, and Schenck were present, and that in their presence he signed the application card authorizing the Union to represent him. He said: Well, as far as I got out of it was that it was an application for the Union to come in to Mar- sellus Vault to represent us and that we would have to vote on this later on. And that there were three copies of this, one to be sent to Marsellus plant, one to Buffalo and he [Parry] would keep one copy in his files. He further explained that Parry had said that "we would have to vote on it within four to six weeks af- terwards." Parry was cross-examined at length as to the cir- cumstances under which the authorization cards were signed. He testified, and I credit his testimony, that he read the card to the men there assembled in Samara 's, that the men had an opportunity to read the card, each for himself, and that they signed the cards in his and their presence, although he could not remember the precise time when any one of the men read the card. He did recall that the men men- tioned were present and signed the cards and then handed them to him. It long has been settled by competent precedent, by the Board and courts, that the execution of union authorization cards in such circumstances, without coercion or without ir- responsible promises of benefits, constitutes valid signature, and authority to a labor organization to use such cards for recognition purposes. The Employment of Roberts as Plant Manager and his Subsequent Replacement by DeMarko Company President Marsellus and Perschel, the management official directly in charge of the Mex- ico vault operation, have offices in Syracuse. Perschel calls the Mexico plant by telephone daily and visits it at least once or twice a week . Directly subordinate to Perschel (at times material herein) was William H. Roberts , plant manager , who spent all of his time at the Mexico plant . There is no question concerning the established fact that Roberts, an employee of the Company for a total of some 11 years, acted as and was plant manager at Mexico for approximately 2-1/2 years before April 5, and during such time was a supervisor within the meaning of the Act. He was employed on a salary basis, was not paid overtime as were the production employees under his supervision , had the authority to and did give employees time off at his discretion, effectively recommended hiring of employees, was not required to punch a timeclock as were the production employees , trained employees , deter- mined whether overtime should be worked and who would do it , assigned employees from job to job with instructions as to what their duties were, filed production or clerical reports , and ordered products needed at the Mexico - plant. In -short, under Perschel , he was the sole management representative at the Mexico plant until he was su- perseded as plant manager by DeMarko. He testified that he resigned and handed in his resignation to be effective about April 14 and that his resignation was submitted some 10 days before it became effective . He testified that he was suc- ceeded as plant manager by Anthony DeMarko and that DeMarko " took over after Mr . Marsellus was up and called the group together and told them that he [DeMarko] was taking over as plant manager." This circumstance , according to Roberts , occurred approximately 10 days before his final date of resignation as plant manager; and his duties as plant manager terminated immediately upon the appoint- ment of DeMarko to the job by Marsellus. The parties stipulated that on March 29, exclud- ing Roberts , six men were employed at the Mexico plant ; Richard Burnham and Daniel Schenck, en- gaged in the manufacture of the vaults or "boxes"; Joseph Skilinskis , Anthony DeMarko, and Walter Boutell , engaged in the manufacture of the "covers" for the vaults; and Lester Wood, a truckdriver who delivered finished , painted vaults to the appropriate cemetery. Perschel testified that in the company of Marsel- ]us, he was at the Mexico plant on April 5,and at some time near 10 in the morning heard Marsellus make a short speech to the employees. According to him, Marsellus explained to the employees that because of ill health , Roberts was leaving the em- ploy of the Company and that DeMarko "would be taking over that position ." He said that . Marsellus then asked the men to "work with Tony and make the transition as easy as possible." According to Perschel , Marsellus at that time said that Roberts would be staying until the 14th and that Tony would be broken in during that period. MARSELLUS VAULT & SALES, INC. 903 It appears that Marsellus and Perschel had de- - to give him your best cooperation and everything to "cided between themselves on