iHeartMedia Management Services, Inc.Download PDFPatent Trials and Appeals BoardNov 25, 20202020002864 (P.T.A.B. Nov. 25, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/509,861 10/08/2014 Mikhail Lisovich 327-OMR-07-2009 9271 86548 7590 11/25/2020 Garlick & Markison (IH) 100 Congress Avenue, Suite 2000 Austin, TX 78701 EXAMINER FEACHER, LORENA R ART UNIT PAPER NUMBER 3683 NOTIFICATION DATE DELIVERY MODE 11/25/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): MMurdock@TEXASPATENTS.COM bpierotti@texaspatents.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte MIKHAIL LISOVICH, CHRISTOPHER KEUNE, PHILIPPE GENERALI, JOAQUIN TORSIELLO, JOHN FULBRIGHT, and DAVID C. JELLISON JR. ____________ Appeal 2020-002864 Application 14/509,861 Technology Center 3600 ____________ Before EDWARD A. BROWN, BRETT C. MARTIN, and WILLIAM A. CAPP, Administrative Patent Judges. BROWN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellant1 seeks review under 35 U.S.C. § 134(a) of the Examiner’s decision rejecting claims 1–12, 14–20, 22, and 23.2 We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as iHeartMedia Management Services, Inc. Appeal Br. 1. 2 Claims 13 and 21 have been cancelled. Final Act. 2. Appeal 2020-002864 Application 14/509,861 2 CLAIMED SUBJECT MATTER Claims 1, 12, and 20 are independent. Claim 1, reproduced below with reference letters added in brackets, illustrates the claimed subject matter on appeal. 1. A method for digital-media content broadcast comprising: apportioning processing overhead associated with calculation of audience metrics among a plurality of devices involved in playback of digital-media content, wherein the processing overhead is apportioned by: [A] transmitting, to a plurality of digital-media content playback devices, at predetermined time intervals, digital-media content information indicating playback duration of each of a plurality of digital-media content provided by at least one digital-media content service via a broadcast digital-media content stream broadcast by at least one of a real-time basis through a network and locally through a local memory source, the digital-media content information includes user identification information associated with playback of at least one digital-media content and the at least one digital-media content service; [B] receiving, at a processing system from individual digital-media content playback devices, at the predetermined time intervals, audience data identifying audience member characteristics relating to the user identification information and a number of a plurality of audience members that playback the plurality of the digital-media content, the audience data including a churn rate at least partially determined by each individual digital-media content playback device; [C] determining, at the processing system, a churn rate based on a number of digital-media content switches for each of the plurality of digital-media content by the plurality of audience members; [D] identifying, at the processing system, a digital media content-of-interest of the plurality of digital-media content relating to the plurality of audience members; Appeal 2020-002864 Application 14/509,861 3 [E] factoring, at the processing system, the chum rate of the digital media content-of-interest based on chum rates of a plurality of digital-media content adjacent to the digital media content-of-interest to produce a factored chum rate for the digital media content-of-interest; [F] determining, at the processing system, audience metrics based upon the factored churn rate and the audience member characteristics for the digital media content-of-interest to produce an audience member retention relating to the digital media content-of-interest; and [G] providing, from the processing system, the audience metrics relating to the digital media content-of-interest for basing subsequent broadcast of the digital media content-of interest. Appeal Br. (Claims App.). REJECTION ON APPEAL Claims 1–12, 14–20, 22, and 23 are rejected under 35 U.S.C. § 101 as directed to patent-ineligible subject matter. ANALYSIS 2019 Guidance An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Appeal 2020-002864 Application 14/509,861 4 Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219. Concepts that have been determined to be abstract ideas, and thus patent-ineligible, include certain methods of organizing human activity (Alice, 573 U.S. at 219–20; Bilski v. Kappos, 561 U.S. 593 (2010)); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (quotation marks omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. Under the 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (issued January 7, 2019) (hereinafter “Guidance”), Step 2A, Prong 1, of the Guidance involves first determining whether the claim recites any judicial exception, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activities, or mental processes). See id. at 52. If the claim is determined to recite a judicial exception, Step 2A, Prong 2, of the Guidance involves next determining whether the claim Appeal 2020-002864 Application 14/509,861 5 recites additional elements that integrate the judicial exception into