Linn L.,1 Complainant,v.Dr. David J. Shulkin, Secretary, Department of Veterans Affairs, Agency.Download PDFEqual Employment Opportunity CommissionJun 2, 20170120151074 (E.E.O.C. Jun. 2, 2017) Copy Citation U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Linn L.,1 Complainant, v. Dr. David J. Shulkin, Secretary, Department of Veterans Affairs, Agency. Appeal No. 0120151074 Hearing No. 420-2013-00041X Agency No. 200I-0619-2012101455 DECISION The Commission accepts Complainant’s appeal, pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s December 19, 2014, final order concerning her equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the final order. BACKGROUND At the time of events giving rise to this complaint, Complainant worked as a Staff Nurse at the East Campus of the Agency’s Central Alabama Veterans Health Care Service in Tuskegee, Alabama. Complainant entered duty at the facility in February 2010, and worked the evening shift. Complainant experiences complications from major depression disorder, anxiety, Post- Traumatic Stress Disorder (PTSD), and grief. Complainant claims that beginning in May 2010, her requests for reasonable accommodation were denied. Complainant alleges that she requested reassignment and additional staff because she wanted to get away from her supervisor (S1). Additionally, Complainant claims that she had 73 beds to maintain with only one or two technicians who assisted. Complainant states that she was concerned about safety and staffing 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 0120151074 2 and management provided her no assistance. On May 23, 2010, Complainant submitted a letter requesting a transfer or she would resign. Management was not aware of Complainant’s condition at the time she provided the letter. S1 acknowledged receiving the letter and encouraged Complainant to seek other positions at the facility since S1 did not have the authority to transfer employees. In addition, S1 provided Complainant’s second-level supervisor (S2) a copy of the letter. Complainant later rescinded the resignation letter. In February 2011, Complainant submitted a self-evaluation for her proficiency report. S1 determined that, based on her observations, Complainant performed at the “Satisfactory” level. S1 attached Complainant’s self-evaluation to the back of the proficiency report and submitted it to the Professional Standards Board for a determination as to whether she met the requirements for promotion to the next grade. Employees needed to obtain an “Exceptional” or “Outstanding” rating to be promoted to the next level. Complainant believed that she was performing at the “Outstanding” level. On or around May 11, 2011, Complainant claims that a patient made an inappropriate comment to her, grabbed her by the arm, and blocked her access to the medication room. S1 learned about the incident from S2, and left a voicemail message after she could not reach Complainant by phone. The next day, the patient was transferred to another unit. S1 met with Complainant to discuss the incident and her concerns. During their conversation, Complainant demanded additional staff to work with her on the evening shift. S1 offered Complainant the opportunity to transfer to the day shift; however, Complainant declined. Following the incident, Complainant submitted a second resignation letter on May 29, 2011, but she rescinded it again on June 8, 2011. On October 6, 2011, Complainant requested leave from December 1 to 4, 2011. S1 initially disapproved the request because the request did not match up correctly in the system. S1 explained the issue to Complainant and asked her to re-enter the dates. Complainant re-entered the leave properly and S1 approved the request. On October 12, 2011, Complainant submitted an official request for reasonable accommodation to the Director of Human Resources. Complainant was given paperwork to complete, which she submitted on November 10, 2011. After receiving the request, S1 informed the Agency’s Reasonable Accommodation Coordinator that she could offer to transfer Complainant to the day shift. Complainant again declined the offer to transfer to the day shift. On October 31, 2011, Complainant requested to attend a training workshop on November 10, 2011. S1 denied the request because the schedule had already been posted and Complainant had just returned from a multiple-day absence. On November 8, 2011, Complainant requested eight hours of leave for November 10, 2011, to respond to an EEO matter. S1 denied the leave based on Complainant’s failure to request it as far in advance as possible. Complainant did not report to work on November 10, 2011, and S1 charged her as absent without leave (AWOL). 