Human Data Labs, Inc.Download PDFTrademark Trial and Appeal BoardJan 6, 202188526492 (T.T.A.B. Jan. 6, 2021) Copy Citation Mailed: January 6, 2021 UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board ———— In re Human Data Labs, Inc. _____ Serial No. 88526492 _____ Human Data Labs, Inc., pro se. Janice L. McMorrow, Trademark Examining Attorney, Law Office 115, Daniel Brody, Managing Attorney. _____ Before Wolfson, Kuczma and Adlin, Administrative Trademark Judges. Opinion by Adlin, Administrative Trademark Judge: Applicant Human Data Labs, Inc. seeks registration of UNLOCK THE VALUE OF HUMAN DATA, in standard characters, for “online retail store services featuring data provided via an online platform for acquiring, buying, selling, trading, licensing, leasing, advertising, rating, standardizing, certifying, researching, distributing, or brokering data” in International Class 35.1 The Examining Attorney refused registration on two grounds: (1) Applicant failed to adequately respond to a request for information under Trademark Rule 2.61(b); and (2) Applicant’s identification of 1 Application Serial No. 88526492, filed July 21, 2019 under Trademark Act Section 1(a), 15 U.S.C. § 1051(a), based on first use in commerce on December 3, 2014. When filed, the application also included goods in International Class 9, but those were eventually divided from the Class 35 services into new application Serial No. 88977767. This Opinion is Not a Precedent of the TTAB Serial No. 88526492 2 services is indefinite. After the refusal became final, Applicant appealed and filed a request for reconsideration which was denied. The appeal is fully briefed. I. Evidentiary Objections Applicant’s objection to the web printout of Oxford English Dictionary’s definition of “platform” that the Examining Attorney included with the November 26, 2019 Office Action is sustained. As Applicant points out, materials printed from the Internet must include a URL and the date the materials were accessed, and this definition includes neither. In re Mueller Sports Medicine, Inc., 126 USPQ2d 1584, 1586 (TTAB 2018). Applicant also objects to the same dictionary’s definition of “data” submitted with the same Office Action. While Applicant alleges that the Oxford English Dictionary is behind a paywall, this claim is unsupported by evidence. Nevertheless, this definition is unnecessary to our decision and we have not considered it. II. Prosecution History In the initial Office Action, the Examining Attorney refused registration because Applicant’s identification of services “is too broad and appears to be misclassified/mischaracterized as a retail service.” October 9, 2019 Office Action TSDR 1. The Examining Attorney specifically suggested amending the application to identify “platform as a service, namely …,” in International Class 42. Id. The Examining Attorney also found that Applicant’s specimen, reproduced below, “does not show the applied-for mark in use in commerce in connection with” the identified services, pointing out that Applicant’s original specimen “is an Serial No. 88526492 3 advertisement for ‘software and platform services’ but makes no reference to a separable retail service”: Id. at 2; Applicant’s original specimen. Applicant argued in response that “[t]he identified goods being exchanged using our retail services are information goods like data, not ‘the provision of online software’ as the Examining Attorney stated.” October 21, 2019 Office Action response TSDR 8. More specifically, Applicant’s “[c]ustomers purchase information goods (data) using our Class 035 retail services just like they use Apple’s APP STORE to purchase software, NETFLIX to purchase movies ….” Id. at 10. Applicant thus argued that it properly identified and classified its services. It also provided a substitute specimen: Serial No. 88526492 4 In the next Office Action, the Examining Attorney indicated that she “is prepared to accept [the identification and classification of services], but must require” that Applicant specify the “field and type of products,” suggesting that if accurate, Applicant could specify that the “data” is “in the form of books and pamphlets … in the field of [applicant must insert].” October 31, 2019 Office Action TSDR 1. However, “[i]f the applicant is, in fact, ‘providing an online software platform …,’ that service would properly be in Class 42.” Id. at 2. The Examining Attorney also requested the following information “to determine whether the specimen is in actual use in commerce”: (1) Identify the particular service(s) listed in the application for which the specimen(s) was submitted to show use of the mark; (2) Was the specimen created for submission with the application? If so, specify the date each specimen was created. If applicant obtained the content of the webpage Serial No. 88526492 5 or image(s) of the mark in connection with the services shown in the specimen(s) from a third-party