a practical application. See 84 Fed. Reg. 52; see also MPEP § 2106.05(a)–(c), (e)–(h). Only if the claim both recites a judicial exception and fails to integrate the judicial exception into a practical application, do we proceed to Step 2B of the Guidance. At Step 2B, we determine whether the claim adds a specific limitation beyond the judicial exception that is not “well- understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See 84 Fed. Reg. 56. Claim Grouping Appellant argues claims 1–12, 14–20, 22, and 23 as a group. Appeal Br. 6–12. Appellant also states what claims 12 and 20 recite. Id. at 10, 12– 13. We do not consider Appellant’s statements for claims 12 and 20 as an argument for separate patentability. Accordingly, we select claim 1 as representative of the group to decide the appeal of the rejection, with claims 2–12, 14–20, 22, and 23 standing or falling with claim 1. See 37 C.F.R. § 41.37(c)(1)(iv)(“Under each heading identifying the ground of rejection being contested, any claim(s) argued separately or as a subgroup shall be argued under a separate subheading that identifies the claim(s) by number. A statement which merely points out what a claim recites will not be considered an argument for separate patentability of the claim.”). Appeal 2020-002864 Application 14/509,861 6 Step 1— Statutory Category Claim 1 and dependent claims 2–11 recite “[a] method for digital- media content broadcast,” claim 12 and dependent claims 14–19 recite “[a] method for execution in a digital-media content playback device,” and claim 20 and dependent claims 22 and 23 recite “[a] digital-media content playback device.” Appeal Br. (Claims App.). Thus, all claims on appeal are directed to one of the statutory classes of subject matter eligible for patenting under 35 U.S.C. § 101. Step 2A, Prong 1—Recitation of Judicial Exception The Examiner determines that claim 1 recites a judicial exception; namely, an abstract idea. Final Act. 5. First, limitation D recites “determining . . . a churn rate based on a number of digital-media content switches for each of the plurality of digital-media content by the plurality of audience members,” and limitation F recites “factoring . . . the churn rate of the digital media content-of-interest based on churn rates of a plurality of digital-media content adjacent to the digital media content-of-interest to produce a factored churn rate for the digital media content-of-interest.” Appeal Br. 13 (emphasis added). The Examiner construes “determining a churn rate” and “factoring the churn rate,” as recited in limitations D and F, as mathematical relationships/operations. Final Act. 5. The Examiner determines that these limitations within the mathematical concepts grouping of abstract ideas, which includes mathematical relationships, mathematical formulas or equations, and mathematical calculations. Id.; See 84 Fed. Reg. 52; MPEP § 2106.04(a)(2)(I). Appeal 2020-002864 Application 14/509,861 7 Second, limitation E of claim 1 recites “identifying . . . a digital media content-of-interest of the plurality of digital-media content relating to the plurality of audience members,” and limitation G recites “determining . . . audience metrics based upon the factored churn rate and the audience member characteristics for the digital media content-of-interest to produce an audience member retention relating to the digital media content-of- interest.” Appeal Br. 13 (emphasis added). The Examiner construes “identifying a digital media content of interest” and “determining audience metrics,” as recited in limitations E and G, respectively, as covering the performance of the limitations in the mind, but for the recitation of generic computer components (e.g., “a processing system”).3 Final Act. 5. The Examiner explains, “in identifying content of interest a user is analyzing the digital media content which can be performed in the mind.” Id. The Examiner determines that limitations E and G fall within the mental processes grouping of abstract ideas—concepts performed in the human mind, including an observation, evaluation, judgment, or opinion. Id.; see 84 Fed. Reg. 52; MPEP § 2106.04(a)(2)(III).4 3 Although limitations D and F of claim 1 recite “determining” and “factoring” “at the processing system,” this alone does not establish that these limitations do not recite mental steps. See, e.g., Versata Dev. Grp. v. SAP Am., Inc., 793 F.3d 1306, 1335 (Fed. Cir. 2015) (“Courts have examined claims that required the use of a computer and still found that the underlying, patent-ineligible invention could be performed via pen and paper or in a person’s mind.”); see also MPEP § 2106.04(a)(2)(III)(C). 