Isaco International Corporationv.EZ, Inc.Download PDFTrademark Trial and Appeal BoardJul 17, 2013No. 91195367 (T.T.A.B. Jul. 17, 2013) Copy Citation THIS OPINION IS NOT A PRECEDENT OF THE TTAB Mailed: July 17, 2013 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ Isaco International Corporation v. EZ, Inc. _____ Opposition No. 91195367 _____ Max Shaftal of Patzik, Frank & Samotny Ltd. for Isaco International Corporation. Michael Clerkin of Clerkin & Sinclair LLP for EZ, Inc. _____ Before Cataldo, Wolfson, and Masiello, Administrative Trademark Judges. Opinion by Masiello, Administrative Trademark Judge: EZ, Inc. (“applicant”) filed an application to register the trademark EUROPAPI, in standard character form, for: Handbags, in International Class 18; Bed and table linen, in International Class 24; and Belts; Hats, Jackets, Pants; Shirts; Shoes; Wristbands, in International Class 25. 1 1 Application Serial No. 77847089, filed on October 12, 2009. Opposition No. 91195367 2 The application was initially filed under Trademark Act § 1(a), 15 U.S.C. § 1051(a), claiming dates of first use and first use in commerce of April 2, 2009 for all classes; and under Trademark Act § 44(e), 15 U.S.C. § 1126(e), claiming ownership of Spanish Registration No. 8196479. Applicant deleted Section 44(e) as a basis for the application by amendment filed on March 9, 2010. Isaco International Corporation (“opposer”) opposed registration of the mark on grounds that (i) when applicant filed its application under Trademark Act § 1(a), it had not commenced use of its mark in U.S. commerce in connection with any of the goods identified in the application; and (ii) applicant’s mark, as used in connection with applicant’s goods, so resembles opposer’s previously registered mark PAPI as to be likely to cause confusion, mistake or deception, under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d).2 Opposer also pleaded a claim of fraudulent procurement of the application; however, opposer has not argued that claim in its briefs and, indeed, has affirmatively abandoned it. See opposer’s reply brief at 10 (“… Opposer is not asserting fraud.”) The fraud claim is accordingly waived. Applicant denied the salient allegations of the Renewed First Amended Notice of Opposition. The case has been fully briefed. The Record The record includes the pleadings and, by operation of Trademark Rule 2.122, 37 C.F.R. § 2.122, the application file for applicant’s mark. Opposer has made of record its two pleaded U.S. registrations by filing with its Notice of 2 Renewed First Amended Notice of Opposition, filed May 19, 2011 (referred to hereinafter as the “Notice of Opposition”), Counts II and III. Opposition No. 91195367 3 Opposition copies of the registrations, with information as to their status and title, from the online database records of the U.S. Patent and Trademark Office. Neither party has filed any testimony, but both have filed notices of reliance upon documentary evidence as set forth below:3 A. Opposer’s notice of reliance on: 1. Applicant’s answers to certain interrogatories propounded by opposer. 2. Dictionary definitions of the term “Euro.” 3. Published news items relating to applicant. 4. Internet materials relating to applicant. B. Applicant’s notice of reliance on: 1. Opposer’s responses to certain interrogatories propounded by applicant and discovery documents identified therein, consisting of advertising materials for opposer’s goods. 2 Internet materials relating to applicant’s goods. Standing Petitioner has made of record its pleaded U.S. registrations and has thereby shown that it is not a mere intermeddler and has established its standing to bring these proceedings. Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842 (Fed. Cir. 2000); and Lipton Industries, Inc. v. Ralston Purina Co., 670 F.2d 1024, 213 USPQ 185 (CCPA 1982). If a plaintiff can show standing on one ground, it has the right to assert any other grounds in an opposition or cancellation proceeding. 3 Opposer’s notice of reliance is cited herein as “O-NOR” and applicant’s notice of reliance is cited as “A-NOR.” Opposition No. 91195367 4 TBMP 309.03(b). Corporacion Habanos SA v. Rodriquez, 99 USPQ2d 1873, 1877 (TTAB 2011). Non-Use We first address opposer’s claim on grounds of non-use. The law is clear that holding an application to be void ab initio is an appropriate remedy where the applicant has not used its mark on any of the goods or services identified in the application prior to the filing of the application. Laboratories du Dr. N.G. Payot Establissement v. Southwestern Classics Collection Ltd., 3 USPQ2d 1600 (TTAB 1987); ShutEmDown Sports Inc. v. Lacy, 102 USPQ2d 1036 (TTAB 2012). Opposer has made of record