Fridgeland UK LimitedDownload PDFPatent Trials and Appeals BoardSep 9, 20212021002500 (P.T.A.B. Sep. 9, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/783,636 10/09/2015 Paul McAndrew FRID-001N01US 327549-2010 1061 58249 7590 09/09/2021 COOLEY LLP ATTN: IP Docketing Department 1299 Pennsylvania Avenue, NW Suite 700 Washington, DC 20004 EXAMINER SCHULT, ALLEN ART UNIT PAPER NUMBER 3762 NOTIFICATION DATE DELIVERY MODE 09/09/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): zIPPatentDocketingMailboxUS@cooley.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte PAUL McANDREW Appeal 2021-002500 Application 14/783,636 Technology Center 3700 ____________ Before STEFAN STAICOVICI, MICHAEL L. HOELTER, and BRETT C. MARTIN, Administrative Patent Judges. HOELTER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–3, 5–14, 17, 19–21, 23, 25, 29, 31, 40–42, 44–47, and 51–66, which constitute all the claims pending in this application. See Final Act 1 (Office Action Summary). Appellant’s counsel presented oral argument on August 10, 2021. We have jurisdiction under 35 U.S.C. § 6(b). 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as “Aerofoil Energy Limited.” Appeal Br. 3. Appeal 2021-002500 Application 14/783,636 2 We AFFIRM the Examiner’s rejections of these claims. CLAIMED SUBJECT MATTER The disclosed subject matter “relates to improvements in [open- fronted] refrigerators.” Spec. 1:3. Apparatus claims 1, 40, and 59 are independent. Claim 1 is representative of the claims on appeal and is reproduced below. 1. A refrigerator, comprising: a body defining a storage space and an open front, the open front providing access to the storage space; an air curtain system including an air egress having an outer edge, the air curtain system configured to produce an air curtain over at least part of the open front; a shelf disposed within the storage space, the shelf having a front edge disposed on a first side of the air curtain; and an airfoil having a curved pressure surface facing the storage space and a curved suction surface opposite the pressure surface coupled to the shelf and extending across at least part of the open front at least partially on a second side of the air curtain such that at least a portion of the air curtain is disposed between the front edge of the shelf and the airfoil, at least a portion of the curved pressure surface of the airfoil being in a plane defined by the shelf and spaced from the front edge of the shelf, the curved pressure surface and the curved suction surface of the airfoil collectively configured to straighten a flow of the air curtain towards vertical. EVIDENCE Name Reference Date Shibusawa et al. (“Shibusawa”) US 2008/0205040 A1 Aug. 28, 2008 Hahn et al. (“Hahn”) US 2008/0236182 A1 Oct. 2, 2008 Appeal 2021-002500 Application 14/783,636 3 Nuttall et al. (“Nuttall”) US 8,729,429 B2 May 20, 2014 Sjödin WO 2012/112115 A1 Aug. 23, 2012 Name not listed2 JP 51150569 U Dec. 1, 1976 Makoto JP 2010-207564 Sept. 24, 2010 REJECTIONS Claims 1, 7, 9–11, 13, 14, 20, 40, 46, 52, 53, 55, 59–62, 65, and 66 are rejected under 35 U.S.C. § 102(a)(1) as anticipated by Makoto. Claims 12, 29, and 51 are rejected under 35 U.S.C. § 103 as unpatentable over Makoto (Fig. 8) in view of Makoto (Fig. 5). Claims 1–3, 5–7, 9–14, 20, 29, 40–42, 44, 45, and 66 are rejected under 35 U.S.C. § 103 as unpatentable over [569] and Makoto. Claims 8 and 47 are rejected under 35 U.S.C. § 103 as unpatentable over Makoto and Shibusawa. Claim 8 is rejected under 35 U.S.C. § 103 as unpatentable over [569], Makoto, and Shibusawa. Claims 17, 19, 23, 31, 57, 58, 63, and 64 are rejected under 35 U.S.C. § 103 as unpatentable over Makoto and Nuttall. Claims 17, 19, 23, and 31 are rejected under 35 U.S.C. § 103 as unpatentable over [569], Makoto, and Nuttall. Claim 21 is rejected under 35 U.S.C. § 103 as unpatentable over Makoto and Hahn. 2 No applicant is listed in the English Language translation relied upon. The Examiner refers to this reference as “[569]” (Final Act. 8) and Appellant employs a similar abbreviation, i.e., “JP ‘569.” Appeal Br. 5. We refer to this reference as “[569].” Appeal 2021-002500 Application 14/783,636 4 Claim 54 is rejected under 35 U.S.C. § 103 as unpatentable over Makoto, Nuttall, and Hahn. Claim 25 and 56 are rejected under 35 U.S.C. § 103 as unpatentable over Makoto and Sjödin. Claim 25 is rejected under 35 U.S.C. § 103 as unpatentable over [569], Makoto, and Sjödin. ANALYSIS The rejection of: (a) claims 1, 7, 9–11, 13, 14, 20, 40, 46, 52, 53, 55, 59–62, 65, and 66 as anticipated by Makoto, and (b) claims 1–3, 5–7, 9–14, 20, 29, 40–42, 44, 45, and 66 as unpatentable over [569] and Makoto Appellant presents