Kathy K. Schmidt, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionJan 9, 2003
01A24525_r (E.E.O.C. Jan. 9, 2003)

01A24525_r

01-09-2003

Kathy K. Schmidt, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


Kathy K. Schmidt v. United States Postal Service

01A24525

January 9, 2003

.

Kathy K. Schmidt,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01A24525

Agency No. 4E-852-0144-01

DECISION

Complainant filed a timely appeal with this Commission from the final

agency decision dated July 8, 2002, dismissing her complaint of unlawful

employment discrimination in violation of Title VII of the Civil

Rights Act of 1964 (Title VII), as amended, 42 U.S.C. � 2000e et seq.

and the Age Discrimination in Employment Act of 1967 (ADEA), as amended,

29 U.S.C. � 621 et seq.

In her formal complaint, complainant alleged that she was subjected to

discrimination on the bases of race, sex, age, and in reprisal for prior

protected activity when:

(1) on May 1, 2001 and June 20, 2001, she became aware that she was not

given OIC assignments;

(2) on or about May 7, 2001, she was not selected for an interview for

the Flagstaff Postmaster position;

(3) on June 5, 2001, she was not selected as the Ocotillo Station

Manager in Chandler; and

(4) on June 8, 2001, she was removed from teaching the Associate

Supervisor Program.

Thereafter, complainant's complaint was accepted for investigation.

However, on July 8, 2002, the agency dismissed the complaint pursuant

to 29 C.F.R. � 1614.107(a)(7), for failure to cooperate. Specifically,

the agency determined that it mailed two requests for an affidavit to

complainant on April 19, 2002, and May 24, 2002. The agency stated that

complainant received the first request for an affidavit on May 7, 2002,

which informed her that she should respond within fifteen (15) days of

receipt of the request. The agency noted that complainant failed to

respond to this request. The agency stated that it sent complainant

a second request for an affidavit on May 24, 2000. The agency noted

that the second request also informed complainant that she must respond

within fifteen (15) days of receipt or her complaint could be dismissed

for failure to cooperate. The agency claimed that to date complainant

has failed to respond to the second request.

The agency further claimed that the investigator received a note from

complainant stating that she mailed the requested affidavit by certified

mail 7002 0510 0002 2018 2448, but that the agency never received it.

Furthermore, the agency stated that there is no record of that certified

number in the system.

Complainant presents no contentions on appeal.

The regulation set forth at 29 C.F.R. � 1614.107(a)(7) provides for the

dismissal of a complaint where the agency has provided the complainant

with a written request to provide relevant information or otherwise

proceed with the complaint, and the complainant has failed to respond to

the request within 15 days of its receipt or the complainant's response

does not address the agency's request, provided that the request included

a notice of the proposed dismissal. The regulation further provides that,

instead of dismissing for failure to cooperate, the complaint may be

adjudicated if sufficient information for that purpose is available.

The record reflects that complainant asserted to an agency investigator

that the requested affidavit had been transmitted by certified mail;

although the agency determined that there is no record of receipt of

this correspondence. Given these circumstances, we determine that the

record does not support a finding that complainant's purported actions

warrant dismissal of her complaint for failure to cooperate.

Though the Commission presently determines that the instant complaint was

improperly dismissed for failure to cooperate, we nevertheless advise

complainant to cooperate with the agency in the continued processing

of her complaint or face possible future dismissal of her complaint on

these grounds.

Accordingly, the agency's decision to dismiss complainant's complaint

is hereby REVERSED. The complaint is REMANDED to the agency for further

processing in accordance with this decision and the Order below.

ORDER

The agency is ORDERED to resume processing of complainant's complaint

from the point where processing ceased. The agency shall acknowledge to

complainant that it has reinstated and resumed processing of complainant's

complaint.

A copy of the agency letter of acknowledgement must be sent to the

Compliance Officer as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

January 9, 2003

__________________

Date