Harry C. Wallace, Jr., et al., Complainant,v.John Ashcroft, Attorney General, Department of Justice, Agency.

Equal Employment Opportunity CommissionMar 2, 2004
01A30937_r (E.E.O.C. Mar. 2, 2004)

01A30937_r

03-02-2004

Harry C. Wallace, Jr., et al., Complainant, v. John Ashcroft, Attorney General, Department of Justice, Agency.


Harry C. Wallace, Jr., et al. v. Department of Justice

01A30937

March 2, 2004

.

Harry C. Wallace, Jr., et al.,

Complainant,

v.

John Ashcroft,

Attorney General,

Department of Justice,

Agency.

Appeal No. 01A30937

Agency No. A-01-1021

Hearing No. 150-A1-9167X

DECISION

On November 20, 2002, complainant, as class agent, filed an appeal from

the agency's Notice of Final Action dismissing his class complaint.

BACKGROUND

Complainant is an Assistant United States Attorney (AUSA) for the Southern

District of Florida. Complainant filed a formal EEO class complaint with

the agency dated July 25, 2001, claiming that Black AUSA's at the United

States Attorney's Office for the Southern District of Florida (USAO, SDFL)

were subjected to racial discrimination and reprisal. Complainant sought

certification of a class that includes all Black AUSA's who were denied

equal pay, equal benefits, and equal opportunity for promotion.

Complainant's complaint was forwarded to the EEOC Miami District Office

for a decision on certification. The AJ issued a decision on August 29,

2002, denying certification of the class. In her decision, the AJ found

that complainant failed to establish any of the prerequisites for class

certification (i.e., commonality, typicality, numerosity, and adequacy of

representation). Also, in her decision, the AJ rejected complainant's

reprisal claim as outside the purview of the Commission's regulations

on class complaints.

With regard to commonality and typicality, the AJ concluded that the

class agent has not shown that common questions of fact exist among the

purported class members or that the complainant's claim is typical of

the class. The AJ noted that the members of the class were allegedly

discriminated against in terms of promotions, assignments, transfers,

reassignments, unequal pay, bonuses, and disciplinary actions, including

terminations. The AJ determined that such an attack constitutes an across

the board attack on alleged employment practices committed by the agency.

The AJ found that the record does not contain evidence to establish that

a centralized decision-making authority effected all of these actions

or that the same policy was applied by the different supervisors and

management officials involved. The AJ noted that the class members

worked under different supervisors, in different divisions, at different

salary grades, in different offices, with different job responsibilities.

The AJ further noted that some of the class members hold supervisory

positions, while some do not, and therefore found they have differing

interests. Finally, the AJ noted that complainant does not identify a

particular racially discriminatory policy or practice that has the effect

of discriminating against the class as a whole. Rather, the AJ stated

that the complaint includes a wide range of allegedly discriminatory

practices, no one of which is alleged to affect all class members.

With regard to numerosity, the AJ noted that only twelve potential class

members were specifically named. The AJ noted that complainant proffered

that the class would encompass approximately forty-five Black AUSAs who

were affected by the agency actions in question. The AJ noted, however,

that the agency contends that its record reveals only thirty-three

potential members at best, including current and previous employees.

The AJ determined that complainant failed to establish that the putative

class is so large that joinder of the individual claims is impractical.

With regard to adequacy of representation, the AJ stated that the class

agent failed to show that he has the legal expertise or resources to

adequately protect the class.

On September 20, 2002, the AJ issued a letter clarifying her August

29, 2002 decision. The AJ noted that her previous decision failed to

specifically address the status of complainant's individual complaint of

discrimination. In her clarification, the AJ stated that complainant's

individual complaint of discrimination is to be deemed filed on the date

of this letter of clarification. The AJ provided that the agency shall

acknowledge receipt of the individual complaint within thirty days of

receipt of this letter.

On October 9, 2002, the agency issued a Final Order fully implementing

the AJ's decision denying certification. The agency stated that it will

process the complaint as an individual complaint.

On November 20, 2002, the class agent filed the present appeal. In his

appeal brief, complainant argues that the AJ denied him a reasonable

opportunity to conduct full and complete discovery in order to gather

information in support of his petition for class certification.<1>

Complainant notes that under 29 C.F.R. � 1614.204(f), �[b]oth parties

are entitled to reasonable development of evidence on matters relevant

to the issues raised in the complaint.� Complainant claims that the

AJ's September 27, 2001 Acknowledgment Order expanded upon section

1614.204(f) by stating that �the parties may agree among themselves to

set and/or extend the time limits within which to complete discovery.