April 3 who would succeed Roberts as plant manager at the Mexico plant; and they also decided that he would be paid on a salary basis. In any event, the fact is conceded by counsel for the Respondent that Marsellus and Perschel had made up their minds the day before Marsellus called at the plant with Perschel, on April 5, as to the amount of money DeMarko was to be paid as plant manager and that DeMarko was in- formed sometime during the week of April 3, after Marsellus had called at the plant, that he would be placed on a salary basis. Marsellus, during the course of his talk to the employees on April 5, ad- vised them that DeMarko was their new boss and that Roberts would remain at the plant until about April 14 in order to assist DeMarko in taking over the duties of the job; and Marsellus also asked the employees to cooperate with DeMarko in order to make his job easier. Burnham testified: "Mr. Mar- sellus said that Tony was our new boss and cooperate and help him in any way we could"; Wood testified. "Mr. Marsellus said that Tony De- Marko is your new boss. Mr. Roberts will leave for reasons of health on the 14th. . . . Mr. DeMarko will work with Bill Roberts and cooperate with him to learn the ins and outs of the business," and in answer to a question by counsel for the Respondent as to when Marsellus said that DeMarko was to as- sume the job and the authority of being a foreman, Wood answered: "Mr. Marsellus said DeMarko is your new boss"; Schenck testified that on April 5: "he came to the plant and went in the office and talked. And we was talking, and then Mr. Perschel came out of the office and he said he wanted us to gather round because Mr. Marsellus wanted to talk to us. And then Mr. Marsellus came out of the of- fice and after we got gathered around he said that Bill Roberts was leaving because of ill health and that he decided that Tony DeMarko was best qualified, that he is your new boss, I hope you'll give him your full cooperation, you know, make his job easier for him. He said that Bill would stick around a few weeks, you know, to kind of show him the ropes. He said does anybody have any questyons. Nobody did, and he congratulated Tony and he walked off and we went back to work"; this same 'witness, under cross-examination, testified to substantial effect as immediately above quoted, and in answer to a question as to whether Marsellus had said that DeMarko was the boss right then and there or whether he had said that DeMarko was going to become the foreman after Roberts left he answered: "to the best of my knowledge, he said that Mr. DeMarko is your new boss and I want you make the job easier. DeMarko stopped punching the timeclock on April 8 and from that day on was paid on a salary basis. On April 7, Roberts made out reports neces- sary to be submitted to the Syracuse office of the Company and instructed DeMarko in connection with the preparation of such reports. During the week of April 10, Roberts drove a truck to conform with required deliveries and during that time De- Marko was at the plant performing the duties theretofore performed by Roberts. DeMarko made out the necessary reports due on April 14. I believe and find that Roberts was relieved of his duties as plant manager on or before April 5 and that DeMarko assumed the duties previously per- formed by -Roberts as of the time Marsellus an- nounced to employees that DeMarko was to suc- ceed Roberts. I believe and find that after the offi- cial announcement made by Marsellus as reported by Perschel and confirmed by the testimony of em- ployees, DeMarko was regarded by the employees at the Mexico plant as their supervisor de facto and that he had succeeded Roberts in authority over them. I believe and find that DeMarko was made plant manager on April 5, on that date became a supervisor and agent of Respondent, and that an improper or unlawful unfair labor practice at- tributed to him on and after that date must attach to the Respondent.' Turning now to the testimony of DeMarko on this point, called on behalf of the Respondent, he testified, credibly, to his duties in the connection with the manufacture of burial-vaults; that he was making covers on April 5, and was engaged in that occupation on April 5, 6, 7, and 8, together with Skilinskis and Boutell; that prior to April 5 he had punched a timeclock as did the other employees paid on an hourly rate and that on April 7 his card was in a dispenser, another essential fact going to show that up until at least April 6 or 7 he was an hourly rated employee and not paid on a salary ba- sis. In other words, he said he was engaged in work in connection with the manufacture of burial vaults. He testified that he moved into the office