Khallar Alikhanov et al.Download PDFPatent Trials and Appeals BoardDec 18, 20202020001916 (P.T.A.B. Dec. 18, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/798,027 03/29/2010 Khallar Abdumuslimovich Alikhanov 22754-042 4604 7590 12/18/2020 PATEL & ALUMIT, P.C. 16830 Ventura Boulevard, Suite 360 Encino, CA 91364 EXAMINER BUNNER, BRIDGET E ART UNIT PAPER NUMBER 1647 MAIL DATE DELIVERY MODE 12/18/2020 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte KHALLAR ABDUMUSLIMOVICH ALIKHANOV, LEONID YAZONOVICH KACHARAVA, BAGODADI ASUMUSUMOVICH ALIKHANOV, and PETER GEORGIEVICH PROKOPENKO Appeal 2020-001916 Application 12/798,027 Technology Center 1600 Before JEFFEREY N. FREDMAN, TAWEN CHANG, and RACHEL H. TOWNSEND, Administrative Patent Judges. CHANG, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–4 and 10–12. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as the inventors Khallar Abdumuslimovich Alikhanov, Leonid Yazonovich Kacharava, Bagdadi Abumuslimovich Alikhanov, Peter Georgievich Prokopenko, and Appeal 2020-001916 Application 12/798,027 2 STATEMENT OF THE CASE The Specification states that “[i]mmunoglobulins for . . . treatment of autoimmune diseases are known” but that “the known agent is not intended for use at the acute stage of an autoimmune disease” and, “to achieve clinical performance, it is necessary to infuse large doses of immunoglobulin continuously for several years.” Spec. ¶ 2. The Specification similarly states that, while the art teaches “trophoblastic ß-1-glycoprotein (TBG) with immunoregulatory properties[] intended for treatment of various autoimmune diseases,” “when used at the acute stage of an autoimmune disease, the effect of the known agent can only occur 4–5 days after its introduction into the patient’s body.” Spec. ¶¶ 3–4. According to the Specification, “[t]he object of the invention is to develop an agent with immunoregulatory properties and to accelerate the clinical effect at the acute stage, mainly when treating autoimmune diseases.” Spec. ¶ 5. Further according to the Specification, “[t]he essence of the invention is that the claimed agent that comprises TBG and Ig has the property to suppress the proliferative activity of mononuclear cells, and to induce the suppressor activity and secretion of cytokines TFR-V1, IL-10, IL- 6.” Id. ¶ 9. Alexandr Alexandrovich Terentiev. Appeal Br. 3. We note that, although Appellant identifies five inventors in the Appeal Brief, we were unable to locate an oath or declaration filed by Mr. Terentiev in the record. Appeal 2020-001916 Application 12/798,027 3 CLAIMED SUBJECT MATTER The claims are directed to compositions consisting essentially of trophoblastic ß-1-glycoprotein (TBG) and an immunoglobulin (Ig). Claims 1 and 11 are illustrative: 1. An agent with the property to induce suppressor activity and cytokine secretion of mononuclear cells that consists essentially of trophoblastic ß-1-glycoprotein (TBG), and immunoglobulin (Ig). 11. A composition consisting essentially of trophoblastic ß-1- glycoprotein (TBG) and an immunoglobulin, wherein the TBG and the immunoglobulin are present in the composition in respective amounts effective to enable the composition to suppress proliferative activity of mononuclear cells of peripheral blood at least twice as strongly as the TBG alone. Appeal Br. 18 (Claims App.). REJECTION Claims 1–4 and 10–12 are rejected under 35 U.S.C. § 101 as being directed to a judicial exception (i.e., a product of nature or a natural phenomenon) to patent-eligible subject matter, without significantly more. Ans. 3. OPINION A. Issue The Examiner explains that the claims recite TBG and an immunoglobulin, which are each a natural phenomenon (i.e., product of nature). Ans. 4. The Examiner finds that “TBG is found in the serum of pregnant women and has been isolated in pure form” and finds that “[i]t is also well known in the relevant art that humans express five . . . antibody Appeal 2020-001916 Application 12/798,027 4 classes, called immunoglobulin[s].” Id. The Examiner further finds that Briese2 teaches that “venous samples and retroplacental blood samples taken after vaginal deliveries comprise [TBG] and immunoglobulins G, M, and A.” Id. at 4–5. The Examiner finds that the claims “recite a TBG and an immunoglobulin . . . that are not markedly different in structure or function from naturally occurring TBG or immunoglobulin,” and “also do not recite any additional elements that integrate the judicial exception [(i.e., the naturally occurring molecules)] into a practical application.” Ans. 5. The Examiner finds that, likewise, “the overall combination of TBG and an immunoglobulin in the claimed agent and composition does not render the resulting agent/composition different from each of the components alone.” Ans. 5. Accordingly, the Examiner concludes that “the claims as a whole do not amount to significantly more than each ‘product of nature’ by itself.” Id. Appellant contends that “the closest naturally occurring counterpart to the claimed composition” is the “venous or retro-placental blood samples comprising TBG and immunoglobulins G, M and A along with other components” that are described in Briese. Appeal Br. 9. Appellant contends that “the evidence of record shows that the claimed product