Ford Global Technologies, LLCDownload PDFPatent Trials and Appeals BoardApr 15, 202014699291 - (D) (P.T.A.B. Apr. 15, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/699,291 04/29/2015 Yimin Liu 83519041 5826 28395 7590 04/15/2020 BROOKS KUSHMAN P.C./FGTL 1000 TOWN CENTER 22ND FLOOR SOUTHFIELD, MI 48075-1238 EXAMINER HAIDER, FAWAAD ART UNIT PAPER NUMBER 3687 NOTIFICATION DATE DELIVERY MODE 04/15/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): docketing@brookskushman.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte YIMIN LIU, PERRY ROBINSON MACNEILLE, and JINJING YANG Appeal 2019-004955 Application 14/699,291 Technology Center 3600 Before ST. JOHN COURTENAY III, LARRY J. HUME, and PHILLIP A. BENNETT, Administrative Patent Judges. HUME, Administrative Patent Judge. DECISION ON APPEAL Pursuant to 35 U.S.C. § 134(a), Appellant,1 Ford Global Technologies, LLC, appeals from the Examiner’s decision rejecting claims 1–5, 7–10, and 12–19, which are all claims pending in the application. Appellant has canceled claims 6, 11, and 20. Final Act. 2. We have jurisdiction under 35 U.S.C. § 6(b). We REVERSE. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). Appellant identifies the real party in interest as Ford Global Technologies, LLC. Appeal Br. 1. Appeal 2019-004955 Application 14/699,291 2 STATEMENT OF THE CASE2 The claims are directed to systems and methods for renting a vehicle as a joint-rental group via a ride-sharing server. See Abstract. Claim 10, reproduced below, is representative of the subject matter on appeal: Exemplary Claim 10. A computer-implemented method comprising: identifying a vehicle matching passenger characteristics of first and second users having matching rental criteria; sending a rent-share request including a confirmation identifier to the first and second users to rent-share as a joint rental group using the vehicle; renting the vehicle to the joint-rental group when the rent- share request is confirmed by receipt of the confirmation identifier from the vehicle; determining that a better-matched vehicle is now available for the joint rental group that was unavailable when the vehicle was rented; and sending a vehicle update request to the users of the joint rental group indicating that the better-matched vehicle is now available. 2 Our decision relies upon Appellant’s Appeal Brief (“Appeal Br.,” filed Oct. 24, 2018); Reply Brief (“Reply Br.,” filed June 5, 2019); Examiner’s Answer (“Ans.,” mailed April 5, 2019); Final Office Action (“Final Act.,” mailed July 11, 2018); and the original Specification (“Spec.,” filed April 29, 2015). Appeal 2019-004955 Application 14/699,291 3 Rejection on Appeal3 Claims 1–5, 7–10, and 12–19 stand rejected under 35 U.S.C. § 101 as being directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or abstract idea) without significantly more. Final Act. 2. ISSUE Under the USPTO’s Revised Guidance, informed by our governing case law concerning 35 U.S.C. § 101, is claim 10 patent-ineligible under § 101? PRINCIPLES OF LAW A. 35 U.S.C. § 101 An invention is patent-eligible if it is a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101.4 However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 70 (2012) (brackets in original) (citing Diamond v. Diehr, 450 U.S. 175, 185 (1981)). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo 3 Examiner has withdrawn the rejection of various claims under 35 U.S.C. § 103. Ans. 3. 4 This threshold analysis of whether a claim is directed to one of the four statutory categories of invention, i.e., a process, machine, manufacture, or composition of matter, is referred to as “Step 1” in the USPTO’s patent- eligibility analysis under § 101. MPEP § 2106. Appeal 2019-004955 Application 14/699,291 4 and Alice. Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 217–18 (2014) (citing Mayo, 566 U.S. at 75–77). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk . . . .”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diehr, 450 U.S. at 191); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1853))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent Appeal 2019-004955 Application 14/699,291 5 protection for that formula in the abstract . . . is not accorded the protection of our patent laws, and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citation omitted) (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). Abstract ideas may include, but are not limited to, fundamental economic practices, methods of organizing human activities, and mathematical formulas or relationships. Alice, 573 U.S. at 217–21. Under this guidance, we must therefore ensure at step one that we articulate what the claims are directed to with enough specificity to ensure the step one inquiry is meaningful. Id. at 217 (“[W]e tread carefully in construing this exclusionary principle lest it swallow all of patent law.