Ex Parte Salla et alDownload PDFBoard of Patent Appeals and InterferencesMay 30, 201210723894 (B.P.A.I. May. 30, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/723,894 11/26/2003 Prathyusha K. Salla 132958-3/YOD (GEMS:0263) 1160 68174 7590 05/31/2012 GE HEALTHCARE c/o FLETCHER YODER, PC P.O. BOX 692289 HOUSTON, TX 77269-2289 EXAMINER MEHTA, PARIKHA SOLANKI ART UNIT PAPER NUMBER 3737 MAIL DATE DELIVERY MODE 05/31/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte PRATHYUSHA K. SALLA, GOPAL B. AVINASH, and CHERIK BULKES ____________ Appeal 2010-007926 Application 10/723,894 Technology Center 3700 ____________ Before LINDA E. HORNER, JOHN C. KERINS, and KEN B. BARRETT, Administrative Patent Judges. HORNER, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Prathyusha K. Salla et al. (Appellants) seek our review under 35 U.S.C. § 134 of the Examiner’s decision rejecting claims 1-32. We have jurisdiction under 35 U.S.C. § 6(b). Appeal 2010-007926 Application 10/723,894 2 THE INVENTION Appellants’ claimed invention relates to a technique of “measuring the motion of one or more internal organs via one or more external sensors and/or via data acquired from a medical imaging system to determine the overall motion of at least one of the internal organs.” Spec. 1, ll. 7-10. Claim 1, reproduced below, is representative of the subject matter on appeal. 1. A method for processing image data, comprising the steps of: acquiring a set of image data representative of a region of interest using at least one imaging device; acquiring a set of motion data for two or more types of organs from at least one of one or more types of electrical sensors or one or more types of non-electrical sensors, wherein the electrical and non-electrical sensors are separate from the at least one imaging device, wherein the set of image data is acquired substantially concurrent with the set of motion data, and wherein the two or more types of organs each perform different physiological functions; processing the set of motion data to extract two or more retrospective gating points and one or more motion compensation factors; processing a portion of the set of image data based upon the two or more retrospective gating points and the one or more motion compensation factors; and displaying or storing an image generated from the portion of the set of image data. Appeal 2010-007926 Application 10/723,894 3 THE EVIDENCE The Examiner relies upon the following evidence: Rogers US 5,477,144 Dec. 19, 1995 Salla US Appl. 10/723,857 Now US 7,756,565 B2 Jul. 13, 2010 D. E. Bohning et al., PC-Based System for Retrospective Cardiac and Respiratory Gating of NMR Data, 16 MAGNETIC RESONANCE IN MEDICINE, 303-16 (1990) (“Bohning”). J. Keegan et al., Subject-specific Motion Correction Factors for Magnetic Resonance Coronary Angiography, INTERNATIONAL WORKSHOP ON MEDICAL IMAGING AND AUGMENTED REALITY, 67-71 (2001) (“Keegan”). THE REJECTIONS Appellants seek review of the following rejections: 1. Claims 1-32 are rejected under 35 U.S.C. § 112, first paragraph as failing to comply with the enablement requirement. 2. Claims 1-8 are rejected under 35 U.S.C. § 103(a) as unpatentable over Bohning and Keegan. 3. Claims 9-32 are rejected under 35 U.S.C. § 103(a) as unpatentable over Bohning, Keegan, and Rogers. 4. Claims 1-16 are provisionally rejected on the ground of nonstatutory obviousness-type double patenting as unpatentable over claims 1-8 and 17-24 of Application 10/723,857. 5. Claims 17-32 are provisionally rejected on the ground of nonstatutory obviousness-type double patenting as unpatentable over claims 17-32 of Application 10/723,857. Appeal 2010-007926 Application 10/723,894 4 ISSUES The issues presented by this appeal are: Did the Examiner meet the Office’s initial burden of setting forth a reasonable explanation as to why the scope of protection provided by claims 1-32 is not adequately enabled by the description of the invention provided in the Specification? Did the Examiner provide adequate reasoning based on rational underpinnings to explain why one of ordinary skill in the art would have been led to modify the technique of Bohning with the motion correction factors taught by Keegan? PRINCIPLES OF LAW When rejecting claims for lack of enablement “the PTO bears an initial burden of setting forth a reasonable explanation as to why it believes that the scope of protection provided by that claim is not adequately enabled by the description of the invention provided in the specification of the application[.]” In re Wright, 999 F.2d 1557, 1561-62 (Fed. Cir. 1993) (citing In re Marzocchi, 439 F.2d 220, 223-24 (CCPA 1971)). The test for compliance with the enablement requirement is whether the disclosure, as filed, is sufficiently complete to enable one of ordinary skill in the art to make and use the claimed invention without undue experimentation. In re Wands, 858 F.2d 731, 737 (Fed. Cir. 