International Rectifier CorporationDownload PDFTrademark Trial and Appeal BoardApr 16, 2009No. 77040240 (T.T.A.B. Apr. 16, 2009) Copy Citation Mailed: April 16, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re International Rectifier Corporation ________ Serial No. 77040240 _______ Charles P. Lapolla of Ostrolenk, Faber, Gerb & Soffen, LLP, for International Rectifier Corporation. Myriah A. Habeeb, Trademark Examining Attorney, Law Office 105 (Thomas G. Howell, Managing Attorney). _______ Before Rogers, Drost, and Wellington, Administrative Trademark Judges. Opinion by Wellington, Administrative Trademark Judge: International Rectifier Corporation (“applicant”) filed, on November 9, 2006, an application to register on the Principal Register the mark µPFC (in standard character format) for “semiconductors and integrated circuits” in International Class 9.1 The application was amended during 1 Serial No. 77040240 was filed under Section 1(a) based on applicant’s statement that the mark was first used anywhere and in commerce on December 31, 1995. THIS OPINION IS NOT A PRECEDENT OF THE TTAB Serial No. 77040240 2 its prosecution to seek registration pursuant to Section 2(f) (“acquired distinctiveness”), in order to overcome a descriptiveness refusal. Registration has been finally refused under Section 2(d) of the Trademark Act, 15 U.S.C. §1052(d), in view of the previously registered mark PFC (in standard character form) for “flip chips; namely, electronic circuit chips” in International Class 9.2 Applicant appealed. Both applicant and the examining attorney filed briefs. The refusal to register is affirmed. Our determination of the examining attorney's refusal to register the mark under Section 2(d) of the Trademark Act is based on an analysis of all of the facts in evidence that are relevant to the factors bearing on the likelihood of confusion issue. See In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Company, Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. 2 Registration No. 1800003, issued on October 19, 1993; renewed. Serial No. 77040240 3 Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). We first consider the similarity and dissimilarity between the marks. Our focus is on whether the marks are similar in sound, appearance, meaning, and commercial impression. Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005). Here, the marks are nearly identical inasmuch as applicant’s mark, µPFC, incorporates the entirety of the registered mark, PFC. Visually and phonetically, the only difference is the addition of the “micro” or “mu” symbol, µ, at the beginning of applicant’s mark. As to connotation and commercial impression, we note that by amending the application to seek registration under Section 2(f), applicant has conceded the descriptiveness of its mark, including the portion PFC which is an acronym for “power factor correction.”3 Applicant also acknowledges that, “[i]n all likelihood, the mark PFC as applied to [the 3 The examining attorney also attached a substantial amount of evidence (with Office Action dated March 23, 2007) regarding “power factor correction” demonstrating that it is commonly abbreviated as PFC and is a technique used in connection with semiconductors and integrated circuits. The evidence includes printouts from applicant’s website showing that its semiconductors are small, or “micro,” and “enables compliance with PFC (THD) regulations.” Serial No. 77040240 4 registrant’s] goods is also an acronym for ‘power factor correction’.” Brief, p. 3. Thus, we agree with the examining attorney in her observation that “to the extent that the marks create an overall commercial impression relating to power factor correction, they do so equally.” Brief, (unnumbered) p. 4. Accordingly, the commercial impressions created by the marks are nearly the same; indeed, the only difference is that consumers may confer some “micro” or small attribute to applicant’s goods based on the µ prefix. Ultimately, this difference does very little to distinguish the marks. Indeed, even applicant itself acknowledged during the prosecution of the application that use of the “micro” prefix is not uncommon and that “[p]urchasers of electronics products can be expected to look beyond the component in Applicant’s mark and the cited “µ” marks and look to the other elements of the marks, namely, the different letter combinations and arrangements.”4 Overall, we find the marks are extremely similar visually and aurally, and in terms of connotation. 4 Applicant’s response (dated September 27, 2007), p. 4, was in reaction to the examining attorney’s first office action refusing registration under Section 2(d) based on several registrations for marks containing the mu prefix followed by a combination of letters. The examining attorney subsequently narrowed the refusal to Registration No. 1800003. Serial No. 77040240 5 Accordingly, this du Pont factor weighs heavily in favor of finding a likelihood of confusion. We turn next to the similarity and dissimilarity of applicant's goods, i.e., semiconductors and integrated circuits, vis-à-vis registrant’s goods, i.e., flip chips; namely, electronic circuit chips. In making our determination regarding the relatedness thereof, we must look to the goods as identified in the involved application and cited registration. See Octocom Systems, Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). See also Paula Payne Products v. Johnson Publishing Co., 473 F.2d 901, 177 USPQ 76, 77 (CCPA 1973). We note, at the outset of considering this du Pont factor, that the greater the degree of similarity between applicant's mark and the cited registered mark, the lesser the degree of similarity between applicant's goods and registrant's goods that is required to support a finding of likelihood of confusion. See In re Opus One Inc., 60 USPQ2d 1812, 1815 (TTAB 2001). If the marks are the same, as they nearly are in this case, it is only necessary that there be a viable relationship between the goods in order to support a finding of likelihood of confusion. See In re Concordia International Forwarding Corp., 222 USPQ 355, 356 Serial No. 77040240 6 (TTAB 1983). Furthermore, it is not necessary that the goods at issue be similar or competitive, or even that they move in the same channels of trade, to support a holding of likelihood of confusion. It is sufficient instead that the respective goods are related in some