Marcos S.,1 Complainant,v.Dr. Mark T. Esper, Secretary, Department of the Army, Agency.Download PDFEqual Employment Opportunity CommissionDec 13, 20180120172258 (E.E.O.C. Dec. 13, 2018) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Marcos S.,1 Complainant, v. Dr. Mark T. Esper, Secretary, Department of the Army, Agency. Appeal No. 0120172258 Hearing No. 410-2015-00187X Agency No. ARIMCOMHQ14MAY01917 DECISION On June 14, 2017, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s May 4, 2017, final decision concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq., Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq., the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq., and the Equal Pay Act of 1963 (EPA), as amended, 29 U.S.C. § 206(d) et seq. For the following reasons, the Commission AFFIRMS the Agency’s final decision. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Disability Program Manager/EEO Specialist, GS-0260-11, in the Agency’s EEO Office at Fort Benning, Georgia. On August 27, 2014, Complainant filed an EEO complaint alleging that the Agency discriminated against him and subjected him to a hostile work environment on the bases of sex (male), disability, age (54), and in reprisal for prior protected EEO activity when: 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120172258 2 1. he was denied equal pay while performing duties as an EEO Specialist, GS-0260- 12, and as the Acting EEO Complaints Manager, GS-0260-12; 2. a supervisor penalized him because of his visual disability for spreading work out in the office in order to see; 3. a supervisor gave him unrealistic deadlines; micromanaged his work on a daily basis; gave him a smaller office; did not tell him in advance when a commanding officer was visiting; exposed him to daily bullying, intimidation, denigration, embarrassment; overly criticized everything he did; and informed his coworkers that he did not know his job; 4. he became aware he was not selected for the position of EEO Specialist, GS-0260- 12, for which he applied under Vacancy Announcement Number SCEA13764471981726; and 5. he was informed that he could not be promoted to GS-0260-12 because he was not performing at that level. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of his right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant requested a hearing, but the AJ denied the hearing request on the ground that Complainant failed to comply with an order of the AJ. The AJ remanded the complaint to the Agency, and the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision concluded that Complainant failed to prove that the Agency subjected him to discrimination as alleged. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant contends that the record shows that he was subjected to discrimination and a hostile work environment. Complainant reiterates numerous incidents in support of his hostile work environment claim. Further, Complainant challenges the credibility of management officials and witnesses. Complainant argues that he was more qualified than the selectee for the GS-12 position at issue. In addition, Complainant contends that the AJ erred in dismissing his hearing request. Accordingly, Complainant requests that the Commission reverse the final decision. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD- 110), at Ch. 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of 0120172258 3 the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). The AJ's Dismissal of Complainant's Hearing Request As an initial matter, the Commission will first address the AJ's dismissal of Complainant's hearing request as a sanction for Complainant's failure to comply with his January 5, 2017 Pre-Hearing Conference Order and failure to show good cause. The Commission notes that Commission regulations and precedent provide AJs with broad discretion in matters relating to the conduct of a hearing, including the authority to sanction a party for failure, without good cause shown, to fully comply with an order. See 29 C.F.R. § 1614.109(e); EEO MD-110, at Ch. 7 (Aug. 5, 2015). However, such sanctions must be tailored in each case to appropriately address the underlying conduct of the party being sanctioned. A sanction may be used to both deter the non-complying party from similar conduct in the future, as well as to equitably remedy the opposing party. Complainant has presented no persuasive arguments on appeal regarding the AJ’s sanction against him. In any event, the Commission finds that the AJ did not abuse his discretion by dismissing Complainant’s hearing request as a sanction for Complainant's failure to comply with his orders. Claim #1 (Pay Discrimination) and Claim #5 (Non-Promotion) To prevail in a disparate treatment claim such as this, Complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). He must generally establish a prima facie case by demonstrating that he was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Constr. Corp. v. Waters, 438 U.S. 567, 576 (1978). The prima facie inquiry may be dispensed with where the Agency has articulated legitimate and nondiscriminatory reasons for its conduct. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-17 (1983); Holley v. Dep't of Veterans Affairs, EEOC Request No. 05950842 (Nov. 13, 1997). To ultimately prevail, Complainant must prove, by a preponderance of the evidence, that the Agency's explanation is a pretext for discrimination. Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133 (2000); St. Mary's Honor Ctr. v. Hicks, 509 U.S. 502, 519 (1993); Tex. Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248, 256 (1981); Holley, supra; Pavelka v. Dep't of the Navy, EEOC Request No, 05950351 (Dec. 14, 1995). Complainant contends that while working in a position graded as GS-11, he was performing GS- 12 level work previously performed by the Complaint Manager who had recently passed away. When Complainant requested that he be promoted to a GS-12 grade, his request was denied. Record evidence shows that Complainant was not promoted to GS-12 because of the mistakes he frequently committed and his lack of communications skills. ROI 895-897. Also, according to the Agency, Complainant was not performing all of the duties of the former Complaint Manager, but was sharing those duties with his co-workers. This is a legitimate, nondiscriminatory reason for the Agency’s action. 0120172258 4 Complainant disputes the truth of the Agency’s explanation, but our examination of the record confirms the Agency’s conclusions with respect to Complainant’s communication abilities. We conclude that Complainant has failed to show the Agency’s explanation to be a pretext designed to conceal discriminatory animus. EPA Claim Complainant also alleged a violation of the Equal Pay Act (EPA). Specifically, Complainant alleged that he served as the “Acting Complaints Manager,” performed GS-12 duties, but, unlike his female co-workers, was not paid at the GS-12 level. The United States Supreme Court articulated the requirements for establishing a prima facie case of discrimination under the EPA in Corning Glass Works v. Brennan, 417 U.S. 188 (1974). To establish an EPA claim, a complainant must show that he or she received less pay than an individual of the opposite sex for equal work, requiring equal skill, effort, and responsibility, under similar working conditions within the same establishment. Once a complainant has met this burden, an employer may avoid liability only by showing that the difference in pay is justified under one of the four affirmative defenses set forth in the EPA: (1) a seniority system; (2) a merit system; (3) a system which measures earnings by quantity or quality of production of work (also referred to as an incentive or piecework system); or, (4) a differential based on any factor other than sex. Id. The requirement of “equal work” does not mean that the jobs must be identical, but only that they must be “substantially equal.” Laffey v. Northwest Airlines, 567 F.2d 429, 449 (D.C. Cir. 1976). The terms skill, effort, and responsibility, “constitute separate tests, each of which must be met in order for the equal pay standard to apply.” 29 C.F.R. § 1620.14(a). The factors of skill, effort, and responsibility used to measure the equality of jobs are not precisely definable. Id. Skill includes such things as “experience, training, education, and ability.” 29 C.F.R. § 1620.15(a). Effort addresses the amount of “physical or mental exertion needed for the performance of a job.” 29 C.F.R. § 1620.16(a). Responsibility concerns “the degree of accountability required in the performance of the job, with emphasis on the importance of the job obligation.” 29 C.F.R. § 1620.17(a). Here, Complainant claims that he acted as the Complaints Manager and performed duties under a GS-12 position description while being paid at the GS-1 level. Further, Complainant contends that his female co-workers (S1 and CW-1) performed the same duties and were paid at the GS-12 level. The record reveals that Complainant was initially a GS-9 EEO Specialist and was promoted in January 2011, to the GS-11 level. ROI 140. Complainant’s position description stated that he performed duties as a GS-11 EEO Specialist and that the GS-11 level was the full performance level of the position. The Agency’s Complaints Manager passed away and much of those duties were distributed between Complainant, S1, CW-1, and the EEO Manager. ROI 149. Many of the duties Complainant was asked to perform were already within the scope of his position description. There is no evidence indicating that Complainant was ever the “Acting Complaints Manager.” 