1988). “Enablement is not precluded by the necessity for some experimentation .... However, experimentation needed to practice the invention must not be undue experimentation. The key word is ‘undue,’ not ‘experimentation.’” Id. at 736-37 (internal citation Appeal 2010-007926 Application 10/723,894 5 omitted.) To evaluate whether a disclosure would require undue experimentation is a legal conclusion reached by weighing many factual considerations including: (1) the quantity of experimentation necessary, (2) the amount of direction or guidance presented, (3) the presence or absence of working examples, (4) the nature of the invention, (5) the state of the prior art, (6) the relative skill of those in the art, (7) the predictability or unpredictability of the art, and (8) the breadth of the claims. Id. at 737 (citations omitted). ANALYSIS Enablement Rejection The Examiner determined that the claimed “motion compensation factors” are not described in the disclosure in sufficient detail such that one of ordinary skill in the art would be reasonably apprised of how to make and use the claimed invention. Ans. 3. In particular, the Examiner explained that “[t]he specification lacks any and all specific description of exactly what a motion compensation factor is, or precisely how it is derived, other than the generalized statement that the determination of the factors ‘may involve modeling the anticipated motion’ (Specification p. 18 paragraph 3).” Id. The referenced portion of the Specification describes: If the one or more quiescent periods 88 are determined to be valid, the validated quiescent periods 88 may be used to determine motion compensation factors 106, as depicted at step 108. Determination of one or more motion compensation factors 106 may involve modeling the anticipated motion, based on the multi-input motion data 72 and/or quiescent periods 88, and calculating factors that compensate for the motion. Motion Appeal 2010-007926 Application 10/723,894 6 modeling can be accomplished either using the data directly or using a priori information about the moving organ. When motion is computed directly from the data, motion compensation factors 106 may be derived by an iterative algorithm trying to optimize criteria in multiple domains including the spatial and transform domains. When prior information is available, non-iterative methods can be used for determination of motion compensation factors 106. Spec. 18, l. 24 – Spec. 19, l. 3. With regard to this description, the Examiner explained: The disclosure of “using a priori data” only tells one of ordinary skill that the factor is derived using information that is “previously known”, which is in itself vague and unclear. Appellant additionally fails to disclose any specific algorithm that, when employed, would produce a “motion compensation factor” – the mere recitation of “iterative” does not indicate to a skilled artisan a clear set of instructions that, when followed, would produce the inventive compensation factor. Furthermore, the term “motion compensation factor” does not have such a standard, commonly known definition in the art that a skilled artisan would readily understand what is meant by the term. In other words, the specification fails to even describe the factor in such detail that a skilled artisan would understand what is meant by the term (i.e., whether it is a mathematical variable, a constant numerical value, a qualitative consideration, etc.). Ans. 6. The Examiner analyzed the amount of direction or guidance presented in the Specification as to the motion compensation factor, the lack of any working examples, the state of the prior art in that the term “motion compensation factor” is not an art-recognized term, and the breadth of the claims. The Examiner’s rejection is in essence premised on a lack of detailed disclosure in the Specification as to the motion compensation factor. Appeal 2010-007926 Application 10/723,894 7 We find that the Examiner’s explanation is insufficient to meet the Office’s initial burden of setting forth a reasonable explanation of lack of enablement. In this instance, we would have found a discussion by the Examiner as to the relative skill of those in the art and the quantity of experimentation needed to make or use the invention based on the content of the disclosure particularly instructive as to lack of enablement. Based on the prior art applied in this case, and in particular the journal articles to Bohning and Keegan, it appears to us that the relative level of skill in this art is high, such that one skilled in the art would be able to implement motion compensation factors based on the disclosure provided in the Specification without undue experimentation. For example, Keegan discloses a known prior art method for determining motion correction factors as the slope of the plot of the head-foot, anterior-posterior, and left-right positions