the following response of applicant to an interrogatory: INTERROGATORY NO. 1: Identify by name each product EZ has offered for sale in commerce under the EuroPapi designation in the United States, the time period during which each such product has been sold, the documents containing such information and the people having knowledge of such information. AMENDED RESPONSE: EZ has offered for sale or sold jackets, pants, t-shirts, hats, and wristbands in it’s [sic] retail store in the United States since June 15, 2010. Prior to opening the US store, EZ sold via the internet. The website launched on or about April 2, 2009 and sales were available in the United States beginning at that time. A diary of sales contains such information. Ellie Ortiz and Rolando Ortiz have knowledge of such information. O-NOR, Exhibit 1. Opposer also made of record a handwritten ledger, apparently setting forth sales with dates, prices, and items. O-NOR, Exhibit 2 (the “Ledger”). There is some Opposition No. 91195367 5 question as to whether the Ledger has been properly made of record. Opposer’s notice of reliance lists the Ledger under the rubric “Applicant’s Interrogatory Answers,” and refers to it as “Sales referred to in Applicant’s amended response to Interrogatory 1….” If applicant delivered the Ledger to opposer as part of its answer to Interrogatory No. 1, it could be properly entered into evidence under the notice of reliance, in accordance with 37 C.F.R. 2.120(j)(3)(i); see TBMP § 704.10. However, if the Ledger is merely a document produced during discovery in response to a document production request and was not in fact delivered in answer to Interrogatory 1, it would be improper to submit it under a notice of reliance, as it would be lacking authentication. Opposer’s evidentiary submission is not clear on this point. We note that applicant has not at any time raised an objection to the submission of the Ledger in evidence. Nonetheless, we treat the Ledger as not properly of record and have given it no consideration. On the issue of non-use, opposer argues: According to Applicant’s discovery responses, Applicant did not actually sell any of the goods set forth in its application until June 16, 2010….4 Applicant has never supplemented its discovery answers to contradict this statement. … Neither has Applicant ever used the EuroPapi mark in commerce on or in connection with handbags, belts, shorts or shoes. … In its response to Opposer’s Interrogatories, Applicant admitted that it launched a website “on or about April 2, 2009 and sales were available in the United States beginning at that time.” However, Applicant’s own sales information confirms that no actual sales occurred until 4 We note that applicant’s response to Interrogatory No. 1 states that certain goods were “offered for sale or sold … since June 15, 2010.” Opposition No. 91195367 6 at least June 16, 2010.5 Even assuming Applicant’s statement about the website is accurate, merely including goods on a website is insufficient to qualify for use under the Lanham Act as such use requires that the goods be “sold or transported in commerce.” 15 U.S.C. Section 1127. Opposer’s brief at 20. In reply, applicant argues as follows: Applicant filed a trademark application with the USPTO on October 12, 2009 based on its foreign registration of its EUROPAPI trademark with a Section 44(e) and a Section 1(a) application. [Application File History]. The Applicant was selling its goods outside of the United States prior to submitting its application to the USPTO and submitted its date of first use in commerce based on applying for registration through its foreign registered mark as a Section 44(e) application. Applicant’s brief at 8-9. The Applicant initially filed its application for its EUROPAPI mark on October 12, 2009 based on its foreign trademark registration with a Section 44(e) filing as well as a Section 1(a) filing, which was subsequently changed to a solely Section 1(a). [Application File History]. The Applicant’s mark was being validly used, as identified by its foreign trademark registration, prior to the date of filing of its U.S. application. … The Applicant originally sought registration of its mark in the United States based on its foreign registration of the mark as evidenced by its Section 44(e) filing in addition to it Section 1(a) filing [Applicant File History]. … The Opposer mischaracterizes Applicant’s discovery responses…. Interrogatory No. 1 requests information for products sold in the United States only, it did not seek information for all sales of products sold bearing the Applicant’s EuroPapi 5 This sentence refers to the Ledger. Opposition No. 91195367 7 mark. The Opposer never sought information regarding Applicant’s sales outside of the United States. Applicant’s brief at 13-15. By making of record applicant’s amended response to Interrogatory No. 1, opposer has made a prima facie showing that applicant had not used its mark on or prior to October 12, 2009. Applicant was on notice that the question of its use of the mark prior to that date was in issue. Yet its response to the interrogatory, while specific with respect to sales made substantially later than October 12, 2009, is equivocal with respect to earlier dates. It states that a website “launched on or about April 2, 2009,” but stops short of stating that any sales were made in the United States through the website, or that marked goods were transported in regulable commerce in response to sales through the website. The response is limited to stating that “sales were available in the United States beginning at that time [on or about April 2, 2009]”. We interpret the response to mean that applicant cannot state with any degree of certainty that its marked goods were either sold or transported in regulable commerce at any time prior to June 15, 2010. After opposer presented its evidence that the applicant’s mark had not been used at any date earlier than June 15, 2010, applicant had the opportunity to submit evidence rebutting this prima facie showing. However, none of the evidence submitted by applicant demonstrates a sale or transport of applicant’s goods at any particular date. The evidence showing the offering of applicant’s goods on the website is undated and accordingly is insufficient to Opposition No. 91195367 8 demonstrate that the goods were sold or transported in U.S. commerce as of October 12, 2009. A-NOR, Exhibit 5. Applicant’s arguments in its brief are unavailing. To state that “The Applicant was selling its goods outside of the United States prior to submitting its application to the USPTO” (Applicant’s brief at 8) does not help applicant because sales outside of the United States are not “commerce” as defined in the Trademark Act (see 15 U.S.C. § 1127)6 and do not create a basis for filing an application under Section 1(a) (“The owner of a trademark used in commerce may request registration of its trademark….” 15 U.S.C. § 1051(a)). Applicant’s brief at 13 and elsewhere suggests that applicant’s foreign trademark registration is evidence of use of its mark. (“The Applicant’s mark was being validly used, as identified by its foreign trademark registration, prior to the date of filing of its U.S. application.”) This suggestion is in error. The effect of a foreign registration in the context of an application for U.S. registration is defined by Section 44 of the Trademark Act, 15 U.S.C. § 1126. Nowhere does Section 44 indicate that the submission of a foreign registration can substitute for the requirement of Section 1(a) that the mark be in use in regulable commerce; nor does Section 44 indicate that a foreign registration has any relevance at all to an application filed under Section 1(a). The filing of a foreign registration may create a statutory basis for an application under Section 6 “The word ‘commerce’ means all commerce which may lawfully be regulated by Congress.” Opposition No. 91195367 9 44(e), 15 U.S.C. § 1126(e), and applicant did originally avail itself of this option.7 However, when applicant deleted its claim under Section 44(e) from the application on March 9, 2010, the sole remaining statutory support for the application was Section 1(a). If applicant’s mark was not in use in connection with the goods identified in the application at the time the application was filed, then the application did not at any time comply with the requirements of Section 1(a); and as of March 9, 2010 the application was without any valid statutory basis. As the evidence of record indicates that applicant’s mark was not in use in connection with any of the goods identified in the application at the time the application was filed, we find that the application, insofar as it was based on Section 1(a), was void ab initio and registration must be refused. In view of our finding that registration must be refused on grounds of nonuse, we do not reach opposer’s claim of likelihood of confusion under Trademark Act § 2(d). Decision: The opposition is sustained on the ground that applicant had not used its mark on any of the goods identified in the application at the time it filed its application. 7 Whether applicant had a valid statutory basis for its application or for ultimate registration under Section 44(e) is questionable, in light of the fact that the foreign registration and the U.S. application were apparently owned by two different entities. Copy with citationCopy as parenthetical citation