0120172258 5 Further, the identified comparators were already occupying positions at the GS-12 level and performing duties under GS-12 position descriptions. Management officials confirmed that Complainant’s GS-11 duties did not contain any of the supervisory controls or level of responsibility of a GS-12 EEO Specialist. Finally, management officials maintained that the quality of Complainant’s work product was not satisfactory even at the GS-11. ROI 896, 936-37. Here, we find that Complainant has failed to establish a prima facie case of EPA discrimination. Although Complainant has established that he was being paid less than his female colleagues, he has not established that he was being paid less for equal work, requiring equal skill, effort, and responsibility. The record reflects that while some of the Complaints Manager duties were spread between Complainant and other co-workers, Complainant was never assigned as Acting Complaints Manager and only assisted in some of the duties which were within the scope of his GS-11 position. Further, Complainant’s identified comparators were already working under GS- 12 position descriptions. Therefore, Complainant has not established that he was performing equal work. Claims #2 and # 3 (Harassment) Complainant contends that his supervisor (S1) frequently harassed him because he did not maintain an orderly workspace. According to Complainant, he spread his work papers around his office to permit him to read them more easily. S1 criticized him for being disorderly and took photographs of his office, apparently to document the disorder. Additionally, according to Complainant, S1 harassed him by, inter alia, imposing unrealistic work deadlines; micromanaging him; assigning him a smaller office; and exposing him to daily bullying, intimidation, denigration, and embarrassment. It is well-settled that harassment based on an individual's statutorily protected bases is actionable. See Meritor Savings Bank FSB v. Vinson, 477 U.S. 57 (1986). In order to establish a claim of harassment, Complainant must show that: (1) he belongs to the statutorily protected classes or engaged in prior EEO activity; (2) he was subjected to unwelcome conduct related to his membership in those classes or his prior EEO activity; (3) the harassment complained of was based on those classes or that activity; (4) the harassment had the purpose or effect of unreasonably interfering with his work performance and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Here, the Commission finds that Complainant has not shown that he was subjected to conduct sufficiently severe or pervasive to create a hostile work environment. Moreover, even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory or retaliatory animus. There is no evidence, nor even any non-conclusory allegation, that any of the claimed harassing actions undertaken by Agency management were based on any of Complainant’s statutorily protected classes. Without evidence of this nature, Complainant’s harassment claim fails. 0120172258 6 Claim #4 (Non-Selection) The Agency explains that Complainant was not selected for the GS-12 position in question because the selectee was better qualified than Complainant. Specifically, the selectee was chosen because of her substantial experience as an Equal Employment Specialist and because her resume “succinctly stated her experience” while Complainant’s resume “did not appear very professional,” containing errors and misspellings. ROI at 683. This is a legitimate, nondiscriminatory reason for the Agency’s action. In a non-selection case, a complainant may show that an employer's reason for the non-selection was pretext for discrimination by demonstrating that his qualifications were “plainly superior” to those of the selectee. Wasser v. Dep’t of Labor, EEOC Request No. 05940058 (Nov. 2, 1995); Bauer v. Bailar, 647 F.2d 1037, 1048 (10th Cir. 1981); See also. Celestine v. Petroleos de Venezuela SA, 266 F.3d 343, 347 (5th Cir. 2001) (“differences in qualifications are generally not probative evidence of discrimination unless those disparities are of such weight and significance that no reasonable person in the exercise of impartial judgment could have chosen the candidate selected over the plaintiff for the job in question”); See also Burdine, 450 U.S. at 259 (noting that in making hiring or promotion decisions, the employer has discretion to choose among equally qualified candidates, provided the decision is not based upon unlawful criteria). In this case, Complainant has not shown his qualifications to be superior to those of the selectee. The selectee had more experience in the area of EEO complaints management than Complainant: five years, 10 months for the selectee as compared with two years and eight months for Complainant. Nor are Complainant’s other qualifications so distinguished as to support the conclusion that the Agency’s reason for not selecting him are pretextual. CONCLUSION Based on a thorough review of the record and the contentions on appeal, including those not specifically addressed herein, we AFFIRM the Agency’s final decision. 0120172258 7 STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. 0120172258 8 Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations December 13, 2018 Date Copy with citationCopy as parenthetical citation