of the artery against the diaphragm position. Keegan at p. 68, second column, first full para. Accordingly, we cannot sustain the rejection of claims 1-32 under 35 U.S.C. § 112, first paragraph. Obviousness Rejections With regard to the proposed combination of Bohning and Keegan, the Examiner stated: since Keegan teaches that cardiac image data can be corrupted by diaphragm motion and one should compensate for that motion accordingly, a skilled artisan would thus be motivated to apply such teaching to improve Bohning by accounting for confounding motion by incorporating a motion compensation factor into the Bohning algorithm. Ans. 7. Appeal 2010-007926 Application 10/723,894 8 We agree with Appellants that the Examiner’s stated reason for modifying the method of Bohning with the teachings of Keegan is without rational underpinnings because “the Keegan reference essentially addresses the same problem set forth in the Bohning reference, but in [a] completely different manner” and because the Keegan reference fails to disclose “the use of motion correction factors being superior to ‘image clustering,’ as disclosed by the Bohning reference, nor has the Examiner cited any specific support for such an assertion.” App. Br. 50, 52. In particular, Bohning’s technique clusters all data corresponding to the same phase of a motion cycle to effectively mask motion-related artifacts, while Keegan corrects for motion-related artifacts using motion correction factors. App. Br. 50. See also Bohning at p. 306, sixth para. and Keegan at p. 70, second column, first para. The Examiner has failed to articulate adequate reasoning based on rational underpinnings to explain why one of ordinary skill would have been led to modify the method of Bohning with the technique of using motion compensation factors as disclosed in Keegan, to result in the method of claims 1-8. For this reason, we cannot sustain the rejection of claims 1-8 under 35 U.S.C. § 103(a) as unpatentable over Bohning and Keegan. The Examiner’s rejection of claims 9-32 is based on the same proposed combination of Bohning and Keegan as relied on for claims 1-8. Ans. 4. The Examiner relies on Rogers for the teaching of using non- electrical cardiac motion sensors. Ans. 5. Rogers is not relied on to cure the above-noted deficiencies in the proposed combination of Bohning and Appeal 2010-007926 Application 10/723,894 9 Keegan. Accordingly, we cannot sustain the rejection of claims 9-32 under 35 U.S.C. § 103(a) as unpatentable over Bohning, Keegan, and Rogers. Double Patenting Rejections The Examiner provisionally rejected claims 1-32 on the basis of obviousness-type double patenting in view of many of the then-pending claims of the ‘857 application, either taken alone or in view of Rogers. Since institution of these rejections, applicants in the ‘857 application canceled several of the application claims and filed a Terminal Disclaimer over the instant ‘894 application. The ‘857 application subsequently issued as US 7,756,565 on July 13, 2010.1 The instant ‘894 application and the ‘857 application were filed on the same day. Pursuant to the Manual of Patent Examining Procedure (MPEP) § 804 (8th Ed., Rev. 8, Jul. 2010), when applications subject to obviousness- type double patenting rejections are filed on the same day, the rejection can be withdrawn from the application claiming the “base invention” and maintained for the application claiming the “improvement.” Because the circumstances surrounding the co-pending ‘857 application have changed since institution of the double patenting rejections in the instant ‘894 application, we decline to reach the rejections, and leave it to the Examiner to determine whether the obviousness-type double patenting rejections are still proper in light of the issued claims of the ‘565 patent and the guidance 1 Application claims 1-3, 5-7, 9-11, 13-15, 17-19, 21-23, 25-27, 29-31, 33- 35, and 37-39 were canceled; and claims 4, 8, 12, 16, 20, 24, 28, 32, 36, and 40 issued as patented claims 1-10, respectively. Appeal 2010-007926 Application 10/723,894 10 provided in MPEP § 804. See Ex parte Moncla, 95 USPQ2d 1884 (BPAI 2010) (precedential). CONCLUSIONS The Examiner did not meet the Office’s initial burden of setting forth a reasonable explanation as to why the scope of protection provided by claims 1-32 is not adequately enabled by the description of the invention provided in the Specification. The Examiner did not provide adequate reasoning based on rational underpinnings to explain why one of ordinary skill in the art would have been led to modify the technique of Bohning with the motion correction factors taught by Keegan. DECISION We REVERSE the decision of the Examiner to reject claims 1-32 under 35 U.S.C. §§ 112 and 103. We do not reach the rejections of claims 1-32 based on obviousness-type double patenting. REVERSED hh Copy with citationCopy as parenthetical citation