0120151074 3 On December 7, 2011, Complainant submitted a resignation letter and a request for emergency annual leave from December 12 – 15, 2011. When Complainant reported to work on December 11, 2011, she learned that she did not have computer access. Complainant claims a co-worker (CW1) told her that S1 made a comment that it was a “great day” because “she got rid of two nurses.” CW1 denied telling Complainant that S1 made that comment. Further, S1 did not have authority to deactivate an employee’s computer access, but had requested that Complainant’s access be deactivated in anticipation of her resignation and leave request. Complainant had accepted a position with another agency, but claims that she was constructively discharged and forced to resign as a result of S1’s failure to address her concerns. On March 16, 2012, Complainant claims that she submitted paperwork to the HR Specialist regarding the student loan forgiveness program through the Department of Labor. Complainant alleges that she followed up with voicemail messages, but never received a response. Complainant claims that on March 19, 2012, she made contact with the HR Specialist, but the HR Specialist was rude to her and hung up on her. Complainant alleges that the HR Specialist did not complete the paperwork, but the Director of Human Resources did. On May 4, 2012, Complainant filed a formal EEO complaint alleging that the Agency discriminated against her and subjected her to a hostile work environment on the bases of disability and in reprisal for prior protected EEO activity as evidenced by multiple incidents including, inter alia, her reasonable accommodation requests for reassignment and additional staff were ignored; she received only a “Satisfactory” rating on her proficiency report; a repeated sex offender/patient made an inappropriate comment to her, grabbed her by the arm, and blocked her access to the medication room; her request for leave in December 2011 was denied; her request to attend a training workshop was denied; she was charged absent without leave (AWOL) in November 2011; her manager stated it was a great day in an offending manner because she got rid of two nurses and Complainant's computer access was taken away; she was constructively discharged when she was forced to resign; and, Human Resources personnel failed respond to her requests to complete paperwork for a loan forgiveness program.2 At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation (ROI) and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). Complainant timely requested a hearing. The AJ held a hearing on March 18 – 19, 2014, and issued a decision on November 3, 2014. In the decision, the AJ initially assumed arguendo that Complainant is an individual with a disability. The AJ found that prior to learning of Complainant’s condition, S1 met with Complainant to discuss her concerns and offered several times to transfer her to the day shift, which Complainant declined. Following Complainant’s October 12, 2011, request for reasonable accommodation, management engaged in the interactive process by reviewing her medical documentation, discussing her concerns, and offering again to change her shift. 2 Complainant withdrew an additional claim prior to the hearing. 0120151074 4 Complainant refused the change of shift because she would remain under S1’s supervision. As a result, the AJ found that the Agency did not deny Complainant reasonable accommodation. Regarding her hostile work environment claim, the AJ determined that the alleged incidents were insufficiently severe or pervasive to establish a hostile work environment. Additionally, the AJ found that there was no evidence that the alleged incidents were based on Complainant’s protected classes. Further, the AJ noted that, with respect to the incident with the patient, management took reasonable measures to make the workplace safe by immediately removing and transferring the patient to another facility prior to her return to work, offering her Employee Assistance Program assistance, and offering to transfer her to the day shift. Complainant declined the opportunity to work a different shift. Finally, the AJ found that there was no evidence that Complainant was subjected to intolerable working conditions which arose out of conduct which constituted discrimination or reprisal. As a result, the AJ found that Complainant was not subjected to discrimination, reprisal, a hostile work environment, or constructive discharge as alleged. The Agency subsequently issued a final order fully implementing the AJ’s decision. The instant appeal followed. CONTENTIONS ON APPEAL On appeal, Complainant contends that the AJ erred in finding that she was not subjected to discrimination and a hostile work environment, arguing that she presented ample evidence in support of her claims. Complainant claims that S1 was disrespectful to her, bullied her, and ignored her concerns about safety. Complainant argues that the AJ’s decision contains sweeping, unsupported, and conclusory statements without appropriate analysis. Accordingly, Complainant requests that the Commission reverse the final order. The Agency submitted a brief in opposition to Complainant’s appeal in which it argues that the AJ’s decision was thorough and well analyzed, with numerous findings of fact following the hearing, and that its final order implementing the AJ’s decision should be affirmed. STANDARD OF REVIEW Pursuant to 29 C.F.R. § 1614.405(a), all post-hearing factual findings by an AJ will be upheld if supported by substantial evidence in the record. Substantial evidence is defined as “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Universal Camera Corp. v. Nat'l