formerly occupied by Roberts on April 15. Regarding De- Marko's further testimony regarding notes made out by Roberts on April 8, which of the two men made out the invetory notes on April 14, and De- Marko's statement that he was the one who kept the daily production records from April 17 and thereafter, and his denial that he issued orders to workmen in the plant between April 5 and April 8, cannot disturb my finding that DeMarko was acting in a supervisory capacity between April 5 and April After Wood had testified as a witness called by counsel for the General Counsel, counsel for the Respondent chose to call him as a witness on be- half of the Respondent Wood was present, as noted, on April 5, when Mar- sellus spoke to the employees at the plant and, as further noted, testified that Marsellus had said that "Tony DeMarko is your new boss " Not satisfied with that answer, Respondent's counsel asked whether Marsellus had said what Roberts' position was going to be until he left the organiza- tion on April 14 and received the reply that Roberts' lob was to help to in- form DeMarko Wood then was asked "and who was going to be the boss between April 5 and April 149" to which the witness replied "from the statement Mr Marsellus made, Tony DeMarko was " 904 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 14. On April 5 he knew, Roberts knew, the men working at the Mexico plant knew, and manage- ment knew that DeMarko was to immediately begin to act in a supervisory capacity, either as one being instructed in the finer details of supervision or as one who was simply waiting, officially, to fully as- sume the .duties of Roberts which had been per- formed by the latter for about two and one-half years. The Activities of DeMarko and Other Employees Regarding the Union after March 27 Perschel testified that on March 3 1, he had occa- sion to visit the Mexico plant and during the course of his visit told DeMarko that he was sorry to hear that the employees had had to go outside- to get help to talk to the Company, after which he turned and walked away; that he did not hear DeMarko make any response to his statement. Skilinskis and DeMarko, questioned about this incident, said that Perschel did not wait for any comment but walked away without hearing some comment by DeMarko to the effect that one could not buy 2 pounds of butter for $1.65. On the same day, March 31, Perschel, according to him, knew that Roberts was ill, and desiring to relieve him of any responsibility for having at some time or other in the past given keys to the plant to DeMarko and Wood, picked up the keys from the two men and within a half hour returned- them to DeMarko and Wood, explaining that he had done-this to remove any responsibility from Roberts' shoulders to his own. Wood testified that at the time Perschel picked up his key Perschel said in part " . . . if you had any problems why didn't you come to me with them." In this connec- tion Wood, who had been a truckdriver employed by the Company for some 14 years, after first testi- fying that he had signed a union card at the same time as the other employees, said that Perschel had talked to him on a Friday, "about the end of the week after we had signed our applications for the Union" in the storage area of the plant, no one else being present, and said to him ... Les, I want to take your's and DeMarko's shop key because of the Union deal; if anything went wrong in the shop, I'd have to come to either one of you fellows. He said if you have any problems, why didn't you come to me with them. I said I didn't think it my place to. Wood testified that this was the extent of the con- versation. On behalf of the Respondent it is argued that in neither incident was there any evidence that Perschel ever asked DeMarko or Wood or any other employee any question concerning union membership, activities, or desires or that no techni- cal "interrogation" occurred in either case, but the remarks were simply passing comments of a rhetor- ical nature which cannot be considered an inquiry by Perschel into either the union activity of Wood or DeMarko amounting to the point of inter- ference; and on behalf of Respondent it is further said that no element of a coercive nature can be implied from the circumstances. DeMarko testified (in this-connection) that Perschel asked him "why couldn't you come to me? Why did you have to go to the Teamsters?"; that Perschel made no other statements at that time, and that in reply to Perschel's question, he replied "we've tried." De- Marko said-that as Perschel was walking away he, DeMarko, said "We've tried." DeMarko testified that the withdrawal letter (G.C. Exh. 7) referred to above was typed by his wife