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘“inventive concept”’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. Appeal 2019-004955 Application 14/699,291 6 B. USPTO Revised Guidance The PTO published revised guidance in the Federal Register concerning the application of § 101. See 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (January 7, 2019) (hereinafter “Revised Guidance”) (https://www.govinfo.gov/content/pkg/FR-2019-01- 07/pdf/2018-28282.pdf). Under the Revised Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes);5 and (2) additional elements that integrate the judicial exception into a practical application (see Manual for Patent Examining Procedure (“MPEP”) §§ 2106.05(a)–(c), (e)–(h)).6 See Revised Guidance 52–53. Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or 5 Referred to as “Revised Step 2A, Prong 1” in the Revised Guidance (hereinafter “Step 2A(i)”). 6 Referred to as “Revised Step 2A, Prong 2” in the Revised Guidance (hereinafter “Step 2A(ii)”). Appeal 2019-004955 Application 14/699,291 7 (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception.7 See Revised Guidance 56. Step 2A(i) – Abstract Idea Informed by our judicial precedent, the Revised Guidance extracts and synthesizes key concepts identified by the courts as abstract ideas to explain that the abstract idea exception includes the following groupings of subject matter, when recited as such in a claim limitation: (a) Mathematical concepts—mathematical relationships, mathematical formulas or equations, mathematical calculations; (b) Certain methods of organizing human activity — fundamental economic principles or practices (including hedging, insurance, mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions); and (c) Mental processes—concepts performed in the human mind (including an observation, evaluation, judgment, opinion). Revised Guidance 52 (footnotes omitted). Under the Revised Guidance, if the claim does not recite a judicial exception (a law of nature, natural phenomenon, or subject matter within the enumerated groupings of abstract ideas above), then the claim is patent- 7 Items (3) and (4) continue to be collectively referred to as “Step 2B” of the Supreme Court’s two-step framework, described in Mayo and Alice. Appeal 2019-004955 Application 14/699,291 8 eligible at Step 2A(i). This determination concludes the eligibility analysis, except in situations identified in the Revised Guidance.8 However, if the claim recites a judicial exception (i.e., an abstract idea enumerated above, a law of nature, or a natural phenomenon), the claim requires further analysis for a practical application of the judicial exception in Step 2A(ii). Step 2A(ii) – Practical Application If a claim recites a judicial exception in Step 2A(i), we determine whether the recited judicial exception is integrated into a practical application of that exception in Step 2A(ii) by: (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception(s); and (b) evaluating those additional elements individually and in combination to determine whether they integrate the exception into a practical application. The seven identified “practical application” sections of the MPEP,9 cited in the Revised Guidance under Step 2A(ii), are: 8 In the rare circumstance in which an examiner believes a claim limitation that does not fall within the enumerated groupings of abstract ideas should nonetheless be treated as reciting an abstract idea, the procedure described in of the Guidance for analyzing the claim should be followed. See Revised Guidance, Section III.C. 9 See MPEP §§ 2106.05(a)–(c), (e)–(h). Citations to the MPEP herein refer to revision [R-08.2017]. Sections 2106.05(a), (b), (c), and (e) are indicative of integration into a practical application, while §§ 2106.05(f), (g), and (h) relate to limitations that are not indicative of integration into a practical application. Appeal 2019-004955 Application 14/699,291 9 (1) MPEP § 2106.05(a) Improvements to the Functioning of a Computer or To Any Other Technology or Technical Field (2) MPEP § 2106.05(b) Particular Machine (3) MPEP § 2106.05(c) Particular Transformation (4) MPEP § 2106.05(e) Other Meaningful Limitations (5) MPEP § 2106.05(f) Mere Instructions To Apply An Exception (6) MPEP § 2106.05(g) Insignificant Extra-Solution Activity (7) MPEP § 2106.05(h) Field of Use and Technological Environment See Revised Guidance 55. If the recited judicial exception is integrated into a practical application as determined under one or more of the MPEP sections cited above, then the claim is not directed to the judicial exception, and the patent- eligibility inquiry ends. See