website, provide the URL for the website and a digital copy of relevant webpage(s); (3) Provide information about how applicant advertises the services and representative examples from online or print sources showing how the mark appears in applicant’s advertising of the services. Provide the name of the online or print source and a complete copy of the webpage(s) or print page(s) showing the services advertised for sale. For each source, specify when the services were first advertised for sale and if the services are still advertised for sale in that environment. (4) For the services identified in response to question (1), specify the date the services were first rendered or provided to or within the United States, the dollar amount of sales with or within the United States, and provide at least three invoices or other supporting documentation that show payments or other consideration made, redacting personal information of buyers as necessary. (5) Provide a URL link and webscreen print of the applicant’s online retail stores. Id. at 2-3. Applicant argued in response that its identification of services is sufficiently specific, pointing out that “[d]ata is a tangible asset because it is a digital good that can be purchased, quantified, and measured using objective units like megabytes, gigabytes, and terabytes.” November 7, 2019 Office Action response TSDR 12. Applicant ignored and did not respond to the Examining Attorney’s request for information, however. The Examining Attorney therefore made the refusal for Applicant’s failure to respond to the information request final. November 26, 2019 Office Action TSDR 3. Serial No. 88526492 6 She also reiterated that she “is prepared to accept” Applicant’s claim that it provides an online store, but pointed out that the term “data” as used in Applicant’s identification “does very little to limit the field of goods,” because it “could refer to any type of information.” Id. at 2. She therefore also made final the refusal based on Applicant’s identification and classification of services. Id. Applicant then requested reconsideration based on a proposed amendment to its recitation of services, while still failing to respond to the information request. November 29, 2019 Request for Reconsideration. The Examining Attorney denied the request for reconsideration. December 19, 2019 Denial of Request for Reconsideration. Applicant next filed a “final” request for reconsideration, claiming, as it had previously, that its identification of services is consistent with the identifications in its own prior applications and previously-issued third-party registrations. May 25, 2020 Request for Reconsideration TSDR 68-70. Applicant also expressed frustration with the Examining Attorney, as a result of which Applicant “elect[s] to use TMEP 1402.07(d) to return to our original identification of services.” Id. at 70-71. However, Applicant’s proposed “final identification of services for appeal” is in fact slightly different than its original identification, and this proposed amended identification was accepted by the Examining Attorney. Thus, as indicated above, Applicant’s identification of services is now: “online retail store services featuring data provided via an online platform for acquiring, buying, selling, trading, licensing, leasing, Serial No. 88526492 7 advertising, rating, standardizing, certifying, researching, distributing, or brokering data.” Id. In this “final” request for reconsideration, Applicant did not completely ignore the Examining Attorney’s information request, but did not respond to it either, choosing instead to attack it. Specifically, Applicant argued that providing sales information would put it at a competitive disadvantage, without addressing the Examining Attorney’s other information requests. III. Arguments on Appeal Applicant argues that it offers a retail service in which “[t]he commodity exchanged by others is digital information called data.” 9 TTABVUE 11. More to the point, Applicant argues that the term “data” in its identification of services is sufficiently specific, and that itemizing the types of data offered is not required, asserting that its own pending applications and several third-party registrations identify “data” in Class 35 “without further qualifications or disclaimers.” Id. at 13- 14. Applicant argues that its specimens are not webpages for its retail store, but instead advertisements for its services. Id. at 17-18. However, Applicant does not address how the specimens advertise the retail sale of data as opposed to Applicant’s “software and platform services.” Finally, Applicant reiterates that some of the Examining Attorney’s information requests seek confidential information, but does not explain its failure to respond to the other information requests. Id. at 18-21. Serial No. 88526492 8 The Examining Attorney argues that because “data” is such a broad term, “[t]he possibilities for the type and field of data encompassed by the applicant’s identification are endless; thus, if a similar mark were filed, the USPTO would be unable to reach an informed decision regarding likelihood of confusion.” 