Kevin Willeitner et al.Download PDFPatent Trials and Appeals BoardOct 30, 201912572727 - (D) (P.T.A.B. Oct. 30, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 12/572,727 10/02/2009 Kevin Willeitner 058083-0857808 (O0092) 4511 72058 7590 10/30/2019 Kilpatrick Townsend & Stockton LLP Adobe Systems, Inc. 58083 Mailstop: IP Docketing - 22 1100 Peachtree Street, Suite 2800 Atlanta, GA 30309-4530 EXAMINER KUCAB, JAMIE R ART UNIT PAPER NUMBER 3685 NOTIFICATION DATE DELIVERY MODE 10/30/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): KTSDocketing2@kilpatrick.foundationip.com ipefiling@kilpatricktownsend.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte KEVIN WILLEITNER and MATT BELKIN ____________ Appeal 2018-005081 Application 12/572,727 Technology Center 3600 ____________ Before, JENNIFER L. McKEOWN, JASON J. CHUNG, and CARL L. SILVERMAN, Administrative Patent Judges. SILVERMAN, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from the Examiner’s Final Rejection of claims 1–15, 18–21, and 24–27, which constitute all pending claims. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 Throughout this Decision, we use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies Adobe Systems Incorporated as the real party in interest. Appeal Br. 3. Appeal 2018-005081 Application 12/572,727 2 STATEMENT OF THE CASE The invention relates to analysis of marketing campaigns. Abstract; Spec. ¶¶ 3–7, Figs. 1, 2. Claim 1, reproduced below, is exemplary of the subject matter on appeal (emphases added): 1. A computer-implemented method for dynamically updating information in a report displayed on a graphical user interface, comprising: executing, by one or more computing devices, computer- executable instructions, which, when executed by one or more processors, cause the one or more computing devices to perform a method comprising: receiving from a data analytics server, for each of a plurality of online consumers, data describing one or more paths taken by the online consumer through one or more internet marketing items to a website, wherein each path is a sequence of consumer exposures to one or more of the internet marketing items, and wherein the internet marketing items comprise internet marketing channels and internet marketing campaigns; measuring past revenue events generated through the website, each revenue event being associated with at least one consumer exposure to at least one of the internet marketing items; generating, based on the received data describing the paths taken by each online consumer and based on the measured past revenue events, an interactive report specifying at least one allocation of at least one measured past revenue event to each of the internet marketing items in the paths taken by the plurality of online consumers, the at least one allocation being based on an initial value of an allocation parameter, wherein each allocation specifies a respective contribution of each of the internet marketing items to the at least one measured past revenue event; Appeal 2018-005081 Application 12/572,727 3 displaying on a display device the generated interactive report and a user interface element for adjusting the allocation parameter; responsive to user input received from a user input device manipulating the user interface element, determining a revised value of the allocation parameter; and in response to determining the revised value of the allocation parameter, updating the generated interactive report to specify at least one revised allocation of the at least one measured past revenue event to each of the internet marketing items, the at least one revised allocation being based on the revised value of the allocation parameter, wherein each revised allocation specifies a respective updated contribution of each of the internet marketing items to the at least one measured past revenue event. Appeal Br. 19–20 (Claims Appendix). THE REJECTIONS Claims 1–15, 18–21, and 24–27 are rejected under 35 U.S.C. § 101 because the claimed invention is directed to patent-ineligible subject matter. Final Act. 2–4. Claims 18–21 are additionally rejected under 35 U.S.C. § 101 because the claims cover transitory propagating signals. Final Act. 4. ANALYSIS PRINCIPLES OF LAW Patent-eligible subject matter is defined in 35 U.S.C. § 101 of the Patent Act, which recites: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and Appeal 2018-005081 Application 12/572,727 4 useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title. There are, however, three judicially created exceptions to the broad categories of patent-eligible subject matter in 35 U.S.C. § 101: “‘[l]aws of nature, natural phenomena, and abstract ideas.’” Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014) (quotation marks and citation omitted); Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 70 (2012) (brackets in original). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. See Alice, 573 U.S. at 217–18 (citing Mayo, 566 U.S. at 75–77). In accordance with that framework, we first determine what concept the claim is “directed to.” See id. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. Appeal 2018-005081 Application 12/572,727 5 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221 (citation). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77, (alteration in original)). Appeal 2018-005081 Application 12/572,727 6 “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. The United States Patent and Trademark Office (“USPTO”) recently published revised guidance on the application of § 101. USPTO, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). Under that guidance, we first determine whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)–(c), (e)–(h)). Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Guidance, 84 Fed. Reg. at 54–56. A claim that integrates a judicial exception into a practical application applies, relies on, or uses the judicial exception in a manner that imposes a meaningful limit on the judicial exception, such that the claim is more than a drafting effort designed to monopolize the judicial exception. See Guidance, 84 Fed. Reg. at 54. When the judicial exception is so integrated, then the claim is not directed to a judicial exception and is patent eligible under § 101. Id. Appeal 2018-005081 Application 12/572,727 7 The § 101 Rejection of claims 1–15, 18–21, and 24–27 The Examiner determines claim 1, is directed to receiving data describing consumers paths through marketing items to a destination, measuring revenue events at the destination and associated with at least one exposure to one of the marketing items, generating a report specifying an allocation of the contribution of the marketing items to the past revenue events, displaying the report, and updating the report based on a user altering an allocation parameters. This is considered an abstract idea of attributing revenue to marketing events. This is similar to other concepts that have been identified as abstract by the courts, such as using categories to organize, store and transmit information in Cyberfone Sys., LLC v. CNN Interactive Grp., Inc., 558 F.App’x 988 (Fed. Cir. 2014), computerized meal planning in DietGoal Innovations LLC v. Bravo Media LLC, 599 Fed. Appx. 956 (Fed. Cir. 2015), cataloging labor data in Shortridge v. Foundation Construction Payroll Service, LLC, 655 Fed.Appx. 848 (Fed. Cir. 2016), and offer-based price optimization in OIP Techs., Inc. v. Amazon.com, Inc., 788 F.3d 1359 (Fed. Cir. 2015). Therefore, an abstract idea is present in the claims. The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception because the additional limitations, such as the internet, a website, computing devices, processors, a user input device, a display device, and a user interface element, are not positively claimed, represent insignificant data-gathering steps, insignificant extra-solution activity, generic/routine computer technology, and/or merely limit the use of the idea to a particular technological environment. Specifica[]lly regarding the interactive report and user interface elements, Applicant discloses these as conventionally implement[]ed via Microsoft Excel at [0024] of the PGPub of the instant application. Viewing Appeal 2018-005081 Application 12/572,727 8 the additional elements as a combination does not add anything further than the individual elements. Therefore, the additional elements in the claim are not sufficient to amount to significantly more than the abstract idea. Final Act. 2–4. The Examiner applies the same reasoning to the rejection of independent claims 18 and 24. Id. at 3. Appellant argues the claims2 recite a particular solution to a problem or a particular way to achieve a desired outcome, similar to McRO in which the Federal Circuit found that claims are not directed to an abstract idea when they recite “a specific means or method that improves the relevant technology,” rather than being “instead directed to a result or effect that itself is the abstract idea and merely invoke[s] generic processes and machinery.” Appeal Br. 9 (citing McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, (Fed. Cir. 2016)). According to Appellant, the Specification describes technical problems associated with determining the effects of different allocations of value to various marketing items and describes that prior art processes are manual and cumbersome. Id. (citing Spec. ¶¶ 5, 6). The desired outcome is to create a single, automated, and dynamic method for generating, visualizing, and comparing the different allocations of values to marketing items. Id. (citing Spec. ¶¶ 3, 4). The Specification describes a particular way to solve this problem and achieve 2 Appellant groups claims 1, 18, and 24, all of which recite limitations commensurate in scope, together for argument, and we choose claim 1 as representative. 37 C.F.R. § 41.37(c)(iv). Appeal 2018-005081 Application 12/572,727 9 the desired outcome. Id. (citing Spec. ¶¶ 19, 20, 65, 75). In particular, Appellant argues claim 1 captures the disclosed solution by reciting: receiving from a data analytics server, for each of a plurality of online consumers, data describing one or more paths taken by the online consumer through one or more internet marketing items to a website, wherein each path is a sequence of consumer exposures to one or more of the internet marketing items, and wherein the internet marketing items comprise internet marketing channels and internet marketing campaigns; measuring past revenue events generated through the website, each revenue event being associated with at least one consumer exposure to at least one of the internet marketing items; generating, based on the received data describing the paths taken by each online consumer and based on the measured past revenue events, an interactive report specifying at least one allocation of at least one measured past revenue event to each of the internet marketing items in the paths taken by the plurality of online consumers, the at least one allocation being based on an initial value of an allocation parameter, wherein each allocation specifies a respective contribution of each of the internet marketing items to the at least one measured past revenue event; displaying on a display device the generated interactive report and a user interface element for adjusting the allocation parameter; responsive to user input received from a user input device manipulating the user interface element, determining a revised value of the allocation parameter; and in response to determining the revised value of the allocation parameter, updating the generated interactive report to specify at least one revised allocation of the at least one measured past revenue event to each of the internet marketing items, the at least one revised allocation being based on the revised value of the allocation parameter, wherein each revised allocation specifies a respective updated contribution of each of the internet marketing items to the at least one measured past revenue event. Appeal 2018-005081 Application 12/572,727 10 Id. at 10–11. According to Appellant, the above combination of features, similar to McRO, resolves problems found in the prior art in a particular way and achieves the desired outcome of allowing “an analyst to see the effect of changing allocations in a dynamic real-time manner that avoids the inconvenience and limitations of prior art techniques.” Id. at 11 (citing McRO; Spec. ¶ 6). Appellant asserts that in “prior art methods the analyst is unable to see and react to relevant data in real-time and instead must rely on ex post facto reports to determine whether to adjust allocations of measured past revenue events to internet marketing item. Thus Appellant's claims recite specific ways to achieve a desired outcome that improves over the prior art, not merely generic recitations of computer operations.” Id. Appellant argues the “claims are not directed to an abstract idea because they are directed to an improvement in computer-related Technology.” Id. at 13. Appellant argues the cases cited by the Examiner are inapplicable because several are non precedential and others are inapplicable. Id. at 12– 13. Appellant argues the claims are not directed to an abstract idea because they do not preempt other means for practicing the alleged abstract idea. Id. at 13. Appellant argues, even if the claims are directed to an abstract idea, the claims amount to significantly more than the abstract idea. Id. at 14. According to Appellant, the claims “include meaningful features that go beyond generally linking the use of an abstract idea to an abstract technological environment. The claims also add specific limitations other Appeal 2018-005081 Application 12/572,727 11 than what is well-understood, routine and conventional in the field or unconventional steps that confine the claims to a particular useful application.” Appellant asserts that “the claims” recite additional elements: receiving from a data analytics server, for each of a plurality of online consumers, data describing one or more paths taken by the online consumer through one or more internet marketing items to a website, wherein each path is a sequence of consumer exposures to one or more of the internet marketing items, and wherein the internet marketing items comprise internet marketing channels and internet marketing campaigns; measuring past revenue events generated through the website, each revenue event being associated with at least one consumer exposure to at least one of the internet marketing items; generating, by an allocation adjuster, an interactive report based on the received data describing customer exposures to marketing items and data describing the revenue events associated with the customer exposures, together with an initial allocation parameter value; responding, by an allocation adjuster, to user input for adjusting the allocation parameter value; in response to determining the revised value of the allocation parameter, updating, by an allocation adjuster, the generated interactive report to specify at least one revised allocation of the at least one measured past revenue event to each of the internet marketing items. Id. at 14. Appellant argues these additional elements are directed to more than simply “attributing revenue to marketing events” and “[t]he additional elements are significantly more because (a) the claimed solution is necessarily rooted in computer technology and (b) the combination of the claim elements is a non-conventional and non-generic arrangement.” Id. Appeal 2018-005081 Application 12/572,727 12 Appellant argues, like the claims in DDR, “the claims overcome a problem of allocation of values to different internet marketing items, a problem that did not exist before the pre-Internet world. It improves upon prior art with a technology centric solution. The claims do not simply take an abstract business method from the pre-Internet world and implement it on a computer.” Id. at 15 (citing DDR Holdings, LLC v. Hotels.com, LP 773 F.3d 1257 (Fed. Cir. 2014). Appellant argues the combination of the claim elements is a non- conventional and non-generic arrangement and the Examiner errs in finding “the interactive report and user interface elements, are disclosed conventionally [implemented] via Microsoft Excel at paragraph 24 of the Specification and that viewing the additional elements as a combination does not add anything further than the individual elements.” Id. at 16 (citing Final Act. 3). According to Appellant, under Bascom: It is not the recitation of a generic computer that improves the underlying computer-related technology. Instead, the invention measures past revenue events that are associated with previous internet marketing events, attributing value to those internet marketing events based on an allocation parameters, generates a visual report for attributing value to marketing items, and dynamically updates them based on a user interface element in order to provide a technologically method for users to achieve this result. Id. at 16. Appellant further argues, even if these claim elements are known or conventional if considered individually, the claims recite an inventive concept when their elements are considered as an ordered combination Appeal 2018-005081 Application 12/572,727 13 because they result in non-conventional and non-generic arrangement of elements. Id. at 17. Appellant notes that the only rejection of the claims is under 35 U.S.C. § 101. Id. In the Answer, the Examiner finds that McRO solves a technical problem whereas the claims solves a business problem by replacing the manual task of running multiple reports with a process automated with conventional GUI elements. Ans. 5. The Examiner reasons that, because this is a business problem overcome with conventional technology, McRO is not an apt analogy to the instant invention. Id. The Examiner cites Maggioncalda (US 7,062,458) as evidence that such elements are conventional, and also refers to the description of implementation via Microsoft Excel at paragraph 24 of the Specification as further evidence that this is conventional technology applied to a known business problem. Id. (citing Spec. ¶ 24). The Examiner provides reasoning why, although non-precedential, Cyberfone, DietGoal, and Shortridge are applicable because the “facts of the cited case(s) uniquely match the facts of the present situation.” Id. at 5–6. Regarding OIP Techs, the Examiner determines “broadly claimed automation and extra-solution activity have both been found to be conventional” and “those aspects of the invention that Appellant points to beyond the abstract idea are simply conventional or extra solution activity.” Id. at 6. The Examiner states that preemption is not a standalone test for patent eligibility. Id. at 6–7. The Examiner refers to the limitations asserted by Appellant as showing “significantly more” and provides rebuttal (italicized): Appeal 2018-005081 Application 12/572,727 14 “receiving ... data ... ” This is extrasolution activity. “measuring past revenue events ... ” This reads on logging data, which is again extrasolution activity. “generating ... an interactive report ... ” This is extrasolution activity. It is also part of the identified abstract idea. “responding, by an allocation adjuster, to user input for adjusting the allocation parameter.” This reads on changing a value with a slider, which is conventional and nearly as old as graphical user interfaces. See DietGoal and Maggioncalda. It is also part of the identified abstract idea. “responding, by an allocation adjuster, to user input for adjusting the allocation parameter value.” Here again, the aspects of this limitation that go beyond the abstract idea of attributing revenue are simply conventional graphical user interface components. “in response to determining the revised value .. updating ... the generated interactive report ... ” This is central to the abstract idea. It is the attribution of the revenue. And, again, that which is not the attribution itself is simply conventional graphical user interface technology. Id. at 7. Regarding “necessarily rooted in computer technology,” the Examiner determines that the claim is directed to the abstract idea of attributing revenue to marketing events and “[t]his abstract idea is limited by the claims to the particular field of graphical user interfaces, but such limitations do not confer eligibility to the claims.” Id. at 8. Regarding Bascom, the Examiner disagrees with Appellant’s argument that there is a technical solution in the claims and an inventive concept. Id. In particular, the Examiner determines: Regarding the specificity of the technical solution, it appears that Appellant's claimed GUI ("user interface element") Appeal 2018-005081 Application 12/572,727 15 is so broad as to preempt any GUI capable of adjusting a single parameter. Therefore, this does not amount to a specific technical solution. Regarding the inventive concept, the Examiner again refers to Maggioncalda (US 7,062,458) and Appellant's own specification at [0024] as evidence that the elements used to implement the abstract idea are conventional. Additionally, regarding the arrangement of the individual limitations, their arrangement appears to be a straightforward implementation of the identified abstract idea in order to address a business problem. Id. (Emphasis added). In the Reply Brief, Appellant argues, in Berkheimer, “[w]hether a particular technology is well-understood, routine, and conventional goes beyond what was simply known in the prior art. The mere fact that something is disclosed in a piece of prior art, for example, does not mean it was well-understood, routine, and conventional.” Reply Br. 2 (citing Berkheimer v. HP Inc., 881 F.3d 1360, 1369 (Fed. Cir. 2018)). According to Appellant, the Examiner's citation to the existence of prior art containing a similar technology is insufficient to show that the claims implement a solution using only conventional technology. Id. Appellant argues the Examiner provides no other evidence or rationale to support his conclusion and nor does the Examiner otherwise refute that the Specification shows how the invention improves internet marketing technology. Id. Appellant argues the Examiner improperly cites non-precedential decisions in finding the claims to be directed to an abstract idea and does not present sufficient facts that the claims “uniquely match” these cases. Id. at 2–3. Appeal 2018-005081 Application 12/572,727 16 Regarding “significantly more than an abstract idea,” Appellant reiterates the Appeal Brief argument that the claims address “a technological problem ‘particular to the internet’ by implementing a solution specific to that technological environment” and that the “combination of the claim elements is a non-conventional and non-generic arrangement.” Id. at 4–5 (citing Appeal Br. 14–16). Appellant reiterates that Berkheimer clearly holds that the existence of prior art is not determinative as to whether a technology is conventional, and the Examiner has failed to provide sufficient rationale for why each claim, as an ordered combination, is a “understood, routine, conventional activity.” Id. at 5. Regarding the dependent claims, Appellant argues the Examiner errs because the rejection of claim 2 is conclusory and is insufficient to support the rejection of claim 2 as well as the other dependent claims. Appeal Br. 7– 9; Reply Br. 5–6. In the Answer, the Examiner explains that the same reasoning applied to the independent claim, discussed supra, also applies to the dependent claims. Ans. 4–5. In particular, the Examiner determines: The dependent claims add elements that are not positively claimed, represent insignificant data-gathering steps, insignificant extra-solution activity, generic/routine computer technology, and/or merely limit the use of the idea to a particular technological environment. For example, claim 2 adds “displaying a control for specifying the revised value of the allocation parameter along a continuum of allocation parameter values.” This is simply a more specific form of extrasolution activity and such display of data has been [determined] to not be “significantly more.” Id. at 5. Appeal 2018-005081 Application 12/572,727 17 Below, pursuant to the Guidelines, claim 1 is reviewed with regard to reciting the abstract ideas of mental processes and organizing human activity. The claim 1 limitations may be parsed as set forth below wherein elements that reflect recitation of these abstract ideas are italicized: 1. A computer-implemented method for dynamically updating information in a report displayed on a graphical user interface, comprising: executing, by one or more computing devices, computer- executable instructions, which, when executed by one or more processors, cause the one or more computing devices to perform a method comprising: receiving from a data analytics server, for each of a plurality of online consumers, data describing one or more paths taken by the online consumer through one or more internet marketing items to a website, wherein each path is a sequence of consumer exposures to one or more of the internet marketing items, and wherein the internet marketing items comprise internet marketing channels and internet marketing campaigns; measuring past revenue events generated through the website, each revenue event being associated with at least one consumer exposure to at least one of the internet marketing items; generating, based on the received data describing the paths taken by each online consumer and based on the measured past revenue events, an interactive report specifying at least one allocation of at least one measured past revenue event to each of the internet marketing items in the paths taken by the plurality of online consumers, the at least one allocation being based on an initial value of an allocation parameter, wherein each allocation specifies a respective contribution of each of the internet marketing items to the at least one measured past revenue event; Appeal 2018-005081 Application 12/572,727 18 displaying on a display device the generated interactive report and a user interface element for adjusting the allocation parameter; responsive to user input received from a user input device manipulating the user interface element, determining a revised value of the allocation parameter; and in response to determining the revised value of the allocation parameter, updating the generated interactive report to specify at least one revised allocation of the at least one measured past