has a number of characteristics/properties that are markedly different than the natural product as represented by the venous and retroplacental blood samples taken after vaginal deliveries.” Id. at 11–16. Appellant contends that claim 11 further “requires a level of suppressive activity that the 2 Von V. Briese et al., Zur Konzentration einiger Serum-, Schwangerschafts- und Immunglobuline sowie Östriol im Retroplazentarblut, 105 ZENTRALBLATT GYNÄKOLOGIE 845 (1983). Appeal 2020-001916 Application 12/798,027 5 evidence of record shows is not present in the natural product such that the product defined in claim 11 is markedly different from the natural product.” Id. at 16. Except for claims 1 and 11, Appellant does not separately argue the claims. We therefore focus our analysis on claims 1 and 11 as representative. The issue with respect to this rejection is whether the claimed subject matter is markedly different from products of nature. B. Analysis Unless otherwise noted, we adopt the Examiner’s findings of fact and reasoning regarding the patent eligibility of claims 1 and 11 (July 30, 2018 Office Act. 3–15; Ans. 3–20) and agree that claims 1 and 11 are directed to products of nature without significantly more. Only those arguments made by Appellant in the briefs have been considered; arguments not presented in the briefs are waived. See 37 C.F.R. § 41.37(c)(1)(iv). We highlight certain points below for emphasis. An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, courts have carved out certain exceptions from subject matter that would otherwise appear to be within the literal scope of § 101. These include, for example, laws of nature and natural phenomena, which are often referred to as “products of nature” when claimed as a physical product. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014); MPEP § 2106.04(b)(II). We analyze this case under the framework set forth by the Supreme Court in Mayo Collaborative Services v. Prometheus Laboratories, Inc., 566 U.S. 66 (2012), and applied by our reviewing court in Ariosa Diagnostics, Appeal 2020-001916 Application 12/798,027 6 Inc. v. Sequenom, Inc., 788 F.3d 1371 (Fed. Cir. 2015). As the Ariosa court explained: In Mayo . . . , the Supreme Court set forth a framework for distinguishing patents that claim laws of nature, natural phenomena, and abstract ideas from those that claim patent-eligible applications of those concepts. First, we determine whether the claims at issue are directed to a patent-ineligible concept. . . . If the answer is yes, then we next consider the elements of each claim both individually and “as an ordered combination” to determine whether additional elements “transform the nature of the claim” into a patent-eligible application. . . . The Supreme Court has described the second step of this analysis as a search for an “inventive concept”—i.e., an element or combination of elements that is “sufficient to ensure that the patent in practice amounts to significantly more than a patent upon the [ineligible concept] itself.” Id. at 1375. Whether Claims Are Directed to a Product of Nature We begin with the first step of the Mayo test, namely whether a claim is “directed to” a patent-ineligible concept. On January 7, 2019, the Director of the USPTO issued the “2019 Revised Patent Subject Matter Eligibility Guidance” (“Revised Guidance”), which provides further details regarding how the Patent Office analyzes patent-eligibility questions under 35 U.S.C. § 101. 84 Fed. Reg. 50–57 (Jan. 7, 2019). Under the Revised Guidance, the first step of the Mayo test (i.e., Step 2A of the Revised Guidance) is “a two- pronged inquiry.” Id. at 54. In prong one, we evaluate whether the claim recites a judicial exception, such as laws of nature, natural phenomena, or abstract ideas. Id. If the claim recites a judicial exception, the claim is Appeal 2020-001916 Application 12/798,027 7 further analyzed under prong two, which requires “evaluat[ion of] whether the claim recites additional elements that integrate the exception into a practical application of that exception.” Id. The Revised Guidance explains that, “[i]f the recited exception is integrated into a practical application of the exception, then the claim is eligible at Prong Two of . . . Step 2A [of the Revised Guidance].” Id. Revised Guidance Step 2A, Prong 1 With respect to the first prong of Step 2A of the Revised Guidance, we agree with the Examiner that claims 1 and 11 recite patent-ineligible products of nature. Ans. 4. The Supreme Court has explained that a claimed composition becomes more than a product of nature where it is “a product of human ingenuity” that is “new ‘with markedly different characteristics from any found in nature.’” Ass’n Molecular Pathology v. Myriad Genetics, Inc., 569 U.S. 576, 590–591 (2013) (quoting Diamond v. Chakrabarty, 447 U.S. 303, 319–310 (1980)). In this case, both independent claims 1 and 11 recite trophoblastic ß-1-glycoprotein (TBG) and an immunoglobulin. The Examiner found, and Appellant has not disputed, that these are proteins that occur naturally in the human body. Id. at 4; see also, e.g., Briese Abstract (stating that pregnancy specific beta1-glycoprotein (SP1)3 and immunoglobulins G, M, and A are found in venous and retroplacental