Revised Guidance 54. If not, then analysis proceeds to Step 2B. Step 2B – “Inventive Concept” or “Significantly More” Under our reviewing courts’ precedent, it is possible that a claim that does not “integrate” a recited judicial exception under Step 2A(ii) is nonetheless patent eligible. For example, the claim may recite additional elements that render the claim patent eligible even though one or more claim elements may recite a judicial exception.10 The Federal Circuit has held claims eligible at the second step of the Alice/Mayo test (USPTO Step 2B) because the additional elements recited in the claims provided “significantly more” than the recited judicial exception (e.g., because the additional 10 See, e.g., Diehr, 450 U.S. at 187. Appeal 2019-004955 Application 14/699,291 10 elements were unconventional in combination).11 Therefore, if a claim has been determined to be directed to a judicial exception under Revised Step 2A, we must also evaluate the additional elements individually and in combination under Step 2B to determine whether they provide an inventive concept (i.e., whether the additional elements amount to significantly more than the exception itself).12 Under the Revised Guidance, we must consider in Step 2B whether an additional element or combination of elements: (1) “Adds a specific limitation or combination of limitations that are not well-understood, routine, conventional activity in the field, which is indicative that an inventive concept may be present;” or (2) “simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception, which is indicative that an inventive concept may not be present.” See Revised Guidance, Section III.B.13 11 See, e.g., Amdocs, Ltd. v. Openet Telecom, Inc., 841 F.3d 1288, 1300, 1304 (Fed. Cir. 2016); BASCOM Global Internet Services, Inc. v. AT&T Mobility LLC, 827 F.3d 1341, 1349–52 (Fed. Cir. 2016); DDR Holdings v. Hotels.com, L.P., 773 F.3d 1245, 1257–59 (Fed. Cir. 2014). 12 The patent eligibility inquiry may contain underlying issues of fact. Mortg. Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d 1314, 1325 (Fed. Cir. 2016). In particular, “[t]he question of whether a claim element or combination of elements is well-understood, routine and conventional to a skilled artisan in the relevant field is a question of fact.” Berkheimer v. HP Inc., 881 F.3d 1360, 1368 (Fed. Cir. 2018). 13 In accordance with existing Step 2B guidance, an Examiner’s finding that an additional element (or combination of elements) is well understood, routine, conventional activity must be supported with at least one of the four specific types of evidence required by the USPTO Berkheimer Memorandum, as shown above. For more information concerning evaluation Appeal 2019-004955 Application 14/699,291 11 In the Step 2B analysis, an additional element (or combination of elements) is not well-understood, routine or conventional unless the examiner finds an evidentiary basis, and expressly supports a rejection in writing with, one or more of the following: 1. A citation to an express statement in the specification or to a statement made by an applicant during prosecution that demonstrates the well-understood, routine, conventional nature of the additional element(s). . . . 2. A citation to one or more of the court decisions discussed in MPEP § 2106.05(d)(II) as noting the well- understood, routine, conventional nature of the additional element(s). 3. A citation to a publication that demonstrates the well-understood, routine, conventional nature of the additional element(s). . . . 4. A statement that the examiner is taking official notice of the well-understood, routine, conventional nature of the additional element(s). . . . See Berkheimer Memo 3–4. If the Examiner or the Board determines under Step 2B that the element (or combination of elements) amounts to significantly more than the exception itself, the claim is eligible, thereby concluding the eligibility analysis. of well-understood, routine, conventional activity, see MPEP § 2106.05(d), as modified by the USPTO Berkheimer Memorandum (USPTO Commissioner for Patents Memorandum dated Apr. 19, 2018, “Changes in Examination Procedure Pertaining to Subject Matter Eligibility, Recent Subject Matter Eligibility Decision (Berkheimer v. HP, Inc.)” (hereinafter “Berkheimer Memo”). Appeal 2019-004955 Application 14/699,291 12 However, if a determination is made that the element and combination of elements do not amount to significantly more than the exception itself, the claim is ineligible under Step 2B, and the claim should be rejected for lack of subject matter eligibility. ANALYSIS Step 1 – Statutory Category Claim 10, as a method (process) claim, recites one of the enumerated categories of eligible subject matter in 35 U.S.C. § 101. Therefore, the issue before us is whether it is directed to a judicial exception without significantly more. Step 2A(i): Does the Claim Recite a Judicial Exception? The Examiner determined that the claims are directed to “the abstract idea of ride-sharing joint rental groups, a fundamental economic practice or method of organizing human activities, which is considered an abstract idea.” Final Act. 2. We conclude claim 10 does not recite the judicial exceptions of either natural phenomena or laws of nature. We evaluate, de novo, whether claim 10 recites an abstract idea based upon the Revised Guidance. First, we look to the Specification to provide context as to what the claimed invention is directed to. In this case, the Specification discloses that the invention relates to “a multi-modal transportation system allowing for trip planning, bidding, displaying, and trip reservation, including joint-rental groups.” Spec. ¶ 1. Appeal 2019-004955 Application 14/699,291 13 Appellant’s Abstract describes the invention as follows: A ride-sharing server may receive, from a user, a vehicle-rental request including trip characteristics specifying an origin location, a destination location, and time constraints; identify another user having rental criteria matching that of the vehicle- rental request; send a rent-share request to the user and the other user to rent-share as a joint-rental group; and rent a vehicle to the joint-rental group when the rent-share request is confirmed. A mobile device of a ride-sharing user may send, to a rent-sharing server, a vehicle-rental request including trip characteristics specifying an origin location, a destination location, and time constraints; receive, from the rent-sharing server, a rent-share request to rent-share a vehicle as a joint- rental group including another user having rental criteria matching that of the vehicle-rental request; and responsive to the rent-share request, rent the vehicle as the joint-rental group. Spec. 37 (Abstract). Appellant cites to a May 4, 2016 Memorandum released by the PTO as guidance, Federal Circuit cases, and makes various arguments against the Examiner’s determination the claims are directed to an abstract idea. Appeal Br. 7. In the Appeal Brief, Appellant argues they are “unaware of any precedential opinions that describe an abstract idea with such identical detail to that of the recitations of claim 1.” Appeal Br. 7. Appellant argues BuySafe, Bilski, and Alice, cited by the Examiner (Final Act. 4–5) all relate to fundamental economic practices, but the claims do not. Appeal Br. 7. In view of the Revised Guidance, we find claim 10 recites a certain method of organizing human activity in the form of a commercial interaction, i.e., renting vehicles, or ride-sharing. Ans. 4. Appeal 2019-004955 Application 14/699,291 14 Representative Claim 10 In TABLE 1 below, we identify in italics the specific claim limitations in claim 10 that we conclude recite an abstract idea. : TABLE 1 Independent Claim 10 Revised Guidance A computer- implemented method comprising: A process (method) is a statutory subject matter class. See 35 U.S.C. § 101. [L1] identifying a vehicle matching passenger characteristics of first and second users having matching rental criteria; identifying a vehicle that matches passengers with matching rental criteria is an abstract idea, i.e., a certain method of organizing human activity in the form of a commercial interaction or, alternatively, it can be considered an abstract idea in the form of an observation, evaluation, judgment, opinion” which could be performed as a mental process. See Revised Guidance 52. [L2] sending a rent- share request including a confirmation identifier to the first and second users to rent-share as a joint rental group using the vehicle Sending a ride-share request is an abstract idea, i.e., a commercial interaction. Revised Guidance 52. [L3] renting the vehicle to the joint-rental group when the rent-share request is confirmed by receipt of the confirmation identifier from the vehicle; Renting the vehicle upon confirmation is an abstract idea, i.e., a commercial interaction. Revised Guidance 52. [L4] determining that a better-matched vehicle is now available for the Although we conclude determining that a better-matched vehicle is now available when it was not available earlier is an Appeal 2019-004955 Application 14/699,291 15 Independent Claim 10 Revised Guidance joint rental group that was unavailable when the vehicle was rented; abstract idea, we further conclude this step represents integration of the abstract idea into a practical application, as discussed below with respect to Step 2(ii), below. [L5] sending a vehicle update request to the users of the joint rental group indicating that the better-matched vehicle is now available. We conclude sending a vehicle update request indicating that a better-matched vehicle is now available is a practical application of the abstract idea. For the reasons provided in TABLE 1, above, we identify limitations [L1] – [L3] as representing various abstract ideas of commercial interaction in renting a vehicle.14 Thus, under Step 2A(i), we agree with the Examiner that claim 10’s computer-implemented method recites a judicial exception. We conclude claim 10, under our Revised Guidance, recites a judicial exception of renting vehicles, i.e., a commercial interaction, and thus is an abstract idea. 14 Our reviewing court recognizes that “[a]n abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). That need not and, in this case does not, “impact the patentability analysis.” Id. at 1241. Further, “[t]he Board’s slight revision of its abstract idea analysis does not impact the patentability analysis.” Id. Moreover, merely combining several abstract ideas does not render the combination any less abstract. RecogniCorp, LLC v. Nintendo Co., 855 F.3d 1322, 1327 (Fed. Cir. 2017) (“Adding one abstract idea (math) to another abstract idea . . . does not render the claim non-abstract.”); see also FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1093–94 (Fed. Cir. 2016) (determining the pending claims were directed to a combination of abstract ideas). Appeal 2019-004955 Application 14/699,291 16 Step 2A(ii): Judicial Exception Integrated into a Practical Application? If the claims are directed to a judicial exception, as we conclude above, we proceed to the “practical application” Step 2A(ii) in which we determine whether the recited judicial exception is integrated into a practical application of that exception by: (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception(s); and (b) evaluating those additional elements individually and in combination to determine whether they integrate the exception into a practical application. Appellant argues “While the Final Office Action states that ‘[c]laims 1–5, 7–10, and 12–19 disclose a generic computer performing generic computing functions to implement the abstract idea,’ no analysis is provided of the combination of elements of the claims.” Appeal Br. 8. “The ‘abstract idea’ step of the inquiry calls upon us to look at the ‘focus of the claimed advance over the prior art’ to determine if the claim's ‘character as a whole’ is directed to excluded subject matter.” Affinity Labs of Tex., LLC v. DIRECTTV, LLC, 838 F.3d 1253, 1257 (Fed. Cir. 2016) (quoting Elec. Power Grp., LLC v. Alstom S.A., 830 F.3d 1350, 1353 (Fed. Cir. 2016)); see also Enfish, 822 F.3d at 1335. In addition to the abstract limitations identified above, we conclude limitations [L4] (“determining that a better-matched vehicle is now available for the joint rental group that was unavailable when the vehicle was rented”); [L5] (“sending a vehicle update request to the users of the joint rental group indicating that the better-matched vehicle is now available”) integrate the abstract idea of vehicle rental into a practical application of that abstract idea. Appellant’s Specification describes the ride-sharing server Appeal 2019-004955 Application 14/699,291 17 determining whether there is a change in the composition of the rental group and changing the needs for the size and other characteristics of the vehicle accordingly. Spec. ¶¶104–106. If a better matched vehicle is available, a vehicle update request is sent to the rental group. Spec. ¶¶106-107. Under the Revised Guidance, we conclude this is a practical application of the abstract idea of vehicle rental and/or ride sharing. While we determine that Appellant’s claims recite an abstract idea, we are persuaded by Appellant’s arguments that the claims integrate the abstract idea into a practical application. In our view, the claim as a whole reflects a practical application that is an improvement to existing vehicle rental systems. We find sufficient evidence in the record before us that the claimed subject matter reflects a specific asserted improvement in technology over that which was practiced in the art and for that reason we determine that independent claim 10, and the claims depending therefrom, are not directed to an abstract idea.15 See, e.g., MPEP § 2106.05(a) (Improvements to the Functioning of a Computer or To Any Other Technology or Technical Field). Accordingly, in consideration of the Revised Guidance, we determine there is an integration of the abstract idea into a practical application. Accordingly, we conclude the abstract idea is integrated into a practical application, and thus the claim is not directed to the judicial exception. Even though the analysis may stop here, we continue to Step 2B for a second and alternative reason to not sustain the Examiner’s rejection of representative claim 10. 15 We make similar findings and conclusions for independent claims 1 and 15, and claims depending therefrom. Appeal 2019-004955 Application 14/699,291 18 Alternative Grounds of Reversal: Step 2B – “Inventive Concept” or “Significantly More” If the claims are directed to a judicial exception, and assuming the abstract idea or ideas are not integrated into a practical application, we proceed to the “inventive concept” step. For Step 2B we must “look with more specificity at what the claim elements add, in order to determine ‘whether they identify an “inventive concept” in the application of the ineligible subject matter’ to which the claim is directed.” Affinity Labs, 838 F.3d at 1258. In applying step two of the Alice analysis, our reviewing court guides we must “determine whether the claims do significantly more than simply describe [the] abstract method” and thus transform the abstract idea into patentable subject matter. Ultramercial, Inc. v. Hulu, LLC, 772 F.3d 709, 715 (Fed. Cir. 2014). We look to see whether there are any “additional features” in the claims that constitute an “inventive concept,” thereby rendering the claims eligible for patenting even if they are directed to an abstract idea. Alice, 573 U.S. at 221. Those “additional features” must be more than “well-understood, routine, conventional activity.” Mayo, 566 U.S. at 79. Limitations referenced in Alice that are not enough to qualify as “significantly more” when recited in a claim with an abstract idea include, as non-limiting or non-exclusive examples: adding the words “apply it” (or an equivalent) with an abstract idea16; mere instructions to implement an 16 Alice, 573 U.S. at 221–23. Appeal 2019-004955 Application 14/699,291 19 abstract idea on a computer17; or requiring no more than a generic computer to perform generic computer functions that are well-understood, routine and conventional activities previously known to the industry.18 The patent-eligibility inquiry may contain underlying issues of fact. Mortg. Grader, 811 F.3d at 1325. In particular, “[t]he question of whether a claim element or combination of elements is well-understood, routine and conventional to a skilled artisan in the relevant field is a question of fact.” Berkheimer, 881 F.3d at 1368. See Berkheimer Memo. In particular, the Berkheimer Memo points out that a combination of elements is found to be well-understood, conventional, or routine, only if an examiner expressly finds 1) a citation to an express statement in the specification, 2) a citation to a court decision noting the well-understood, routine, conventional nature of the combination of elements, 3) a citation to a publication that demonstrates the well-understood, routine, conventional nature of the combination of elements, or 4) a statement of official notice of the well-understood, routine, conventional nature of the combination. Id. at pp. 3–4. Appellant argues the Examiner failed to provide sufficient evidence showing the routine, conventional, or well-understood nature of the claim limitations as a whole. Appeal Br. 8. Appellant specifically argues “[a]s no factual support is provided for the assertion that the claims recite only 17 Alice, 573 U.S. at 222–23, e.g., simply implementing a mathematical principle on a physical machine, namely a computer. 18 Alice, 573 U.S. at 225 (explaining using a computer to obtain data, adjust account balances, and issue automated instructions involves computer functions that are well-understood, routine, conventional activities). Appeal 2019-004955 Application 14/699,291 20 conventional or generic technology, the rejection should be withdrawn.” Id; Reply Br. 3. We agree with Appellant that the Examiner erred by not making at least one of the four types of factual findings required by Berkheimer. Final Act. 2–8; Ans. 3–7. Accordingly, on the record before us, for essentially the reasons articulated by Appellant, we alternatively do not sustain the Examiner's rejection of representative claim 10 under 35 U.S.C. § 101, and dependent claims 12–14, which stand therewith. Similarly, we do not sustain the § 101 rejection of independent claims 1 and 15 and dependent claims 2–5, 7–9, and 15–19 depending therefrom, and which are of commensurate scope. CONCLUSION Under our Revised Guidance, governed by relevant case law, claims 1–5, 7–10, and 12–19 are patent-eligible under 35 U.S.C. § 101, and we do not sustain the rejection. DECISION SUMMARY Claims Rejected 35 U.S.C. § Basis / References Affirmed Reversed 1–5, 7–10, 12–19 101 Subject Matter Eligibility 1–5, 7–10, 12–19 REVERSED Copy with citationCopy as parenthetical citation