11 TTABVUE 5-6. As for the information requests, the Examining Attorney contends that Applicant failed to respond to Request Nos. (3), (4) or (5), pointing out that Applicant could have “redacted any information it did not wish to reveal rather than failing to comply with the requirement.” Id. at 7. IV. Analysis We agree with the Examining Attorney that Applicant failed to adequately respond to the information requirement, and that Applicant’s identification of services is insufficiently definite. A. Did Applicant Comply With the Information Requirement? Under Trademark Rule 2.61(b), “[t]he Office may require the applicant to furnish such information ... and such additional specimens as may be reasonably necessary to the proper examination of the application.” See TRADEMARK MANUAL OF EXAMINING PROCEDURE § 814 (Oct. 2018) (“TMEP”). Equivocal, vague or evasive responses are unacceptable. In re AOP LLC, 107 USPQ2d 1644, 1651 (TTAB 2013). Noncompliance with an information requirement is an independent ground for refusing registration, separate and apart from any substantive grounds for refusal. In re Cheezwhse.com Inc., 85 USPQ2d 1917, 1919 (TTAB 2008); In re DTI Partnership LLP, 67 USPQ2d 1699, 1701-02 (TTAB 2003); TMEP § 814. Furthermore, when an Serial No. 88526492 9 applicant fails to provide requested information, it may be presumed that had it been provided, the information would have been unfavorable to the applicant. See In re Cheezshse.com, 85 USPQ2d at 1919, 1921. Here, Applicant utterly failed to meet the Examining Attorney’s information requirements. In fact, it did not provide the advertising information required in Request No. 3, or the URL or webscreen print required in Request No. 5. If Applicant had no information responsive to these requests, it should have said so, but did not, which only raised additional questions and confusion. Applicant’s excuse that some of the information requested is confidential rings hollow. The sales information and documents sought by Request No. 4 may very well have been confidential,2 but the advertisements and related information sought by Request No. 3 and retail store webpages sought by Request No. 5 could not be confidential. Indeed, advertisements and retail websites are necessarily directed to the public or portions thereof, often in a manner specifically intended to maximize public exposure to the material. In any event, even if Applicant’s advertisements and retail store website could somehow be considered “confidential,” Applicant did not make this clear in its evasive responses to the information requests. This refusal is therefore affirmed. 2 The Examining Attorney was well aware that some of the requested information could be confidential, and therefore specifically informed Applicant, in Request No. 4 itself, that “redacting personal or private information of buyers” was permissible if necessary. See also TMEP § 814 (“If the requested information is confidential, or if, for a valid reason, the applicant does not want to have the information become part of a public record, the applicant should consider redacting such portions of documents prior to their submission.”). Serial No. 88526492 10 B. Is the Identification of Services Sufficiently Definite? “An applicant must identify the goods and services specifically to provide public notice and to enable the USPTO to classify the goods and services properly and to reach informed judgments concerning likelihood of confusion under 15 U.S.C. § 1052(d).” In re Fiat Group Mktg. & Corp. Commc’ns. S.p.A., 109 USPQ2d 1593, 1597 (TTAB 2014); In re Faucher Indus. Inc., 107 USPQ2d 1355, 1358-59 (TTAB 2013); Trademark Rule 2.32(a)(6) (application must include a “list of the particular goods or services on or in connection with which the applicant uses … the mark”) (emphasis added). Thus, “[i]t is within the discretion of the PTO to require that one’s goods be identified with particularity.” In re Omega SA, 494 F.3d 1362, 83 USPQ2d 1541, 1544 (Fed. Cir. 2007) (quoting In re Water Gremlin Co., 635 F.2d 841, 208 USPQ 89, 91 (CCPA 1980)). For example, in In re Omega, the applicant sought to register its mark for “jewelry, precious stones; watches, watch straps, watch bracelets and parts thereof; chronometers, chronographs, watches made of precious metals, watches partly or entirely set with precious stones” in International Class 14. The examining attorney required that “chronographs” be identified more specifically, because that term could refer to watches, which fall within Class 14, or to time recording instruments, which fall within Class 9. The Federal Circuit upheld the Board’s decision affirming the examining attorney’s decision, agreeing that “the scope of the term ‘chronographs’ is