4 Claims have been determined to recite more than one judicial exception. See Genetic Techs. Ltd. v. Merial LLC, 818 F.3d 1369, 1374–75, 1378 (Fed. Cir. 2016) (Claim to a method for analyzing DNA recited both a law of nature and a mental process.); Planet Bingo, LLC v. VKGS LLC, 576 F. App’x 1005, 1007–08 (Fed. Cir. 2014) (Claims to methods and systems of Appeal 2020-002864 Application 14/509,861 8 Appellant acknowledges that the Examiner has determined that claim 1 recites “multiple judicial exceptions.” Appeal Br. 10. Appellant does not, however, contest the Examiner’s determination that claim 1 recites the abstract ideas discussed above, and thus, does not apprise us of Examiner error for Step 2A, Prong 1.5 Step 2A, Prong 2—Practical Application of Judicial Exception Under the Guidance, the next determination is whether claim 1, as a whole, integrates the recited judicial exception into a practical application. This determination involves: (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception; and (b) evaluating those additional elements individually and in combination to determine whether they integrate the exception into a practical application. See 84 Fed. Reg. 54–55. An exemplary consideration indicative of an additional element (or a combination of elements) that may integrate the exception into a practical application is an additional element that reflects an improvement in the functioning of a computer, or an improvement to other technology or technical field. See id. at 55. The Examiner determines that claim 1 does not integrate the recited judicial exception into a practical application. Final Act. 5. The Examiner managing a game of bingo recited mental processes and methods of organizing human activity.) 5 Only those arguments actually made by Appellant have been considered in this decision. Arguments that Appellant could have made, but chose not to make in the Appeal Brief, have not been considered and are deemed to be waived. See 37 C.F.R. § 41.37(c)(1)(iv); see also In re Jung, 637 F.3d 1356, 1365 (Fed. Cir. 2011); Ex Parte Frye, 94 USPQ2d 1072, 1075–76 (BPAI 2010, precedential). Appeal 2020-002864 Application 14/509,861 9 determines that claim 1 recites the additional elements of “transmitting to a plurality of digital-media content playback devices” (limitation B), “receiving, at a processing system from individual digital-media content playback devices” (limitation C), and “providing from the processing device [sic]” (limitation H). Id. Additionally, the Examiner indicates that “a plurality of digital-media content playback devices” and “a processing system” are additional elements. Ans. 3. The Examiner determines that the recited additional elements do not add meaningful limits to practicing the abstract ideas. Final Act. 5–6. Appellant contends that the Examiner has misapplied the procedures for determining patent eligibility as set forth in the Guidance. Appeal Br. 9. Particularly, Appellant notes that “revised Step 2A specifically excludes consideration of whether the additional elements represent well-understood, routine, conventional activity. Instead, analysis of well-understood, routine, conventional activity is done in Step 2B.” Id. (citing 84 Fed. Reg. 55). Appellant also notes that the Examiner determined that the recited additional elements are “generic computer components” “performing generic computer functions.” Id. (citing Final Act. 3–4). According to Appellant, the Guidance “explicitly exclude[s] consideration of whether recited elements are generic - i.e. well-understood, routine, or conventional, when whether [sic] the claims integrate the abstract concept into a practical application.” Id. (emphasis added). In response, the Examiner denies that the Final Action provides any statement as to whether the additional elements were well-understood, routine or conventional under Step 2A, Prong 2 or Step 2B. Ans. 3. Rather, the Examiner explains, claim 1 recites generic computer components as Appeal 2020-002864 Application 14/509,861 10 performing generic computer functions, where the components “are merely used as a tool to implement the abstract concepts and generally link the use of the judicial exception to a particular technological environment.” Id. at 4. Appellant replies that the term “‘generic’ is a synonym for ‘well-understood, routine, or conventional.’” Reply Br. 3. We are unpersuaded by Appellant that the Examiner determined that the computer components recited in claim 1 are well-understood, routine, or conventional, much less that the Examiner relied on such determination in determining that claim 1 does not integrate the judicial exception into a practical application, for Step 2A, Prong 2, of the analysis. Rather, the Examiner refers to these computer components as “generic.” As for these computer components, the Specification discloses that the digital-media content playback devices may be provided, for example, as a desktop computer (Spec. ¶ 99), a standalone high-definition monitor (id. ¶100), or a handheld media unit (id. ¶ 103). The Specification also discloses that “any of a wide variety of digital-media content playback capable devices may incorporate various embodiments presented herein.” Id. ¶ 106. The description of the digital-media content playback devices that may be used does not appear to indicate that these devices be more than generic components. The description of the processing system that may be used likewise does not appear to indicate that the system requires more than generic components. See, e.g., Spec. ¶ 90. Appellant does not persuade us that claim 1 calls for more than generic components. Appellant also contends that limitation