L-Com, Inc. v.Elecom Co., Ltd.Download PDFTrademark Trial and Appeal BoardAug 3, 2011No. 91192293 (T.T.A.B. Aug. 3, 2011) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE TTAB BUTLER Mailed: August 3, 2011 Opposition No. 91192293 L-COM, INC. v. ELECOM CO., LTD. Before Bucher, Zervas and Bergsman, Administrative Trademark Judges. By the Board: Applicant seeks to register the following mark for: data processing equipment, namely, computer mouse; computer keyboards; remote control apparatus for radios, televisions, stereos and pcs; game controllers for computer games; webcams; loudspeakers; headphones; microphones; computer monitors; computer memories; memory cards in the nature of computer hardware; memory cards, namely, reading and writing devices for memory cards; hard disk drives (hdd); optical disc drives; magneto optical drives for computers; floppy discs drives for computers; usb hubs; computer peripheral devices; computer network peripherals; computer cables; cables for computer networks; audiovisual cables; coaxial cables; mouse pads; wrist rests for use with computers; cases for optical discs; cases for digital cameras; camera cases; cases for memory cards; protective carrying cases for portable digital audio players; cases for hard disc drives for computers, portable cd/dvd drives, UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board P.O. Box 1451 Alexandria, VA 22313-1451 Opposition No. 91192293 2 adapters, computer mouse, and other computer peripheral devices; fitted plastic films known as skins for covering and providing a scratch proof barrier or protection for electronic devices, namely, mp3 players, mobile telephones, smart telephones, digital cameras, global positioning systems and personal digital assistants; apparatus for recording, transmission or reproduction of sound and images; blank magnetic data carriers; calculating machines, data processing equipment and computers; modem; potable [sic] telephones; telephone receivers; telephone transmitters; cleaning apparatus for sound recording discs; computer programs recorded on data media for working computer peripherals; downloadable computer software for working computer peripherals; computer software recorded on data media for working computer peripherals; navigation apparatus for vehicles in the nature of on-board computers; television receivers in the nature of tv sets; television tuners; dictating machines; sound recording apparatus; karaoke players; notebook and laptop computers; amplifiers; telephone wires; tripods for cameras; sound alarms; antennas in the nature of aerials; bags for laptop personal computers in the nature of computer carrying cases, in Class 9; and attaché cases; bags in the nature of envelopes and pouches of leather for merchandise packaging; backpacks; briefcases; suitcases; traveling bags; traveling trunks; trunks in the nature of luggage, in Class 18.1 As grounds for opposition, opposer alleges likelihood of confusion with its previously used and registered L-COM marks for "the manufacture, distribution, and sale of computer and general electrical connectivity products." Opposer also claims dilution. Opposer pleads ownership of 1 Application Serial No. 77658488, filed January 28, 2009, claiming a bona fide intent to use the mark in commerce under Trademark Act §§ 1(b) and 44(e). Opposition No. 91192293 3 two registrations.2 One is for the word mark L-COM3 and the other is for the following mark4 both for computer and communication related products and accessories-- namely, electrical cables; adapters; connectors; enclosures; switches; network switches; rack equipment, namely racks, rack drawers, rack shelves, rack power distributors, rack panels for accepting electrical connectors, rack sub-panels, rack panel extenders, rack cable managers, and rack bases; modular wiring aids, network interface cards; baluns, namely, d-subminiature, coaxial, fiber, modular and serial connectors; plastic and metal universal electric project boxes; blue boxes comprising compact die-cast metal housings for electrical applications; gender changers in the nature of electric compact auto switches and electrical adapters; data d-subminiature coaxial, modular, ieee, fiber optic, token ring, and multi-port adapters; coaxial transfer, modular, data/data-transfer and video switches; wall plates; jacks; surface mounting boxes; junction boxes; cables; cords; plugs; and test/testing equipment, namely, electrical cable and cord testers, fiber optic cable testers, and electrical continuity testers. 2 Opposer asserted its pleaded registrations and applications (discussed infra) by citing them in the ESTTA filing form as a basis for the opposition. The ESTTA filing form and the attached pleading comprise a single document forming the entire complaint. See TBMP § 309.02 (3d ed. 2011). See also Schott AG v. Scott, 88 USPQ2d 1862, 1863 n.3 (TTAB 2008) (“[T]he ESTTA generated filing form … is considered part of the plaintiff's initial pleading.”). Accordingly, by asserting ownership of its registrations and applications by way of the ESTTA filing form, opposer has pleaded ownership of such registrations and applications. Opposer has not, however, made such registrations of record with its pleading. See Trademark Rule 2.122(d)(1); and Prakash Melwani v. Allegiance Corp., 97 USPQ2d 1537 (TTAB 2010). 3 Registration No. 2697029. 4 Registration No. 1691214. Opposition No. 91192293 4 Opposer also pleads ownership of several pending applications (now registered) for the mark L-COM for "retail services" featuring specifically named computer and communication related products of others5; and the following mark for "custom manufacture of wireless telecommunication antenna and amplifier systems for others";6 "hand tools, namely, coaxial and modular wire strippers and wire crimpers";7 "cable ties and straps for fastening and securing objects such as bundles of wire together";8 and a wide variety of specified computer and communications related products and accessories in Class 9.9 Opposer also pleads ownership of an application (now registered) for the following mark 5 Registration No. 3766804. 6 Registration No. 3746280. 7 Registration No. 3733851. 8 Registration No. 3733850. 9 Registration No. 3770323. Opposition No. 91192293 5 for "retail services, namely, online retail store services and catalog ordering services" featuring specified "computer and communication related products of others."10 In its answer, applicant denies the essential allegations of the notice of opposition. The discovery period closed on January 3, 2011. Opposer's main testimony period was set to open on March 5, 2011. This case now comes up on opposer's fully-briefed motion for summary judgment, filed on March 3, 2011 on its claim of likelihood of confusion only; applicant's fully- briefed cross motion for summary judgment in its favor on both of opposer's claims; and applicant's fully briefed motion for discovery sanctions.11 The Board first addresses some preliminary matters. Opposer's pleaded applications, now registered A plaintiff which pleads ownership of an application in its complaint does not have to amend its pleading to assert the resultant registration, so long as it issues before the plaintiff’s testimony period closes. The pleading of an application is viewed as providing sufficient notice to the defendant of the plaintiff’s intention to rely on any 10 Registration No. 3766767. 11 Both parties submitted confidential material and, appropriately, redacted versions of such submissions. See Trademark Rules 2.27(e) and 2.126(c); and TBMP § 412.04 (3d ed. 2011). Opposition No. 91192293 6 registration that issues from the pleaded application. See TBMP § 314 (3d ed. 2011). Contrary to applicant's stated position, opposer is not required to amend its notice of opposition to reference the registration numbers for the registrations that issued from the pleaded applications. Accordingly, opposer may rely on the registrations which matured from the pleaded applications, as well as the registrations originally pleaded in the notice of opposition. Opposer's expressed reliance on its pleaded Registration No. 2697029 As observed by applicant, in its motion for summary judgment, opposer states that, "in order to simplify matters," it relies "almost exclusively on its word mark, the '029 registration and additional common law rights in the word mark with respect to a few additional goods not listed in the '029 registration." Opposer introduced copies of all its pleaded registrations (including the ones that matured from the pleaded applications) showing that the registrations are valid and subsisting and are owned by opposer. Although the Board understands that opposer intends to emphasize Registration No. 2697029 in comparing the parties' respective marks and goods, the Board is not limited to Opposition No. 91192293 7 considering only Registration No. 2697029 in reviewing the evidence submitted by opposer. Opposer's allegations of common law rights in the mark L-COM Applicant contends that, because opposer did not plead common law rights in its L-COM mark, the Board must disregard opposer's evidence based on any common law rights. Applicant specifically argues that it was not put on notice of opposer's reliance on common law rights and that opposer did not produce evidence concerning alleged common law rights until after the close of discovery. At paragraph No. 2, opposer averred, among other things, that it "has continuously used its L-com trademark … in connection with the sale of computer and general electrical connectivity products" without making any reference to its pleaded registrations when it makes this statement. This language is sufficient to state common law rights in the mark and to provide applicant with notice of such common law rights. Moreover, given the identifications in the pleaded registrations and applications (now registered) and the exchange of discovery (discussed later in this order), applicant received additional information and documentation concerning opposer's use of its mark in connection with other goods and services. Accordingly, applicant's objection is overruled; opposer may rely on common law rights for the mark L-COM. Opposition No. 91192293 8 Applicant's motion for discovery sanctions Applicant seeks entry of judgment against opposer for purported discovery violations. According to applicant, opposer served 11,000 pages of disorganized, unlabeled documents; a disc containing 4,500 pages with no index; refused to authenticate its documents,12 specifically discussing a 2010 master catalog obtained by applicant's counsel;13 and failed to provide documents or evidence (either in disclosures or discovery responses) critical to opposer's summary judgment motion. Applicant argues that opposer failed to provide discovery responses concerning its alleged common law rights with respect to goods not identified in the registrations and that opposer did not produce a readable sales report. Applicant alternatively asks that opposer be precluded from relying on this evidence on summary judgment. In response, opposer argues that no procedural bases exist for applicant's request because there is no order compelling discovery. A motion for sanctions for failure to comply with an order of the Board lies only when the Board has entered an 12 Applicant broadly states that opposer refused "… to authenticate its catalogs and web pages, its electronic production of thousands of unlabeled documents, and its production of catalog pages buried within two document dumps." Opposition No. 91192293 9 order relating to discovery (i.e., an order compelling discovery or a protective order) and the order has been violated. See Trademark Rule 2.120(g)(1); and TBMP § 527.01(a) (3d ed. rev. 2011). In this case, because the Board has not issued an order compelling discovery, there is no basis for applicant's motion for discovery sanctions in the nature of entry of judgment against opposer. Accordingly, applicant's motion is denied.14 It is apparent, though, that opposer has complied with the discovery requirements, including supplementing its responses with respect to later uncovered responsive catalogs. Accordingly, applicant's alternate request that opposer be precluded from relying on certain evidence is denied. The parties' cross motions for summary judgment In a motion for summary judgment, the moving party has the burden of establishing that there is no genuine dispute 13 The Board notes in passing that opposer submitted a copy of its 2010 master catalog in support of its motion for summary judgment. The submission is approximately 250 pages. 14 The Board notes, too, that applicant's combined motion to compel and motion for 56(d) discovery (now withdrawn) was filed two days after opposer's main testimony period was scheduled to open and before the Board issued its order suspending proceedings, occasioned by the filing of opposer's motion for summary judgment. A motion to compel is untimely if filed after the opening of the first testimony period even if such period is later reset. Consequently, the filing of any future motion to compel would be untimely. Trademark Rule 2.120(e)(1); and TBMP § 523.03 (3d ed. 2011). Opposition No. 91192293 10 as to any material fact and that it is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(a). A genuine dispute with respect to a material fact exists if sufficient evidence is presented such that a reasonable fact finder could decide the question in favor of the non-moving party. See Opryland USA Inc. v. Great American Music Show, Inc., 970 F.2d 847, 23 USPQ2d 1471 (Fed. Cir. 1992). Thus, all doubts as to whether any particular factual issues are genuinely in dispute must be resolved in the light most favorable to the non-moving party.15 See Olde Tyme Foods Inc. v. Roundy’s Inc., 961 F.2d 200, 22 USPQ2d 1542 (Fed. Cir. 1992). The mere fact that both parties have moved for summary judgment does not necessarily mean that summary judgment is appropriate. See University Book Store v. University of Wisconsin Board of Regents, 33 USPQ2d 1385, 1389 (TTAB 1994). We note that the purpose of a motion for summary judgment is to save time where a full trial is not necessary. In this case, because of the higher standard required to prevail on a summary judgment motion and the late date that opposer filed its motion (two days before 15 To be clear, the burden on the party moving for summary judgment to prove that it is entitled to judgment as a matter of law because no genuine disputes of material fact exist is greater burden than the burden of proof at trial, which is a preponderance of the evidence, and which permits appropriate inferences to be drawn from the evidence of record. See, for Opposition No. 91192293 11 trial commenced), opposer accomplished very little except to delay our reaching a final decision and increasing the costs of the proceeding. 1. Dilution Opposer did not respond to applicant's cross motion for summary judgment as it pertained opposer's claim of dilution. Accordingly, applicant's cross motion is granted with respect to opposer's dilution claim as conceded and such claim is dismissed with prejudice.16 Trademark Rule 2.1271(a). 2. Likelihood of confusion In support of its motion, opposer argues that the parties' marks, particularly relying on its L-COM mark, are virtual identical in sound and are extremely similar in appearance, commercial impression and connotation. Opposer notes that the arbitrary "L" portion of its mark is based on the first name of its founder, Al, and the arbitrary "ELE" portion of applicant's mark is based on the word "elegant," but that the public would not perceive these references from those elements as part of the complete marks. Opposer argues that the parties' goods are the same in part and example, Gasser Chair Co., Inc. v. Infanti Chair Manufacturing Corp., 34 USPQ2d 1822 (Fed. Cir. 1995). 16 The Board notes in passing that opposer's dilution claim was insufficiently pled. At a minimum, opposer did not plead that its mark(s) became famous before the filing date of applicant's application. See Citigroup, Inc. v. Capital City Bank Group, Opposition No. 91192293 12 otherwise related by, for example, being in the same product category, being complementary, some of opposer's products being encompassed by a broader description in applicant's identification, and some of applicant's identified goods being of the same as those of third parties which opposer sells. Opposer points out that there are no restrictions on the parties' channels of trade or classes of purchasers. Opposer argues that the parties' goods are low cost, often- replaced, and mass produced such that a high degree of care is not exercised in the purchase of the products. Opposer, stating sales figures over 25 years, argues that its mark is famous for purposes of the DuPont17 analysis. Opposer also explains that both parties' marks are house marks and are used on an extremely broad variety of goods with opposer having used its mark on every product it sells, "which numbers in the tens of thousands." Opposer's motion is supported by the declarations of its attorney and accompanying exhibits; the declaration of its chief operating officer and accompanying exhibits; the declaration of its president and CEO; the declaration of its senior business analyst and accompanying exhibits; the declaration of its senior vice president ecommerce and Inc., 94 USPQ2d 1645 (TTAB 2010), aff’d, 637 F.3d 1344, 98 USPQ2d 1253 (Fed. Cir. 2011). 17 In re E. I. duPont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973. Opposition No. 91192293 13 marketing and accompanying exhibits, including sales reports. In its response and cross motion, applicant argues that the marks, while somewhat alike in sound, are drastically different is appearance, connotation and commercial impression. Applicant contends that its mark, ELECOM, has the connotation of being a word while opposer's mark, L-COM, has the connotation of a top level domain name with the "L" possibly indicating a model number or generation number. Applicant argues that the electrical connectivity products identified in opposer's Registration No. 2697029 (which opposer largely relies upon for its motion) are distinctly different from, and used for a different function than, applicant's consumer-friendly, aesthetically pleasing electronics, targeted predominantly to women and adolescents. Applicant contends that opposer's goods are "designed for sophisticated, networked electronics systems targeted to engineers and IT and AV professionals" while applicant's "goods are for individual consumers having no special technical expertise." Applicant points out that a specimen for one of opposer's products indicates it is intended for "commercial, government and military applications"; that magazines in which opposer advertises are for sophisticated readers; and that opposer's goods Opposition No. 91192293 14 "appeal to a discerning set, given the great expense and technical nature of the products." Applicant argues that opposer's mark is not famous because opposer's evidence of purported fame is insufficient "to prove any evidence of blurring or tarnishment or any sort of lessening of the distinctiveness of L-com's mark." Applicant contends that opposer has not shown that L-COM is widely recognized by the general consuming public; and that there are other marks and company names existing composed, in whole or in part, of the term L-COM or a purportedly similar term such as ELECOM, ELCOM, or L.COM. Applicant's response and cross motion is supported by the declarations of its attorney and accompanying exhibits. In this case, genuine disputes of material fact exist, at a minimum, as to the similarities and public perception of the parties' respective mark, including appearance, connotation, and commercial impression. Although the probative value is limited, some of the third-party registrations submitted by applicant (along with other evidence) are sufficient to raise a genuine dispute of material fact to the strength of opposer's mark.18 See 18 The Board notes in passing that opposer has pointed out that some of the registrations referenced by applicant are for services that, on the face of the registration, appear unrelated (e.g., online dating services.) Opposer has also pointed out that it entered into a settlement with the owners of some of the registrations. Opposition No. 91192293 15 Lloyd’s Foods Products, Inc. v. Eli’s, Inc., 25 USPQ2d 2027 (Fed. Cir. 1993); and Drive Trademark Holdings LP v. Inofin, 83 USPQ2d 1433, 1437 (TTAB 2007). Genuine disputes of material fact also exist as to the relatedness of the parties' goods and channels of trade in which such goods are encountered, particularly with respect to opposer's asserted common law rights.19 Accordingly, the parties’ cross motions for summary judgment on the issue of likelihood of confusion are denied. As determined earlier in this order, summary judgment has been granted in applicant's favor on opposer's dilution claim.20 This case goes to trial on the remaining claim of priority of use and likelihood of confusion. Proceedings are resumed and dates are reset as follows:21 19 The parties should note that the evidence submitted in support of and in opposition to the cross motions for summary judgment is of record only for consideration in connection with such motions. To be considered at final hearing, any such evidence must be properly introduced into evidence during the assigned trial period for the submitting party. See Levi Strauss & Co. v. R. Josephs Sportswear, Inc., 28 USPQ2d 1464, 1465 fn.2 (TTAB 1993); Pet, Inc. v. Bassetti, 219 USPQ 911 (TTAB 1983); and American Meat Institute v. Horace W. Longacre, Inc., 211 USPQ 712 (TTAB 1981). 20 Our decision on summary judgment is interlocutory in nature. Appeal may be taken within two months after the entry of final decision in this case. See Copelands’ Enterprises Inc. v. CNV Inc., 887F.2d 1065, 12 USPQ2d 1562 (Fed. Cir. 1989). 21 In the event opposer has not served its pretrial disclosures or believes amendment to such disclosures is appropriate in view of the determination herein on the cross motions for summary judgment, opposer is allowed until TEN DAYS from the mailing date of this order to so serve or amend its pretrial disclosures. Opposition No. 91192293 16 Plaintiff's 30-day Trial Period Ends 9/25/2011 Defendant's Pretrial Disclosures 10/10/2011 Defendant's 30-day Trial Period Ends 11/24/2011 Plaintiff's Rebuttal Disclosures 12/9/2011 Plaintiff's 15-day Rebuttal Period Ends 1/8/2012 In each instance, a copy of the transcript of testimony, together with copies of documentary exhibits, must be served on the adverse party within thirty days after completion of the taking of testimony. Trademark Rule 2.l25. Briefs shall be filed in accordance with Trademark Rules 2.l28(a) and (b). An oral hearing will be set only upon request filed as provided by Trademark Rule 2.l29. *** Copy with citationCopy as parenthetical citation