Ex Parte Tanzer et alDownload PDFBoard of Patent Appeals and InterferencesNov 15, 201011027555 (B.P.A.I. Nov. 15, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 11/027,555 12/30/2004 Richard W. Tanzer 18974 1397 23556 7590 11/15/2010 KIMBERLY-CLARK WORLDWIDE, INC. Tara Pohlkotte 2300 Winchester Rd. NEENAH, WI 54956 EXAMINER AHMED, HASAN SYED ART UNIT PAPER NUMBER 1615 MAIL DATE DELIVERY MODE 11/15/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE __________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES __________ Ex parte RICHARD W. TANZER, MICHAEL R. LOSTOCCO, KELLY D. BRANHAM, and W. CLAYTON BUNYARD __________ Appeal 2010-007584 Application 11/027,555 Technology Center 1600 __________ Before DEMETRA J. MILLS, LORA M. GREEN, and JEFFREY N. FREDMAN, Administrative Patent Judges. FREDMAN, Administrative Patent Judge. DECISION ON APPEAL1 This is an appeal under 35 U.S.C. § 134 involving claims to a wet wipe. The Examiner rejected the claims as obvious. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. 1 The two-month time period for filing an appeal or commencing a civil action, as recited in 37 C.F.R. § 1.304, or for filing a request for rehearing, as recited in 37 C.F.R. § 41.52, begins to run from the “MAIL DATE” (paper delivery mode) or the “NOTIFICATION DATE” (electronic delivery mode) shown on the PTOL-90A cover letter attached to this decision. Appeal 2010-007584 Application 11/027,555 2 Statement of the Case The Claims Claims 1, 7, 9-11, 13, and 26-292 are on appeal. Claim 1 is representative. Claim 1 reads as follows: 1. A wet wipe, comprising: fibrous material; a binder composition for binding the fibrous material into an integral web, the binder composition comprising an ionic copolymer; and a wetting composition comprising water, a monovalent ion salt, and at least about 10 wt% of an organic solvent; wherein the binder composition is insoluble in the wetting composition, and the binder composition is dispersible in water containing up to 200 ppm of one or more multivalent ions. The issues A. The Examiner rejected claims 1, 7, 9-11, 13, and 26-29 under 35 U.S.C. § 103(a) as obvious over Kakiuchi3 (Ans. 3-5). B. The Examiner provisionally rejected claims 1, 7, 9-11, and 13 on the ground of non-statutory obviousness-type double patenting over claims 1, 3, 4, and 6-20 of copending US application 11/413,446 (Ans. 5). A. 35 U.S.C. § 103(a) over Kakiuchi The Examiner finds that: Kakiuchi teaches a water-disintegrable cleaning sheet (see abstract) comprising: • the fibrous material of instant claim 1 (see col. 2, line 34); 2 Claims 2-6, 8, 12, and 14-25 are also pending, but stand withdrawn from consideration. (App. Br. 1.) 3 Kakiuchi et al., US 5,281,306, issued Jan. 25, 1994. Appeal 2010-007584 Application 11/027,555 3 • the binder of instant claim 1 (see col. 2, line 41); • the water of instant claim 1 (see col. 5, line 6); • the salt of instant claim 1 (see col. 3, line 38); • the organic solvent of instant claim 1 (see col. 4, line 57); • the binder of instant claim 1 (see col. 2, line 41); • the ionic copolymer of instant claim 7 (see col. 2, lines 49- 65); • the chloride salt of instant claim 9 (see col. 2, line 38); and • the alcohol of instant claim 11 (see col. 4, line 59) (Ans. 3). The Examiner finds it obvious “to one of ordinary skill in the art at the time the invention was made to determine suitable percentages through routine or manipulative experimentation to obtain the best possible results, as these are variable parameters attainable within the art” (id. at 4). Appellants contend that “[s]odium and potassium salts may be used in Kakiuchi as a water soluble binder, NOT as a wetting composition” (App. Br. 3). Appellants contend that “Kakiuchi teaches away from using monovalent ion salts in a wetting composition, as required by amended independent claim 1” (id.). The issue with respect to this rejection is: Does the evidence of record support the Examiner’s conclusion that Kakiuchi renders obvious a wet wipe a wetting composition comprising a monovalent ion salt? Findings of Fact 1. Kakiuchi teaches “a water-disintegratable cleaning sheet containing a cleaning agent, which has strength enough for cleaning use under a mechanical force while retaining satisfactory water disintegratability” (Kakiuchi 2, ll. 9-13). Appeal 2010-007584 Application 11/027,555 4 2. Kakiuchi teaches a cleaning sheet composed of “fibrous materials substantially dispersible in water . . . Water-soluble binders having a carboxyl group which can be used . . . include . . . synthetic high polymers . . . Examples of suitable synthetic high polymers include . . . copolymers of two or more unsaturated carboxylic acids” (Kakiuchi, col. 2, ll. 36-51). 