manner, and/or that the conditions and activities surrounding the marketing of the goods are such that they would or could be encountered by the same persons under circumstances that could, because of the similarity of the marks, give rise to the mistaken belief that they originate from the same producer. See In re International Telephone & Telegraph Corp., 197 USPQ 910, 911 (TTAB 1978). The record in this proceeding supports a finding that the goods, as identified, are closely related because they are extremely similar in nature and purpose. “Flip chips” are defined as “one type of mounting used for semiconductor devices, such as IC chips, which does not require wire bonds...long used in the automotive industry, and is now gaining popularity among manufacturers of cell phones, pagers and microprocessors.”5 Thus, it appears from the record that applicant’s goods, which are fairly broadly 5 Wikipedia.com entry, attached to Office Action dated March 23, 2008. See also, Dictionary.com definition (sourced from Webster’s New Millenium Dictionary of English), attached to Office Action date November 26, 2007. Serial No. 77040240 7 identified as “semiconductors” and “integrated circuits,” may actually encompass registrant’s goods. In other words, if applicant’s goods are manufactured utilizing the “flip chip” process, they may be called “flip chips.” Even if applicant’s goods are not manufactured as such, the evidence demonstrates that semiconductors and integrated circuits can be used in some of the same devices or applications as registrant’s flip chips or electronic circuit chips, i.e., automobiles, pagers, microprocessors. The examining attorney also made of record copies of several use-based, third-party registrations with her final Office action which show that various trademark owners have adopted a single mark for goods of the kind that are identified in both applicant's application and the cited registration.6 Third-party registrations which individually cover a number of different items and which are based on use in commerce serve to suggest that the listed goods and/or services are of a type which may emanate from a single source. In re Infinity Broadcasting Corp., 60 USPQ2d 1214 (TTAB 2001); In re Albert Trostel & Sons Co., 29 USPQ2d 1783 (TTAB 1993). In particular, the evidence shows that several companies that manufacture 6 Attached to Office action dated November 26, 2007. Serial No. 77040240 8 semiconductors or integrated circuits, such as applicant’s, may also manufacture “flip chips.” Based on the record herein, we find that the respective goods are closely related so that, when identified by nearly identical marks, prospective purchasers are likely to believe that they come from the same source. Accordingly, the du Pont factor involving the similarity and nature of the goods weighs strongly in favor of finding that there is a likelihood of confusion. Finally, we note one of applicant’s principal arguments in favor of registration, that is, that the term PFC is so weak that it should be accorded less protection. Specifically, applicant argues that “the recognition of PFC in the relevant industry and trade underscores both the popularity of PFC as a trademark component and the narrow scope of protection to which PFC is entitled.” Brief, p. 3. In support, applicant relies on the evidence of record establishing the significance of PFC in the electronic industry, as well as five applications and three registrations for marks for PFC alone or incorporating the term PFC in the mark. In addressing applicant’s above argument, we initially note that the cited mark is on the Principal Register, without any claim of acquired distinctiveness. Thus, we Serial No. 77040240 9 must accord the cited registration the presumption of validity provided thereto by way of Trademark Act Section 7. Certainly, any argument that the registered mark is descriptive (or any inference that the registration was “procured fraudulently”)7 and thus not subject to any protection is an attack on the validity of a registration which is not permitted in an ex parte proceeding. In re Dixie Restaurants, Inc., 105 F.3d 1405, 41 USPQ2d 1531, 1534 (Fed. Cir. 1997). A review of the third-party applications and registrations that applicant relies upon reveals that, at the time of briefing, all three of the registrations were “dead” (i.e., cancelled) and only one of the referenced applications (for the mark POWERED BY MARVELL GREEN PFC)8 had not been abandoned. One live third-party application for a mark containing the term PFC is entitled to very limited, if any, probative value. Nonetheless, the record does contain evidence that the term PFC refers to a technique that may have relevance to registrant’s goods. See, e.g., Exhibits 5-6 to Office Action dated March 23, 2007. Accordingly, we find that the registered mark may 7 On page 3 of applicant’s brief, applicant states the cited registration “may have been procured fraudulently.” 8 Application Serial No. 77281553, a notice of allowance was mailed on October 21, 2008. Office records do not indicate that Serial No. 77040240 10 have some suggestive value in relation to registrant’s goods. Even though we find that the registered mark, PFC, has some suggestive value in connection with registrant’s goods and, as such, may be entitled to a narrower scope of protection, the scope is still broad enough to prevent the registration of a nearly identical mark for such closely related goods. See King Candy Co. v. Eunice King's Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108, 109 (CCPA 1974) (likelihood of confusion is to be avoided as much between weak marks as between strong marks); see also, In re Farah Manufacturing Co., Inc., 435 F.2d 594, 168 USPQ 277, 278 (CCPA 1971). In conclusion, because of the near identity of the marks and the relatedness of the goods, trade channels and classes of purchasers, we find that purchasers familiar with registrant's goods offered under the mark PFC are likely to believe, upon encountering applicant's mark µPFC for the goods identified in its application, that they originate with or are somehow associated with the same entity. a statement of use has been filed was also abandoned after the filing of the briefs, on July 16, 2008. Serial No. 77040240 11 Decision: The refusal to register under Section 2(d) of the Trademark Act is affirmed. Copy with citationCopy as parenthetical citation