revenue event to each of the internet marketing items, the at least one revised allocation being based on the revised value of the allocation parameter, wherein each revised allocation specifies a respective updated contribution of each of the internet marketing items to the at least one measured past revenue event. Each of the italicized limitations can be performed as mental processes. If a method can be performed by human thought alone, or by a human using pen and paper, it is merely an abstract idea and is not patent eligible under § 101. CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372–73 (Fed. Cir. 2011); “That purely mental processes can be unpatentable, even when performed by a computer, was precisely the holding of the Supreme Court in Gottschalk v. Benson.” Id. at 1375. See also Synopsys, Inc. v. Mentor Graphics Corp., 839 F.3d 1138, 1146–47 (Fed. Cir. 2016). Here, the claim is broadly written and recites attributing revenue to marketing events. In particular, receiving . . . data describing one or more paths taken by the . . . consumer wherein each path is a sequence of consumer exposure to marketing items can be done by an observer of marketing activity which results in revenue and can be accomplished Appeal 2018-005081 Application 12/572,727 19 mentally and by pen and paper. Measuring past revenue events . . . can be done similarly. Similarly, generating . . . and interactive report . . . is a mental process that can be done mentally and by pen and paper. Regarding determining a revised value of the allocation parameter and updating the generated interactive report, this is a mental process that can be done mentally and by pen and paper. Likewise, the use of an allocation parameter, and its adjustment, can be done mentally and by a human with pen and paper. In view of the above, we determine that claim 1 recites the abstract idea of mental processes. Additionally, we note that the italicized limitations also recite the abstract idea of organizing human activity, such as “managing personal behavior or relationships or interactions between people,” such as “social activities, teaching, and following rules or instructions.” See Guidance, 84 Fed. Reg. at 52. Even if claim 1 recites an abstract idea, the Federal Circuit explains the “directed to” inquiry is not simply asking whether the claims involve a patent-ineligible concept: The “directed to” inquiry . . . cannot simply ask whether the claims involve a patent-ineligible concept, because essentially every routinely patent-eligible claim involving physical products and actions involves a law of nature and/or natural phenomenon—after all, they take place in the physical world. See Mayo, 132 S.Ct. at 1293 (“For all inventions at some level embody, use, reflect, rest upon, or apply laws of nature, natural phenomena, or abstract ideas.”). Rather, the “directed to” inquiry applies a stage-one filter to claims, considered in light of the specification, based on whether “their character as a whole is directed to excluded subject matter.” Appeal 2018-005081 Application 12/572,727 20 Enfish, LLC v. Microsoft Corp., 822 F.3d 1327, 1335 (Fed. Cir. 2016); see also Diehr, 450 U.S. at 188 (“In determining the eligibility of respondents’ claimed process for patent protection under § 101, their claims must be considered as a whole.”); McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299, 1314 (Fed. Cir. 2016) (the question is whether the claims as a whole “focus on a specific means or method that improves the relevant technology or are instead directed to a result or effect that itself is the abstract idea and merely invoke generic processes and machinery”). Therefore, we proceed to Step 2A, Prong 2, of the Guidance to determine whether additional elements recited in the claims beyond the judicial exception of claim 1 integrate the abstract idea into a practical application. Such additional elements may reflect an improvement to a technology or technical field. See Guidance, 84 Fed. Reg. at 55. As discussed below, there are no additional limitations recited beyond the judicial exception itself that integrate the exception into a practical application. More particularly, the claims do not recite: (i) an improvement to the functionality of a computer or other technology or technical field (see MPEP § 2106.05(a)); (ii) a “particular machine” to apply or use the judicial exception (see MPEP § 2106.05(b)); (iii) a particular transformation of an article to a different thing or state (see MPEP § 2106.05(c)); or (iv) any other meaningful limitation (see MPEP § 2106.05(e)). See also 84 Fed. Reg. at 55. We determine the additional elements of claim 1 do not integrate the abstract idea into a practical application. We refer to the claim 1 limitations in the preamble, in an information handling system comprising a processor Appeal 2018-005081 Application 12/572,727 21 and a memory and the additional elements: computing devices, computer- executable instructions, data analytics server, online, website, internet, display device are also conventional elements. These additional elements merely perform, or apply the abstract idea. The claim is broadly written and the improvement, if any, of the claim is in the abstract idea itself, not in the functionality of a computer or other technology or technical field. No