The Administrative Judge is ultimately responsible for setting a deadline

to complete discovery whenever such a dispute arises.� Complainant claims

he detrimentally relied upon the AJ's September 27, 2001 Order which he

argues led him to believe that the discovery deadline could be extended

by the mutual agreement of the parties. He states that he reasonably

believed the parties only needed to consult the AJ when a dispute arises.

Additionally, complainant claims that the certification requirements of

numerosity, commonality, typicality, and adequacy of representation have

been satisfied. Specifically, complainant argues that the AJ incorrectly

described the inner-workings of the agency. He states that AUSAs are not

compensated on the General Services' scale. Additionally, he states that

with the U.S. Attorney's permission, AUSAs may change offices, divisions,

and sections within the agency. Complainant claims that every decision

regarding attorney promotions, transfers, disciplinary actions, the award

of bonuses or cash, the nominations for awards, division and section

assignments and termination is made by the U.S. Attorney. Complainant

claims that the U.S. Attorney either ordered or approved all personnel

decisions, or he recommended the same to officials with the Executive

Office for United States Attorneys (EOUSA). Complainant states that

approval by EOUSA of the U.S. Attorney's recommendations was perfunctory.

Thus, complainant claims that all personnel decisions within the agency

made by the U.S. attorney employed a subjective decision making process.

Complainant notes that objective criteria was established by the former

U.S. Attorney in March 9, 1999; however, he claims that the agency

has failed to demonstrate that this objective criteria is being used.

Complainant claims that when positions are advertised within the agency,

they include a copy of the objective criteria along with a disclaimer

that the U.S. Attorney reserves the discretion to promote whomever he

wishes regardless of the objective criteria.

With regard to numerosity, complainant claims that the class consists

of approximately forty-five AUSAs who were denied an equal opportunity

for promotions, benefits and pay, and who were disciplined at a higher

rate and more severely than were white AUSAs. Complainant claims that

he submitted a list that contained the names of forty-five current and

former Black AUSAs. Complainant submits a copy of this list on appeal.

Complainant claims that joinder of the forty-five attorneys is impractical

since some of the attorneys have been dispersed across the country and

some have retired.

With regard to commonality, complainant claims that the agency's

discriminatory policies, practices and procedures have systematically

deprived Black AUSAs of equal promotional opportunities and equal benefits

and pay. Complainant states that it has also subjected them to disparate

disciplinary treatment and has resulted in suspect case assignments.

Complainant notes that he has described six different ways in which the

agency has discriminated against the class.

He states that the injuries are attributed to the systematic

discriminatory policies and practices of the agency as well as the failure

of the agency to establish uniform procedures for the administration of

promotions and compensation.

Further, complainant argues that his claims are typical of the claims of

the class. He notes that his brief on class certification gave examples

of denial of promotions, delays in promotions, involuntary reassignments,

denial of reassignments, disciplinary action and denial of the opportunity

to be lead counsel on a high-profile case. He notes that he personally

was denied promotions, involuntarily reassigned, denied a reassignment,

subjected to discipline and denied the opportunity to be lead counsel

on a high-profile case. He states that his claims are nearly identical

to the claims of the class.

Finally, complainant claims that he satisfies the adequacy of

representation requirement. He notes that he is an AUSA who is admitted

to the bars of Florida and the District of Columbia. He states he

has been an attorney for sixteen years and has served as a Captain

in the U.S. Army Judge Advocate General's Corp for three years, with

experience in Title VII litigation. Further, complainant notes that

the putative class consists of AUSAs who practice at the highest level

of federal litigation. He states that if the need arises, there are a

number of class members who also are capable of assisting in the legal

responsibilities of representation.

In opposition to complainant's appeal, the agency argued that complainant

had ample discovery opportunities. The agency noted that the initial

sixty-day discovery period set to end on November 26, 2001, was extended

by thirty days. The agency argues that this ninety-day period was

ample time to conduct discovery. Further, the agency stated that it

cooperated with complainant during discovery while complainant engaged in

delay tactics. The agency states that on December 7, 2001, the agency

representative notified complainant that no discovery responses would

be provided until a protective order was signed. The agency noted

that up until January 9, 2002, despite the fact that the discovery

period had ended, the agency remained willing to provide discovery

responses to complainant if complainant would agree to a protective order.