arguments under a heading stating that independent claims 1, 40, and 59 are allowable over Makoto and [569]. See Appeal Br. 5. Yet, Appellant only addresses claim 1 thereunder stating, “[t]he other independent claims include similar recitations and are allowable for similar reasons.”3 Appeal Br. 10; see also Reply Br. 6 (“While claims 40 and 59 differ in scope from claim 1, they are allowable over the reference of record for similar reasons.”). Accordingly, we select claim 1 for review. See also 37 C.F.R. § 41.37(c)(1)(iv) (2019). Appellant understands that claim 1 is rejected under both § 102 (anticipation) and § 103 (obviousness) stating, “[b]oth rejections of claim 1 rely on the Examiner’s allegation that Makoto discloses ‘a curved pressure surface and [a] curved suction surface of [an] airfoil collectively configured to straighten a flow of [an] air curtain towards vertical.’” Appeal Br. 5. Appellant disagrees with the Examiner’s assessment of Makoto and, as 3 Appellant also separately addresses the rejection of dependent claim 9 (see Appeal Br. 10) which we separately address below. Appeal 2021-002500 Application 14/783,636 5 support, Appellant “presented evidence in the form of an Expert Declaration” to demonstrate “that Makoto does not disclose or suggest an airfoil” having the recited curved surfaces that are “collectively configured to straighten a flow of an air curtain towards vertical, as recited in claim 1.” Appeal Br. 5; see also Reply Br. 4. The Examiner challenges the usefulness of this Expert Declaration because the calculations made and the conclusions reached “assume the airfoil is an N-10 airfoil with a 13 degree angle of attack.” Ans. 21. As expressed by the Examiner, “[t]here is simply no way that the level of analysis performed in the affidavit can be ascertained from such a low resolution figure that is not drawn to scale.” Ans. 22. In other words, while Makoto “must be considered in its entirety,” the Examiner states that the Declaration’s content “is far beyond what one of ordinary skill in the art can reasonably understand from the Figure 8 of Makoto.” Ans. 22; see also id. at 23. The Examiner further “notes that all conclusions of the affidavit are in fact from specific dimensions and angles of attack that cannot be understood from the Figures” and consequently, “all analysis of this Figure 8 is not accurate to the actual disclosure of Makoto and is not convincing evidence of Makoto not teaching the limitations.” Ans. 22. Appellant disagrees on this point referencing both In re Oelrich, 579 F.2d 86 (CCPA 1978) and MPEP § 716.01(c)(III) stating that “[f]actually based expert opinions on the level of ordinary skill in the art are sufficient to rebut a prima facie case of obviousness.” Appeal Br. 5. Appellant further references MPEP § 2125(I) stating “drawings must be evaluated for what they reasonably disclose and suggest to one of ordinary skill in the art.” Appeal Br. 9. Appeal 2021-002500 Application 14/783,636 6 It is noted that the submitted Expert Declaration acknowledges that “Makoto does not specify the geometry of the feature identified by the Examiner as an airfoil.” Declaration ¶ 5. Appellant contends that “in the absence of dimensional information, a skilled artisan must make some assumptions [to] evaluate the functionality of the Makoto device.” Reply Br. 3. In other words, the Examiner is correct that “Figure 8 in Makoto is not drawn to scale.” Final Act. 20. Appellant does not dispute this. See Appeal Br. 9. Despite not being drawn to scale, Appellant’s Expert Declaration provides a graphical illustration of overlaying an airfoil having an N-10 profile onto Makoto’s Figure 8. See Declaration ¶ 7 and accompanying illustration. Appellant contends that “[t]he N-10 profile used to model Makoto was selected as the most reasonable airfoil shape based on the disclosure.” Reply Br. 3; see also Declaration ¶ 5. Yet, as noted above, there is no indication that Makoto’s Figure 8 (or any of Makoto’s figures) were drawn to scale that might justify overlaying the figure to arrive at a particular airfoil profile. Paragraph 9 of the Expert Declaration provides another example (again with illustration) of scaling Makoto’s Figure 8 to arrive at an angle of attack of “approximately 13 degrees.” See also Reply Br. 4. This latter illustration is replicated below. Appeal 2021-002500 Application 14/783,636 7 The above shaded overlay of Makoto’s Figure 8 has been presented by Appellant to establish that Makoto’s angle of attack is “approximately 13 degrees.” Declaration ¶ 9. Despite the justification presented by Appellant for extracting specific geometries from a drawing admittedly not drawn to scale,4 our