Jens Werner et al.Download PDFPatent Trials and Appeals BoardAug 21, 201915103964 - (D) (P.T.A.B. Aug. 21, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/103,964 06/13/2016 Jens WERNER 140360P30US 1873 121764 7590 08/21/2019 ThyssenKrupp North America, Inc. IP Services 111 W. Jackson Blvd. Suite 2400 Chicago, IL 60604 EXAMINER KOTTER, KIP T ART UNIT PAPER NUMBER 3617 NOTIFICATION DATE DELIVERY MODE 08/21/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): tkna.ip-docket@thyssenkrupp.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE PATENT TRIAL AND APPEAL BOARD __________ Ex parte JENS WERNER, CHRISTIAN KOEHLER, SANDRO MAEKE, MICHAEL DRESSLER, and ANDRE BARTSCH __________ Appeal 2019-001447 Application 15/103,964 Technology Center 3600 __________ Before MICHAEL L. HOELTER, ANNETTE R. REIMERS, and LISA M. GUIJT, Administrative Patent Judges. GUIJT, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from the Examiner’s rejection2 of claims 19–23, 26, 27, 29, 30, 33, 36, and 37. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 THYSSENKRUPP CARBON COMPONENTS GMBH (“Appellant”) is the applicant as provided under 37 C.F.R. § 1.46 and is identified as the real party in interest. Appeal Br. 3. 2 Appeal is taken from the Final Office Action dated Apr. 12, 2018. Appeal 2019-001447 Application 15/103,964 2 STATEMENT OF THE CASE Claim 19, reproduced below as the sole independent claim on appeal with disputed limitations italicized for emphasis, is exemplary of the subject matter on appeal. 19. A wheel comprising a wheel rim and a wheel disc, wherein the wheel rim comprises a rim base made of fiber composite material and the wheel disc can be connected to the wheel rim by a connecting element designed and associated with the rim base in such a way that the connected wheel disc is not in contact with the rim base, the connecting element being neither a part of the wheel rim nor a part of the wheel disc. THE REJECTIONS3, 4 I. Claim 26 stands rejected under 35 U.S.C. § 112(b) as indefinite. II. Claims 19–23, 26, 27, 29, 30, 33, 36, and 37 stand rejected under 35 U.S.C. § 103 as unpatentable over Tashiro (US 2003/0038527 A1; published Feb. 27, 2003) and Huidekoper (US 9,573,414 B2; issued Feb. 21, 2017). 3 “Claims 28, 31 and 32 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims.” Final Act. 6. 4 The Examiner’s objection to the drawings is a petitionable, not appealable, matter (see Final Act. 2–3; see also 37 C.F.R. § 1.181; Ex parte Frye, 94 USPQ2d 1072, 1077–78 (BPAI 2010) (precedential)). Appeal 2019-001447 Application 15/103,964 3 ANALYSIS Rejection I Regarding dependent claim 26, the Examiner finds the phrase “at least similar to” indefinite because “the [S]pecification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention.” Final Act. 4. The Examiner concludes that “it is unclear what would be encompassed by the limitation.” Id. Appellant contends that the Specification discloses that “examples of materials which have a thermal coefficient of expansion that is at least similar to the coefficient of expansion of the fiber composite material of the rim base include steel alloys which are known under the names Invar® and Pernifer®.” Appeal Br. 6 (citing Spec. 6:22–24). As such, Appellant argues that “[b]ased on these provided examples of materials one of ordinary skill in the art can readily ascertain whether or not a material has a thermal coefficient of expansion that is at least similar to the coefficient of expansion of the fiber composite material of the rim base.” Id. A claim is properly rejected as being indefinite under 35 U.S.C. § 112, second paragraph if, after applying the broadest reasonable interpretation in light of the specification, the metes and bounds of a claim are not clear because the claim “contains words or phrases whose meaning is unclear.” In re Packard, 751 F.3d 1307, 1310 (Fed. Cir. 2014). When a “word of degree” is used, the patent application must provide a standard for measuring that degree. Enzo Biochem, Inc. v. Applera Corp., 599 F.3d 1325, 1332 (Fed. Cir. 2010), quoting Seattle Box Co. v. Indus. Crating & packing, Inc., 731 F.2d 818, 826 (Fed. Cir. 1984). The definiteness of a Appeal 2019-001447 Application 15/103,964 4 term of degree is problematic if its baseline for comparison is unclear to those of ordinary skill in the art. Liberty Ammunition, Inc. v. United States, 835 F.3d 1388, 1395 (Fed. Cir. 2016). Addressing Appellant’s reliance on the Specification as providing a standard for