The agency notes, however, that complainant would not agree to enter into

a protective order. The agency states that complainant also delayed

in providing discovery responses to the agency. The agency also notes

that complainant did not seek to compel or otherwise force the agency to

respond to discovery. Further, the agency claims that he did not claim

in his brief filed in support of class certification that the lack of

discovery prejudiced his case.

With regard to complainant's claim that based on the AJ's September 27,

2001 Acknowledgment Order he believed the parties could agree to extend

discovery without the consent of the AJ, the agency argues that this

argument is unreasonable in light of the fact that the Acknowledgment

Order required complainant to file his brief in support of class

certification no later than December 11, 2001. Thus, the agency states

that if complainant wanted discovery in order to support his position

in his brief, he should have known that discovery had to be completed

prior to December 11, 2001. Further, the agency claims that complainant

should have brought any confusion regarding the Acknowledgment Order

to the attention of the AJ. Additionally, the agency argues that the

AJ's decision not to extend the discovery period for a second time was

well within her discretion. Finally, the agency argues that complainant

failed to show that the lack of discovery was harmful error.

Furthermore, the agency argues that the AJ properly denied certification

of the proposed class. With regard to complainant's argument that

the AJ inaccurately described the office working structure, the agency

avers that the AJ's statements regarding the structure of the office are

supported by the record. The agency states that the office is divided

into separate offices, divisions and subdivisions. The agency states

that a class of all Black AUSAs, would encompass attorneys from different

offices, divisions and subdivisions, ranging from AUSAs assigned to the

Major Crimes Section of the Miami office to AUSAs working in the Civil

Division in Fort Lauderdale. The agency notes that each office has

a different managing officer, showing a decentralized decision making

structure. Also, the agency notes that each division and section is

headed by supervisors who have responsibility for numerous decisions

involving AUSAs.

With regard to numerosity, the agency claims that complainant fails to

show that the class is sufficiently numerous to justify using the class

action mechanism. The agency notes that on appeal complainant provided a

list of forty-five alleged class members. The agency contends that this

list is new evidence submitted on appeal and should not be considered.

However, the agency also points out that numerous individuals listed

by complainant are not AUSAs in the USAO, SDFL and could not be part of

complainant's purported class. The agency states that the class complaint

covers a defined period - from Person A's tenure as U.S. Attorney from

August 27, 1999 to May 2000, and continuing to the tenure of Person B,

current U.S. Attorney. The agency notes that on the list provided on

appeal, complainant identifies individuals who retired, transferred or

resigned from the AUSA's SDFL prior to August 1999. The agency notes

that it identified Black AUSAs employed by the USAO from 1998 to 2001.

The agency stated that the maximum number of potential class members is

thirty-three; however, the agency noted that not all possible members

can stay in the class without destroying commonality. Specifically,

the agency subtracted the nine Black AUSAs who did not have the

requisite years of experience to qualify for a supervisory position,

the seven Black AUSAs who currently serve in supervisory positions,

and the three Black AUSAs who previously served as supervisors. Thus,

the agency concluded that class membership drops to thirteen and is

insufficient to satisfy numerosity. Further, the agency argues despite

the complainant's contention that the class members are geographically

dispersed, all currently employed AUSAs are geographically clustered,

not dispersed. Also, the agency notes that six former employees who

left the USAO for other positions all reside in Florida, with one person

living in the Middle District of Florida, the farthest outside of Miami.

The agency claims that complainant fails to satisfy commonality.

The agency notes that his allegations do not show a policy, practice

or procedure of discrimination, but rather show that individual issues

predominate. The agency also notes that several of the named class

members were actually promoted to positions they applied for, a fact

which the agency claims provides evidence that there were no racially

discriminatory practices in place.

Additionally, the agency claims that complainant's claims are not

typical of the class. The agency notes that at best, complainant's

claims are typical of six other class members on the promotion denial,

are not typical of the delay of promotion claims, are typical of two

class members on reassignment, are typical of one class member on denial

of reassignment requests and disciplinary actions, and are atypical

on the denial of desired case assignments. Thus, the agency states

at best complainant has shown that his claims are typical of only ten

class members out of his purported forty-five members. Further, the

agency notes that complainant has conflicts with other class members.