blood samples after vaginal delivery). Appellant has not argued that the TBG and 3 The Examiner notes, and Appellant does not dispute, that pregnancy specific beta1-glycoprotein (SP1) is also known as trophoblastic ß-1- glycoprotein (TBG). Ans. 4–5. Appeal 2020-001916 Application 12/798,027 8 immunoglobulin recited in the claims are themselves different from such naturally occurring molecules, nor, as further discussed below, has Appellant pointed to persuasive evidence that the combination of the proteins results in “a product of human ingenuity” that is “new ‘with markedly different characteristics from any found in nature.’” Myriad, 569 U.S. at 590–591. Accordingly, we agree with the Examiner that the evidence of record supports a finding that the claims 1 and 11 recite products of nature. Appellant contends that “the markedly different characteristics analysis with respect to the claimed combination of components requires a comparison between the combination of components and its naturally occurring counterpart combination,” which Appellant contends to be the “venous or retro-placental blood samples comprising TBG and immunoglobulins G, M and A along with other components.” Appeal Br. 9; see also Reply Br. 4–5. Appellant contends that “the claimed product has a number of characteristics/properties that are markedly different” than this naturally occurring counterpart combination, including non-toxicity, “counter-suppressor activity,” and enhanced suppressor activity. Appeal Br. 11–16. We are not persuaded. Independent claims 1 and 11 recite an agent or a composition that “consists essentially of” TBG and immunoglobulin. Appellant does not persuasively explain why venous or retroplacental blood samples taken after vaginal deliveries, which comprises a large number of Appeal 2020-001916 Application 12/798,027 9 other biological molecules, would be a closer naturally occurring counterpart than naturally occurring TBG and immunoglobulin molecules.4 Appellant cites to MPEP § 2106.04(c) in support of its position, arguing that where the claims are directed to a combination of components, “the markedly different characteristics analysis should be performed with respect to the combination, not separately with respect to the component parts.” Appeal Br. 9; Reply Br. 4. In particular, Appellant cites to the MPEP example in which “a claim to ‘a probiotic composition comprising a mixture of Lactobacillus and milk’” is analyzed for markedly different characteristics with respect to the mixture of Lactobacillus and milk rather than to the Lactobacillus separately and the milk separately. Id.; MPEP § 2106.04(c)(I)(A). We agree that “[w]here the claim is to a nature-based product produced by combining multiple components . . . , the markedly different 4 We recognize that Dr. Khallar Abdumuslimovich Alikhanov states in his declaration that “[t]he closest naturally occurring counterpart” to the claimed agent is “venous or retroplacental blood samples comprising TBG and immunoglobulins G, M and A along with other components.” Appeal Br. 9; Reply Br. 4; K. Alikhanov Decl. ¶ 2. However, Dr. Alikhanov provides no persuasive reasoning for this conclusory statement, and we decline to accord the statement significant weight. See Velander v. Garner, 348 F.3d 1359, 1371 (Fed. Cir. 2003) (“[A]ccord[ing] little weight to broad conclusory statements [in expert testimony before the Board] that it determined were unsupported by corroborating references” was “within the discretion of the trier of fact to give each item of evidence such weight as it feels appropriate.”). Appellant also points to declarations submitted by Leonid Yazonovich Kacharava and Bagdadi Abdumuslimovich Alikhanov to support its position. Appeal Br. 9. However, as Appellant acknowledges, “the evidence presented in each of the declarations is substantially the same,” id. at 10, and we find them equally lacking. Appeal 2020-001916 Application 12/798,027 10 characteristics analysis should be applied to the resultant nature-based combination, rather than its component parts.” MPEP § 2106.04(c)(I)(A). That is, the analysis compares the claimed mixture of nature based products to the appropriate counterpart. The appropriate counterpart may be the individual nature-based components of the combination. MPEP § § 2106.04(c)(II)(A). Thus, the example in the MPEP cited by Appellant is inapposite. Indeed, the MPEP makes clear that, although the natural counterpart selected for markedly different analysis should be in its natural state, care should be taken “not to confuse the counterpart with other material that may occur naturally with, or adjacent to, the counterpart.” MPEP § 2106.04(c)(II)(A). We further note that the implication of Appellant’s argument is that simply isolating components from a product of nature may be sufficient to render those components individually or in combination patent-eligible. However, this position has been rejected by the Supreme Court in Myriad, which held that simply “separating [an important and useful] gene from its surrounding genetic material is not an act of invention.” 