A, which recites “apportioning processing overhead associated with calculation of audience metrics among a plurality of devices involved in playback of digital-media content” Appeal 2020-002864 Application 14/509,861 11 (“apportioning step”), integrates the identified judicial exception into a practical application. Appeal Br. 10. According to Appellant, the claimed invention apportions the steps of “determin[ing] a churn rate, identify[ing] a digital media content-of-interest, and factor[ing] the churn rate and determining audience metrics” “among multiple devices, and in so doing provides a media delivery system having improved functionality.” Id. These steps correspond to limitations D–G, which the Examiner has determined recite abstract ideas. Appellant notes that paragraph 141 of the Specification discloses that “[t]he division of the processing further expedites the retrieval of audience metrics, bringing the evaluation of the information to a near real-time evaluation.” Appeal Br. 10–11 (emphasis omitted). The Examiner submits that the apportioning step of claim 1 is for “calculation of audience metrics,” which is part of the abstract idea. Ans. 4. The Examiner further submits that limitations B–F recite at least two devices (i.e., “individual digital-media content playback devices”) involved in calculating metrics and reporting data, which merely utilizes the devices to apply/implement the abstract idea. Id. at 4–5. Thus, the Examiner maintains that the judicial exception is not integrated into a practical application. Id. at 5. Appellant replies, “[a]pportioning processing overhead cannot be part of the abstract idea, because apportioning processing overhead is not included in the list of judicial exceptions.” Reply Br. 4 (citing 84 Fed. Reg. 54). As understood, it is Appellant’s position that “apportioning processing overhead” is not, itself, explicitly identified as one of the certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing Appeal 2020-002864 Application 14/509,861 12 human activities, or mental processes) set forth in the Guidance, and thus cannot be part of the abstract idea. However, claim 1 recites in limitation A that “the processing overhead is apportioned by” limitations B–H following limitation A, which recite how the “apportioning” is done. The Examiner has determined that limitations D–G recite abstract ideas, and thus, “apportioning processing overhead” involves a judicial exception. Appellant has not explained persuasively why the Examiner’s determination regarding limitations D–G is incorrect. The Examiner disagrees that the claimed method provides improved functionality of a media delivery system. Ans. 5; Appeal Br. 10–11 (quoting Spec. ¶ 141). The Examiner states, “[t]he apportioning covers all the steps in the claim. The claim covers multiple devices reporting back metrics that are ‘received’. Merely receiving metrics from multiple devices does not improve the technology.” Ans. 5. The Examiner submits that each of the digital-media content playback devices performs its own calculations (e.g., churn rate), and transmits (audience data) to the processing system for further analysis such that the processing is apportioned among the plurality of devices. Id. at 6. The Examiner determines that generic computer components perform the recited transmitting, receiving, determining, identifying, factoring, and providing, and thus, determines that the claim utilizes client devices/computers (e.g., generic computer components) to apply/implement the abstract idea. Id. Accordingly, the Examiner’s position is that the additional elements recited in claim 1: (a) merely use generic computer components as a tool to perform the identified abstract ideas and (b) merely generally link the use of the abstract ideas to a particular technological environment or field of use. Appeal 2020-002864 Application 14/509,861 13 Ans. 6–7. The Examiner does not state or imply that the generic computer components are “well-understood, routine, or conventional” components, as asserted by Appellant. According to the Guidance, determinations (a) and (b) correspond to two examples that courts have identified as not integrating a judicial exception into a practical application. See 84 Fed. Reg. 55. Additionally, the Examiner determines that limitations C and H of claim 1 are insignificant extra-solution activity. Final Act. 3. Limitation C recites, in part, “receiving at a processing system from individual digital- media content playback devices, at the predetermined time intervals, audience data . . . the audience data including a chum rate at least partially determined by each individual digital-media content playback device”; and limitation H recites “providing, from the processing system, the audience metrics relating to the digital media content-of-interest for basing subsequent broadcast of the digital media content-of-interest.” Appeal Br. 13–14. Accordingly, limitation C involves receiving data at the processing system from individual digital-media content playback devices, and limitation H involves providing audience metrics, as determined by limitation G, from the processing system. As explained