measuring the degree of the claim phrase “at least similar to,” indeed, the Specification discloses that “the connecting element consists of a material which has a thermal coefficient of expansion which is at least similar (in relation) to the thermal coefficient of expansion of the fiber composite material of the rim base” and that “[s]uch properties are held e.g. by special steel alloys. They are known for example by the names Invar® or Pernifer®.” Spec. 6:16–23. Appellant does not provide the thermal coefficients of expansion for special steel alloys, including Invar® and Pernifer® steel alloys; however, we agree with Appellant that the thermal coefficients of expansion Invar® and Pernifer® steel alloys, which are disclosed in the Specification supra as materials having “such properties” (i.e., relatively similar thermal coefficients of expansion) provides, as exemplary, a standard by which to assess the meaning of the claim phrase “at least similar to,” as set forth supra. Further, the Specification discloses that [a]s a result, if the wheel is in use and being subjected to a thermal load (e.g. from brake heat), approximately equal thermal expansion properties of the connecting element and the rim base are generated. As a result of the approximately equal thermal expansion properties of connecting element and rim base, a compensatory deformation of both components is achieved, as a result of which tensions in the rim base that can lead to cracks in the fiber composite material of the rim base are avoided. Appeal 2019-001447 Application 15/103,964 5 Spec. 6:23–33. Thus, the Specification also discloses that relative thermal expansion properties between the connecting element and rim base materials that do not lead to cracks are “at least similar to,” as claimed. Thus, we find that the meaning of the phrase “at least similar to” definite. Accordingly, we do not sustain the rejection of claim 26 under 35 U.S.C. § 112(B) as indefinite. Rejection II Claims 19–21, 23, 26, 27, 29, 36, and 37 Appellant does not present arguments for dependent claims 20, 21, 23, 26, 27, 29, 36, and 37 apart from the arguments presented for independent claim 19. Appeal Br. 6–11. We select claim 19 as representative, and claims 20, 21, 23, 26, 27, 29, 36, and 37 stand or fall with claim 19. See 37 C.F.R. § 41.37(c)(1)(iv). Regarding independent claim 19, the Examiner finds, inter alia, that Tashiro discloses a wheel comprising a wheel rim (i.e., rim 103) and a wheel disc (i.e., radial disk portion 101, annular projection 105), wherein the wheel rim comprises a rim base and the wheel disc can be connected to the wheel rim by a connecting element (i.e., elastic rubber body 106, annular wall member 107a, retainer plate 109) designed and associated with the rim base in such a way that the connected wheel disc is not in contact with the rim base, the connecting element being neither a part of the wheel rim nor a part of the wheel disc, as claimed. Final Act. 5 (citing Tashiro, Fig. 10). The Examiner also points out that the connecting element is “considered to be either comprised of [components] 106, 107a and 109 under a first interpretation of Tashiro . . . or consisting of [component] 106 under an Appeal 2019-001447 Application 15/103,964 6 alternative interpretation of Tashiro for the rejection of claims 19, 30 and 33.” Ans. 6 (emphasis added). The Examiner acknowledges that “Tashiro is silent as to the material of its rim base,” i.e., Tashiro does not disclose “a rim base made of fiber composite material,” as claimed. Final Act. 6. The Examiner finds that Huidekoper discloses this missing limitation and concludes that it would have been obvious to modify the wheel of Tashiro “by forming its rim base from fiber composite material” as taught by Huidekoper, to “provide a high strength-to-weight ratio.” Id. (citing Huidekoper 3:1–60). Appellant contends that the Examiner takes the (apparently conflicting) positions that the connecting element shown in Fig. 10 of TASHIRO comprises the parts 106, 107a and 109 (page 5, last paragraph of the April 12, 2018 Final Office Action) and consists of part 106 (see sentence bridging pages 5 and 6 of the April 12, 2018 Final Office Action). Appeal Br. 6–7. As such, Appellant submits that the Examiner’s different positions in regard to the component(s) of Tashiro’s wheel that the Examiner considers as corresponding to the connecting element is in error. See also Reply Br. 2. Appellant’s argument is unpersuasive. Claim 19 does not