569 U.S. at 591. We conclude that isolating two naturally occurring molecules from their surrounding biological material and putting them together is likewise not an act of invention. Instead, we agree with the Examiner that the rationale articulated by the Supreme Court in Funk Brothers Seed Co. v. Kalo Inoculant Co., 333 U.S. 127 (1948), is applicable to this case and shows that the claimed agent and composition are not markedly different from products of nature. Ans. 5. In Funk Brothers, the Supreme Court held that a mixed culture of Rhizobia bacteria “capable of inoculating the seeds of plants belonging to several Appeal 2020-001916 Application 12/798,027 11 cross-inoculation groups” without inhibiting each other to be patent- ineligible. As the court explained, [t]he qualities of these bacteria, like the heat of the sun, electricity, or the qualities of metals, are part of the storehouse of knowledge of all men. They are manifestations of laws of nature, free to all men and reserved exclusively to none. He who discovers a hitherto unknown phenomenon of nature has no claim to a monopoly of it which the law recognizes. If there is to be invention from such a discovery, it must come from the application of the law of nature to a new and useful end. Funk Brothers, 333 U.S. at 130. Similarly, in this case, the combination of TBG and immunoglobulin proteins is not patent-eligible: Appellant has provided no persuasive evidence that the combination produces a new molecule, a change in either TBG or the immunoglobulins, or an “enlargement of the range of their utility.”5 Id. at 131. Appellant contends that Funk Brothers is inapposite because in that case “there is nothing . . . to suggest the existence of a natural counterpart comprising a mixture of the bacterial strains.” Reply Br. 4–5. We do not 5 We are cognizant that “the examiner bears the initial burden, on review of the prior art or on any other ground, of presenting a prima facie case of unpatentability.” In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992). However, we find that the Examiner has established a prima facie case in this instance by showing that the claimed agent/composition recite only molecules that are naturally occurring and that these naturally occurring molecules have the properties recited in the claims. “[T]he prima facie case, [is] an evidentiary burden-shifting device available to the examiner in the initial stage of examination. . . . An examiner can find a prima facie case of unpatentability upon initial review of the prior art or on any other statutory condition of patentability. . . . If the examiner establishes a prima facie case, the burden shifts to the applicant to come forward with rebuttal evidence or argument.” In re Brandt, 886 F.3d 1171, 1176 (Fed. Cir. 2018) (internal citations omitted). Appeal 2020-001916 Application 12/798,027 12 find this argument to be persuasive, because the claim at issue is not directed to the venous or retroplacental blood of a pregnant woman and does not recite all of the components therein and, as the Examiner points out, there is likewise no evidence of a natural counterpart of an agent that “consists essentially of” TBG and Ig. Ans. 10. Appellant further contends that, “assuming arguendo that there were no natural counterpart comprising multiple components as claimed, . . . the claimed product would have to be compared to each of the natural products individually, not in combination.” Reply Br. 5. To the extent Appellant is arguing that the characteristics (e.g., suppressive effect) of the claimed agent/composition should be compared to TBG and immunoglobulin separately, without considering the characteristics of the other claimed naturally occurring compound in the agent/composition, we are not persuaded. This argument would be contra to, e.g., Funk Brothers, in which a mixed culture of Rhizobia bacteria was found to be patent-ineligible even though the mixture was capable of inoculating the seeds of plants belonging to several cross-inoculation groups whereas individual species of bacteria in the mixture could be used successfully only in plants of the particular cross-inoculation group corresponding to the species. 333 U.S. at 129–132. Appellant contends that by withdrawing the anticipation rejection over Briese the Examiner “implicit[ly] acknowledge[d] that Briese does not show or suggest [the] basic and novel properties” of the claimed agent, namely “induce[ment of] accelerated suppressor activity and cytokine secretion of mononuclear cells without toxicity such that the agent is effective for clinical use in treating autoimmune diseases.” Appeal Br. 9; see also id. at 8 (contending that the PTO has “implicitly acknowledged that the claims of Appeal 2020-001916 Application 12/798,027 13 record are novel and nonobvious over Briese and all other prior art reference” because “[t]here are presently no prior art rejections being applied against the claims”). We are not persuaded by Appellant’s apparent argument that the claimed agent and composition on appeal are patent-eligible because they are novel. “The ‘novelty’ of any element or steps in a process, or even of the process itself, is of no relevance in determining whether the subject matter of a claim falls within the § 101 categories of possibly patentable subject matter.” Diamond v. Diehr, 450 U.S. 175, 188-89, (1981). Likewise, the novelty of a claimed composition is