in the Guidance, an additional element that adds insignificant extra-solution activity to a judicial exception corresponds to another example that courts have identified as not integrating a judicial exception into a practical application. See 84 Fed. Reg. 55. Appellant does not provide any persuasive argument why the Examiner’s determination regarding limitations C and H is incorrect. We agree with the Examiner that performing insignificant extra-solution activities using the recited generic components fails to integrate the judicial exception into a practical application. See 84 Fed. Reg. 55 n.31. Appeal 2020-002864 Application 14/509,861 14 Claim 1 recites “a plurality of digital-media content playback devices.” The Examiner determines that limitations B–F of claim 1 require using at least two individual digital-media content playback devices. Ans. 4–5. As for Appellant’s contention that limitation A integrates the identified judicial exception into a practical application, in that apportioning limitations D, E, and F among multiple devices “provides a media delivery system having improved functionality,” we are unpersuaded for several reasons. First, claim 1 recites that each of limitations D, E, F is executed “at the processing system.” Second, limitation C recites, “the audience data including a churn rate at least partially determined by each individual digital-media content playback device.” Appeal Br. 13 (emphasis added). This language of limitation C does not require the individual digital-media content playback devices to be more than minimally involved in the determination of the churn rate. Third, the method as recited in claim 1 does not require the use of more than two digital-media content playback devices, as noted by the Examiner. We also are unpersuaded that paragraph 141 of the Specification cited by Appellant sets forth an improvement in technology with sufficient detail that one of ordinary skill in the art would recognize the method, as recited in claim 1, as providing the purported improvement. Accordingly, we are unpersuaded that the additional elements recited in claim 1 necessarily reflect an improvement in the functioning of a computer, or an improvement to other technology, or that claim 1, as a whole, integrates the judicial exception into a practical application of the exception. That is, we determine that the claim 1 “directed to” the judicial exception. See 2019 Guidance at 54. Appeal 2020-002864 Application 14/509,861 15 Step 2B – Inventive Concept The next consideration is whether claim 1 adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field. See 84 Fed. Reg. 56. The Examiner determines that the claim does not recite additional elements that are sufficient to amount to significantly more than the judicial exception. Final Act. 6. The Examiner reiterates that the additional elements are generic components performing generic computer functions, thus amounting to no more than instructions to apply/implement the judicial exception using generic computer components. Id. Appellant contends that because the claims are not directed to an abstract concept, no additional analysis under Step 2B is required. Appeal Br. 11. This contention is unpersuasive for the reasons discussed above. Appellant also contends that limitation A of claim 1 is not addressed by the Examiner. Id. Appellant again contends that the claim “recite[s] an improvement in the functioning of a media delivery system, that is achieved by apportioning the processing overhead.” Id. at 12 (citing Spec. ¶ 141). Appellant does not persuasively argue that the additional claim elements, as determined by the Examiner, are sufficient to amount to significantly more than the abstract idea itself. Rather, Appellant is effectively relying on the application of the abstract ideas recited in the claimed method, as determined by the Examiner, as the alleged inventive concept. Appellant does not show persuasively that the abstract ideas recited in claim 1 are applied using techniques that are not conventional and well-understood. To the extent Appellant is relying on the claim limitations that recite the abstract idea as providing significantly more, “[i]t has been Appeal 2020-002864 Application 14/509,861 16 clear since Alice that a claimed invention’s use of the ineligible concept to which it is directed cannot supply the inventive concept that renders the invention ‘significantly more’ than that ineligible concept.” BSG Tech LLC v. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018); Synopsys, 839 F.3d at 1151 (“[A] claim for a new abstract idea is still an abstract idea.”). We agree with the Examiner that, as disclosed, the claimed method can use generic components as a tool to perform the abstract idea, which use does not transform the claim into a patent-eligible application of the abstract idea. Alice, 573 U.S. at 212. Thus, we sustain the rejection of claim 1 under 35 U.S.C. § 101. Claims 2–12, 14–20, 22, and 23 fall with claim 1. CONCLUSION In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–12, 14–20, 22, 23 101 Eligibility 1–12, 14– 20, 22, 23 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation