Ex Parte SheppardDownload PDFBoard of Patent Appeals and InterferencesSep 27, 201009747529 (B.P.A.I. Sep. 27, 2010) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 09/747,529 12/22/2000 James M. Sheppard JR. 2827 2077 7590 09/27/2010 DOUGHERTY & CLEMENTS & Hofer Suite 300 1901 Roxborough Road Charlotte, NC 28210 EXAMINER JOHNSON, JENNA LEIGH ART UNIT PAPER NUMBER 1786 MAIL DATE DELIVERY MODE 09/27/2010 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________________ Ex parte JAMES M. SHEPPARD JR. ____________________ Appeal 2009-015288 Application 09/747,529 Technology Center 1700 ____________________ Before JENNIFER D. BAHR, JOHN C. KERINS and STEVEN D.A. McCARTHY, Administrative Patent Judges. McCARTHY, Administrative Patent Judge. DECISION ON APPEAL1 1 The two-month time period for filing an appeal or commencing a civil action, as recited in 37 C.F.R. § 1.304, or for filing a request for rehearing, as recited in 37 C.F.R. § 41.52, begins to run from the “MAIL DATE” (paper delivery mode) or the “NOTIFICATION DATE” (electronic delivery mode) shown on the PTOL-90A cover letter attached to this decision. Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 STATEMENT OF THE CASE The Appellant’s claims being twice-rejected, the Appellant appeals under 35 U.S.C. § 134 from the Examiner’s decision rejecting claims 21, 22, 24-27, 29, 30, 32-34 and 36 under 35 U.S.C. § 103(a) as being unpatentable over Terrasse (US 2,163,769, issued Jun. 27, 1939) and Stark (US 3,669,818, issued Jun. 13, 1972); and rejecting claims 28 and 35 under § 103(a) as being unpatentable over Terrasse, Stark and Sherrill (US 3,721,273, issued Mar. 20, 1973). We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. Claim 21, a product-by-process claim, is illustrative: 21. A towel having a graphic impression, comprising: weaving a towel on a jacquard loom using at least two different colors of yarn, such that a border having a first dark color is woven adjacent each edge of said towel, on one side thereof, and a border having a second lighter color is woven adjacent each edge of said towel on the other side, said towel having a central area woven within said borders on both said one side and said other side, said central area is woven with said first darker color on said other side said central area is woven with said second lighter color on said one side; wherein said border on said one side is capable of masking said graphic impression that may overlap onto said border from said central area on said one Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 side, eliminating the need for precise alignment of said graphic impression within said central area of said one side; and wherein said central area on said other side is capable of masking any potential bleed through of said graphic impression from said central area of said one side. ISSUES The Appellant presents an argument for the patentability of independent claim 29 separate from the argument presented by the Appellant in favor of the patentability of claim 21. Nevertheless, a comparison of the two arguments indicates that the Appellant’s argument in favor of the patentability of claim 29 presents no issues separate from the issues arising in connection with the argument in favor of the patentability of claim 21. (Compare Br. 23 (setting out the argument in favor of the patentability of claim 29) with Br. 11 (stating the issues raised in connection with the patentability of claim 21 as perceived by the Appellant)). Therefore, the patentability of claims 21 and 29 will be addressed together. Since the pertinent limitations of claims 21 and 29 are virtually identical, only the limitations of claim 21 will be expressly discussed. The Appellant expressly waives, for purposes of this appeal only, any argument for the patentability of dependent claims 22, 24-27, 30, 32-34 and 36 separately from the patentability of independent claims 21 and 29. (Br. 23). The Appellant does argue the patentability of dependent claims 28 and 35 separately. Claim 28 is representative to claims 28 and 35. See 37 C.F.R. § 41.37(c)(1)(vii). 3 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 This appeal turns on five issues: First, would the subject matter of representative claim 21 have been prima facie obvious? Second and more specifically, would a towel as recited in claim 21, in which a border of a first darker color on a first side was capable of masking a graphic impression that might overlap onto the border from a central area of the first side, have been prima facie obvious? Third, would a towel as recited in claim 21, and a textile as recited in claim 29, in which a central area of the first darker color on the second side was capable of masking any potential bleed through of the graphic impression from the central area of the first side have been prima facie obvious? Fourth, would the subject matter of representative claim 28 have been prima facie obvious? Fifth, does the probative value of the evidence of obviousness produced by the Examiner outweigh the evidence of non-obviousness produced by the Appellant? FINDINGS OF FACT The record supports the following findings of fact (“FF”) by a preponderance of the evidence. 1. We adopt and incorporate by reference the Examiner’s findings at page 3, line 3 through page 4, line 11. 2. The Appellant concedes that “towels that have the color pattern required by claim 21 were known.” (Br. 11). In other words, it is 4 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 undisputed that a towel, woven on a jacquard loom using at least two different colors of yarn, such that a border having a first dark color is woven adjacent each edge of said towel, on one side thereof, and a border having a second lighter color is woven adjacent each edge of said towel on the other side, said towel having a central area woven within said borders on both said one side and said other side, said central area is woven with said first darker color on said other side, said central area is woven with said second lighter color on said one side, would have been known to one of ordinary skill in the art. 3. The Examiner is correct as a matter of common sense in finding that “applying designs to white or light colored backgrounds [was] well known and commonly done” among lay persons, as well as by one of ordinary skill in the art, “because the design usually stands out best on a light background.” (See Ans. 4). PRINCIPLES OF LAW In order to reject a claim under section 103(a), an examiner must establish at least a “prima facie” case that the claimed subject matter would have been obvious. Once the examiner produces prima facie evidence that the claimed subject matter would have been obvious, the applicant may present additional evidence tending to rebut the examiner’s conclusion that the claimed subject matter would have been obvious. If the applicant presents additional evidence to rebut the examiner’s conclusion, the examiner must consider all of the evidence anew. If the evidence presented by the examiner and any evidence presented by the applicant, considered anew, demonstrate that the claimed subject matter would have been obvious 5 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 to one of ordinary skill in the art, the claim is properly rejected under section 103(a). In re Piasecki, 745 F.2d 1468, 1472 (Fed. Cir. 1984). In order to establish a prima facie case of obviousness, an examiner must undertake the factual inquiries listed in Graham v. John Deere Co., 383 U.S. 1, 17-18 (1966). In addition, the examiner must articulate some “reasoning with some rational underpinning to support the legal conclusion of obviousness.” In re Kahn, 441 F.3d 977, 988 (Fed. Cir 2006). This reasoning must show that “there was an apparent reason to combine the known elements in the fashion claimed.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 418 (2007). The apparent reason need not appear in, or be suggested by, one or more of the references on which the examiner relies. Instead, the examiner when analyzing the evidence may employ common sense not inconsistent with the ordinary level of knowledge and skill in the art. Perfect Web Techs. v. InfoUSA, Inc., 587 F.3d 1324, 1328-29 (Fed. Cir. 2009). Claims 21, 28 and 29 recite products. Claims 21 and 28 recite towels while claim 29 recites a textile. Although claims 21 and 28 define the claimed towels in terms of methods for making those towels, the determination of whether the claimed towels would have been obvious must be made on the basis of the towels and their properties rather than the method steps by which the towels were produced. “If the product in a product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process.” In re Thorpe, 777 F.2d 695, 697 (Fed. Cir. 1985); see also SmithKline Beecham Corp. v. Apotex Corp., 439 F.3d 1312, 1317 (Fed. Cir. 2006). 6 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 Where claimed and prior art products are identical or substantially identical, the [Patent and Trademark Office] can require an applicant to prove that the prior art products do not necessarily or inherently possess the characteristics of [the] claimed product. Whether the rejection is based on ‘inherency’ under 35 U.S.C. § 102, on ‘prima facie obviousness’ under 35 U.S.C. § 103, jointly or alternatively, the burden of proof is the same, and its fairness is evidenced by the PTO’s inability to manufacture products or to obtain and compare prior art products. In re Best, 562 F.2d 1252, 1255 (CCPA 1977) (citations omitted); see also In re Spada, 911 F.2d 705, 708 (Fed Cir. 1990)(“[W]hen the PTO shows sound basis for believing that the products of the applicant and the prior art are the same, the applicant has the burden of showing that they are not.”) ANALYSIS First Issue Turning to claim 21, it is undisputed that a towel, woven on a jacquard loom using at least two different colors of yarn, such that a border having a first dark color is woven adjacent each edge of said towel, on one side thereof, and a border having a second lighter color is woven adjacent each edge of said towel on the other side, said towel having a central area woven within said borders on both said one side and said other side, said central area is woven with said first darker color on said other side said central area is woven with said second lighter color on said one side, would have been known to one of ordinary skill in the art. (FF 2). One such towel was disclosed by Terrasse. (FF 1). 7 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Stark discloses that it was known in the art to print patterned pile fabrics in registry with sections of an existing pattern. (FF 1). More specifically, Stark discloses forming patterns on the surfaces of towels by high and low pile areas, or pile and no pile areas, on the surface of the towel. (Stark, col. 1, ll. 33-35). Stark also teaches that such patterns may be accented by employing yarns of different colors to produce various parts or sections of the fabrics during construction of the fabrics. (Stark, col. 1, ll. 40-42). According to Stark, “[i]t is also known to print such patterned pile fabrics with various colors to accept [sic, accent] the pattern design in the fabric and further enhance the aesthetics of the product. Such printing is superimposed on the fabric in registry with sections of existing pattern in the surface of the fabric.” (Stark, col. 1, ll. 43-47). “[I]f a technique has been used to improve one device, and a person of ordinary skill in the art would recognize that it would improve similar devices in the same way, using the technique is obvious unless its application is beyond his or her skill.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 417 (2007). Terrasse’s woven fabric and Stark’s terry towel are similar devices in the sense that both are textiles formed by processes including weaving. The teachings of Stark imply that one of ordinary skill in the art would have known to improve the aesthetics of a woven textile by the technique of printing a pattern design superimposed on a fabric in registry with a section or sections of an existing surface pattern formed from high and low pile areas, the use of different colored threads during weaving, or both. The Appellant provides no persuasive evidence that the technique of forming a graphical impression on a jacquard woven textile would have been beyond the level of ordinary skill in the art. As the Examiner expresses 8 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 it, it would have been obvious “to add a printed design as disclosed by Stark to the patterned fabric taught by Terrasse since Stark teaches that woven patterned fabrics can be enriched by applying a printed pattern to the fabric which enhances the desirability of the end product.” (Ans. 4). One of ordinary skill in the art also would have had reason to form a pattern design or graphic impression specifically on the lighter colored (that is, white) central area of the towel disclosed by Terrasse. Common sense implies that even a lay person, much less one of ordinary skill in the art, would have known to apply such a pattern design to a white or light colored background because the design would have stood out best on a light background. This would particularly have been true of a design including a darker color. This common sense would have provided one of ordinary skill in the art reason to apply the pattern design or graphic impression to the largest white or lighter colored background available on the surface of the towel, namely, the lighter colored central portion on the side of the towel depicted in Figure 1 of Terrasse. The Examiner’s reliance on Terrasse and articulation of the basis for this common sense reason distinguishes this appeal from an earlier appeal in the same underlying application. In the opinion issued in Appeal 2009- 1029, the Board agreed with the Appellant that both of the two references on which the Examiner relied in the earlier appeal failed to disclose borders adjacent each edge of a towel or textile product and a central area within and surrounded by the borders, which central area on one side of the towel or textile product receives a graphic impression, and the failure of either of the applied patents to teach or suggest the particular color 9 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 arrangement of the borders and central areas required in the claims on appeal. (Ex Parte Sheppard, Appeal No. 2009-1029, Appl’n 09/747,529 slip op. at 4 (July 14, 2004)). Here, Terrasse discloses “the particular color arrangement of the borders and central areas required in the claims on appeal.” The Board further criticized “the examiner’s bald conclusion that ‘it would have been obvious to one of ordinary skill in the art to choose various printed designs, as well as choose where to place the printed image on the [prior art] product . . .’.” (Id. at 4-5). Here, the Examiner has provided technical reasoning to support the conclusion of obviousness. Second and Third Issues As the Examiner notes, claim 21 recites a towel in which the “border on said one side is capable of masking said graphic impression that may overlap onto said border from said central area on said one side, eliminating the need for precise alignment of said graphic impression within said central area of said one side.” Likewise, the “central area on said other side is capable of masking any potential bleed through of said graphic impression from said central area of said one side.” The Appellant’s Specification further discusses these features: Placing the graphic impression in the center area of the preferred embodiment (dark border with light central area) provides advantages produced by the Jacquard woven process, namely, that on the front side of the Jacquard woven article, a light color area will appear, and on the reverse side of a Jacquard woven textile, the opposite color pattern would appear, that is, the central area would be dark in color with a light color border. This 10 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 permits transferring the graphic impression on the front side of the preferred embodiment in the light color central area to be as intense as is desired and in as many colors as is desired and should the printing pigments, inks, dyes, etc., bleed through to the reverse or back side of the textile article, the dark color would mask the bleed through such that it is not seen. If both sides of the textile article are screen printed, image dyed, digital imaging, or heat transferred one must be careful to prevent the dye, pigment, or paint employed on the back side of the textile article from bleeding through to the light color front side. (Spec. 8). The Specification identifies white as a suitable light color and blue as a suitable dark color for the borders and central areas. (Spec. 7). These disclosures imply that the property of the border whereby the border is “capable of masking said graphic impression that may overlap onto said border from said central area on said one side, eliminating the need for precise alignment of said graphic impression within said central area of said one side” flows naturally from the color pattern required by claim 21 and the formation of the graphic impression on the lighter colored central area of the one side. Likewise, the property of the central area whereby the central area is “capable of masking any potential bleed through of said graphic impression from said central area of said one side,” flows naturally from the same combination of features. Since one of ordinary skill in the art had reason to combine the color pattern required by claim 21 with a graphic impression formed on the lighter colored central area of the one side, the towel of claim 21 as a whole would have been obvious in view of the combined teachings of Terrasse and Stark. See Ex Parte Obiaya, 227 USPQ 58, 60 (BPAI 1985)(“The fact that appellant has recognized another 11 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 advantage which would flow naturally from following the suggestions of the prior art cannot be the basis for patentability when the differences would otherwise be obvious.”). At the least, the towel obvious in view of the combined teachings of Terrasse and Stark would have been structurally identical, or substantially structurally identical, to the embodiments described in the Specification. This identity, or substantial identity, implies that the Examiner has a sound basis for belief that a towel combining the color pattern required by claim 21 with a graphic impression formed on the lighter colored central area of the one side necessarily would have a border and a central area possessing the capabilities recited in the latter part of claim 21. This sound basis for belief shifts the burden of production to the Appellant to show that a towel combining the color pattern required by claim 21 with a graphic impression formed on the lighter colored central area of the one side would not necessarily have a border and a central area possessing the capabilities recited in the latter part of claim 21. See Best. The Appellant has produced no persuasive evidence to meet this burden. The Examiner correctly concludes that a towel meeting the limitations of claim 21 as a whole would have been obvious. Two decisions of the Board in related appeals, cited by the Appellant in the Appeal Brief (see Br. 3), are also distinguishable. In Appeal 2009- 001515, the representative claim recited a method of making a printed textile article. (See Ex Parte Sheppard, Appeal 2009-001515, Appl’n 10/314,794 slip op. at 2 (BPAI Jun. 30, 2009)). At issue in Appeal 2009-001515 was whether the steps of the recited method were obvious. Appeal 2009-001515 raised no issue as to whether capabilities of a claimed a towel or textile 12 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 product might flow naturally, or might be inferred to be inherent, from identity or substantial identity with a prior art towel or textile product. Since the issues in the present appeal differ from those in Appeal 2009-001515, the holding of Appeal 2009-001515 is neither binding nor persuasive here. In Appeal 2009-002790, the representative claim claimed a towel produced by recited method steps. (Ex Parte Sheppard, Appeal 2009- 002790, Appl’n 09/837,094 slip op. at 2-3 (BPAI Jun. 18, 2009)). The representative claim was rejected under § 103(a) as being unpatentable over Stark, Parker (US 1,925,459, issued Sep. 5, 1933), Terasse and Sherrill. (Id. at 3). In reversing this rejection, the Board commented as follows: We identify two problems with [the Examiner’s] reasoning: (1) the Examiner has not pointed to any evidence of record that Stark provides for masking the overlap or bleed through of the printed graphic impression by the darker border and the darker central area on the back, and (2) the Examiner has not pointed to any evidence of record that Sherrill is concerned with misalignment or bleeding of the printed pattern on the cut pile surface. We also disagree with the Examiner’s characterization of the functional limitations recited in claim 21 as merely related to the appearance and ornamentation of the fabric. (Id. at 7). The Board also concluded that the Examiner “cited Terrasse for teaching a woven fabric of a reversible pattern composed of two colors . . . and pointed to nothing in the reference that would provide a reason to combine such teachings with Stark, Parker, and Sherrill, or to compensate for the deficiencies of the combination discussed above.” (Id. at 8). The evidence and technical reasoning underlying the rejection of claim 21 in this appeal differ from those at issue in Appeal 2009-002790. 