not determinative of whether they fall within the product of nature judicial exception. See, e.g., Funk Brothers, 333 U.S. at 130–131 (finding claims to composition of non-inhibitive strains of bacteria to be patent-ineligible despite the fact that the composition is “new and different,” because mere “aggregation of species fell short of invention within the meaning of the patent statutes”). To the extent Appellant is arguing that the lack of an anticipation rejection over Briese suggests that the claimed agent or composition is “markedly different” from a product found in nature, we are not persuaded because, as discussed above, we agree with the Examiner that the proper comparison of the claimed agent/composition is to naturally occurring TBG and immunoglobulin proteins, rather than to the post-vaginal delivery venous or retroplacental blood samples of Briese. Having determined that the proper comparison of the claimed agent/composition is to naturally occurring TBG and immunoglobulin proteins, we turn next to Appellant’s contention that the claimed agent/composition has “markedly different” characteristics than products of Appeal 2020-001916 Application 12/798,027 14 nature, including non-toxicity, “counter-suppressor activity,” and enhanced suppressor activity. Appeal Br. 11–16. We first note that, as discussed above, Appellant’s arguments improperly compared the claimed agent/composition to venous and retroplacental blood samples rather than the proteins themselves as they occur in nature. Appeal Br. 11–16. Thus, Appellant’s arguments are not persuasive. Indeed, as the Examiner points out, the evidence of record shows that neither TBG nor immunoglobulin is toxic. Ans. 12; see also, e.g., Chan6 20:30–48 (teaching that SP1 protein (i.e., TBG) has “growth promoting activities”), 21:15–22:4 (suggesting administration of pregnancy/placenta specific proteins as pharmaceutical agents); Golovistikov ’3267 Abstract (teaching a method of treating autoimmune disease by administering TBG); 1:49–64 (teaching that use of TBG achieves the objective of “treatment of autoimmune disease by administering a preparation which shows an immune correcting activity and does not cause side effects”), 2:18–48 (teaching that “[p]referably TBG should be administered parenterally or intravenously after preculturing TBG . . . with auto-MNC from peripheral blood”), 4:14–21 (Example 3, describing patient receiving TBG injections (0.5 ml having concentration of 60 µg/ml) into the joints); Sewell8 387, left column (teaching that “[i]ntravenous immunoglobulin (IVIg) . . . is the treatment of choice for patients with 6 Chan, US 5,169,835, issued Dec. 8, 1992. 7 Golovistikov et al., US 6,150,326, issued Nov. 21, 2000. 8 W. A. C. Sewell & S. Jolles, Immunomodulatory Action of Intravenous Immunoglobulin, 107 IMMUNOLOGY 387 (2002). Appeal 2020-001916 Application 12/798,027 15 antibody deficiencies” and is also “used as an ‘immunomodulatory’ agent in an increasing number of immune and inflammatory disorders”). Likewise, the evidence of record shows that both TBG and immunoglobulin have suppressive effects at the concentrations exemplified in the Specification and/or in Exhibit D of the K. Alikhanov Declaration. Chan teaches, for example, that TBG (or SP1 protein) “at a concentration of as low as 10 µg/ml inhibits lymphocyte proliferation significantly (50%) in a mixed lymphocyte assay” and that “[i]nhibition is 85% at 30 µg/ml and 100% at 100 µg/ml.”9 Chan 20:10–27 (Example 9); see also Golovistikov 9 The amounts of TBG used in the examples in the Specification range from 0.5 mcg/ml to 480 mcg/ml when used in combination with immunoglobulin, and 1 mcg/ml to 960 mcg/ml when used alone, wherein TBG amounts of 0.5 mcg/ml and 480 mcg/ml when used with immunoglobulin, and 1 mcg/ml and 960 mcg/ml when used alone, resulted in 0% inhibition index. Spec. ¶¶ 23 (Table 1), 33 (Table 2), 64 (Table 3), 66 (Table 4), 68 (Table 5), 70 (Table 6), 72 (Table 7), 74 (Table 8), 75 (Table 9), 78 (Table 10). The doses used in Exhibit D of the K. Alikhanov Declaration are “TBG with immunoglobulin in the amount of 30 mkg/ml, with a ratio of 1:1[, 1:99, and 1:19] with immunoglobulin” in, respectively, Examples 14, 15, and 16. We note that it is unclear whether 30 mkg/ml refers to 30 mg/ml or 30 mcg/ml (µg/ml). On the one hand, it is stated in the declaration that the doses administered do not exceed tens of milligrams/ml, suggesting that 30 mkg/ml refers to 30 mg/ml. K. Alikhanov Decl. ¶ 6a (emphasis added). On the other hand, the declaration states that, “[b]y the 36th week of pregnancy, the concentration of TBG [in the blood of a pregnant woman] reaches a maximum of approximately 330-400 µg/ml,” id. ¶ 6b, and refers to this concentration as “about 10 times greater” than the doses administered in the examples of Exhibit D, suggesting that 30 mkg/ml refers to 30 µg/ml. See also Appeal Br. 14 (stating that “the Declaration at paragraph 6a and Exhibit D . . . shows that the administration of the claimed product to patients in very small concentrations not exceeding tens of micrograms/ml have significant suppressive effects”) (emphasis added). Appeal 2020-001916 Application 12/798,027 16 ’326 2:18–20, 2:37–47. With respect to immunoglobulin, Sewell teaches