at their home during the lunch hour on April 6 and on that afternoon he brought it into the plant; that on that same afternoon, Boutell, Skilinskis, Schenck, and Burnham signed it; and that Wood, who was out of the plant on that day, signed it on the following day, April 7. DeMarko said that he then mailed the letter enclosed in the envelope his wife had also typed on Saturday evening, April 8. He said he noted on his own copy of the letter that it was sent 4-8-67. Skilinskis testified that to the best of his knowledge he signed this letter on the af- ternoon of April 6 and that he saw Boutell sign it just before he did at the same time; that he saw Schenck sign it on the same afternoon and that he saw Burnham also sign the letter on April 6. Boutell identified the exhibit and said that he recalled sign- ing it around the 6th or 7th of April. The time devoted to, discussion of the daily and hourly, element involved as to the actual signing of the so-called withdrawal letter by the several em- ployees has been dictated by the insistence by the Respondent on the so-called credibility conflict here involved as being essential to a proper resolu- tion of the case. This is not necessarily true, human fallibility being what it is. The withdrawal letter ad- dressed to Shanahan, bearing the signatures of five of the employees involved, is an undated document. Accepting the testimony of Wood, that he signed it on April 7, and bearing in mind that the postmark shown on the covering letter (April, 10 a.m.) is cor- rect, as I assume it to be, it cannot be accepted as a proven fact that three witnesses testifying one way and three witnesses testifying another way requires a finding that three of them were not telling the truth. The essential question, as I see it, is whether the actions of the Respondent either before or after the designation of DeMarko as plant manager, prompted any one or more of the six employees who signed the withdrawal letter to consider the import of such letter at such time as any one of them may have signed it. As the Respondent cor- rectly states, Schenck said that DeMarko brought the withdrawal letter in and it was signed on the af- ternoon of April 10 and that he was sure that he could not be mistaken on the date; Burnham said he also signed the document on the afternoon of April 10 and was sure that it was not signed on MARSELLUS VAULT & SALES, INC. 905 April 6; and Wood said that he signed it on the same day as the other men, meaning April 10, dur- ing the afternoon. From all this, then, it appears that someone was mistaken or was not telling the truth according to his best recollection. I prefer to accept the credibility question as being in favor of Schenck as against that of DeMarko simply because, for one reason, there is no showing in the record that DeMarko did not carry around or hold the withdrawal letter until he saw fit to mail it;-as to Skilinskis and Boutell, I think their testimony as to the date of signing of the letter was rather more or less accurate than that of Burnham.' Employer Responsibility for Actions of DeMarko Between April 5 and 14 In connection with the conduct of DeMarko and the conduct of the Respondent, taken together, the General Counsel has shown by the preponderance of the evidence that DeMarko on April 5 became a supervisor within the meaning of Section 2(11) of the Act, or became an agent of the Respondent within the meaning of Section 2(13) of the Act between April 4 and 14. Fully spread upon the record in this case are the following facts: Marsellus announced on April 5 that DeMarko either then was succeeding or would almost immediately suc- ceed or supplant Roberts as foreman or plant manager at the Mexico plant; that almost im- mediately Roberts began to instruct DeMarko as to the detail of the supervision to be exercised by him over the other employees; that Roberts did stay on after April 5 and during that time instructed De- Marko as to the detail of supervision to be per- formed by him while he, Roberts, at the same time undertook the duties of a truckdriver. I do not -question the fact, but indeed find, that Perschel could override the Mexico plant manager in regard to most decisions required to be made from day to day other than the usual work performed at the Mexico facility. I do not overlook; either, the fact that Perschel could not oversee the work of the men employed at the Mexico facility in absentia; some one person must necessarily, during the time that is here considered, be on the premises of the Mexico plant to see that the work orders were filled properly. According to my best judgment, when Marsellus made his public announcement on April 5, he then and there not only impliedly but express- ly informed the employees there assembled that DeMarko has supervisory status. To assert that for the period between April 5 and 14, DeMarko was no more than a production employee, and that Roberts maintained full supervision over the men at the Mexico plant is, on the facts of this case, asking too much of a stretch of imagination; and to assume that DeMarko "did not assume a single indicia of the plant manager job" until April 15 is to make an assumption contrary to the facts in this case. Although it is true that between April 5 and 14 De- Marko did not assume authority or voice in hiring, transferring, laying off, disciplining, rewarding, or assigning other employees to various duties, the fact remains that each of the employees there knew he was, either "the new boss," or would within a few days assume the duties from which Roberts had either removed himself or had been removed. Concluding Findings The preponderance of evidence and weight of proof support the allegations of the Complaint and substantially refute the denials of the Answer. I shall find and conclude that the Respondent has en- gaged in and is engaging in unfair labor practices within the meaning of Section 8(a)(1) and Section 8(a)(5) of the Act. I find that DeMarko was given indicia of manage- ment association by Marsellus and Perschel on April 5 after DeMarko and other employees had designated the Union to act for them for the pur- poses of collective bargaining; that the written requests of Union Business Representative Shanahan were bona fide in that the individual authorizations given to Vice President Parry of Local 316 were valid and binding; and that there is no merit in a contention of the Respondent that Shanahan's first request letter must be ignored because he at the same time filed a petition for representation (Case 3-RC-4134). I further find upon what I consider to be proper inference that the comments of Perschel and DeMarko were not mere isolated, innocuous statements but were, in the congeries of the case (considering times and places) intended to discourage membership in or activities on behalf of the Union by the Mexico plant employees. Section 8(a)(5) of the Act requires an employer "to bargain collectively with the representatives of his employees, subject to the provisions of Section 9(a)." Section 9(a) provides that "[r]epresenta- tives designated or selected for the purposes of col- lective bargaining by the majority of the employees in a unit appropriate for such purposes, shall be the exclusive representatives of all the employees in such unit for the purposes of collective bargaining ." Although Section 9(c)(1) provides machinery by which the question of representative status may be determined in a Board-conducted election, it has long been settled that an election is not the only means by which representative status may be established. See United Mine Workers v. Arkansas Oak Flooring Co., 35-1 U.S. 62, 71-72, and cases cited at fn. 8 therein. Therefore, there is no ab- solute right vested in an employer to demand an 6 Notwithstanding the reliance of counsel for the Respondent on the pretrial statements given to a Board agent by several witnesses , I prefer to rely on my observation of them on the witness stand, and their testimony taken as a whole in conjunction with other facts in the case 906 DECISIONS OF NATIONAL LABOR RELATIONS BOARD election where a union has obtained authorization cards signed by a majority of the employees in an appropriate unit, designating the union as their bar- gaining representative, and an employer violates Section 8(a)(5) if, absent a good-faith doubt of -the union's majority status, he refuses to bargain with the union. Allegheny Pepsi-Cola Bottling Company v. N.L.R.B., 312 F.2d 529, 532. An employer is not excused from the obligation to recognize the union because the union participated in a representation proceeding and later withdrew its petition in order to file unfair labor practice charges with the Board. N.L.R.B. v. Epstein, 203 F.2d 482 (C.A. 3), cert. denied, 347 U.S. 912; Joy Silk Mills v. N.L.R.B., 185 F.2d 732, 741 (C.A.D.C.), cert. denied 341 U.S. 914. It is well settled that the authenticity of union cards may be established (in the absence of fraud, misrepresentation, or coercion) by the testimony of a union representative in whose presence the card was signed by an employee who at the time un- derstood the import of the card. Doctrine fully recognized, too, is to the effect that an employee's thoughts or afterthoughts, and what he thought the card meant, cannot negate the overt action of hav- ing signed the card designating a union as bargain- ing agent. Joy Silk Mills v. N.L.R.B., 185 F.2d 732, 741 (C.A.D.C.), cert. denied 341 U.S. 914. Ac- cord: James H. Matthews & Co. v. N.L.R.B., 354 F.2d 432, 436 (C.A. 8), cert. denied 384 U.S. 1002; Colson Corporation v. N.L.R.B., 347 F.2d 128, 135 (C.A. 8); N.L.R.B. v. Winn-Dixie Stores, Inc., 341 F.2d 750, 755 (C.A. 6), cert. denied 382 U.S. 830. It has been decided that the reservations of an employee about signing a card cannot negate his overt action of having signed and submitted an unambiguous card, designating the union as his col- lective-bargaining agent. N.L.R.B. v. Greenfield Components Corporation, 317 F.2d 85, 89 (C.A. 1), and cases cited therein. Not one of the employees who signed the appli- cation for membership in the Union on March 27 had indicated or has indicated that he did not un- derstand the meaning and the import of the appli- cation with the attached form of checkoff authorization and assignment. The Respondent says that DeMarko, on and after April 5 until April 15, had no "actual authority" to circulate the so-called withdrawal petition or make statements concerning the Union; that he admitted that the withdrawal letter was his own idea; that he was not prompted by Marsellus or by Perschel; and that the record is devoid of any evidence that the company principals knew of DeMarko's activities and did not encourage, authorize, or ratify any ac- tivities by DeMarko. Respondent says further there is no evidence that during this period DeMarko acted or had authority to act for the Company in any capacity other than making covers for burial vaults. On such premise, the Respondent argues that having failed to produce direct evidence of agency relationship, the General Counsel has con- structed his entire agency theory on the-April 5 an- nouncement that DeMarko would take the job previously or then held by Roberts when Roberts would have left the employ of the Company on April 14._ In the face of the facts-disclosed by the record, such argument and premise must be con- sidered specious.' In weighing the value of the evidence in the in- stant case, I have tried to avoid specious inference, and at the same time allow proper weight to legiti- mate inference. Riggs Distler & Co. v. N.L.R.B., 372 F.2d 575 (C.A. 4), holds that while an Ex- aminer can properly resolve issues of credibility "nonetheless the Board, after discounting all ex- planations offered by an employer for discharge of employees, must find unlawful motivation through substantial direct or indirect evidence." This Ex- aminer believes that that principle in respect to discharge of employees also holds true in circum- stances similar to those found here. Since no direct evidence has been proffered to establish company knowledge as to DeMarko's an- tiunion activities, the General Counsel here neces- sarily must rely on indirect or circumstantial evidence. In Appalachian Electric Power Co. v. N.L.R.B., 93 F.2d 985, 989 (C.A. 4), substantial evidence was there defined as "evidence furnishing a substantial basis of fact from which the fact in issue can reasonably be inferred; and the test is not satisfied by evidence which merely creates a suspi- cion or which amounts to more than a scintilla or which gives equal support to any inconsistent in- ferences."' It could not be expected that Marsellus or Perschel would testify that DeMarko acted under their instructions when he obtained the signatures of other employees to the so-called withdrawal peti- tion or letter. I think it properly may be asked why there does not appear in the record the reason for the sudden switch in view of DeMarko regarding the Union between April 3 and Aprils when he learned that he was to succeed Roberts as plant manager. I think it properly may be inferred that DeMarko switched allegiance from Union to Com- pany on the basis of promises made to him that he would receive a promotion and consequent in- crease in pay. It seems unnecessary to mention that Marsellus or Perschel could easily have communicated with Shanahan in regard to the latter's suggestion that the union majority be proved by a card check by an, impartial person. For the reasons stated above, I find that the Respondent engaged in and is engaging in the un- ' Goodyear Clearwater Mill No 2, 102 NLRB 1329, and Hy Plains Dressed Beef, Inc., 146 NLRB 1253, cited in the bneffiled on behalf of the Respondent, I believe to be inapposite. ' See also N L R B v Shen-Valley Meat Packers , Inc , 211 F 2d 289, 293 (CA 4) MARSELLUS VAULT & SALES, INC. 907 fair labor practices alleged in the Complaint. I find that all inside plant manufacturing employees and delivery drivers at Respondent's Mexico, New York, operation, excluding office clerical em- ployees, professional employees, guards, and