particular machine, no transformation, no other meaningful limitation is persuasively argued by Appellant. Additionally, the additional elements do not use the alleged abstract idea in a meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception. See MPEP § 2106.05(e). The additional elements merely include instructions to implement an abstract idea on a computer and merely use a computer as a tool to perform the abstract idea. See MPEP § 2106.05(f). As determined by the Examiner, the limitations add insignificant extra-solution activity to the abstract idea. See MPEP § 2106.05(g). The limitations merely use the abstract idea by linking it to a particular technological environment. See MPEP § 2106.05(e). Because the additional elements of claim 1 do not integrate the abstract idea into a practical application, we determine claim 1, and independent claims 18 and 24, which are commensurate in scope with claim 1, are directed to an abstract idea. See Guidance, Step 2A, Prong 2. Appeal 2018-005081 Application 12/572,727 22 Regarding the dependent claims, we are not persuaded by Appellant’s arguments as the Examiner provides sufficient notice, and this is not persuasively rebutted by Appellant. Here, the Examiner’s rejection is sufficient and does not prevent the applicant from recognizing and seeking to counter the grounds for rejection. Our reviewing court, regarding the notice requirement as set forth by 35 U.S.C. § 132, explains: [T]he PTO carries its procedural burden of establishing a prima facie case when its rejection satisfies 35 U.S.C. § 132, in “notify[ing] the applicant ... [by] stating the reasons for [its] rejection, or objection or requirement, together with such information and references as may be useful in judging of the propriety of continuing the prosecution of [the] application.” 35 U.S.C. § 132. That section “is violated when a rejection is so uninformative that it prevents the applicant from recognizing and seeking to counter the grounds for rejection.” Chester v. Miller, 906 F.2d 1574, 1578 (Fed.Cir.1990). In re Jung, 637 F.3d 1356, 1362 (Fed. Cir. 2011). Therefore, dependent claims 2, 3–15, and 19–21 are directed to an abstract idea. Because we determine the claims are directed to an abstract idea, we analyze the claims under step two of Alice to determine whether there are additional limitations that individually, or as an ordered combination, ensure the claims amount to “significantly more” than the abstract idea. Alice, 573 U.S. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 72–73, 77–79 (2012)). As stated in the Guidance, many of the considerations to determine whether the claims amount to “significantly more” under step two of the Alice framework are already considered as part of determining whether the judicial exception has been integrated into a Appeal 2018-005081 Application 12/572,727 23 practical application. 84 Fed. Reg. at 56. Thus, at this point of our analysis, we determine if the claims add a specific limitation, or combination of limitations, that is not well-understood, routine, conventional activity in the field, or simply appends well-understood, routine, conventional activities at a high level of generality. Id. As with the integration into a practical application analysis discussed above, an inventive concept “cannot be furnished by the unpatentable law of nature (or natural phenomenon or abstract idea) itself.” Genetic Techs. Ltd. v. Merial L.L.C., 818 F.3d 1369, 1376 (Fed. Cir. 2016); see also 84 Fed. Reg. at 56; Alice, 573 U.S. at 217 (explaining that, after determining a claim is directed to a judicial exception, “we then ask, ‘[w]hat else is there in the claims before us?’” (emphasis added, brackets in original) (quoting Mayo, 566 U.S. at 78)). Instead, an “inventive concept” is furnished by an element or combination of elements that is recited in the claim in addition to the judicial exception and sufficient to ensure the claim as a whole amounts to significantly more than the judicial exception itself. Alice, 573 U.S. at 218–19 (citing Mayo, 566 U.S. at 72–73); see BSG Tech LLC v. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018) (explaining that the Supreme Court in Alice “only assessed whether the claim limitations other than the invention’s use of the ineligible concept to which it was directed were well-understood, routine and conventional,” (emphasis added)). On the record before us, the claims fail to recite specific limitations (or a combination of limitations) that are not well-understood, routine, and conventional. Rather, the additional elements (i.e., the “computer- Appeal 2018-005081 Application 12/572,727 24 implemented, computing devices, processors, website, internet, display device, user input device” ) are generic computer components recited at a high level of generality or basic computer functions, none of which Appellant argues is beyond what was well-understood, routine, and conventional in the art. See Spec. ¶¶ 80–84, 86; see also Mortgage Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d 1314, 1324–25 (Fed. Cir. 2016) (generic computer components such as an “interface,” “network,” and “database” fail to satisfy the inventive concept requirement). Regarding Berkheimer, we note that the Examiner’s rejection is based on the combination of Maggioncalda and the Microsoft Excel discussion of paragraph 24 of the Specification. See Final Act. 3 (referring to Spec. ¶ 24); Ans. (referring to Maggioncalda and Spec. ¶ 24). Appellant presents no persuasive arguments that the Examiner’s findings are incorrect. Mere attorney arguments and conclusory statements that are unsupported by factual evidence are entitled to little probative value. See In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997); In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984); Ex parte Belinne, Appeal 2009-004693, 2009 WL 2477843, at *3–4 (BPAI Aug. 10, 2009) (informative). We have only considered those arguments that Appellant actually raised in the Briefs. Arguments Appellant could have made, but chose not to make, in the Briefs have not been considered and are deemed to be waived. See 37 C.F.R. § 41.37(c)(1)(iv). To the extent Appellant argues the claim recites a solution to a problem in computer technology that adds significantly more, we note that these steps are part of the ineligible abstract idea. “If a claim’s only ‘inventive concept’ is the application of an abstract idea using conventional Appeal 2018-005081 Application 12/572,727 25 and well-understood techniques, the claim has not been transformed into a patent-eligible application of an abstract idea.” BSG Tech, 899 F.3d at 1290–91 (citing Berkheimer v. HP Inc., 881 F.3d 1360, 1370 (Fed. Cir. 2018)). “[I]t is irrelevant whether [the claimed abstract idea] may have been non-routine or unconventional as a factual matter . . . narrowing or reformulating an abstract idea does not add ‘significantly more’ to it.” BSG Tech, 899 F.3d at 1291. Regarding case law cited by the Examiner and Appellant, we are not persuaded by Appellant’s arguments. The claims here are unlike Enfish and DDR as the claims before us are broadly written and do not recite an improvement to a computer. As discussed supra, the claims at best recite an improvement to an abstract idea. Because the claim does not solve a problem in the software arts, claim 1 is unlike the technology-based integrations cited by Appellant. For example in Enfish, the patent-eligible claim was directed to a self-referential table to improve computer databases. 822 F.3d at 1337. Likewise, in McRO, the patent-eligible claim focused on a specific asserted improvement in computer animation. By contrast, the claims are, at best, an improvement to analyzing marketing campaigns. Abstract; Spec. ¶¶ 2–7. Considering the claim as a whole, Appellant’s invention lacks a technical solution to a technical problem like the claims in these cases. Regarding preemption, our reviewing court provides applicable guidance: “While preemption may signal patent ineligible subject matter, the absence of complete preemption does not demonstrate patent eligibility.” Appeal 2018-005081 Application 12/572,727 26 Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379 (Fed. Cir. 2015); Ultramercial, 722 F.3d at 1346. For the above reasons, Appellant has not persuaded us of Examiner error, and we sustain the Examiner’s rejection of claims 1–15, 18–21, and 24–27 under 35 U.S.C. § 101. The additional § 101 rejection of claims 18–21 (transitory propagating signals) Appellant argues that recitation of a storage medium indicates that the recited computer program code is stored in a non-transitory manner. Appeal Br. 17. The Examiner determines that claims 18–21 recite “computer- readable storage medium” and interprets this phrase to include patent ineligible transitory signals. Final Act 4; Ans. 8–9; Spec. ¶¶ 26, 27). According to the Examiner, claims drawn to a “computer storage medium” encompasses transitory signals, unless the specification explicitly discloses otherwise. Ans. 9 (citing Ex parte Mewherter, 107 USPQ2d 1857, 1859-64 (PTAB 2013) (precedential). The Examiner finds that the Specification is silent regarding whether the term “computer-readable storage medium” excludes transitory media and, therefore, under the broadest reasonable interpretation of claims 18–21, these claims encompass signals, and their rejection should be sustained. Id. We are not persuaded by Appellant’s arguments and agree, instead, with the findings and conclusion of the Examiner. Additionally, here, Appellant does not cite where the Specification explicitly excludes transitory signals. We note, however, the Specification describes exemplary “computer readable storage medium” utilizing non limiting language (i.e., Appeal 2018-005081 Application 12/572,727 27 “such as, but is not limited to . . .”). See Spec. ¶ 82. Neither the claims nor the Specification defines “computer-readable storage medium” so as to exclude transitory media. Consequently, the claimed medium encompasses transitory media, which is not patent eligible. See Ex parte Mewherter, 107 USPQ2d 1857 (PTAB 2013) (precedential); see also In re Nuijten, 500 F.3d 1346, 1356–57 (Fed. Cir. 2007); and U.S. Patent & Trademark Office, Subject Matter Eligibility of Computer Readable Media, 1351 Off. Gaz. Pat. Office 212 (Feb. 23, 2010). In view of the above, we sustain the rejection of claims 18–21. DECISION Claims Rejected Basis Affirmed Reversed 1–15, 18–21, and 24–27 35 U.S.C. § 101 1–15, 18– 21, and 24–27 18–21 35 U.S.C. § 101 18–21 Overall Outcome 1–15, 18–21, and 24–27 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation