Heirloom L.A., LLCDownload PDFTrademark Trial and Appeal BoardSep 14, 2015No. 85552395 (T.T.A.B. Sep. 14, 2015) Copy Citation This Opinion is not a Precedent of the TTAB Hearing: August 5, 2015 Mailed: September 14, 2015 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Heirloom L.A., LLC _____ Serial No. 85552395 _____ Scott D. Barnett of Troutman Sanders LLP, for Heirloom L.A., LLC. Michael J. Souders, Trademark Examining Attorney, Law Office 115, John Lincoski, Managing Attorney. _____ Before Seeherman, Wolfson and Lykos, Administrative Trademark Judges. Opinion by Lykos, Administrative Trademark Judge: Heirloom L.A., LLC (“Applicant”) filed an application to register as a mark LASAGNA CUPCAKES (standard characters), with LASAGNA disclaimed, on the Principal Register for “individual-sized portions of lasagna, namely, individual-sized portions of lasagna with meat and vegetable fillings” in International Class 30.1 The Examining Attorney initially refused registration on the ground that Applicant’s 1 Application Serial No. 85552395, filed February 24, 2012 under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), alleging November 23, 2008 as the date of first use anywhere and in commerce. Serial No. 85552395 - 2 - mark is merely descriptive. Applicant traversed this refusal, contending that its applied-for mark is suggestive and therefore inherently distinctive. In the alternative, Applicant asserted that its mark is registrable pursuant to Section 2(f) of the Trademark Act, 15 U.S.C. § 1052(f), because it has acquired distinctiveness.2 Applicant has appealed the Trademark Examining Attorney’s final refusal to register the mark on the Principal Register pursuant to Section 2(e)(1) of the Trademark Act, 15 U.S.C. § 1052(e)(1), on the grounds that it is generic for the identified goods and not inherently distinctive or, alternatively, that Applicant’s mark is merely descriptive under Section 2(e)(1) of the Trademark Act, and that Applicant has failed to present sufficient evidence to show acquired distinctiveness. The case is fully briefed and an oral hearing was held.3 2 An express claim of acquired distinctiveness in the alternative “does not constitute a concession that the matter sought to be registered is not inherently distinctive.” Trademark Manual of Examining Procedure (“TMEP”) § 1212.02(c) (July 2015) (citing In re Thomas Nelson, Inc., 97 USPQ2d 1712, 1713 (TTAB 2011); In re E S Robbins Corp., 30 USPQ2d 1540, 1542 (TTAB 1992); In re Prof’l Learning Ctrs., Inc., 230 USPQ 70, 71 n.2 (TTAB 1986)). 3 Applicant raised for the first time in its appeal brief a request in the alternative to register its proposed mark on the Supplemental Register. The Examining Attorney has objected on the grounds that the request is untimely and futile. Such a proposed amendment should have been raised by a separately filed request for remand, rather than in the body of a brief, as the registrability of a mark on the Supplemental Register must first be examined by the Examining Attorney; the Board’s determination is limited to reviewing the actions of the Examining Attorney. Although it is clear from the Examining Attorney’s objection what his determination would be if the application were to be remanded to him, an amendment to the Supplemental Register in the alternative would still require briefing. Because, due to Applicant’s failure to file a proper request for remand, the proposed alternative amendment has come to our attention very late in the appeal, after briefing and oral argument, At this point it is far too late to remand the application. Furthermore, in view of our determination herein that Applicant’s proposed mark is generic, any amendment to the Supplemental Register would be futile. Serial No. 85552395 - 3 - We commence with the genericness analysis. A generic term “is the common descriptive name of a class of goods or services.” Princeton Vanguard, LLC v. Frito- Lay N. Am., Inc., 786 F.3d 960, 114 USPQ2d 1827, 1830 (Fed. Cir. 2015) (quoting H. Marvin Ginn Corp. v. Int’l Ass’n of Fire Chiefs, Inc., 782 F.2d 987, 228 USPQ 528, 530 (Fed. Cir. 1986)). Because generic terms “are by definition incapable of indicating a particular source of the goods or services,” they cannot be registered as trademarks. Id. (quoting In re Dial-A-Mattress Operating Corp., 240 F.3d 1341, 57 USPQ2d 1807, 1810 (Fed. Cir. 2001)). “The critical issue in genericness cases is whether members of the relevant public primarily use or understand the term sought to be protected to refer to the genus of goods or services in question.” Id. (quoting Marvin Ginn, 228 USPQ at 530). Making this determination “involves a two-step inquiry: First, what is the genus of goods or services at issue? Second, is the term sought to be registered ... understood by the relevant public primarily to refer to that genus of goods or services?” Marvin Ginn, 228 USPQ at 530. See also Princeton Vanguard, 114 USPQ2d at 1829 (“there is only one legal standard for genericness: the two-part test set forth in Marvin Ginn”). “An inquiry into the public’s understanding of a mark requires consideration of the mark as a whole.” Id. at 1831 (quoting In re Steelbuilding.com, 415 F.3d 1293, 75 USPQ2d 1420, 1421 (Fed. Cir. 2005)). Competent sources to show the relevant purchasing public’s understanding of a contested term include purchaser testimony, consumer surveys, dictionary definitions, trade journals, newspapers and other publications. Id. at Serial No. 85552395 - 4 - 1830; In re Bed & Breakfast Registry, 791 F.2d 157, 229 USPQ 818, 819 (Fed. Cir. 1986). In an ex parte appeal, the United States Patent and Trademark Office (“USPTO”) has the burden of establishing by clear evidence that a mark is generic and, thus, unregistrable. In re Hotels.com, 573 F.3d 1300, 91 USPQ2d 1532, 1533 (Fed. Cir. 2009); In re Gould Paper Corp., 834 F.2d 1017, 5 USPQ2d 1110, 1111 (Fed. Cir. 1987); In re Merrill Lynch, Pierce, Fenner and Smith, Inc., 828 F.2d 1567, 4 USPQ2d 1141 (Fed. Cir. 1987). “Doubt on the issue of genericness is resolved in favor of the applicant.” In re DNI Holdings Ltd., 77 USPQ2d 1435, 1437 (TTAB 2005). We begin by finding that the genus at issue in this case is adequately defined by Applicant’s identification of goods, “individual-sized portions of lasagna, namely, individual-sized portions of lasagna with meat and vegetable fillings.” See Magic Wand Inc. v. RDB Inc., 940 F.2d 638, 19 USPQ2d 1551, 1552 (Fed. Cir. 1991) (“[A] proper genericness inquiry focuses on the description of [goods or] services set forth in the [application or] certificate of registration”). We further find that the “relevant public” consists of the public at large, namely, ordinary consumers who purchase and/or eat “individual-sized portions of lasagna, namely, individual-sized portions of lasagna with meat and vegetable fillings” from the typical providers such as restaurants, caterers, food trucks, and online food and catering delivery web sites. With this in mind, we must now ascertain whether the designation LASAGNA CUPCAKES is understood by the relevant purchasing public as primarily referring Serial No. 85552395 - 5 - to individually sized portions of lasagna with meat and vegetable fillings or as a source-identifier for Applicant’s goods. The record includes the following excerpts from newspaper and magazine articles using the term “lasagna cupcakes,” some of which directly discuss Applicant, Heirloom L.A. LLC (emphasis added): ● An article appearing in C Magazine written by Alison Clare Steingold entitled Not Your Garden Variety: “Overheard at The Oaks: ‘Heirloom … you know, lasagna cupcakes.’ In less than a year, Heirloom LA’s handheld tartlets – in flavors from wild boar Bolognese to sweet corn mascarpone – have made this catering couple one of L.A.’s most in demand.”4 ● An article appearing in the online version of Family Circle magazine (familycircle.com) in March 2012 entitled Cupcakes Gone Wild: “Finally no more waiting for dessert to have your cake and eat it too. Across the country creative chefs are putting a savory spin on the handheld treat. Heirloom, a Los Angeles-based catering company kicked off the trend with its lasagna cupcakes, which have become a hit with the Hollywood crowd. People are also going crazy for hearty flavors like meatloaf (baked in puffed pastry and frosted with mashed potatoes) chicken and waffle, braised lamb and parsnip, even turkey chimichanga. Comfort food in guilt free mini portions that you can eat with your hands – what’s not to love?”5 ● An article appearing in Anthology Magazine (anthologymag.com), written by Andrea Arria-Devoe, entitled A Family-Style Affair, “Yes, Heirloom’s signature lasagna cupcakes – individual portions of lasagna that Daily Candy called ‘one of the century’s greatest edible inventions’ – are just a click away.”6 ● An article appearing in The Hollywood Reporter on November 21, 2013 written by Abigail Stone, entitled Who the A-List Books for the Holidays: The Town’s Top Caterers: “Arguably the breakout catering company of the decade, this operation run by Tara Maxey and Matt Poley (the latter formerly of Angelini Osteria and La Terza) is known for its artisanal- minded style. … IN-DEMAND DISHES: Lasagna cupcakes that Oprah Winfrey (at an OWN launch party) cooed “will change your life”; …7 4 Applicant’s Response to Office Action No. 1 dated July 24, 2012 at 13. 5 Id. at 17. 6 Id. at 41. 7 Request for Reconsideration at 27-33. Serial No. 85552395 - 6 - ● An article appearing in The Wall Street Journal on February 3, 2011 written by Marshall Heyman, entitled Next Up: Lasagna Cupcakes: “You thought the cupcake craze would just fizzle out? No chance. It’s just moving away from sweet and into the direction of savory. At Trader Joe’s in New York they’re selling frozen turkey meatloaf muffins, topped with spinach and mashed potatoes, which by all accounts are particularly good. Meanwhile in Los Angeles, the entertainment industry’s latest obsession is lasagna cupcakes. Lasagna cupcakes, or individual lasagnas in the shape of cupcakes, are the creation of Heirloom LA, a catering company based in Eagle Rock, a town near Silverlake. … The lasagna cupcakes are so great ‘because they’re all corners, they’re a wall of crust,’ said Jenni Konner, a television writer who has seen them at parties around town. ‘And I hate the cupcake trend.’… Mr. Poley makes the lasagna cupcakes in all different sorts of flavors. A dozen of them are standard, including the mac and cheese, a Bolognese and one with short ribs. Others depend on the season. … Dana Fox, the screenwriter of ‘Couples Retreat’ and ‘What Happens in Vegas’ had lasagna cupcakes at her wedding in Virginia. ‘Brides aren’t supposed to eat but I couldn’t stop,’ Ms. Fox said. ‘They’re uniformly delicious. …” Mr. Poley said that Heirloom sold about 10,000 lasagna cupcakes in December. At the moment, his catering kitchen – which has 15 people making lasagna cupcakes, as well as new offerings like tamales and pizza bread pudding – can produce 200 to 300 a day.”8 ● “There hasn’t been much to revolutionize the wedding catering industry in recent years. But I’m thinking this delicious treat just might change that … Lasagna cupcakes! I think they’re brilliant because everyone loves cupcakes – even people who claim to be sick of the cupcake trend – but not everyone wants to skip the traditional tiered wedding cake to serve individually wrapped desserts. Lasagna cupcakes let people have their cake and eat it too, by adding some spunk to the cocktail hour instead of the already spunky dessert bar. … Heirloom LA, the Los Angeles catering company at the head of this trend, doesn’t just offer a standard meat- sauce-and-mozzarella lasagna in mini form. They have flavors that will leave every wedding reception guest smiling. … Would you serve lasagna cupcakes at your wedding reception?” Meredith Bodgas, Wedding Reception Food: You’re Going to LOVE This New Idea!, March 17, 2011. www.glamour.com/weddings/blogs (Glamour Magazine).9 8 Applicant’s Response to Office Action No. 1 at 19-20. 9 Applicant’s Response to Office Action No. 1 at 30-31. Serial No. 85552395 - 7 - In addition, the record shows that restaurants and caterers located throughout the United States offer lasagna cupcakes as a menu item: ● http://darthurscatering.com: D. Arthurs Catering, Memphis, Tennessee menu (2014) offering the following item on its catering menu - “Lasagne Cupcakes, Traditional Italian Lasagna or Cajun Chicken Lasagna made as miniature cupcakes.”10 ● http://www.backtothetableiowacity.com: Back to the Table, Personal Chef/Intimate Gatherings, Iowa City, Iowa (2014) showing lasagna cupcakes as a menu item.11 ● http://lulu.palmsprings.com/catering: Lulu California Bistro, Palm Springs, California (2014) “Catering & Events” showing lasagna cupcakes as a menu item.12 ● http://www.bittersweetcatering.com/catering-menu: Bittersweet Catering – Cafe – Bakery, Old Town Alexandria, Virginia catering menu (2014) showing Lasagna Cupcakes under the category of “Savory Cupcakes” as a menu item.13 The record also shows the following entries for “lasagna cupcakes” in recipe blogs (emphasis added):14 ● http://www.npr.org/blogs/thesalt: “A friend of mine came back from Brooklyn raving about the food served at a baby shower. “Savory cupcakes!” she exclaimed. Lasagna, grilled cheese, chicken potpies and even a mac ’n’ cheese cupcake – all shaped like the trendy dessert and served on a cupcake tree. … But what finally won me over were the lasagna cupcakes. Wonton noodles replaced the pasta, and the thin 10 Denial of Request for Reconsideration dated March 14, 2014 at 17. 11 Id. at 29. 12 Id. at 16. 13 Id. at 26. 14 Some of these recipe blogs are hosted by nationally known enterprises, such as National Public Radio (“NPR”) and the Green Giant Company, while others appear to be the postings of individuals. The probative value of at least the recipe blogs hosted by individuals is therefore more limited insofar as we do not know the extent of the reach to the public. Nonetheless, it is undisputed that the blogs are publicly available. Serial No. 85552395 - 8 - noodles folded along up the sides of the cupcakes sealing in the ricotta cheese and tomato sauce.” Michealeen Doucleff, Lasagna Cupcakes, Anyone? Science Says We Can’t Get Enough Mini Stuff, October 26, 2012.15 ● http://yummylasagnas.com – “Have you ever tried lasagna cupcakes”; “Lasagna cupcakes is your best solution in serving healthy and delicious food at parties or for your own families, especially your children. Its size and attractive look will surely attract your family members to eat them.”16 ● http://wwwthekitchn.com – “Lasagna cupcakes: Just the Right Size for Lunch”; “No, these aren’t actually cupcakes. But they are individually- sized lasagna, made with a simple yet brilliant ingredient.”17 ● http://greengiant.com – “Spinach Lasagna Cupcakes”; “these are great meatless, individual-served lasagna cups.”18 Applicant asserts that it created both the dish known as “lasagna cupcakes” and coined the term as a trademark, and points to “a plethora of unsolicited media coverage from some of the most credible and widely disseminated news sources in the world, including The Wall Street Journal, The New York Times, and The Los Angeles Times.” Applicant’s Reply Brief, p. 12; 16 TTABVUE 13. Applicant further contends that the generic terms for its culinary creations include “handheld tartlets,” “individual lasagnas,” “mini lasagnas,” “lasagnettes,” “finger-food-size lasagna” and the like. Applicant’s Brief, p. 7; 13 TTABVUE 8.19 Applicant maintains that its mark is inherently distinctive due to its incongruous nature. As Applicant asserts, prospective consumers will not “instinctively” use the designation “lasagna 15 Denial of Request for Reconsideration dated March 14, 2014 at 8. 16 Office Action dated March 8, 2013 at 29. 17 Id. at 99. 18 Id. at 117. 19 We do not regard this statement as an argument that Applicant’s identification of goods is not the correct genus for the goods, but as an argument that Applicant’s applied-for mark is not a generic term for the goods. Serial No. 85552395 - 9 - cupcakes” to refer to individually-sized gourmet lasagnas with savory fillings because the word “cupcakes” denotes a “sweet and sugary [dessert], usually topped with frosting, sprinkles, and/or other sweet candies.20 Applicant’s Brief, p. 9; 13 TTABVUE 10. In support thereof, Applicant points to the aforementioned media coverage explaining that Applicant’s goods do not actually consist of “lasagna” or “cupcakes” in the traditional sense of the words insofar as they are “cake-less, batter-less, breadless, pasta-less.” Id.21 We find, based on the evidence of record, the relevant public regards “lasagna cupcakes” as the generic designation for individually-sized miniature portions of lasagna made with savory ingredients. Rather than showing that LASAGNA CUPCAKES is a trademark of Applicant’s, the evidence supports the Examining 20 Applicant bases this argument on the following dictionary definitions which are of record: lasagna noun 1. also lasagne : pasta in the form of bread [is a comma or word missing here?] often ruffled ribbons 2. : a baked dish containing layers of boiled lasagna, and usually cheese, a seasoned sauce of tomatoes, and meat or vegetables.” Source: www.merriam-webster.com (Response to Office Action No. 3, Ex. H). cupcake noun : a small cake baked in a cuplike mold Source: www.merriam-webster.com (Response to Office Action No. 3, Ex. H). cake noun 1. a sweet, baked, bread-like food, made with or without shortening, and usually containing flour, sugar, baking powder or soda, eggs and liquid flavoring. … 4. a shaped or molded mass of other food: a fish cake Source: www.dictionary.com (Response to Office Action No. 3, Ex. I). 21 The record shows that Applicant’s creations can be made with wonton wrappers, an ingredient not typically found in lasagna or cupcakes. Serial No. 85552395 - 10 - Attorney’s position. This is so despite the fact that the majority of articles directly discuss Applicant and its identified goods. The aforementioned evidence demonstrates that savory cupcakes have become a trend in the food and catering industry, and that one term used to refer to mini-lasagnas is “lasagna cupcakes.” The evidence shows that the relevant public uses and recognizes the designation “lasagna cupcakes” as a whole to refer to Applicant’s food items. See Princeton Vanguard, 114 USPQ2d at 1831. That is to say, it is not the fact that Applicant’s goods are baked in a cupcake tin or presented in a cupcake-like shape that renders Applicant’s proposed mark generic. Rather, it is the common usage of the term “lasagna cupcakes” as a whole to refer to such mini-lasagnas, and the consequent understanding by the public that this term indicates these mini-lasagnas, that makes the term generic. Applicant, relying on Merrill Lynch, supra, submits that “where some media uses of a term are as a trademark and some are generic, this source evidence should be indeterminate of genericness and is insufficient proof of generic usage.” Applicant’s Brief, p. 8; 13 TTABVUE 9. However, in this case the record does not show a “mixture of usages”; in other words, none of the media passages uses the term “lasagna cupcakes” as a source-identifier or trademark for Applicant’s goods.22 22 We acknowledge that some of the evidence noted above, for example the menus, show use of Applicant’s mark in initial capital letters which can in some circumstances be an indication of trademark usage. However, because capitalization is typical of the manner in which restaurants and caterers list menu items, in this case it does not constitute evidence of trademark usage. Similarly, any other such usage noted above in articles merely reflects the ordinary rules of grammar for U.S. English. Serial No. 85552395 - 11 - Applicant maintains that “just because some consumers may use LASAGNA CUPCAKES to refer to their own recipes or menu items for savory tartlets, this does not mean that consumers are not aware of the source-identifying nature of Applicant’s mark or would not recognize it when looking to purchase this type of food item at a restaurant or in another setting.” Applicant’s Brief, p. 12; 13 TTABVUE 13. In support of this argument, Applicant draws our attention to evidence that individuals have posted their own recipes on the Internet for well- known trademarked food items such as “Big Macs” and “Cronuts.”23 We emphasize that our determination is not based solely on the blog entries (which make up a small portion of the evidence showing genericness) but rather the evidence as a whole.24 Applicant points to third-party registered marks comprised of food items coupled with terms that it claims denote “individual-sized” or “personal-sized” portions, registered on the Principal Register without any claim of acquired distinctiveness under Section 2(f). Applicant highlights the third-party registrations with terms such as “bites”, “petites”, “rolls” and “dippers” in support of its argument that such terms can serve as source-indicators for individual-sized portions of food. However, none of the registrations incorporates any of the terms at issue in this case for any of the same food items, and we do not accept Applicant’s position that these third- 23 Applicant’s Response to Office Action No. 1 at 117. Serial No. 85552395 - 12 - party marks are analogous to Applicant’s applied-for mark. Furthermore, we are not privy to any of the prosecution records of these registrations. Our task is to decide the case before us, based on the evidence of record. For this reason, these third-party registrations are of little, if any, probative value. In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (TTAB 2001). Here, the evidence before us is overwhelming that lasagna cupcakes is used as the generic name for Applicant’s identified goods. Applicant may in fact have coined and been the first to use the term “lasagna cupcakes” to designate individually-portioned savory lasagnas. Applicant may indeed also be the creator of the concept of the individually sized lasagna in cupcake shape and miniature form. However, the record shows that the designation “lasagna cupcakes” has become the generic designation for such goods. See Sheetz of Del., Inc. v. Doctor’s Assocs. Inc., 108 USPQ2d 1341, 1362 (TTAB 2013) (“Even if applicant was the first and/or sole user of a generic term or phrase, as it claims, that does not entitle applicant to register such a term or phrase as a mark.”) (internal citations omitted). We therefore find that the Office has met its burden of establishing that the term “lasagna cupcakes” is generic for “individual-sized portions of lasagna, namely, individual-sized portions of lasagna with meat and vegetable fillings.” Although we have found the proposed mark to be generic, in order to render a complete decision we also address Applicant’s alternative positions. Assuming, arguendo, that LASAGNA CUPCAKES is not a generic term for “individual-sized portions of lasagna, namely, individual-sized portions of lasagna with meat and Serial No. 85552395 - 13 - vegetable fillings,” we find that it is inherently distinctive and is registrable without recourse to Section 2(f) of the Act. The term CUPCAKE does not actually describe the shape of the mark, and as Applicant has said, the concept of a sweet cupcake would normally seem incongruous when paired with the word LASAGNA. This is one of the rare situations in which the term as a whole has taken on a generic meaning through the manner in which it has been promoted and used. Decision: The refusal under Section 2(e)(1) of the Trademark Act on the ground that the proposed mark is generic is affirmed. Copy with citationCopy as parenthetical citation