Labor Relations Bd., 340 U.S. 474, 477 (1951) (citation omitted). A finding regarding whether discriminatory intent existed is a factual finding. See Pullman- Standard Co. v. Swint, 456 U.S. 273, 293 (1982). An AJ's conclusions of law are subject to a de novo standard of review, whether or not a hearing was held. See 29 C.F.R. § 1614.405(a). An AJ's credibility determination based on the demeanor of a witness or on the tone of voice of a witness will be accepted unless documents or other objective evidence so contradicts the 0120151074 5 testimony or the testimony so lacks in credibility that a reasonable fact finder would not credit it. See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD- 110), Ch. 9, at § VI.B. (Aug. 5, 2015). ANALYSIS AND FINDINGS Denial of Reasonable Accommodation Under the Commission’s regulations, an Agency is required to make reasonable accommodation to the known physical and mental limitations of a qualified individual with a disability unless the Agency can show that accommodation would cause an undue hardship. See 29 C.F.R. §§ 1630.2(o) and (p). The Commission will assume without deciding (for the purposes of this decision) that Complainant is a qualified individual with a disability. Upon review, the Commission finds that the Agency did not deny Complainant a reasonable accommodation. The record reveals that Complainant submitted a letter on May 23, 2010, requesting a transfer or she would resign, due to several issues including micromanagement by S1 and lack of safety. ROI, at 236. Complainant’s request at that time was not connected to her condition. S1 responded that Complainant could seek other positions within the Agency, and forwarded the letter to S2 because she did not have the authority to transfer employees. Hr’g Tr., Vol. 1, at 33; ROI, at 237. Complainant later rescinded the letter. On October 12, 2011, Complainant submitted a request for reasonable accommodation seeking a transfer from under the supervision of S1 and for her safety and security issues to be addressed. ROI, at 142-43. S1 advised that she could arrange for Complainant to be transferred to the day shift where she would have additional staff on duty; however, Complainant declined that offer. ROI, at 112, 148. Complainant subsequently resigned effective December 15, 2011. Id. at 228-31. Generally, the Commission has held that an employer does not have to provide an employee with a new supervisor as a reasonable accommodation. EEOC Enforcement Guidance on Reasonable Accommodation and Undue Hardship Under the Americans with Disabilities Act, Question 33 (Mar. 1, 1999) (employer not required to provide employee with new supervisor as reasonable accommodation; Hilton v. Dep't of Veterans Affairs, Appeal No. 0120080691 (Mar. 25, 2010). Agency management offered to transfer Complainant to the day shift where additional staff would be available to relieve her stress and safety concerns. Complainant declined because she would still be under the supervision of S1. Management additionally informed Complainant that she could apply for any open positions for which she was qualified. While Complainant may not have been offered the exact reasonable accommodations of her preference, an employer is not required to provide the precise accommodation the employee or applicant wants, so long as the accommodation offered is an effective one under the circumstances of the situation. U.S. Airways v. Barnett, 533 U.S. 391, 400 (2002). Here, Complainant has presented no evidence that the offered accommodations would have been ineffective. Additionally, Complainant has not shown that there was a vacant, funded position for which she was qualified and to which she 0120151074 6 could have been assigned. Accordingly, the Commission finds that Complainant failed to prove that the Agency denied her reasonable accommodation in violation of the Rehabilitation Act. Hostile Work Environment To establish a claim of harassment a complainant must show that: (1) she belongs to a statutorily protected class; (2) she was subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on her statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Further, the incidents must have been “sufficiently severe or pervasive to alter the conditions of [complainant's] employment and create an abusive working environment.” Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). Therefore, to prove her harassment claim, Complainant must establish that she was subjected to conduct that was either so severe or so pervasive that a “reasonable person” in Complainant's position would have found the conduct to be hostile or abusive. Complainant must also prove that the conduct was taken because of her protected classes. Only if Complainant establishes both of those elements, hostility and motive, will the question of Agency liability present itself. Complainant asserted that based on her protected classes, management subjected her to a hostile work environment. Complainant alleged several incidents of what she believed to be discriminatory and retaliatory harassment. The Commission finds that substantial record evidence supports the AJ's determination that Complainant has not shown that she was subjected to conduct sufficiently severe or pervasive to create a hostile work environment. Moreover, even assuming that the alleged conduct was sufficiently severe or pervasive to create a hostile work environment, Complainant failed to show that the Agency's actions were based on discriminatory or retaliatory animus. The record reflects that the alleged incidents were more likely the result of routine supervision, personality conflicts, and general workplace disputes and tribulations. For example, with regard to the proficiency report, S1 testified that Complainant was rated as “Satisfactory” based on her evaluation of her performance and Complainant’s self- assessment. Hr’g Tr., Vol. 1, at 138-41. S1 noted that the Professional Standards Board determined whether Complainant met the requirements for promotion to the next level. Id. at 144; ROI, at 114. As to the alleged patient assault, S1 learned about the incident from S2 and attempted to reach Complainant by phone. ROI, at 114. Management immediately moved the patient to another facility and S1 later met with Complainant and offered her numerous items of assistance including a transfer to day shift. Id. at 114-15. As to her December 2011 leave request, S1 testified that she initially disapproved it because it was entered incorrectly into the system. Hr’g Tr., Vol. 1, at 156-57. Once Complainant corrected the issue, S1 approved the request. Id. at 157. 0120151074 7 Regarding the November 2011 training request, S1 testified that she denied it because Complainant had just returned from a multiple-day absence, had not requested it in advance, and the schedule had already been posted. Id. at 158-59. S1 affirmed that she charged Complainant with AWOL because she failed to report as scheduled and did not have approved leave. ROI, at 117. S1 stated that Complainant failed to substantiate her absence. Id. As to Complainant’s claim that S1 made an offensive comment and revoked her computer access, S1 denied making a comment about getting rid of nurses. Id. at 109. CW1 denied telling Complainant that S1 made the comment. ROI, at 225. Further, S1 asserted that Complainant’s computer access was deactivated because she indicated that December 15, 2011, would be her last day and she was required to report anyone who needed to be removed from the system. Id. at 118. Finally, with respect to the Department of Labor paperwork, the Human Resources Specialist affirmed that the requested paperwork was completed and returned to Complainant. Id. at 134. S1 stated that she only discussed with Complainant the reason the forms were being sent to Human Resources when she was no longer employed with the Agency. Id. After reviewing the record and considering the arguments on appeal, the Commission finds that the AJ made reasonable credibility determinations, which are not contradicted by objective evidence, and her factual findings are supported by substantial evidence. As a result, the Commission finds that substantial record evidence supports the AJ’s finding that Complainant has not shown that she was subjected to a discriminatory or retaliatory hostile work environment. Furthermore, the record fails to disclose any evidence purporting to show any of the alleged incidents were based on discriminatory or retaliatory animus. Accordingly, the Commission finds that Complainant has not established that she was subjected to discrimination, reprisal, or a hostile work environment as to all claims alleged. Constructive Discharge Finally, to the extent that Complainant alleges that she was forced to resign because of the Agency’s discrimination, the Commission notes that the central question in a constructive discharge case is whether the employer, through its unlawful discriminatory behavior, made the employee's working conditions so difficult that any reasonable person in the employee's position would feel compelled to resign. Carmon-Coleman v. Dep't of Def., EEOC Appeal No. 07A00003 (Apr. 17, 2002). As stated above, the Commission finds that substantial record evidence supports the AJ’s finding that Complainant has not shown that the Agency's actions were motivated by discriminatory or retaliatory animus. Thus, the Commission finds that Complainant cannot establish the necessary elements to prove constructive discharge. 0120151074 8 CONCLUSION After a review of the record in its entirety, including consideration of all statements submitted on appeal, it is the decision of the Equal Employment Opportunity Commission to AFFIRM the final Agency order because the Administrative Judge’s ultimate finding, that unlawful employment discrimination was not proven by a preponderance of the evidence, is supported by the record. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0416) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision or within twenty (20) calendar days of receipt of another party’s timely request for reconsideration. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. The requests may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or 0120151074 9 department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations June 2, 2017 Date Copy with citationCopy as parenthetical citation