reviewing court has provided instruction that scaling drawings not drawn to scale is an act not to be undertaken. For example, Hockerson-Halberstadt, Inc. v. Avia Group Int’l, Inc., 222 F.3d 951, 956 (Fed. Cir. 2000), states that “patent drawings do not define the precise proportions of the elements and may not be relied on to show particular sizes if the specification is completely silent on the issue” (italics added). Here, Makoto is “completely silent on the issue” of being drawn to scale, and, as noted above, Appellant’s Expert acknowledges same. See Declaration ¶ 5. In such a situation, Makoto’s drawings are not to be used to extract “precise proportions of the elements and may not be relied on to show particular sizes” (such as an airfoil profile and an angle of attack) as did occur. 4 Appellant justifies such action stating, “FIG 8 of Makoto, relied on by the Examiner in rejecting claim 1, shows what a skilled artisan would (and did) reasonably conclude.” Reply Br. 4. Appeal 2021-002500 Application 14/783,636 8 Even should, for some reason, Appellant be permitted to scale Makoto’s drawings, it should be understood by Appellant that the size and orientation depicted in Figure 8 of Makoto may simply be accidental or random, with no intention of this figure actually limiting the teachings of Makoto to only that particular profile and/or orientation.5 Hence, the need to investigate Makoto “as a whole,” as expressed by Appellant (Appeal Br. 9) and not just one figure. See also Ans. 22 (“the reference must be considered in its entirety”). However, in view of the overt scaling that was undertaken, we agree with the Examiner’s assessment of Appellant’s Expert Declaration. In other words, we agree that because the calculations made and conclusions reached relied on data obtained by a method not sanctioned by our reviewing court, this Declaration can be properly considered “not accurate to the actual disclosure of Makoto and is not convincing evidence of Makoto not teaching the limitations.” Ans. 22. Further, and regarding Appellant’s “as a whole” contention mentioned above with respect to Makoto, Appellant states that this should also include “portions that would lead away from the claimed invention.” Appeal Br. 9. We do not disagree. In the matter before us, Appellant addresses Paragraph 60 of Makoto, which discusses Figure 6 thereof and describes Makoto’s air foil as being “inclined,” thus leading to a negative angle of attack as per Appellant’s Expert Declaration. See Declaration ¶ 9; Appeal Br. 9 (“when the reference is considered in its entirety, it is clear to a skilled artisan that Makoto contemplates a structure with a negative angle of attack”). 5 Similarly, there is no indication that Appellant’s schematic drawings are to likewise be understood as limiting Appellant’s disclosure to only that profile and that angle of attack illustrated. Appeal 2021-002500 Application 14/783,636 9 Paragraph 21 of the Expert Declaration concludes, “the negative AoA [angle of attack] selected by the Makato [sic.], causes a low pressure bubble on the pressure side of the structure that actually causes air impacting the leading edge to move away from the air curtain.” See also Reply Br. 5. Hence, as per Appellant, Makoto’s device “does not perform in the same manner as the claimed invention” (Appeal Br. 9; see also id. at 8), which requires the pressure and suction airfoil surfaces to “collectively” straighten the flow towards vertical. See also Reply Br. 5–6. In other words, and as per Appellant, “as explained in the Expert Declaration, only a portion of Makoto’s air curtain guide is configured to guide air back into the air curtain” (Appeal Br. 8) due to the negative angle of attack. However, if one were to actually address Makoto “as a whole,” as asserted by Appellant above, one would also understand that Makoto Paragraph 62 addresses Figure 7 thereof, which discusses the airfoil being “substantially perpendicular ǀ vertical with respect to 23 A.” Thus, this additional teaching directed to a perpendicular/vertical airfoil would render moot that portion of Appellant’s contentions asserting/assuming that Makoto only discloses a negative angle of attack, and the consequences arising from such an angle of attack as expressed in the Expert Declaration. Furthermore, Appellant does not explain how their curved air foil can satisfy the limitations of claim 1, but Makoto’s curved air foil cannot (in the absence of the Expert Declaration that improperly presumed certain parameters and made calculations and conclusions based thereon). See also Ans. 23. In rejecting claim 1, the Examiner relied on Figure 8 of Makoto, which is discussed in paragraphs 