13 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 For example, the primary reference here is Terrasse rather than Stark. The Examiner relies on the color pattern shown in Figures 1 and 2 of Terrasse; technical reasoning explaining why it would have been obvious to form the graphical impression in the lighter colored central area shown in Figure 1 of Terrasse; and an inference as to the capabilities of the darker colored border depicted in Figure 1 of Terrasse and the darker colored central area depicted in Figure 2 of Terrasse, as evidence supporting the conclusion of obviousness. Since the evidence and reasoning on which the Examiner relies in the present appeal differs from those at issue in Appeal 2009- 002790, the holding of Appeal 2009-002790 is neither binding nor persuasive here. Fourth Issue With respect to representative claim 28, the Appellant argues that Sherrill fails to remedy perceived deficiencies in the combined teachings of Terrasse and Stark. (Br. 24). Since no such deficiencies exist, the argument is not persuasive. Claim 28 depends from claim 21 and recites that “said towel is sheared and bloomed.” In the Appeal Brief, the Appellant states that: Sherrill does describe a shearing step. See, e.g., col. 1, line 54-col. 2, line 3. See also col. 3, lines 61-col. 4, line 9 that explains that after the rayon loops are sheared they are free to spread out and splay (bloom). Thus, the Examiner’s concern in regard to considering the Sheppard affidavits in regard to the independent claims since the affidavits discuss the towels having been sheared is not relevant in considering claims 28 and 35 as these claims call for shearing. Note also that 14 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Sherrill describes blooming to be a natural consequence of shearing. Reversal of the rejection is requested. (Br. 24). To the extent that this statement can be understood to be an argument that the prima facie case of obviousness against claim 28 is erroneous, the statement is not persuasive. The Appellant concedes that Sherrill teaches shearing. The Appellant appears to concede that Sherrill teaches the fibers being bloomed as a natural consequence of shearing. The Appellant does not contest the combination of the teachings of Sherrill with the teachings of Terrasse and Stark. In short, the Appellant provides no reason not to sustain the rejection of representative claim 28. Fifth Issue Inasmuch as we have concluded that the subject matter of claims 21, 22, 24-30 and 32-36 would have been prima facie obvious, and since the Appellant has submitted evidence in rebuttal of obviousness, we now turn to consider this evidence. When such evidence is presented it is our duty to consider the evidence anew. See, e.g., In re Eli Lilly & Co., 902 F.2d 943, 945 (Fed. Cir. 1990). We also are mindful that objective evidence of nonobviousness in any given case may be entitled to more or less weight depending on its nature and its relationship with the merits of the invention. Stratoflex Inc. v. Aeroquip Corp., 713 F.2d 1530, 1539 (Fed. Cir. 1983). The Appellant presents two affidavits, an “Affidavit under 37 C.F.R. 1.132” [“Affidavit”] and a “Supplemental Affidavit under 37 C.F.R. 1.132” [“Supplemental Affidavit”], both executed by the Appellant. 15 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 The Affidavit describes a commercial product, the EDGE towel. The Appellant does not aver that the EDGE towel is within the scope of any claim on appeal, although the Appellant’s counsel refers to the EDGE towel in the Appeal Brief as “the towel of claim 21.” (See, e.g., Br. 17). In the words of the Appellant’s counsel, the Appellant in the Affidavit “explains why the towel of claim 21 was counterintuitive in that it would not have been obvious to add further cost to a high cost towel by applying a graphic image. The prior art taught that graphic images were printed on low end towel, not high end jacquard woven towels as in claim 1.” (Id.) The Appellant’s statement that the discovery that “the graphic image was more crisp and sharp” on the EDGE towel than on other towels was an “unexpected benefit” (Affidavit 2) is entitled to little weight as evidence of an unexpected result. The statement is conclusory and without comparative data to explain or support it. In re Geisler, 116 F.3d 1465, 1470 (Fed. Cir. 1997)(“[I]t is well settled that unexpected results must be established by factual evidence.”). Neither has the Appellant provided persuasive evidence that the claimed subject matter solves a long felt need. The Appellant’s statement that “[w]e haven’t had a customer who has been able to figure out how we have produced this product which I believe contributes to its uniqueness and is an indication of the nonobviousness of the invention” also is entitled to little weight. The Affidavit does not describe level of skill of these customers. The Affidavit also alleges commercial success. More specifically, the Appellant states in the Affidavit that “[t]his product has been immensely successful and in three short years it now dominates 50 percent of total production, competing with 300 other different products in the Devant line 16 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 including jacquard woven and image dyed products.” (Affidavit 1-2). The Appellant in the Supplemental Affidavit states that the EDGE towels have a greater margin of profitability than Devant’s remaining products. (Supplemental Affidavit at 1). The Supplemental Affidavit provides a table supporting these statements. Nevertheless, while the Appellant’s commercial evidence is entitled to some weight, that evidence is not entitled to persuasive weight. The weight of the Appellant’s commercial evidence is discounted by the Appellant’s failure to show a nexus between the EDGE towel and the claimed subject matter. See Ex Parte Jellá, 90 USPQ2d 1009, 1015 (BPAI 2008)(precedential)(concluding that an applicant has a burden to establish a nexus between the claimed subject matter and any evidence of secondary indicia of obviousness). The Appellant does not even describe the EDGE towel so that it might be compared to the limitations of the claims on appeal. The weight of the Appellant’s commercial evidence is further discounted because the Appellant provides evidence of its own sales figures but no context in which to compare those sales figures to those of others in the market. The Appellant has not shown that the Appellant’s sales of the EDGE towel were a substantial quantity in a relevant market. See id. at 1017 (concluding that evidence of sales without a showing that the sales were a substantial quantity in the relevant market is, at best, a weak showing of commercial success). The percentage of sales of EDGE towels as opposed to other products within Devant’s business is a statistic at least partially within Devant’s control which might reflect other factors (such as investment of manufacturing capacity or advertising resources) unrelated to the non-obviousness of the claimed subject matter. 17 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 Finally, the Appellant presents two letters, one from the Appellant to a competitor and one from another competitor to the Appellant, as evidence of copying. While this evidence is also entitled to some weight, its weight is discounted by the lack of any description by which to determine whether the alleged copies met the limitations of the claims on appeal. The weight of the evidence is also discounted by the Appellant’s failure to produce any evidence, apart from the Appellant’s own speculation, that the competitors copied the EDGE towel due specifically to the subject matter of the claims on appeal. Although the accused copyists appear to have agreed to stop producing the alleged copies, this may have been due to the threat that Devant might enforce extant patent rights rather than recognition that the non-obviousness of the subject matter of the claims which are the subject of the present appeal. It is not clear from either letter than the accused copyists even had access to the claims on appeal at the time the letters were written. Having now considered all of the evidence of non-obviousness presented by the Appellant and after weighing the evidence anew, we conclude that the probative value of the evidence of obviousness outweighs the probative value of the evidence of non-obviousness. The Appellant has not established any secondary indicium of non-obviousness by a preponderance of the evidence. Although the Examiner’s reasoning in support of the conclusion of obviousness relies on common sense and inferences drawn from comparison of the prior art structures with the claimed subject matter, the Examiner has provided sufficient evidentiary underpinnings to justify the Examiner’s reliance on these factors. In view of the Appellant’s failure to provide evidence probative of a nexus between the Appellant’s evidence and the claimed subject matter, as well as the other 18 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 discounting factors discussed above, the weight of the evidence as a whole supports the Examiner’s conclusion of obviousness. CONCLUSIONS The subject matter of representative claim 21 would have been prima facie obvious. More specifically, a towel as recited in claim 21, in which a border of a first darker color on a first side was capable of masking a graphic impression that might overlap onto the border from a central area of the first side, would have been prima facie obvious. A towel as recited in claim 21, in which a central area of the first darker color on the second side was capable of masking any potential bleed through of the graphic impression from the central area of the first side, would have been prima facie obvious. The subject matter of representative claim 28 would have been prima facie obvious. The probative value of the evidence of obviousness produced by the Examiner outweighs the evidence of non-obviousness produced by the Appellant. We sustain the rejections of claims 21, 22, 24-27, 29, 30, 32-34 and 36 under § 103(a) as being unpatentable over Terrasse and Stark; and the rejections of claims 28 and 35 under § 103(a) as being unpatentable over Terrasse, Stark and Sherrill. 19 Appeal 2009-015288 Application 09/747,529 1 2 3 4 5 6 7 DECISION We AFFIRM the Examiner’s decision rejecting claims 21, 22, 24-30 and 32-36. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv) (2007). 8 9 10 11 12 13 14 15 AFFIRMED JRG DOUGHERTY & CLEMENS & HOFER SUITE 300 1901 ROXBOROUGH ROAD CHARLOTTE, NC 28210 20 Copy with citationCopy as parenthetical citation