For example, the agency states complainant has a conflict with one

class member who was chosen over complainant to serve as Deputy Chief,

Major Crimes. Also, the agency notes that complainant was involved

in effectuating the Supervisory Criteria which sets him apart from the

class and causes his interests to diverge. The agency states that this

creates a conflict between him and the members of the putative class

who do not meet the threshold criteria.

Finally, the agency argues that complainant fails to satisfy the adequacy

of representation prerequisite for certification.

The record reveals that the AJ issued an Acknowledgment Order & Order

to Show Cause on September 27, 2001. Under the Discovery section,

the Order stated that �[t]he parties may agree among themselves to

set and/or extend the time limits within which to complete discovery.

The Administrative Judge is ultimately responsible for setting a deadline

to complete discovery whenever such a dispute arises.� This Order set

the deadline for discovery on November 26, 2001.

The record reveals that complainant sent his interrogatories and

requests for production to the agency on November 2, 2001. In his

request, complainant requests, inter alia, the following information:

identification of all current and former AUSAs who have been employed

by the U.S. Attorney's Office for the Southern District of Florida

since January 1, 1983, including information on race, salary, and any

supervisory positions held; identification of all supervisory positions

for AUSAs that have been opened since January 1, 1983; identification

of all AUSAs who applied for these supervisory positions, including the

applicant's race; all documentation that supported the selection of the

AUSAs for the supervisory positions identified; and identification of

all AUSAs who were nominated, but not selected, to receive awards since

January 1, 1983, and all relevant documentation submitted in support of

these awards. The record reveals that on November 8, 2001, complainant

served the agency with Notice of Taking Depositions of persons involved

in the administration of the agency's policies and procedures and the

discriminatory employment practices alleged in the complaint, including:

the formed United States Attorney; the present United States Attorney;

First Assistant United States Attorney; and Administrative Officer A.

On November 9, 2001, the agency filed a Motion for Extension of Time

to respond to complainant's interrogatories and request for production

of documents. Thereafter, on November 26, 2001, the agency served its

First Discovery Requests and Notice of Deposition to Complainant.

The record contains an electronic mail message from the agency attorney

advisor dated November 28, 2001, informing complainant that the AJ

extended the deadlines in her September 27, 2001 Acknowledgment by

thirty days. The electronic mail message stated that discovery must

be completed within thirty days of November 26, 2001. Additionally,

the attorney advisor noted that the AJ suggested �that we file a joint

motion if we are going to run into problems with these deadlines,

and that we might want to mention the problem with the mail if that's

slowed down our ability to communicate. You said that you would check

your schedule and let me know by the end of this week whether you would

need more time.� The record contains no evidence that the AJ issued an

official Order granting the agency's motion.

On December 14, 2001, complainant and the agency filed a joint motion

for an enlargement of time for discovery. The AJ denied the joint motion

on January 2, 2002.

On January 7, 2002, complainant filed a Motion for Clarification of the

Briefing Schedule and Request for a 30-day Extension. In this motion,

complainant noted that to date, the agency has not responded to his

discovery requests. He states that on January 4, 2002, agency counsel

informed him that the agency anticipates that it will be able to provide

most of the required information by January 11, 2002. Complainant

states �[t]he information requested pursuant to Complainant's discovery

requests is necessary to any meaningful discussion of the issue of class

certification, and Complainant will be unduly prejudiced in formalizing

and maintaining his position if he is denied the requested information

prior to submitting his brief.� Complainant requests an additional

thirty days from the AJ's January 2, 2002 Order to submit his brief.

On January 7, 2002, the agency first filed a Motion to Compel Discovery

to compel complainant to respond to its First Set of Discovery Requests.

On January 8, 2002, the agency filed its Response to Complainant's Motion

for Clarification of Briefing Schedule and Request for an Additional 30

Days, in which it did not object to complainant's motion or request for

an extension of time to file his brief.

On January 25, 2002, the AJ issued a Response to Party Motions declining

both parties' motions. In her Response, the AJ reiterated the deadlines

set in her January 2, 2002 Order, which provided that discovery was

continued until December 26, 2001, and complainant's brief was due

on January 11, 2002, with an agency response due on January 26, 2001.

The AJ noted that instead of taking advantage of the 30 day extension

granted, �the parties opted to file another motion for an extension

of time and to agree between themselves to extend the time frames for

discovery.� The AJ stated it is unclear why the parties worked under the

assumption that their second request for an extension would be granted.