that “IVIg has been shown to have a considerable inhibitory effect on mitogen-induced T-cell proliferation in vitro.” Sewell 387, left column. More specifically, Sewell teaches that “[b]oth antigen-dependent and antigen-independent responses are inhibited by IVIg in a dose-dependent manner” and that “T-cell proliferation in response to anti-CD3 or tetanus toxoid was shown to be inhibited by IVIg in a dose-dependent manner over a range of IgG concentrations (0–10 mg/ml).10 Id. at 387, right column. Given that both TBG and immunoglobulins have suppressive effects, we agree with the Examiner that Appellant’s evidence, which allegedly shows that the claimed agent/composition demonstrates enhanced suppressive effects when compared to use of TBG alone, does not persuasively show that the claimed agent/composition is markedly different from products of nature. Ans. 17–19. Appellant contends that “the issue at hand is not ‘synergy’, but whether the claimed product has a ‘markedly different characteristic’ from the natural product” and further contends that, “[w]here, as here, the Office has already decided that the claimed product is novel and nonobvious over the natural product, as described in Briese, there is no reason to consider the issue of synergy.” Appeal Br. 15. We are not persuaded because, as discussed above, the proper comparison is between the claimed composition 10 As the Examiner points out, the Specification indicates the amounts of immunoglobulin used only as a ratio to the TBG amounts. Ans. 19. However, the examples have TBG:immunoglobulin ratios ranging from 1:1 to 1:99. Spec. ¶¶ 64–79. For TBG concentrations of 0.5 to 480 µg/ml, see supra note 8, this would indicate immunoglobulin concentration ranges of 0.5 µg/ml to 47.5 mg/ml. Appeal 2020-001916 Application 12/798,027 17 and the naturally occurring TBG and immunoglobulin. To the extent the allegedly enhanced activity of the claimed composition is merely the result of the combined activity of the naturally occurring TBG and immunoglobulin proteins, the claimed composition is not markedly different from naturally occurring products.11 Finally, we are also unpersuaded by Appellant’s contention that the alleged “counter-suppressor” activity of the claimed agent/composition renders the claimed agent/composition markedly different from products of nature. Appellant contends that the claimed product “[i]nduces stimulation (counter-suppressor) activity of the peripheral blood lymphocytes of patients suffering from autoimmune disease in remission stage in approximately 60% of cases” and that, “[i]n contrast, counter-suppressor activity could not be 11 Although it is not necessary to our affirmance, we also agree with the Examiner that, even if Appellant’s evidence suffices to show synergy at some ratios of TBG and immunoglobulin, such evidence is not commensurate with the scope of claims 1 and 11, because these claims do not recite any specific concentrations of TBG and/or immunoglobulin, and “Appellant has not established synergy at [all ratios of TBG/immunoglobulin encompassed by the claims], or by the mere presence of trace amounts of TBG or immunoglobulin.” Ans. 6–7. Appellant argues that “claim 1 requires the agent to have ‘the property to induce suppressor activity and cytokine secretion of mononuclear cells,’” and a skilled artisan “would understand that this precludes the TBG and immunoglobulin from being present in trace amounts.” Appeal Br. 15. Assuming for argument’s sake that the preamble in claim 1 is limiting, the claim at most requires the agent consisting essentially of TBG and immunoglobulin to have the recited suppressive effect. As discussed above, both TBG and immunoglobulin individually provide such suppressive effect at a range of concentrations; thus, the preamble of claim 1, even if limiting, does not require each of TBG and immunoglobulin to be present in an amount Appellant alleges to result in “markedly different” suppressive activity of the combination. Appeal 2020-001916 Application 12/798,027 18 present in retroplacental blood samples from the body of a pregnant woman” since “[t]he function of TBG is to form tolerance in a mother’s immune system against the fetus.” Appeal Br. 13 (citing K. Alikhanov Decl. ¶ 5, Ex. C). Putting aside the fact that Appellant has not argued that the alleged counter-suppressor activity renders the claimed agent/composition markedly different from natural TBG or immunoglobulin proteins (as opposed to retroplacental blood samples), we note that Appellant alleges that the claimed agent/composition induces stimulation activity of the peripheral blood lymphocytes only in a subset of the population (i.e., 60% of cases in patients suffering from autoimmune disease in remission stage). Appeal Br. 13. In other words, the claimed composition exhibits that activity in only certain environments. Thus, even assuming that counter-suppressive activity of the combination of TBG and immunoglobulin would establish the claimed agent is “markedly different” from the proteins individually, Appellant has not shown that the combination of TBG and immunoglobulin as claimed does not encompass products of nature (e.g., in the cases where the claimed agent/composition does not exhibit counter-suppressor activity).12 12 As discussed above, Appellant has argued that the preamble of claim 1, which recites “[a]n agent with the property to induce suppressor activity . . . of mononuclear cells,” should be considered limiting. Appeal Br. 15, 18 (Claims App.) (emphasis added). Similarly, claim 11 recites a composition wherein “the TBG and the immunoglobulin are present in the composition in respective amounts effective to enable the composition to suppress proliferative activity of mononuclear cells of peripheral blood at least twice as strongly as the TBG alone.” Appeal Br. 18 (Claims App.) (emphasis added). We note that Appellant’s argument above that the claims only Appeal 2020-001916 Application 12/798,027 19 Although we need not rely on the following to affirm the Examiner’s rejection, we also note that Golovistikov ’326 appears to teach that TBG alone possesses the alleged counter-suppressor/stimulatory activity. See, e.g., Golovistikov ’326 2:54–58 (stating that “FIG. 1 discloses stipulatory [sic] (countersuppressor) and suppressor activity as percentage of TBG- induced lymphocytes in peripheral blood of the patients suffering disseminated sclerosis at the acute stage (1), at the initial stage of remission (2), and at the remission stage (3)”), Fig. 1 (showing stimulatory activity at the initial stage of remission), 3:32–40 (Example 1, stating that “immunological study carried out [in a patient] during the remission stage [showed] that stimulatory (countersuppressor) activity T-lymphocytes in peripheral blood was 28%” and that “[a]t the present stage the treatment with TBG should be avoided”), 4:28–31 (stating that “[t]he normal value . . . at the initial stage of remission . . . is 66.6%±16.1 (stimulatory activity)”). Thus, “counter-suppressive” activity in the claimed agent/composition does not render it “markedly different” from product(s) of nature (i.e., the naturally-occurring TBG molecule). Relying on Sewell, Appellant contends that, to the extent the markedly different analysis is to be conducted with respect to TBG and immunoglobulins individually, the claimed agent is nevertheless markedly different than products of nature, because, “at the concentrations used with TBG as exemplified in the present specification, immunoglobulins do not encompass agents/compositions having suppressive effect appears contradictory to Appellant’s argument here that the claimed agent/composition is markedly different from product(s) of nature because it possesses counter-suppressive properties. Appeal 2020-001916 Application 12/798,027 20 reveal any suppressive effect.” Appeal Br. 10. Instead, Appellant contends, “immunoglobulins reveal a suppressive effect in vitro only at concentrations that are tens and hundreds of times greater and in vivo only at concentrations that are hundreds and thousands of times greater.” Id. We are not persuaded. As an initial matter and as the Examiner notes, the claims do not recite specific concentrations of immunoglobulin. Ans. 17. See In re Self, 671 F.2d 1344, 1348 (CCPA 1982) (“[A]ppellant’s arguments fail from the outset because . . . they are not based on limitations appearing in the claims.”). However, even assuming for argument’s sake that immunoglobulins do not have a suppressive effect at concentrations used in the examples of the Specification, and that the allegedly enhanced suppressive effect of the agents/compositions in these examples as compared to TBG renders them “markedly different” from a product of nature as a result of “human ingenuity,” there is no persuasive evidence of such enhanced suppressive effect commensurate with the scope of the claims (e.g., at higher immunoglobulin concentrations than those used in the examples). Moreover, Appellant does not point to a specific portion of Sewell that suggests immunoglobulins do not have any suppressive effect at the concentration exemplified in the Specification. Appeal Br. 10. As the Examiner points out and as discussed above, Sewell in fact teaches that “T- cell proliferation in response to anti-CD3 or tetanus toxoid was shown to be inhibited by IVIg [(intravenous immunoglobulin)] in a dose-dependent manner over a range of IgG concentrations (0–10mg/ml).” Sewell 387, right column; Ans. 17. Thus, as the Examiner explains, Sewell suggests that immunoglobulins do have suppressive effect at concentrations that overlap Appeal 2020-001916 Application 12/798,027 21 the range of concentrations exemplified in the Specification. Ans. 17. Appellant has not pointed to any error in the Examiner’s reasoning in this regard in the Reply Brief. Appellant contends that, with respect to claim 11, [t]he characteristics of [the claim] are additionally different insofar as claim 11 requires that the recited TBG and immunoglobulin are present in the claimed composition in respective amounts effective to enable the composition to suppress proliferative activity of mononuclear cells of peripheral blood at least twice as strongly as TBG alone. Claim 11 thus requires a level of suppressive activity that the evidence of record shows is not present in the natural product such that the product defined in claim 11 is markedly different from the natural product for this reason as well. Appeal Br. 16. In the Reply Brief, Appellant further contends