Ex Parte VassDownload PDFPatent Trial and Appeal BoardMar 15, 201612563973 (P.T.A.B. Mar. 15, 2016) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 12/563,973 108982 7590 Wolfe-SBMC 601 W. Main Avenue Suite 1300 Spokane, WA 99201 09/21/2009 03/17/2016 FIRST NAMED INVENTOR Jozsef Vass UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. P942 7433 EXAMINER HUANG, MIRANDA M ART UNIT PAPER NUMBER 2157 NOTIFICATION DATE DELIVERY MODE 03/17/2016 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address( es): docket@sbmc-law.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte JOZSEF VASS Appeal2013-002388 Application 12/563,973 1 Technology Center 2100 Before JASON J. CHUNG, KIMBERLY McGRAW, and MELISSA A. RAAP ALA, Administrative Patent Judges. CHUNG, Administrative Patent Judge. DECISION ON APPEAL This is a decision on appeal under 35 U.S.C. § 134(a) of the Final Rejection of claims 1-20. We have jurisdiction under 35 U.S.C. § 6(b ). We affirm-in-part. INVENTION The invention is directed to monitoring behavior with respect to a software program such as a media player application. Spec. i-f 3. Claims 1, 7, and 13 are independent. Claim 1 is illustrative of the invention and is reproduced below: 1 According to Appellant, the real party in interest is Adobe Systems Incorporated. App. Br. 1. Appeal2013-002388 Application 12/563,973 1. A method performed by data processing apparatus, the method comprising: playing media content using a first program that is limited to a first security context corresponding to a first domain of the first program, the first program having an object in the first security context corresponding to the media content; receiving an event comprising information indicating a monitoring program; instantiating the monitoring program in a second security context that is applicable to multiple domains, including the first domain, the instantiated monitoring program having access from the second security context to the object of the first program in the first security context; and receiving from the monitoring program information regarding playing of the media content. Kullick Koved Plastina Monteiro Mears REFERENCES us 5,732,275 US 2002/0161996 Al US 2003/0182100 Al US 7,228,359 Bl US 2008/0263579 Al REJECTIONS AT ISSUE Mar. 24, 1998 Oct. 31, 2002 Sept 25; 2003 June 5, 2007 Oct. 23, 2008 Claims 1, 2, 6---8, 12-14, and 18-20 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Plastina and Mears. Ans. 2-8; Final Act. 2-11. Claims 3, 9, and 15 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Plastina, Mears, and Monteiro. Final Act. 12-13. 2 Appeal2013-002388 Application 12/563,973 Claims 4, 10, and 16 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Plastina, Mears, and Kullick. Final Act. 13-15. Claims 5, 11, and 17 stand rejected under 35 U.S.C. § 103(a) as being unpatentable over the combination of Plastina, Mears, and Koved. Final Act. 15-17. ANALYSIS The Appellant's contentions, with respect to independent claims 1, 7, and 13, focus on three issues. We address these issues in tum. 1. Claims 1, 7, and 13 limitation: playing media content using a first program that is limited to a first security context corresponding to a first domain of the first program, the first program having an object in the first security context corresponding to the media content. Appellant contends Plastina does not teach or suggest this limitation because the Examiner failed to provide articulated reasoning or sufficient evidence to support such conclusions and Plastina's disclosure does not support the Examiner's contention that the user identification process teaches or suggests the disputed limitation. App. Br. 4--6, 9. We disagree with Appellant. The Examiner found Plastina teaches or suggests playing media content using media-playing application (e.g. the first program) (Ans. 2; Plastina i-f 61) on a particular device (e.g. first domain) (Ans. 2-3; Plastina i-f 56) that requires user logon (e.g. limited to a first security context) (Ans. 2; Plastina i-fi-1140-141) and a generated user identifier associated with the media content metadata (e.g. an object in the first security context corresponding to the media content) (Ans. 3; Plastina 3 Appeal2013-002388 Application 12/563,973 ilil 61, 140-141 ), which teaches or suggests "playing media content using a first program that is limited to a first security context corresponding to a first domain of the first program, the first program having an object in the first security context corresponding to the media content" as recited in claims 1, 7, and 13. Appellant does not provide persuasive evidence or arguments as to why the Examiner's findings are in error. While the Examiner bears the initial burden of establishing an initial case of unpatentability, once that burden has been met the burden of coming forward with evidence or arguments demonstrating error in the Examiner's rejection shifts to Appellant. In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992). Mere lawyer's arguments and conclusory statements that are unsupported by factual evidence are entitled to little probative value. In re Geisler, 116 F .3d 1465, 1470 (Fed. Cir. 1997); see also In re De Blauwe, 736 F.2d 699, 705 (Fed. Cir. 1984). Accordingly, we are not persuaded the Examiner erred finding Plastina teaches the disputed limitation. 2. Claims 1, 7, and 13 limitation "receiving an event comprising information indicating a monitoring program" Appellant contends that the Examiner erred in finding that Mears' discussion of "downloading of a metering program according to user consent" teaches "receiving an event comprising information indicating a monitoring program" as required by claims 1, 7, and 13. App. Br. 7. However, the Examiner also found that Mears teaches the display of an on- screen prompt that asks the consumer whether the consumer would like to participate in an audience metering. Ans. 4 (citing Mears i-f 152, Figs 1, 5, 28). The Examiner explains the on-screen prompt regarding participating in an audience metering program corresponds to the event comprising 4 Appeal2013-002388 Application 12/563,973 information indicating a monitoring program. Id. Appellant's Reply Brief does not rebut the Examiner's findings and reasoning, which we find to be reasonable. As such, we are not persuaded the Examiner erred finding Mears teaches the disputed limitation. 3. Claims 1, 7, and 13 limitation: "instantiating the monitoring program in a second security context that is applicable to multiple domains, including the first domain, the instantiated monitoring program having access from the second security context to the object of the first program in the first security context" Appellant contends "domain" and "security context" cannot be interpreted as "device" and "user log on," respectively. Reply Br. 2. Appellant contends that the experience monitoring module of Plastina is limited to a first security context and therefore, could not be instantiated in a second security context. App. Br. 7-8. Further, Appellant contends that Plastina fails to teach or suggest that the monitoring program is applicable to multiple domains, including the first domain. App. Br. 8-9; Reply Br. 3. We disagree with Appellant. At the outset, the Examiner finds that Plastina's device corresponds to the claimed "first domain" and user log on information corresponds to the claimed "security context." Ans. at 3. Appellant's contentions that the Examiner's interpretation of "domain" and "security context" is inconsistent with the Specification is not persuasive. Limitations appearing in the Specification but not recited in the claim should not be read into the claim. See E-Pass Techs., Inc. v. 3Com Corp., 343 F.3d 1364, 1369 (Fed. Cir. 2003) (Claims must be interpreted "in view of the specification" without 5 Appeal2013-002388 Application 12/563,973 importing limitations from the specification into the claims unnecessarily); In re Prater, 415 F.2d 1393, 1404---05 (CCPA 1969); see also In re Zietz, 893 F.2d 319, 321-22 (Fed. Cir. 1989) ("During patent examination the pending claims must be interpreted as broadly as their terms reasonably allow .... The reason is simply that during patent prosecution when claims can be amended, ambiguities should be recognized, scope and breadth of language explored, and clarification imposed. . . . An essential purpose of patent examination is to fashion claims that are precise, clear, correct, and unambiguous. Only in this way can uncertainties of claim scope be removed, as much as possible, during the administrative process."). We find the Examiner's findings and explanations to be reasonable. The cited portions of Plastina relied upon by the Examiner teach monitoring each user's content (e.g., instantiating the monitoring program) (Ans. 5; Plastina i-f 122, Figs. 6-7) using an experience monitoring module running on a user's computer (e.g., in a second security context) (Ans. 2-3; Plastina i-f 56) that monitors multiple users/devices (e.g., multiple domains, including the first domain) (Ans. 5; Plastina i-f 122, Figs. 6-7) in which each user has a user logon (e.g., each user has a security context) (Ans. 2-3; Plastina i-fi-1122, 140-141, Fig. 9), which teaches the limitation "instantiating the monitoring program in a second security context that is applicable to multiple domains, including the first domain" as recited in claims 1, 7, and 13. In addition, the cited portions of Plastina relied upon by the Examiner teach the experience monitoring module (e.g., the instantiated monitoring program) (Ans. 5; Plastina i-f 122, Figs. 6-7) running on a user's computer (e.g., second security context) (Ans. 2; Plastina i-f 56) that monitors multiple 6 Appeal2013-002388 Application 12/563,973 users/devices (e.g., having access from the second security context to the object of the first program) (Ans. 5; Plastina i-f 122, Figs. 6-7), where each user has a logon (e.g., each user has a security context) (Ans. 2-3; Plastina i-fi-1122, 140-141, Fig. 9), which teaches the limitation "the instantiated monitoring program having access from the second security context to the object of the first program in the first security context" as recited in claims 1, 7, and 13. We decline to address Appellant's arguments pertaining to Mears (App. Br. 9; Reply Br. 1-3) because Plastina teaches this disputed limitation for the reasons described supra. Accordingly, for the reasons stated supra, we sustain the Examiner's rejection of claim 1, 7, and 13 under 35 U.S.C. § 103(a). We also sustain the Examiner's rejections of claims 3-5, 9-11, 15-17, 19, and 20, which Appellant argues are patentable for the same reasons as set forth above (App. Br. 12). 4. Rejection of Claims 2, 8, and 14 under 35 U.S.C. § 103(a) Appellant contends that Plastina fails to teach the limitations because Plastina teaches monitoring of multiple users' media playing experience, such as what content is experienced by users and when it is experienced, and that user metadata can be reconciled with one or more devices on which the various users experience content by transferring media content files, including the associated metadata, between devices, which is different than the limitations recited in these claims. App. Br. 10. Appellant further contends Plastina fails to teach "access to a display list of the first program" and the Examiner failed to address this limitation. Id. We disagree with Appellant. 7 Appeal2013-002388 Application 12/563,973 The cited portions of Plastina relied upon by the Examiner teach monitoring each user's content (e.g., providing the instantiated monitoring program) (Ans. 6; Plastina i-f 122, Figs. 6-7) using an experience monitoring module running on a user's computer (e.g., in the second security context) (Ans. 6; Plastina i-f 56) that monitors multiple users/devices as a user selects various pieces of content (e.g., access to a display list of the first program) (Ans. 6-7; Plastina i-fi-159, 122), wherein each user has a user logon (e.g., in the first security context) (Ans. 2-3; Plastina i-fi-1140-141, Fig. 9), which teaches the limitation "providing the instantiated monitoring program in the second security context with access to a display list of the first program in the first security context" as recited in claims 2, 8, and 14. In addition, the Examiner cited Fig. 7 and i-f 123 of Plastina to teach the limitation "allowing the instantiated monitoring program in the second security context to send information to domains other than the first domain" as recited in claims 2, 8, and 14. Final Act. 5. In particular, the Examiner found Plastina reconciling user metadata with one or more devices on which the various users experience content (instantiated monitoring program in second security context sends information to domain other than the first domain). Id. Appellant fails to persuasively rebut these findings. We also note that Plastina teaches peer-to-peer content sharing. Plastina i-fi-1134, 137, 144, 145. Accordingly, for the reasons stated supra, we sustain the Examiner's rejection of claims 2, 8, and 14 under 35 U.S.C. § 103(a). 5. Rejection of Claims 6, 12, and 18 under 35 U.S.C. § 103(a) 8 Appeal2013-002388 Application 12/563,973 Appellant contends the Examiner has not shown where Mears teaches "receiving in a multi-media stream the information indicating a monitoring program" as required by claims 6, 12, and 18. We agree with Appellant. The Examiner points to three teachings in Mears. First, the Examiner cites to Fig. 32 and i-f 152 of Mears, which relate to an on-screen prompt and the download of metering software (block 3004). Ans. 7-8. However, the Examiner has not explained how this disclosure teaches a multi-media stream as required by the claims. The Examiner next cites to i-f 157 of Mears as teaching that when a media file is selected for presentation, the metering program is launched. Ans. 8. However, i-f 157 of Mears states that it is "[t]he personal computer 29 [that] determines whether it should monitor media content," whereas the claim requires the multi-media stream includes "the information indicating the monitoring program." Finally, the Examiner cites to i-f 45 and i-f 47 as teaching a multi-media stream comprising media content that includes "media presentation information" such as video, audio, or graphics information, and/ or metadata associated with the media content. Ans. 8 (citing Plastina i-f 45); Final Act. 5---6 (citing Plastina i-f 47). However, the Examiner has not explained how either the media presentation information or the metadata associated with the media content constitutes information indicating the monitoring program as required by the claims. Nor has the Examiner explained how one skilled in the art would have combined the disparate embodiments to arrive at the claimed invention. Accordingly, for the reasons stated supra, we do not sustain the Examiner's rejection of claims 6, 12, and 18. 9 Appeal2013-002388 Application 12/563,973 DECISION The Examiner's decision rejecting claims 1-5, 7-11, 13-17, 19, and 20 under 35 U.S.C. § 103(a) is affirmed. The Examiner's decision rejecting claims 6, 12, and 18 under 35 U.S.C. § 103(a) is reversed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(l )(iv). AFFIRMED-IN-PART 10 Copy with citationCopy as parenthetical citation