The AJ noted that there was no good cause shown to grant a second

extension and she stated that the Acknowledgment Order �clearly states

that the Administrative Judge is ultimately responsible for setting a

deadline to complete discovery.� The AJ noted that �by deciding between

themselves to extend an already established discovery deadline, the

parties essentially removed the Administrative Judge from the discovery

process.� The AJ declined to address the agency's January 7, 2002 Motion

to Compel since it was not filed by December 26, 2001, the established

discovery deadline. With regard to complainant's claim that he will

be unduly prejudiced, the AJ found this argument to be without merit.

However, the AJ provided complainant with an additional opportunity to

submit a brief in this matter by close of business on January 25, 2002.

ANALYSIS AND FINDINGS

The purpose of class action complaints is to economically address claims

�common to [a] class as a whole . . . turn[ing] on questions of law

applicable in the same manner to each member of the class.� General

Telephone Co. of the Southwest v. Falcon, 457 U.S. 147, 155 (1982)

(citations omitted). Under EEOC Regulations, a class complaint must

allege that: (i) the class is so numerous that a consolidated complaint

concerning the individual claims of its members is impractical; (ii) there

are questions of fact common to the class; (iii) the class agent's claims

are typical of the claims of the class; and (iv) the agent of the class,

or if represented, the representative, will fairly and adequately protect

the interests of the class. 29 C.F.R. � 1614.204(a)(2). The agency

may reject a class complaint if any of the prerequisites are not met.

See Garcia v. Department of Justice, EEOC Request No. 05960870 (October

10, 1998).

Our review of the record leads us to conclude that the AJ improperly

denied the December 14, 2001 joint request for an extension of the

discovery period in the present case. We find that the AJ's September 27,

2001 Acknowledgment Order, providing in pertinent part that �[t]he parties

may agree among themselves to set and/or extend the time limits within

which to complete discovery. The Administrative Judge is ultimately

responsible for setting a deadline to complete discovery whenever such

a dispute arises[,]� contains contradictory advice to the parties as to

the procedure for setting discovery deadlines.

Further, we find cause for concern based on the fact that the agency's

initial November 9, 2001 Motion for Extension of Time was never officially

granted by the AJ. Although the record contains a November 28, 2001

electronic mail message from the agency's attorney advisor, informing

complainant that the AJ extended the deadlines in her September 27,

2001 Acknowledgment Order by thirty days, there is no official Order by

the AJ granting the agency's motion. Even if we consider the agency's

electronic mail message to constitute an Order granting the agency's

motion, we note that it was issued two days beyond the preset November

26, 2001 deadline for discovery. Thus, we find the parties could have

reasonably believed that the AJ again could have granted their December

14, 2001 joint motion for an extension of time beyond the December 26,

2001 deadline and that such a grant would occur after December 26, 2001.

Although the regulations and Commission guidance do not specify an exact

time frame for an AJ to respond to parties' motions, we find that where

a response is not received by the parties upon the expiration of the

applicable deadline it is more difficult for the parties to take further

action in anticipation of the AJ's response.

Finally, we note that in the same November 28, 2001 electronic message

the agency's attorney advisor informed complainant that the AJ suggested

�that we file a joint motion if we are going to run into problems with

these deadlines, and that we might want to mention the problem with the

mail if that's slowed down our ability to communicate.� Based on this

language, in conjunction with the AJ's Acknowledgment Order, we find

it reasonable that complainant believed the parties could set their

own discovery deadlines. Thus, we find that the AJ improperly denied

the parties December 14, 2001 joint motion for an enlargement of time

for discovery.

In the present case, complainant contends that Black AUSA's were

discriminated against and subject to reprisal when they were denied equal

pay, equal benefits, and equal opportunity for promotion. Specifically,

complainant alleges that members of the class were discriminated against

in terms of promotions, assignments, transfers, reassignments, unequal

pay bonuses, and disciplinary actions. We note that complainant alleges

that subjective decision-making from the U.S. Attorney is responsible for

the alleged discrimination; however, the record contains no evidence that

a centralized decision-making authority effected the claimed actions,

or that the same policies were applied by numerous management officials.

The record indicates that during discovery, complainant requested

information concerning potential class members, including data relevant

to all supervisory positions for AUSAs filled during the relevant time as

well as information concerning cash awards and incentives that would have

yielded information related to the exact claims and policies at issue,

as well as the source of the decision-making authority. Due to the

absence in the record of fully developed evidence regarding the claims

asserted by potential class members and the decision- making authority

in each case, the Commission remands the present matter in accordance

with the Order below.