super- visors as defined in the Act, constitute a unit ap- propriate for the purpose of collective bargaining within the meaning of Section 9(b) of the Act. It further is found that the refusal of the Respondent to bargain collectively in good faith with the Union as the representative of the Respondent's em- ployees in the appropriate bargaining unit was and continues to be a violation of Section 8(a)(5) of the Act. Further, I find, the activities of Marsellus, Perschel, and DeMarko, as described above, con- stituted unfair labor practices within the meaning of Section 8(a)(1) of the Act. Upon the foregoing findings of fact, I make the following: CONCLUSIONS OF LAW 1. The Respondent is an employer as defined in Section 2(2) of the Act engaged in commerce and in operations affecting commerce as defined in Sec- tion 2(6) and (7) of the Act. 2. The Union is a labor organization as defined in Section 2(5) of the Act. 3. All inside plant manufacturing employees and delivery drivers at Respondent's Mexico, New York, operation, excluding office clerical em- ployees, professional employees, guards, and super- visors as defined in the Act, constitute a unit ap- propriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act. 4. At all material times the Union has been and still is the exclusive representative of all employees in the aforesaid unit for the purposes of collective bargaining, within the meaning of Section 9(a) of the Act. By refusing, since on or about March 31, 1967, to bargain with the Union as the exclusive representative of its employees in an appropriate unit, the Respondent has engaged in and is engag- ing in unfair labor practices within the meaning of Section 8(a)(5) and (1) of the Act. 5. By interrogation of employees about their union activities, threatening or suggesting reprisals for such activities, and by inducing employees to withdraw from the Union, the Respondent has in- terfered with, restrained, and coerced its employees in the exercise of the rights guaranteed in Section 7 of the Act and has engaged in unfair labor practices within the meaning of Section 8(a)(1) of the Act. 6. By having engaged in and by being engaged in the unfair labor practices set forth above, the Respondent is engaged in unfair labor practices af- fecting commerce within the meaning of Section 2(6) and (7) of the Act. IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of the Respondent described above have a close, intimate, and substantial relation to trade, traffic, and commerce among the several States, and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. V. THE REMEDY It having been found that the Respondent has violated and is violating Section 8(a)(1) and (5) of the Act, it will be recommended that the Respon- dent cease and desist therefrom and take certain af- firmative action designed to effectuate the policies of the Act. It having been found that the Respondent refused to bargain and continues to refuse to bargain in good faith with the Union, which represents a majority of the employees in an appropriate unit, it will be recommended that the Respondent be or- dered to bargain, upon request, in good faith with the Union as the exclusive representative of the em- ployees in the appropriate unit. RECOMMENDED ORDER Upon the entire record in the case, and the foregoing findings of fact and conclusions of law, it is recommended that the Respondent, Marsellus Vault & Sales, Inc., its officers, agents, successors, and assigns , shall: 1. Cease and desist from: (a) Refusing to bargain concerning rates of pay, wages, hours of employment, or other conditions of employment with Dairy & Bakery Salesmen & Dairy Employees Union, Local 316 affiliated with International Brotherhood of Teamsters, Chauf- feurs, Warehousemen and Helpers of America (Ind.), as the exclusive representative of all em- ployees in its Mexico, New York, plant, including all inside plant manufacturing employees and delivery drivers at said plant, but excluding office clerical employees, professional employees, guards, and supervisors as defined in the Act, a unit ap- propriate for collective bargaining within the mean- ing of Section 9(a) of the Act. (b) Coercively interrogating employees about their union activities, threatening reprisals, or en- gaging in any other activities with respect of the in- terest of said employees in or activities on behalf of or membership in the Union. (c) In any like or related manner , interfering with , restraining , or coercing its employees in the exercise of their right to self-organization, to form, join, or assist the above-named Union, or any other labor organization and to engage in other concerted activities for the purpose of collective bargaining or other mutual aid or protection, or to refrain from 908 DECISIONS OF NATIONAL LABOR RELATIONS BOARD any or all such activities, except to the extent that such right may be affected by the proviso to Sec- tion 8(a)(3) of the Act. 2. Take the following affirmative action which is found necessary to effectuate the policies of the Act: (a) Upon request, bargain collectively in good faith with Dairy & Bakery Salesmen & Dairy Em- ployees Union, Local 316 affiliated with Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (Ind.), as the exclusive representative of all inside manufac- turing employees and delivery drivers at Respon- dent's Mexico, New York, plant, excluding office clerical employees, professional employees, guards, and supervisors as defined in the Act, with respect to rates of pay, wages, hours of employment, and other conditions of employment, and, if an un- derstanding is reached, embody such understanding in a signed agreement. (b) Post at its plant in Mexico, New York, co- pies of the notice attached hereto marked "Ap- pendix."' Copies of said notice, to be furnished by the Regional Director for Region 3 shall, after being duly signed by the Respondent's representa- tive, be posted by the Respondent immediately upon receipt thereof, and maintained by it for a period of at least 60 consecutive days thereafter in conspicuous places, including all places where noti- cies to employees are customarily posted. Reasona- ble steps shall be taken by the Respondent to en- sure that said notices are not altered, defaced, or covered by any other material. (c) Notify the Regional Director for Region 3, in writing, within 20 days from the receipt of this Decision, what steps have been taken to comply herewith.10 " In the event that this Recommended Order is adopted by the Board, the words "a Decision and Order" shall be substituted for the words "the Recommended Order of a Trial Examiner" in the notice In the further event that the Board's Order is enforced by a decree of a United States Court of Appeals, the words "a Decree of the United States Court of Ap- peals Enforcing an Order" shall be substituted for the words "a Decision and Order " In the event that this Recommended Order is adopted by the Board, this provision shall be modified to read "Notify said Regional Director, in writing, within 10 days from the date of this Order, what steps Respondent has taken to comply herewith " APPENDIX NOTICE TO ALL EMPLOYEES Pursuant to the Recommended Order of a Trial Examiner of the National Labor Relations Board and in order to effectuate the policies of the Na- tional Labor Relations Act, as amended, we hereby notify our employees that: WE WILL bargain in good faith, upon request , with Dairy & Bakery Salesmen & Dairy Employees Union, Local 316 affiliated with International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America (Ind.), as the exclusive representative of all employees in the bargaining unit described below in respect to rates of pay, wages, hours of employment, or other condi- tions of employment, and, if an understanding is reached, embody it in a signed agreement. The bargaining unit is: All inside plant manufacturing employees and delivery drivers at our Mexico, New York, operation, excluding office clerical employees, professional employees, guards and supervisors as defined in the Act. WE WILL NOT interrogate our employees about their union activities or threaten reprisals for such activities. WE WILL NOT in any like or related manner interfere with, restrain, or coerce our em- ployees in the exercise of their right to self-or- ganization, to form, join, or assist Dairy & Bakery Salesmen & Dairy Employees Union, Local 316 affiliated with International Brother- hood of Teamsters, Chauffeurs, Ware- housemen and Helpers of America (Ind.), or any other labor organization, to bargain col- lectively through representatives of their own choosing and to engage in other concerted ac- tivities for the purposes of collective bargain- ing or other mutual aid or protection or to refrain from any and all such activities, except to the extent that such right may be affected by the proviso of Section 8(a)(3) of the Act. MARSELLUS VAULT & SALES, INC. (Employer) Dated By (Representative) (Title) This notice must remain posted for 60 consecu- tive days from the date of posting and must not be altered, defaced, or covered by any other material. If employees have any question concerning this notice or compliance with its provisions, they may communicate directly with the Board's Regional Office, Fourth Floor, The 120 Building, 120 Delaware Avenue, Buffalo, New York 14202, Telephone 842-3100. Copy with citationCopy as parenthetical citation