require the connecting element to be constructed as a single piece, but allows for either alternative interpretation of Tashiro as relied on by the Examiner supra. Appeal Br. 14 (Claims App.). In support, claim 37, which depends from independent claim 19, expressly recites that “the connecting element comprises several parts” (Appeal Br. 15 (Claims App.)), and thus, the Appeal 2019-001447 Application 15/103,964 7 “connecting element” recited in claim 19 may be a comprised of a single or several parts.5 Appellant argues that Tashiro’s “elastic rubber body 106 is a part of the wheel disc,” and thus cannot be a “connecting element [that is] neither a part of the wheel rim nor a part of the wheel disc,” as claimed. Appeal Br. 7. Appellant points to Tashiro disclosing “[a]n annular elastic member, such as an elastic rubber body 106, extends axially on either side of the projection 105 and is attached to the projection 105 through, for example, vulcanization.” Id. (quoting with emphasis, Tashiro ¶ 103); see also id. (citing Tashiro ¶ 104). According to Appellant, Tashiro’s “elastic rubber body 106 [is] permanently attached to and thus, an integral part of, the wheel disc of TASHIRO,” “the annular wall members 107a and 107b are in turn permanently attached to the rubber body 106,” and thus, “these wall members are also a part of this wheel disc, forming together a single structure that comprises the parts 101, 105, 106, 107a and 107b.” Id.; see also id. at 8 (arguing that “a tire which is vulcanized or otherwise permanently secured to a rim can no longer be considered to be a tire as such because it can no longer be used as a tire.”). This argument is also unpersuasive. As the Examiner explains, “independent claim 19 does not preclude a connecting member from being attached, either removably or permanently, such as by vulcanization, to the 5 See Bradford Co. v. ConTeyor North America, Inc., 603 F.3d 1262, 1271 (Fed. Cir. 2010) (citing Comark Commc'ns, Inc. v. Harris Corp., 156 F.3d 1182, 1186 (Fed. Cir. 1998) (“The doctrine of claim differentiation create[s] a presumption that each claim in a patent has a different scope.”)). Appeal 2019-001447 Application 15/103,964 8 wheel disc.” Ans. 6. See In re Self, 671 F.2d 1344, 1348 (CCPA 1982) (“[A]ppellant’s arguments fail from the outset because . . . they are not based on limitations appearing in the claims.”). The Examiner further explains that Tashiro’s elastic rubber body 106, annular wall member 107a, and retainer plate 109 are “clearly shown and described to be a separate component(s) (i.e., separately formed) from the wheel disc (comprised of [components] 101 and 105) that is later attached to the wheel disc during assembly of the wheel.” Ans. 6 (citing Tashiro ¶¶ 103, 104, Fig. 10). The Examiner also points out that Tashiro’s assembly of components is similar to Appellant’s connecting element as disclosed in the Specification. Id. at 6–7 (citing Spec. 12:40–13:16, Figs. 1a, 1b). We agree with the Examiner because the Specification discloses that “[t]he detachable connection between the connecting element 5 and the rim base 2 and that between the wheel disc 3 and the connecting element 5 can in each case be supplemented by a material connection, for example by gluing the components together, which increases the strength of the connections.” Spec. 13:11–16 (emphasis added). In other words, gluing or vulcanizing a first component to a second component does not mean, in this context, that the first component becomes the second component. Appellant also argues that “the disassembly (e.g., involving removing screw 112) would result in essentially two (main) parts: (1) a rim 103 . . . corresponding to the wheel rim . . ., and (2) a part consisting of parts 101, 105, 106 . . ., 107a and 107b, . . . corresponding to the wheel disc.” Appeal Br. 7. Appellant argues that in contrast, removing the screw 9 shown in Appellant’s Figures 1a and 1b would result in three main parts. Appeal Br. 7–8; see also Reply Br. 3. Appellant’s contention does not apprise us of Appeal 2019-001447 Application 15/103,964 9 error in the Examiner’s findings for the reasons discussed supra. Further, claim 19 does not recite a screw or disassembling the wheel such in a particular manner that would result in three main components. See Ans. 7. Appellant further argues that just because Huidekoper mentions that a rim base can be made from fiber composite material does not render that feature obvious with respect to the embodiment shown in Tashiro’s Figure 10 and that there is no evidence that an ordinary artisan would have been motivated to make the proposed modification. Appeal Br. 8–9. Appellant submits that to arrive at the claimed wheel, an ordinary artisan starting from the wheel of Tashiro would have to take certain steps, which are not merely a simple substitution of material because metal and fiber composite materials “are apparently very different materials with at least in part very different characteristics.” Id. at 9–10; see also Reply Br. 3. These arguments are unpersuasive. First, Appellant does not explain why replacing the material of Tashiro’s rim with fiber composite would render Tashiro’s wheel inoperable. Further, the Examiner determines that it would have been obvious to modify the wheel of Tashiro “by forming its rim base from fiber composite material” as taught by Huidekoper, to “provide a high strength-to-weight ratio.” Final Act. 6. We note that evidence of a motivation to combine need not be found in the prior art references themselves, but rather may be found in “the knowledge of one of ordinary skill in the art or, in some cases, from the nature of the problem to be solved.” When not from the prior art references, the “evidence” of motive will likely consist of an explanation of the well-known principle or problem- solving strategy to be applied. DyStar Textilfarben GmbH & Co. Deutschland KG v. C.H. Patrick Co., 464 F.3d 1356, 1366 (Fed. Cir. 2006) (citation omitted, quoting In re Dembiczak, Appeal 2019-001447 Application 15/103,964 10 175 F.3d 994, 999 (Fed. Cir. 1999)). The Supreme Court has emphasized that “the [obviousness] analysis need not seek out precise teachings directed to the specific subject matter of the challenged claim, for a court can take account of the inferences and creative steps that a person of ordinary skill in the art would employ.” KSR Int’l v. Teleflex Inc., 550 U.S. 398, 418 (2007). As noted by the Court in KSR, “[a] person of ordinary skill is also a person of ordinary creativity, not an automaton.” Id. at 421. “The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” Id. at 416. See also In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997). Nothing in the record before us suggests that the Examiner’s proposed combination of known prior art elements according to their known functions would involve more than routine engineering efforts––rather, the record suggests that the proposed modification would yield predictable results. We also note that the Examiner does not modify the wheel of Tashiro by simple substitution of equivalent materials; rather, the Examiner provides a reason for using a rim base made of fiber composite material as taught by Huidekoper, that is, to “provide a high strength-to-weight ratio.” Final Act. 6. Appellant does not provide persuasive argument or evidence that Tashiro teaches away from using fiber composite materials in its wheel. In other words, we find Appellant’s arguments, lacking supporting evidence, insufficient to rebut the express teaching of fiber reinforced polymer in a rim (see Huidekoper, 3:1– 60). See In re Geisler, 116 F.3d at 1470 (“[A]ttorney argument [is] not the kind of factual evidence that is required to rebut a prima facie case of obviousness”). Appeal 2019-001447 Application 15/103,964 11 Appellant argues that with a fiber composite material, “it is not possible to form the annular stopper 108 and the projections and recesses in the rim base for forming a clamping connection with the annular wall members 107a and 107b, the rubber body 106 and the retainer plate 109 of the embodiment of Fig. 10 of TASHIRO” because “the fiber composite material of the rim base would likely experience excessive stress in the areas with local discontinuities and reductions in cross-section, which stress would result in damage to, or even failure of, the material of the rim base in these areas.” Appeal Br. 10. This argument also lacks merit for the same reasons discussed supra. As the Examiner points out, “no evidence has been supplied by Appellant to support these opinions.” Ans. 9. Further, to the extent that Appellant is arguing that, once some modification of Tashiro is made based on a bodily incorporation into Tashiro of one or more specific teachings in Huidekoper, such as in using a fiber composite rim base, further modification is needed to result in the invention set forth in claim 19, this argument is unpersuasive. The test for obviousness is not, however, whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference. In re Keller, 642 F.2d 413, 425 (CCPA 1981) (“The test for obviousness is not whether the features of a secondary reference may be bodily incorporated into the structure of the primary reference . . . .”). Accordingly, we sustain the Examiner’s rejection of independent claim 19, and claims 20, 21, 23, 26, 27, 29, 36, and 37 depending therefrom, as being obvious over Tashiro and Huidekoper. Appeal 2019-001447 Application 15/103,964 12 Claim 22 Claim 22 depends from claim 19 and recites “the rim base comprises a drop center and the connecting element is associated with the rim base in an area of the drop center.” Appeal Br. 14 (Claims App.). The Examiner finds that Tashiro’s drop portion 119 corresponds to the claimed “drop center.” Final Act. 5 (citing Tashiro, Fig. 10). Appellant argues that “Fig. 10 of TASHIRO shows that the ‘connecting element’ assumed by the Examiner is located in an area of the rim 103 which does not comprise the drop center 119 (or at least a part thereof),” “[n]or has the Examiner explained what would allegedly have motivated one of ordinary skill in the art to arrange the alleged connecting element in the area of the drop center 119.” Appeal Br. 11; see also Reply Br. 4. These arguments are unpersuasive because, as the Examiner explains, “the features upon which applicant relies (i.e., the connecting element being located in an area of the rim which comprises the drop center) are not recited in the rejected claim(s)” but “[i]nstead, claim 22 requires the connecting element to be ‘associated with the rim base in an area of the drop center’” and that “Fig. 10 of Tashiro clearly shows the connecting element being ‘associated’ (i.e., connected to) the rim base via part 107b in an area (i.e., the radially outwardly extending wall of the drop center 119) of the drop center 119.” Ans. 9–10.6 We also note that it does not appear that the term 6 We note that the term “associated” is defined as “related.” https://www.merriam-webster.com/dictionary/associated (last accessed Aug. 6, 2019). The Specification does not provide a special definition of “associated.” See Spec., passim. In fact, the Specification applies this term Appeal 2019-001447 Application 15/103,964 13 “drop center” is recited in the Specification and therefore, not defined by the Specification nor the claims. Accordingly, we sustain the Examiner’s rejection of claim 22 as being obvious over Tashiro and Huidekoper. Claims 30 and 33 Claims 30 and 33 depend from claim 19, claim 30 recites “the connecting element and/or an optional separation layer arranged in a connecting area between the rim base and the connecting element or in a connecting area between the connecting element and the wheel disc consists of an electrically insulating material” and claim 33 recites “the connecting element consists of a material which has a thermal resistance that is greater than a thermal resistance of the material of the wheel disc.” Appeal Br. 15 (Claims App.). As discussed above, for these claims and for claim 19, the Examiner takes an alternative position, finding that Tashiro’s elastic rubber body 106 corresponds to the claims’ “connecting element.” Final Act. 5–6; Ans. 6–7. Appellant intimates that the Examiner’s different interpretations as to which component(s) of Tashiro’s wheel the Examiner considers as corresponding to the connecting element is in error. Appeal Br. 11–12; see also Reply Br. 4. in a broad sense (see Spec. 6:2 disclosing that “the connecting element is designed and associated with the rim base”) and does not define the term to require direct association (see Spec. 23:7–8 disclosing that “ring component 42a and the pin components 42b are directly associated with the fiber material”; as such, the term “direct” further modifies the term “associated”). Appeal 2019-001447 Application 15/103,964 14 This argument is unpersuasive for the reasons discussed above. In other words, we are not apprised of error in the Examiner’s application of alternative interpretations of Tashiro to the claims. Accordingly, we sustain the Examiner’s rejection of claims 30 and 33 as being obvious over Tashiro and Huidekoper. DECISION The Examiner’s decision rejecting claim 26 under 35 U.S.C. § 112(b) is AFFIRMED. The Examiner’s decision rejecting claims 19–23, 26, 27, 29, 30, 33, 36, and 37 under 35 U.S.C. § 103 is AFFIRMED. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED Copy with citationCopy as parenthetical citation