that, with particular respect to claim 11, the Examiner erred in relying on “prior art describ[ing] specific amounts of [TBG and immunoglobulin] individually,” because the references individually cannot show the recited characteristic of the claimed combination and because “the Examiner has provided no basis for performing the ‘markedly different characteristic’ analysis with a combination of references.” Reply Br. 5–6. We are not persuaded for the reasons already discussed. That is, given that evidence shows that the immunoglobulin molecule that occurs in nature also has the effect of suppressing the proliferative activity of mononuclear cells, and given that claim 11 does not recite any particular concentration ranges of TBG or immunoglobulin, a preponderance of evidence supports a finding that the limitations of claim 11 can be met by adjusting the relative concentrations of naturally occurring TBG and immunoglobulin molecules. As also discussed above, Appellant has not Appeal 2020-001916 Application 12/798,027 22 provided persuasive evidence that combining TBG and immunoglobulin results in a composition that is “markedly different” from naturally occurring product(s). Accordingly, we agree with the Examiner claim 11 encompasses products of nature and is thus patent-ineligible. Finally, Appellant contends that the Examiner improperly failed to consider evidence other than the Specification in determining whether the claimed product is markedly different from products of nature. Reply Br. 1– 3. We are not persuaded because the Examiner explicitly took into account, for example, the K. Alikhanov Declaration and its exhibits. See, e.g., Ans. 17–18. Revised Guidance Step 2A, Prong 2 The second prong of Step 2A asks whether the claims as a whole integrate the judicial exception into a practical application of the exception. Revised Guidance, 84 Fed. Reg. at 54. In order to answer this question, we first “[i]dentify[] whether there are any additional elements recited in the claim beyond the judicial exception(s)” and, if so, “evaluat[e] those additional elements individually and in combination to determine whether they integrate the exception into a practical application.” Id. at 54- 55. As explained earlier, although Appellant’s claims recite a product of nature, they would still be patent-eligible if the answer to the above question is affirmative. We find that claims 1 and 11 do not recite additional elements that integrate the recited product of nature into a practical application of the idea. In particular, as discussed above, the agent and composition recited in claims 1 and 11, respectively – i.e., “an agent with the property to induce Appeal 2020-001916 Application 12/798,027 23 suppressor activity and cytokine secretion of mononuclear cells that consists essentially of trophoblastic ß-1-glycoprotein (TBG), and immunoglobulin (Ig)” and “[a] composition consisting essentially of trophoblastic ß-1- glycoprotein (TBG) and an immunoglobulin,” where the TBG and immunoglobulin are present in amounts so as to “enable the composition to suppress proliferative activity of mononuclear cells of peripheral blood at least twice as strongly as the TBG alone – fall within the product of nature exception to patent-eligibility. Accordingly, there are no additional elements recited in the claims beyond the judicial exception, and the claims are directed to products of nature. Mayo Step Two: Whether Claim 1 Amounts to “Significantly More” Finally, as to the second step of the Mayo test, the Revised Guidance directs us to consider whether claim 1 includes “additional elements . . . [that] provide[] ‘significantly more’ than the recited judicial exception.” 84 Fed. Reg. at 56. The Revised Guidance states that an additional element that “simply appends well-understood, routine, conventional activities previously known in the industry, specified at a high level of generality, to the judicial exception, . . . is indicative that an inventive concept may not be present.” Id. As discussed above, here the claims only recite the products of nature, without more. That is, other than the naturally occurring molecules themselves, claims 1 and 11 only require that the molecules be isolated and/or combined such that the claimed agent and/or composition “consist essentially” of TBG and immunoglobulin and recite certain properties of the agent and/or composition. As discussed above with respect to Prong 1 of Appeal 2020-001916 Application 12/798,027 24 Step 2A of the Revised Guidance, however, isolating and/or combining the natural molecules in question does not result in a product of “human ingenuity” that is “markedly different” from products of nature. Funk Brothers, 333 U.S. at 130–131; Myriad, 569 U.S. at 591 (holding that simply “separating [an important and useful] gene from its surrounding genetic material is not an act of invention”). Accordingly, we affirm the Examiner’s rejection of claims 1 and 11 as directed to patent-ineligible judicial exceptions, without significantly more. CONCLUSION In summary: Claims Rejected 35 U.S.C. § Reference(s)/ Basis Affirmed Reversed 1–4, 10–12 101 Eligibility 1–4, 10–12 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). 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