3. Kakiuchi teaches that the “metallic ion which is incorporated into the water-disintegratable cleaning sheet of the present invention . . . is at least one member selected from the group consisting of ions of alkaline earth metals such as magnesium, calcium, strontium and barium; manganese; zinc; cobalt; and nickel” (Kakiuchi, col. 3, ll. 7-13). 4. Kakiuchi teaches that “[m]onovalent metallic ions other than those described above satisfy water disintegratability but cannot afford strength withstanding cleaning work. Divalent metallic ions other than those described above, e.g., Cu 2 +, Fe 2 + or Sn 2 +, and trivalent metallic ions other than those described above, e.g., Fe 3 + or Al 3 +, afford strength enough for cleaning work but do not satisfy water disintegrability” (Kakiuchi, col. 3, ll. 19-25). 5. Kakiuchi teaches that when “the metal ion is incorporated into the cleaning sheet of the present invention in the form (B) above, an alkali metal salt of the binder which formed a salt between the carboxyl group and an alkali metal such as sodium and potassium, is preferably used as a water- soluble binder” (Kakiuchi, col. 3, ll. 46-51). 6. Kakiuchi teaches that the water-disintegratable cleaning sheet can be produced by incorporating an aqueous cleaning agent together with the Appeal 2010-007584 Application 11/027,555 5 essential metallic ion of the present invention. In such production, the essential metallic ion is, for example, incorporated into the water-disintegratable cleaning sheet by dissolving at least one of water-soluble salt of the essential metallic ion, namely the form (B) as mentioned above, into an aqueous cleaning agent containing an organic solvent, and impregnating or spraying the resulting aqueous cleaning agent into the web containing calboxyl-containing water- soluble binder, and then drying. (Kakiuchi, col. 4, ll. 41-52.) 7. Kakiuchi teaches that the “water-disintegratable paper sheet was sprayed with 3% (corresponding to 0.75 g/m2) of a sodium carboxymethyl cellulose ‘CMC 2200’ (produced by Daisel Kagaku K.K.) in the form of a 1% aqueous solution and dried to obtain a CMC-containing sheet” (Kakiuchi, col. 6, ll. 21-25). 8. Kakiuchi teaches that the “CMC-containing sheet was impregnated with 1.7 times the sheet weight of a 1% solution of calcium chloride in an ethanol/water mixed solvent having a ratio of 50/50, 20/80, 10/90 or 0/100 to obtain a water-disintegratable cleaning sheet.” (Kakiuchi, col. 6, ll. 26-30.) 9. Kakiuchi teaches, in Example 10, that “[w]ater-disintegratable crepe paper having a basis weight of 25 g/m2 (crepe ratio: 15%) was produced from a raw material comprising 100 parts of NBKP and 10 parts of a water-soluble carboxymethyl cellulose sodium-calcium mixed salt (Na:Ca=1/1 by mol; produced by Daisel K.K.) using a cylindrical net- Yankee machine” (Kakiuchi, col. 11, ll. 11-18). 10. Kakiuchi teaches, in Example 10, that the “water- disintegratable paper was impregnated with 1.7 times the paper weight of a Appeal 2010-007584 Application 11/027,555 6 cleaning agent comprising a surfactant (Softanol 90), ethanol and water (1/15/84), and the impregnated paper was evaluated in the same manner as in Example 1” (Kakiuchi, col. 11, ll. 19-24). 11. Kakiuchi teaches, in comparative Example 12, that the crepe paper as described in Example 11 was coated with 3% the paper weight of a water-soluble carboxymethyl cellulose sodium-calcium mixed salt (Na:Ca=10/1 by mol; produced by Daisel K.K.) and dried to obtain water-disintegratable paper. The water-disintegratable paper was impregnated with 2.0 times the paper weight of a cleaning agent comprising surfactant, propylene glycol and water. (Kakiuchi, col. 12, ll. 7-17.) 12. Table 10 of Kakiuchi is reproduced below: “The impregnated paper was evaluated in the same manner as in Example 1, and the results obtained are shown in Table 10” (Kakiuchi, col. 12, ll. 16- 17). Principles of Law “The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). “If a person of ordinary skill can implement a predictable variation, § 103 likely bars its patentability.” Id. at 417. Moreover, an “[e]xpress suggestion to substitute one equivalent for another need not be present to render such substitution Appeal 2010-007584 Application 11/027,555 7 obvious.” In re Fout, 675 F.2d 297, 301 (CCPA 1982). As noted by the Court in KSR, “[a] person of ordinary skill is also a person of ordinary creativity, not an automaton.” 550 U.S. at 421. Analysis Kakiuchi teaches a wet wipe comprising a fibrous material and a binder composition with an ionic copolymer (FF 1-2). Kakiuchi teaches that “the water-disintegratable cleaning sheet can be produced by incorporating an aqueous cleaning agent together with the essential metallic ion of the present invention” (Kakiuchi, col. 4, ll. 41-45; FF 6). Kakiuchi teaches the use of 10% or more organic solvent (FF 8). Appellants contend that “[s]odium and potassium salts may be used in Kakiuchi as a water soluble binder, NOT as a wetting composition” (App. Br. 3). We are not persuaded. As the Examiner notes, “claim 1 is a composition claim, not a method claim . . . the claim lists a number of ingredients that must be added to a fibrous material” (Ans. 8-9). We agree with the Examiner’s point, which is that it is the final wet wipe composition which is being claimed, not the process by which the final wet wipe composition is formed. Consequently, when Kakiuchi exemplifies a final wet wipe with a “sodium-calcium mixed salt” as in Example 12, this teaches a composition with both a monovalent sodium salt and a divalent calcium salt (FF 11). The transitional term “comprising” is “inclusive or open- ended and does not exclude additional, unrecited elements or method steps.” Georgia- Pacific Corp. v. United States Gypsum Co., 195 F.3d 1322, 1327, (Fed. Cir. Appeal 2010-007584 Application 11/027,555 8 1999). Therefore, applying the broadest reasonable interpretation to Appellants’ use of the term “comprising” in Claim 1 results in a claim which can encompass multiple metallic ions including the sodium and calcium ions disclosed in a single wet wipe of Kakiuchi (FF 11-12). Appellants contend that “Kakiuchi teaches away from using monovalent ion salts in a wetting composition, as required by amended independent claim 1” (App. Br. 3). We are not persuaded. Kakiuchi does teach that the use of solely monovalent metals will result in a product with reduced strength (FF 4). However, we note, as did the Examiner (see Ans. 7), that the claim has no requirement for any particular strength of the wet wipe. “Limitations are not to be read into the claims from the specification.” In re Van Geuns, 988 F.2d 1181, 1184 (Fed. Cir. 1993) (citing In re Zletz, 893 F.2d 319, 321 (Fed. Cir. 1989)). We also do not find the teaching away argument persuasive in this context. A reference may be said to teach away when a person of ordinary skill, upon reading the reference, would be discouraged from following the path set out in the reference, or would be led in a direction divergent from the path that was taken by the applicant. The degree of teaching away will of course depend on the particular facts; in general, a reference will teach away if it suggests that the line of development flowing from the reference's disclosure is unlikely to be productive of the result sought by the applicant. In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994). We do not disagree that Kakiuchi teaches that monovalent metals alone may result in undesirable Appeal 2010-007584 Application 11/027,555 9 strength for cleaning work (FF 4). However, Kakiuchi is not limited to teaching wet wipes with only a single metal, and Kakiuchi teaches a wet wipe with a mixed salt composition in Example 12 which comprises both a monovalent salt, sodium, and a divalent salt, calcium (FF 11-12). Kakiuchi teaches that the wet wipe of Example 12 satisfies the dusting and fuzzing requirements as demonstrated in Table 10 (FF 12). Thus, an ordinary practitioner would have reasonably been motivated by Kakiuchi to use the combination of the monovalent and divalent salts exemplified in Example 12 in a disintegratable wet wipe composition, which would satisfy the requirement of Claim 1 for a wet wipe comprising a monovalent ion salt. Conclusion of Law The evidence of record supports the Examiner’s conclusion that Kakiuchi renders obvious a wet wipe a wetting composition comprising a monovalent ion salt. A. Provisional non-statutory obviousness-type double patenting Appellants do not traverse the merits of the double patenting rejections (see App. Br. 3). As Appellants have waived any arguments against the rejections, we summarily affirm the provisional obviousness-type double patenting rejections. SUMMARY In summary, we affirm the rejection of claims 1, under 35 U.S.C. § 103(a) as obvious over Kakiuchi. Pursuant to 37 C.F.R. § 41.37(c)(1)(vii)(2006), we also affirm the rejection of claims 7, 9-11, 13, and 26-29 as these claims were not argued separately. Appeal 2010-007584 Application 11/027,555 10 We affirm the rejection of claims 1, 7, 9-11, and 13 on the ground of non-statutory obviousness-type double patenting over claims 1, 3, 4, and 6- 20 of copending US application 11/413,446. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv)(2006). AFFIRMED cdc KIMBERLY-CLARK WORLDWIDE, INC. TARA POHLKOTTE 2300 WINCHESTER RD. NEENAH, WI 54956 Copy with citationCopy as parenthetical citation