Facebook, Inc.Download PDFPatent Trials and Appeals BoardApr 23, 202014527151 - (D) (P.T.A.B. Apr. 23, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/527,151 10/29/2014 Patrick James Kemp 26295-27099/US 2332 87851 7590 04/23/2020 Facebook/Fenwick Silicon Valley Center 801 California Street Mountain View, CA 94041 EXAMINER ELCHANTI, TAREK ART UNIT PAPER NUMBER 3621 NOTIFICATION DATE DELIVERY MODE 04/23/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): fwfacebookpatents@fenwick.com ptoc@fenwick.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte PATRICK JAMES KEMP and FREDERICK ROSS LEACH ____________ Appeal 2019-004967 Application 14/527,151 Technology Center 3600 ____________ Before ST. JOHN COURTENAY III, LARRY J. HUME, and PHILLIP BENNETT, Administrative Patent Judges. COURTENAY, Administrative Patent Judge. DECISION ON APPEAL Appellant1 appeals under 35 U.S.C. § 134(a) from a final rejection of claims 1–20. We have jurisdiction over the pending claims under 35 U.S.C. § 6(b). We affirm. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). According to Appellant, the real party in interest is Facebook, Inc. See Appeal Br. 2. Appeal 2019-004967 Application 14/527,151 2 STATEMENT OF THE CASE Introduction Embodiments of Appellant’s invention relates generally to “measuring advertising effectiveness, and in particular to measuring user responses to polling data based on advertising exposure.” Spec. ¶ 1. Rejection Claims 1–20 are rejected under 35 U.S.C. § 101, as being directed to a judicial exception, without significantly more. See Final Act. 2–4.2 Issue on Appeal Did the Examiner err in rejecting claims 1–20 under 35 U.S.C. § 101, as being directed to a judicial exception, without significantly more? ANALYSIS We reproduce infra independent claim 1 in Table One. We have considered all of Appellant’s arguments and any evidence presented. We highlight and address specific findings and arguments for emphasis in our analysis below. Rejection under 35 U.S.C. § 101 Principles of Law A. Section 101 An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. 2 We note the Examiner only lists claims 1–19 as being rejected on the “Office Action Summary” page of the Final Action. Claim 20 is not listed as being objected to or allowed. We treat this as a typographical error by the Examiner, because claims 1–20 are before us on appeal and stand rejected under 35 U.S.C. § 101 in a detailed statement of rejection, as shown on page 2 of the Final Action. Appeal 2019-004967 Application 14/527,151 3 However, the U.S. Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. Pty. Ltd. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Court’s two-part framework, described in Mayo and Alice. Alice, 573 U.S. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). Appeal 2019-004967 Application 14/527,151 4 In Diehr, the claim at issue recited a mathematical formula, but the Court held that “a claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 187; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). Having said that, the Supreme Court also indicated that a claim “seeking patent protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (quotation marks omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. B. USPTO § 101 Guidance The U.S. Patent and Trademark Office (“USPTO”) published revised guidance on the application of § 101. USPTO’s January 7, 2019 Appeal 2019-004967 Application 14/527,151 5 Memorandum, 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (“2019 Memorandum”).3 Under that guidance, we first look to whether the claim recites: (1) (see 2019 Memorandum Step 2A – Prong One) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) (see 2019 Memorandum Step 2A – Prong Two) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)–(c), (e)–(h)).4 Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See 2019 Memorandum Step 2B. 3 The Office issued a further memorandum on October 17, 2019 (October 2019 Update: Subject Matter Eligibility, the “October 2019 Memorandum”) clarifying guidance of the January 2019 Memorandum in response to received public comments. See https://www.uspto.gov/sites/default/files/documents/peg_oct_2019_ update.pdf. Moreover, “[a]ll USPTO personnel are, as a matter of internal agency management, expected to follow the guidance.” 2019 Memorandum, 84 Fed. Reg. at 51; see also October 2019 Memorandum at 1. 4 This evaluation is performed by (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception, and (b) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application. See 2019 Memorandum - Section III(A)(2). Appeal 2019-004967 Application 14/527,151 6 Because there is no single definition of an “abstract idea” under Alice step 1, the PTO has recently synthesized, for purposes of clarity, predictability, and consistency, key concepts identified by the courts as abstract ideas to explain that the “abstract idea” exception includes the following three groupings: 1. Mathematical concepts—mathematical relationships, mathematical formulas or equations, mathematical calculations; 2. Mental processes—concepts performed in the human mind (including an observation, evaluation, judgment, opinion); and 3. Certain methods of organizing human activity—fundamental economic principles or practices (including hedging, insurance, mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions). See 2019 Memorandum, 84 Fed. Reg. at 52. According to the 2019 Memorandum, “[c]laims that do not recite [subject] matter that falls within these enumerated groupings of abstract ideas should not be treated as reciting abstract ideas,” except in rare circumstances. Even if the claims recite any one of these three groupings of abstract ideas, these claims are still not “directed to” a judicial exception (abstract idea), and thus are patent eligible, if “the claim as a whole integrates the recited judicial exception into a practical application of that exception.” See 2019 Memorandum, 84 Fed. Reg. at 53. Appeal 2019-004967 Application 14/527,151 7 For example, limitations that are indicative of integration into a practical application include: 1. Improvements to the functioning of a computer, or to any other technology or technical field — see MPEP § 2106.05(a); 2. Applying the judicial exception with, or by use of, a particular machine — see MPEP § 2106.05(b); 3. Effecting a transformation or reduction of a particular article to a different state or thing — see MPEP § 2106.05(c); and 4. Applying or using the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception — see MPEP § 2106.05(e). In contrast, limitations that are not indicative of integration into a practical application include: 1. Adding the words “apply it” (or an equivalent) with the judicial exception, or merely include instructions to implement an abstract idea on a computer, or merely uses a computer as a tool to perform an abstract idea — see MPEP § 2106.05(f); 2. Adding insignificant extra-solution activity to the judicial exception — see MPEP § 2106.05(g); and 3. Generally linking the use of the judicial exception to a particular technological environment or field of use — see MPEP § 2106.05(h). See 2019 Memorandum, 84 Fed. Reg. at 54–55 (“Prong Two”). Appeal 2019-004967 Application 14/527,151 8 2019 Memorandum, Step 2A, Prong One 5 The Judicial Exception Under the 2019 Memorandum, we begin our analysis by first considering whether the claims recite any judicial exceptions, including certain groupings of abstract ideas, in particular: (a) mathematical concepts, (b) mental steps, and (c) certain methods of organizing human activities. The Examiner concludes the claims recite the abstract idea of “measuring the impact of advertisement and providing a common comparison metric by calculating a lift metric for the advertisement.” Final Act. 2. We apply the Director’s 2019 Memorandum de novo. In Table One below, we identify in italics the specific claim limitations that we conclude recite an abstract idea. We also identify in bold the additional (non-abstract) claim elements that we find are generic computer components: 5 Throughout this opinion, we give the claim limitations the broadest reasonable interpretation consistent with the Specification. See In re Morris, 127 F.3d 1048, 1054 (Fed. Cir. 1997). Appeal 2019-004967 Application 14/527,151 9 TABLE ONE Independent Claim 1 2019 Memorandum [a] A method comprising:6 receiving, at a polling system, an advertisement identifier of an advertising impression on a mobile device of an advertisement provided by a third party system and a device identification of the mobile device on which the advertising impression was displayed. Receiving identification information of a mobile device and an advertisement identifier of an advertisement impression are insignificant extra-solution activities (i.e., data gathering). See 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). Abstract Idea: Advertising is a method of organizing human activity, i.e., a commercial interaction including, advertising and sales activities or behaviors and business relations. See 2019 Memorandum, 84 Fed. Reg. at 52. [b] identifying, by the polling system, a target user associated with a stored device identification that matches the received device identification; Abstract Idea: Identifying a target user associated with a matched identification could be performed alternatively as a mental process. See 2019 Memorandum, 84 Fed. Reg. at 52. [c] associating, by the polling system, the target user with the advertisement identifier, the associating indicating that the target user has viewed the advertisement; Abstract Idea: associating the target user with the advertisement identifier is a method of organizing human activity, i.e., a commercial interaction including, advertising and sales activities or behaviors and business relations. The associating could also be performed alternatively as a mental process. See 2019 Memorandum, 84 Fed. Reg. at 52. 6 A method falls under the statutory subject matter class of a process. See 35 U.S.C. § 101 (“Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.”). Appeal 2019-004967 Application 14/527,151 10 Independent Claim 1 2019 Memorandum [d] identifying, by the polling system, a first set of users who are not associated with the advertisement identifier, the first set of users having not viewed the advertisement; Abstract Idea: identifying a first set of users who are not associated with the advertisement identifier is a method of organizing human activity, i.e., a commercial interaction including, advertising and sales activities or behaviors and business relations. The identifying could also be performed alternatively as a mental process. See 2019 Memorandum, 84 Fed. Reg. at 52. [e] identifying, by the polling system, a second set of users comprising users who are associated with the advertisement identifier, the second set of users having viewed the advertisement, wherein the second set of users includes the target user; Abstract Idea: identifying a second set of users who are associated with the advertisement identifier is a method of organizing human activity, i.e., a commercial interaction including, advertising and sales activities or behaviors and business relations. The identifying could also be performed alternatively as a mental process. See 2019 Memorandum, 84 Fed. Reg. at 52. [f] receiving, at the polling system, poll results for a poll provided to the first set of users and the second set of users, the poll querying users about a subject matter of the advertisement; and Receiving poll results is an insignificant extra-solution activity (i.e., data gathering). See 2019 Memorandum, 84 Fed. Reg. at 55 n.31; see also MPEP § 2106.05(g). [g] calculating, by the polling system, a lift metric for the advertisement by comparing the poll results of the first set of users to the poll results of the second set of users, the lift metric describing the comparative poll results of the first set of Abstract Idea: Calculating a lift metric for the advertisement by comparing the poll results is a mathematical calculation that could be performed alternatively as a mental process. See 2019 Memorandum, 84 Fed. Reg. at 52. Appeal 2019-004967 Application 14/527,151 11 Independent Claim 1 2019 Memorandum users to the poll results of the second set of users. Abstract Idea As detailed above in Table One, e.g., step “c” (associating the target user with the advertisement identifier) recites a method of organizing human activity, i.e., a commercial interaction including, advertising and sales activities or behaviors and business relations. See 2019 Memorandum, 84 Fed. Reg. at 52. Additionally, step “g” recites a mathematical calculation: “calculating . . . a lift metric for the advertisement by comparing the poll results of the first set of users to the poll results of the second set of users.” Claim 1. See 2019 Memorandum, 84 Fed. Reg. at 52. “An abstract idea can generally be described at different levels of abstraction.” Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1240 (Fed. Cir. 2016). Merely combining several abstract ideas does not render the combination any less abstract. See RecogniCorp, LLC v. Nintendo Co., Ltd., 855 F.3d 1322, 1327 (Fed. Cir. 2017) (“Adding one abstract idea (math) to another abstract idea . . . does not render the claim non-abstract.”); FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1093–94 (Fed. Cir. 2016) (determining the pending claims were directed to a combination of abstract ideas). Because we conclude all of claims 1–20 on appeal recite an abstract idea, as identified above, under Step 2A, Prong One, we proceed to Step 2A, Prong Two. Appeal 2019-004967 Application 14/527,151 12 2019 Memorandum, Step 2A, Prong Two Integration of the Judicial Exception into a Practical Application Pursuant to the 2019 Memorandum, we consider whether there are additional elements set forth in the claims that integrate the judicial exception into a practical application. See 2019 Memorandum, 84 Fed. Reg. at 54–55. Additional Generic Computer Limitations As emphasized in bold in Table One, supra, we note the additional generic computer components recited in independent claim 1, for example: “a polling system,” “third party system,” and “a mobile device.” (emphases added). The mobile device is not described in the Specification as anything other than a generic mobile device. See Spec. Pars. 4–6, Fig. 1. We further note the polling system is an online polling system permitting users to log into the polling system. See Spec. pars. 4, 42, Fig. 1. The polling system also receives advertising impressions. See Spec. par. 5. We emphasize that McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299 (Fed. Cir. 2016), guides: “[t]he abstract idea exception prevents patenting a result where ‘it matters not by what process or machinery the result is accomplished.’” 837 F.3d at 1312 (quoting O’Reilly v. Morse, 56 U.S. 62, 113 (1854)) (emphasis added). See supra Table One. MPEP § 2106.05(a) Improvements to the Functioning of a Computer or to Any Other Technology or Technical Field Appellant contends claim 1 recites a method of providing a polling system that can effectively identify and measure responses of groups of users that have had different online exposures. See Appeal Br. 12. Appeal 2019-004967 Application 14/527,151 13 Appellant contends Claim 1: [I]mproves the technical field of polling systems, and accordingly includes significantly more than any abstract idea. It does so by identifying device identifiers associated with an advertisement identifier. It also does so by identifying a device identifier with a user identifier. It also does so by associating the advertisement identifier with a user identifier in order to effectively categorize users into groups of users who have viewed an advertisement with users have not viewed an advertisement. Appeal Br. 17–18. MPEP § 2106.05(a) provides applicable guidance: To show that the involvement of a computer assists in improving the technology, the claims must recite the details regarding how a computer aids the method, the extent to which the computer aids the method, or the significance of a computer to the performance of the method. Merely adding generic computer components to perform the method is not sufficient. Thus, the claim must include more than mere instructions to perform the method on a generic component or machinery to qualify as an improvement to an existing technology. Id. (emphasis added). Here, the argued improvement that overcomes problems arising from advances in the technology of polling systems is not claimed. The claims are silent regarding any mention of polling system technology. Our reviewing court guides that the “‘mere automation of manual processes using generic computers’ . . . ‘does not constitute a patentable improvement in computer technology,’” Trading Techs. Int’l v. IBG LLC, 921 F.3d 1378, 1384 (Fed. Cir. 2019) (quoting Credit Acceptance Corp. v. Westlake Servs., 859 F.3d 1044, 1055 (Fed. Cir. 2017). Appellant has not sufficiently explained how the recited mobile device or polling system components include more than mere instructions to Appeal 2019-004967 Application 14/527,151 14 perform the recited steps to demonstrate an improvement to an existing technology. See claim 1. DDR Holdings Appellant also argues: As in DDR, the methods recited in the claims do not merely claim “the performance of some business practice known from the pre- Internet world along with the requirement to perform it on the Internet.” DDR at 1264. The claims instead recite a specific, discrete implementation of receiving an advertisement identifier, identifying a target user, associating the target user with the advertisement identifier, identifying a first set of users not associated with the advertisement identifier, identifying a second set of users associated with the advertisement identifier, receiving polling results for a poll provided to the first set of users and second set of users, and calculating a lift metric for the advertisement by comparing the poll results. Appeal Br. 12–13. We do not agree with Appellant that this is a case involving eligible subject matter, as was the case in DDR Holdings, LLC v. Hotels.com, L.P., 773 F.3d 1245 (Fed. Cir. 2014). See Appeal Br. 14. In DDR, instead of a computer network operating in its normal, expected manner by sending a website visitor to a third-party website via a clicked advertisement, the claimed invention generated and directed the visitor to a hybrid page that presented: (1) product information from the third party, and (2) the visual “look and feel” elements from the host website, thus retaining the visitor at the original website. DDR, 773 F.3d at 125859. Given this particular Internet-based solution, the court held that the claimed invention did not merely use the Internet to perform a business practice known from the pre-Internet world, but rather was necessarily Appeal 2019-004967 Application 14/527,151 15 rooted in computer technology to overcome a problem specifically arising in computer networks. Id. at 1257. That is not the case here. Although Appellant's claimed invention results in the last recited step “g” of “calculating, by the polling system a lift metric for the advertisement by comparing the poll results of the first set of users to the poll results of the second set of users, the lift metric describing the comparative poll results of the first set of users to the poll results of the second set of users” (claim 1 (emphasis added)), there is no recitation of solving a problem unique to the Internet or a website, as was the case in DDR. To the extent that Appellant has invented an improved method of “a polling system” (claim 1), we note an improved abstract idea is still an abstract idea. See Mayo, 566 U.S. at 90 (holding that a novel and nonobvious claim directed to a purely abstract idea is, nonetheless, patent-ineligible). Therefore, it is our view that Appellant’s claimed invention is not rooted in computer technology in the sense contemplated by DDR, in which the claimed invention solved a challenge particular to the Internet. Thus, we agree with the Examiner’s response in the Answer: “In contrast with the claims in DDR, Applicant’s claims are not necessarily rooted in computer technology. Notably, the invention aims to solve an entrepreneurial problem rather than a technological one.” Ans. 3. Accordingly, on this record, we conclude representative claim 1 does not recite an improvement to the functionality of the polling system, mobile device, third party system, or other technology or technical field. See MPEP § 2106.05(a). Appeal 2019-004967 Application 14/527,151 16 MPEP §§ 2106.05(b), 2106.05(c), 2106.05(e) Appellant advances no arguments that any of the method claims on appeal are tied to a particular machine, or transform an article to a different state or thing. See MPEP §§ 2106.05(b), 2106.05(c). Nor does Appellant advance further substantive, persuasive arguments as to any particular “meaningful” claim limitations, such as those of the types addressed under MPEP § 2106.05(e), that impose meaningful limits on the judicial exception.7 MPEP § 2106.05(f) Merely including instructions to implement an abstract idea on a computer, or Merely using a computer as a tool to perform an abstract idea We conclude Appellant’s claimed invention merely implements the abstract idea using instructions executed on generic mobile device and computer components, as depicted in bold type in Table One. Thus, we conclude Appellant’s claims merely use a programmed computer as a tool to perform an abstract idea. MPEP § 2106.05(g) Adding insignificant extra-solution activity to the judicial exception As mapped in the right column of Table One, supra, we conclude that representative independent claim 1 recites extra-solution activities that 7 See 2019 Memorandum, 84 Fed. Reg. at 55, citing MPEP § 2106.05(e): “[A]pply[ing] or us[ing] the judicial exception in some other meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception.” (emphasis added). Appeal 2019-004967 Application 14/527,151 17 courts have determined to be insufficient to transform judicially excepted subject matter into a patent-eligible application. See MPEP § 2106.05(g); 2019 Memorandum, 84 Fed. Reg. at 55 n.31. We conclude these limitations use generic computer components in an ordinary capacity to perform a generic computer task: e.g., receiving data, i.e., receiving an advertisement identifier of an advertising impression on a mobile device, and receiving poll results. See claim 1, Table One. See buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014) (“That a computer receives and sends the information over a network—with no further specification—is not even arguably inventive.”). That is, these limitations use a generic computer component that performs a generic computer function as a tool to perform an abstract idea. Thus, these limitations do not integrate the abstract idea into a practical application. See Alice, 573 U.S. at 223–24. Instead, these limitations perform insignificant extra-solution activities. Cf. Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1242 (Fed. Cir. 2016) (agreeing with the Board that printing and downloading generated menus are insignificant post-solution activities). MPEP § 2106.05(h) Generally linking the use of the judicial exception to a particular technological environment or field of use The Supreme Court guides: “the prohibition against patenting abstract ideas ‘cannot be circumvented by attempting to limit the use of the formula to a particular technological environment’ or [by] adding ‘insignificant postsolution activity.’” Bilski, 561 U.S. at 610–12 (quoting Diehr, 450 U.S. at 191–92). Appeal 2019-004967 Application 14/527,151 18 To the extent Appellant contends there is an absence of preemption (Appeal Br. 15), our reviewing court provides applicable guidance: “While preemption may signal patent ineligible subject matter, the absence of complete preemption does not demonstrate patent eligibility.” Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379 (Fed. Cir. 2015). Nor do claims 1–20 on appeal present any other issues as set forth in the 2019 Memorandum regarding a determination of whether the additional generic elements integrate the judicial exception into a practical application. See 2019 Memorandum, 84 Fed. Reg. at 55. Thus, under Step 2A, Prong Two (MPEP §§ 2106.05(a)–(c) and (e)– (h)), we conclude claims 1–20 do not integrate the judicial exception into a practical application. Therefore, we proceed to Step 2B, The Inventive Concept. The Inventive Concept – Step 2B Under the 2019 Memorandum, only if a claim: (1) recites a judicial exception, and (2) does not integrate that exception into a practical application, do we then look to whether the claim adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or, simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. Berkheimer v. HP Inc., 881 F.3d 1360 (Fed. Cir. 2018) We note that Berkheimer was decided by the Federal Circuit on February 8, 2018. On April 19, 2018, the PTO issued the Memorandum titled: “Changes in Examination Procedure Pertaining to Subject Matter Appeal 2019-004967 Application 14/527,151 19 Eligibility, Recent Subject Matter Eligibility Decision (Berkheimer v. HP, Inc.)” (hereinafter “Berkheimer Memorandum”).8 The Berkheimer Memorandum provided specific requirements for an Examiner to support with evidence any finding that claim elements (or a combination of elements) are well-understood, routine, or conventional. Under Step 2B, the Examiner finds: the claimed invention is conventional because it complies with the Berkheimer memorandum. As for Step 2b the claim limitations do not include additional elements that are sufficient to amount to significantly more than the abstract idea. For example "polling system as found in Claim(s) 1, and 9, third party system as found in Claim(s) 1, and 9, mobile device as found in Claim(s) 1, and 9, computer readable medium as found in Claim(s) 9, and a processor as found in Claim(s) 9 are generic computer components that perform function of “receiving and identifying data over network, and calculating values”, which are well understood, routine, and conventional activities previously known to the industry, see receiving or transmitting data over a network, e.g., buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355, 112 USPQ2d 1093, 1096 (Fed. Cir. 2014) (computer receives and sends information over a network; and performing a calculating values, e.g. Flook, 437 U.S. at 594, 198 USPQ2d at 199 (re-computing or readjusting alarm limit values); Bancorp Services v. Sun Life, 687 F.3d 1266, 1278, 103 USPQ2d 1425, 1433 (Fed. Cir. 2012) (“The computer required by some of Bancorp's claims is employed only for its most basic function, the performance of repetitive calculations, and as such does not impose meaningful limits on the scope of those claims.”)”, see MPEP 2106.05. Examples of well-understood, routine, and conventional computer functions include receiving, identifying, associating, and calculating, see MPEP 2106.05d. Final Act. 4 (emphasis added). 8 Available at https://www.uspto.gov/sites/default/files/documents/memo- berkheimer-20180419.PDF. Appeal 2019-004967 Application 14/527,151 20 Appellant does not raise a Berkheimer challenge in the Briefs nor rebut or otherwise persuasively traverse the Examiner specific findings regarding Step 2B, in the Appeal Brief or in the Reply Brief. Arguments not made are waived. See 37 C.F.R. § 41.37(c)(1)(iv) (2018). BASCOM We note the Federal Circuit held in BASCOM that the claimed Internet content filtering, which featured an implementation “versatile enough that it could be adapted to many different users’ preferences while also installed remotely in a single location,” expressed an inventive concept in “the non-conventional and non-generic arrangement of known, conventional pieces.” BASCOM Glob. Internet Servs., Inc. v. AT&T Mobility LLC, 827 F.3d 1341, 1350 (Fed. Cir. 2016). Appellant cites BASCOM as a case authority in support, and analogizes the claimed polling system to Bascom’s “particular arrangement of elements [that] is a technical improvement over prior art ways of filtering [] content.” Appeal Br. 15. We are not persuaded by Appellant’s argument analogizing the claims on appeal to the subject claim considered by the BASCOM court. In particular, Appellant has not persuasively shown an unconventional, non- generic arrangement regarding the non-abstract limitations of generic computer components in any of the claims on appeal, as was held by the court in BASCOM. See 2019 Memorandum, 84 Fed. Reg. at 52. Arguments not made are waived. See 37 C.F.R. § 41.37(c)(1)(iv). Further, regarding the use of the recited mobile device and generic computer components identified above in Table One, the Supreme Court has held that “the mere recitation of a generic computer cannot transform a Appeal 2019-004967 Application 14/527,151 21 patent-ineligible abstract idea into a patent-eligible invention.” Alice, 573 U.S. at 223. Our reviewing court provides additional guidance: See FairWarning, 839 F.3d at 1096 (“[T]he use of generic computer elements like a microprocessor or user interface do not alone transform an otherwise abstract idea into patent-eligible subject matter.”); OIP Techs., 788 F.3d at 1363 (claims reciting, inter alia, sending messages over a network, gathering statistics, using a computerized system to automatically determine an estimated outcome, and presenting offers to potential customers found to merely recite “‘well-understood, routine conventional activit[ies],’ either by requiring conventional computer activities or routine data-gathering steps”). This reasoning is applicable here. Therefore, on the record before us, Appellant has not shown that the claims on appeal add a specific limitation beyond the judicial exception that is not well-understood, routine, and conventional, when the claim limitations are considered both individually and as an ordered combination. See MPEP § 2106.05(d). In light of the foregoing, we conclude, under the 2019 Memorandum, that each of Appellant’s claims 1–20, considered as a whole, is directed to a patent-ineligible abstract idea that is not integrated into a practical application, and does not include an inventive concept.9 Therefore, we sustain the Examiner’s Rejection under 35 U.S.C. § 101 of claims 1–20. 9 For the reasons discussed above, grouped claims 2–20 fall with representative independent claim 1 under 35 U.S.C. § 101. See 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2019-004967 Application 14/527,151 22 CONCLUSION Under the Director’s 2019 Memorandum, as governed by relevant case law, we conclude that all claims 1–20, rejected under 35 U.S.C. § 101, are directed to patent-ineligible subject matter. DECISION SUMMARY Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–20 101 Eligibility 1–20 FINALITY AND RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). See 37 C.F.R. § 41.50(f). AFFIRMED Copy with citationCopy as parenthetical citation