Additionally, we note that the AJ's August 29, 2002 decision improperly

rejected complainant's reprisal claim as outside the purview of the

Commission's regulations on class complaints. The Commission has held

that reprisal is an appropriate basis for a class complaint when there

is a showing that specific reprisal actions were taken against a group

of people challenging agency policies, or where reprisal was routinely

visited on class members. Ponder, et al. v. Social Security Admin.,

EEOC Appeal No. 01A04411 (May 15, 2003) (citing Levitoff v. Department

of Agriculture, EEOC Appeal No. 01913685 (March 17, 1992), request for

reconsideration denied, EEOC Request No. 05920601 (September 10, 1992)).

CONCLUSION

Accordingly, the agency's decision concerning the class complaint and the

individual complaint which stemmed from the class complaint is VACATED,

and the matter is REMANDED for further processing pursuant to this

decision and the Order herein.

ORDER

The agency is ORDERED to take the following action:

Within 30 calendar days from the date this decision becomes final, the

agency shall forward the entire record to the Hearings Unit of the Miami

District Office. In its transmittal letter, the agency shall request

that an Administrative Judge be assigned for the purpose of undertaking

additional discovery to obtain information currently absent from the

record, and shall indicate that it would appear that additional discovery

may include information more fully describing the relevant vacancies

for supervisory positions for Assistant United States Attorneys and

the procedures for filling those positions during the relevant period;

the implementation of cash awards and other incentive awards for AUSAs

during the relevant period; and the disciplinary actions taken against

AUSAs during the relevant period, including who is responsible for

implementing discipline. The transmittal letter will also request that

the AJ render a decision on the issue of class certification, pursuant

to 29 C.F.R. � 1614.204, upon completion of this discovery phase.

While the above action is pending, the agency is to cease processing of

complainant's individual complaint, and hold its processing in abeyance.

Should the AJ's decision reject the class action complaint, then the

agency must notify complainant that his individual complaint will be

deemed filed as of the date of the final action, and that it will be

processed under the appropriate EEOC Regulations. See 29 C.F.R. �

1614.204(d)(7).

The agency shall provide a copy of the transmittal letter to the

Compliance Officer as referenced herein.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0501)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action. The

report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the complainant. If the agency does not comply with the Commission's

order, the complainant may petition the Commission for enforcement

of the order. 29 C.F.R. � 1614.503(a). The complainant also has the

right to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. �� 1614.407, 1614.408, and 29 C.F.R. � 1614.503(g).

Alternatively, the complainant has the right to file a civil action on

the underlying complaint in accordance with the paragraph below entitled

"Right to File A Civil Action." 29 C.F.R. �� 1614.407 and 1614.408.

A civil action for enforcement or a civil action on the underlying

complaint is subject to the deadline stated in 42 U.S.C. 2000e-16(c)

(1994 & Supp. IV 1999). If the complainant files a civil action, the

administrative processing of the complaint, including any petition for

enforcement, will be terminated. See 29 C.F.R. � 1614.409.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days of

receipt of another party's timely request for reconsideration. See 29

C.F.R. � 1614.405; Equal Employment Opportunity Management Directive for

29 C.F.R. Part 1614 (EEO MD-110), 9-18 (November 9, 1999). All requests

and arguments must be submitted to the Director, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. In the absence of a legible postmark, the

request to reconsider shall be deemed timely filed if it is received by

mail within five days of the expiration of the applicable filing period.

See 29 C.F.R. � 1614.604. The request or opposition must also include

proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (R0900)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court within ninety (90) calendar days from the date

that you receive this decision. In the alternative, you may file a

civil action after one hundred and eighty (180) calendar days of the date

you filed your complaint with the agency, or filed your appeal with the

Commission. If you file a civil action, you must name as the defendant in

the complaint the person who is the official agency head or department

head, identifying that person by his or her full name and official title.

Failure to do so may result in the dismissal of your case in court.

"Agency" or "department" means the national organization, and not the

local office, facility or department in which you work. Filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

March 2, 2004

__________________

Date

1The record reveals that complainant submitted

an additional reply brief in support of his appeal on March 28, 2003.

The Commission declines to consider this additional brief since it was

submitted beyond thirty days of the filing of the notice of appeal.

29 C.F.R. � 1614.403(d).