63 and 64 thereof. See Final Act. 3, 9. Paragraph 63 states that “air curtain guide 30 may be configured as a front Appeal 2021-002500 Application 14/783,636 10 wall 39” and that this front wall 39 “is a curved surface.” Paragraph 63 further states that “cold air flowing down from the [above] air curtain guide 30 . . . are moved along the curved surface of the front wall 39” and “into the space (in the space 35).”6 Paragraph 64 explains further that “a cold air curtain becomes easy to flow in into the space ǀ interval (space 35)” of each shelf, which “improve[s] the guide effect of a cold airflow.” Paragraph 64 continues discussing the curved surfaces of “upper end 39A and the rear surface 39C,” but also states that “the present invention is not limited to this.” Appellant contends that “Makoto does not disclose or suggest a suction surface configured to straighten airflow” (the recited “suction surface” corresponding to one of the elongated surfaces of Makoto’s airfoil). Appeal Br. 5; see also Reply Br. 7. However, as support for this contention, Appellant relies on the “Expert Declaration” (see Appellant’s Briefs generally), which we discount for the reasons expressed above.7 In short, without such reliance, Appellant does not make clear how Makoto fails to teach a curved airfoil whose surfaces are “collectively configured to straighten a flow of the air curtain towards vertical” as recited in claim 1. Accordingly, and based on the record presented, we sustain the rejections of independent claim 1. 6 Makoto’s space 35 is identified as the “cold air flow path[] that is open vertically.” Makoto ¶ 51. 7 Furthermore, what Makoto describes as having been accomplished and what the Expert Declaration ascertains Makoto actually accomplished (based upon a scaling of Makoto’s Figure 8) appear to differ. Regardless, the Expert Declaration does not detract from what Makoto describes as being accomplish in Makoto’s Specification. Appeal 2021-002500 Application 14/783,636 11 Appellant also presents separate arguments regarding claim 9, which depends directly from claim 1. Claim 9 includes the additional limitation of first and second shelves having first and second airfoils “collectively defining an open vertical passageway.” Appellant contends that “Makoto does not disclose or suggest an open vertical passageway” because Makoto discloses shelves that are mounted in such a manner as to result “in an angled (non-vertical) passageway between the shelf fronts and air curtain guides.” Appeal Br. 10 (referencing Makoto Fig. 1). The Examiner, however, in rejecting claim 9 (whether under anticipation or obviousness) referenced Figure 1 for disclosing multiple shelves, and relied on Figure 8 of Makoto for teaching the recited vertical arrangement. See Final Act. 3–4, 10. As discussed above, Makoto is directed to “cold air flowing down from” above with Makoto’s airfoils improving “the guide effect of a cold airflow.” Makoto ¶¶ 63, 64. Appellant addresses only Figure 1 of Makoto (see Appeal Br. 10), and not Figure 8 of Makoto or Makoto “as a whole.” Appeal Br. 9. Further, with respect to the rejection under Section 103, the Examiner not only addressed Makoto Figure 8, but also “Figure 1 of [569].” Final Act. 10; see also Ans. 24 (“[569] clearly shows an absolute vertical passageway”). Appellant does not explain how this Figure 1 of [569] likewise fails to teach a vertical orientation. Appellant does not address any other rejection expressed by the Examiner, or any other reference but Makoto.8 Accordingly, and based on the record presented, we sustain the Examiner’s rejections of these claims. 8 As noted above, Appellant’s sole statement regarding [569] is that “JP51- 150569 does not remedy the deficiencies of Makoto.” Appeal Br. 10. Appeal 2021-002500 Application 14/783,636 12 CONCLUSION In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 7, 9–11, 13, 14, 20, 40, 46, 52, 53, 55, 59– 62, 65, 66 102 Makoto 1, 7, 9–11, 13, 14, 20, 40, 46, 52, 53, 55, 59– 62, 65, 66 12, 29, 51 103 Makoto 12, 29, 51 1–3, 5–7, 9– 14, 20, 29, 40–42, 44, 45, 66 103 [569], Makoto 1–3, 5–7, 9– 14, 20, 29, 40–42, 44, 45, 66 8, 47 103 Makoto, Shibusawa 8, 47 8 103 [569], Makoto, Shibusawa 8 17, 19, 23, 31, 57, 58, 63, 64 103 Makoto, Nuttall 17, 19, 23, 31, 57, 58, 63, 64 17, 19, 23, 31 103 [569], Makoto, Nuttall 17, 19, 23, 31 21 103 Makoto, Hahn 21 54 103 Makoto, Nuttall, Hahn 54 25, 56 103 Makoto, Sjödin 25, 56 25 103 [569], Makoto, Sjödin 25 Overall Outcome 1–3, 5–14, 17, 19–21, 23, 25, 29, 31, 40–42, 44–47, 51– 66 Appeal 2021-002500 Application 14/783,636 13 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED Copy with citationCopy as parenthetical citation