ambiguous for registration purposes,” because it includes both watches and time recording devices. Id. Serial No. 88526492 11 This case is analogous, though it presents a much starker illustration of the problem than In re Omega. Here, the term “data” in Applicant’s identification of services is significantly broader than the term “chronographs” in In re Omega. Indeed, in today’s economy, where information technology is vastly and increasingly important, and where “data” encompasses an exceedingly broad scope of goods and services, the precise nature of Applicant’s retail store services is unclear. For example, online retail stores could offer “data” in the form of: online classes in any discipline whatsoever; e-tickets to events or for travel; computer typefaces or fonts; professional, consulting or legal services provided remotely; academic research sold or conducted online; digital design or photography services; information technology services; online tutoring; remote accounting or other outsourced business services; indoor cycling classes transmitted electronically to stationary bike video monitors; business databases; online poker games; telemedicine; and, of course, musical sound recordings, books, films and computer software, as well as many other goods and services. Current public health concerns have only increased the consuming public’s reliance on online data, which is offered in an almost limitless number of specific fields.3 See In re Air Prods. and Chems., Inc., 192 USPQ 84, 85 (TTAB 1976) (“catalysts” could “include a large number of catalysts which applicant does not manufacture. Under such circumstances, to allow applicant to register its mark for 3 It appears from Applicant’s specimens that it does not offer such a broad range of data, but instead focuses on “human data,” apparently related to sports, and perhaps provided for the purpose of improving athletic performance. If this is correct, it is not clear why Applicant could not amend its identification of services accordingly, or, if it is not correct, why Applicant could not have clarified the nature of the “data” it offers online. Serial No. 88526492 12 so broad an identification of goods would give it a scope of protection to which it is not entitled.”); In re Societe Des Parfums Schiaparelli, S.A., 122 USPQ 349, 350 n.4 (TTAB 1959) (“Since the term ‘beauty products’ has no particular commercial meaning, it should be deleted and the identification of goods be made to read as follows: perfumery, cosmetics and dentifrices.”). Applicant’s reliance on its own pending applications and third-party registrations with allegedly similar identifications of services is misplaced. In general, “[t]he Board must decide each case on its own merits … Even if some prior registrations had some characteristics similar to [an involved] application, the PTO’s allowance of such prior registrations does not bind the Board or this court.” In re Nett Designs, Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001). As for the specific third-party registrations upon which Applicant relies, none of them include an identification as indefinite as Applicant’s. For example, the “online marketplace” identified in Registration No. 4628619 for DATACOUP is “for individuals to sell their own personal data,” which significantly limits the types of data offered. Other registrations do not identify the sale of unspecified “data,” but rather services performed on data, such as Registration Nos. 1482655 (DATASAFE), 4891958 (G) and 3988966 (3POINTDATA), which identify services including “retaining,” “protecting,” “retrieving,” “processing,” “organizing,” “compiling” or “analyzing” data on behalf of others. These types of services would be expected to be the same or highly similar regardless of the type(s) of data “protected,” “processed,” etc. Retail store services, by contrast, would be much more likely to differ depending Serial No. 88526492 13 on the types of data provided. For example, an online ticket marketplace’s services, channels of trade and classes of consumers would have very little, if anything, in common with a telemedicine provider’s services, channels of trade and classes of consumers. Indeed, terms much more specific than “data” have been found insufficiently definite. See e.g. In re Toro Mfg. Corp., 174 USPQ 241 (TTAB 1972) (refusing registration of TORO for “bags” where specimen showed use in connection with grass-catcher bags for lawnmowers, pointing out that “bags” could include “mailbags, valises, suitcases, purses and game bags” or other goods which the applicant did not offer). In short, Applicant’s identification of services is not sufficiently definite. Decision: The refusal to register on the grounds that Applicant failed to comply with a request for information under Trademark Rule 2.61(b), or to provide a sufficiently definite identification of services, is affirmed. Copy with citationCopy as parenthetical citation