Ex Parte Salama et alDownload PDFBoard of Patent Appeals and InterferencesMar 16, 201211321616 (B.P.A.I. Mar. 16, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 11/321,616 12/28/2005 Islam A. Salama 42P22583 2011 45209 7590 03/19/2012 MISSION/BSTZ BLAKELY SOKOLOFF TAYLOR & ZAFMAN LLP 1279 OAKMEAD PARKWAY SUNNYVALE, CA 94085-4040 EXAMINER TALBOT, BRIAN K ART UNIT PAPER NUMBER 1715 MAIL DATE DELIVERY MODE 03/19/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ________________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ________________ Ex parte ISLAM A. SALAMA and OMAR J. BCHIR ________________ Appeal 2010-007911 Application 11/321,616 Technology Center 1700 ________________ Before BRADLEY R. GARRIS, ROMULO H. DELMENDO, and GEORGE C. BEST, Administrative Patent Judges. BEST, Administrative Patent Judge. DECISION ON APPEAL The Examiner finally rejected claims 1-10 and 22-26 of Application 11/321,616 as obvious pursuant to 35 U.S.C. § 103(a). In particular, claims 1-10 and 22-25 were rejected over U.S. Patent No. 5,989,653 (“Chen ’653,” issued Nov. 23, 1999) in view of U.S. Patent No. 6,863,936 B2 (“Chen ’936,” issued March 8, 2005) in view of Method for Forming Wiring Patterns and Vias on a Variety of Substrates, 32 IBM Technical Disclosure Appeal 2010-007911 Application 11/321,616 2 Bulletin 6A, 17-18 (Nov. 1, 1989) (“IBM”) and in further view of U.S. Patent No. 6,495,200 B1 (“Chan,” issued Dec. 17, 2002). Claim 26 was rejected over Chen ’653, in view of Chen ’936, in view of IBM, in view of Chan, and in further view of U.S. Patent No. 4,394,229 (“Korach,” issued July 19, 1983). We have jurisdiction under 35 U.S.C. § 6(b). For the reasons set forth below, we AFFIRM. Background The ’616 application discloses and claims methods for making printed circuit boards by using laser-assisted activation and patterning of a seed layer followed by electroless plating without electrolytic plating. Spec., ¶ 1. The claimed method starts with a substrate board comprised of a conductive layer covered by a dielectric layer. Figures 1-3 from the ’616 application are reproduced below: Appeal 2010-007911 Application 11/321,616 3 Figures 1-3 show a cross-sectional view of a device being made by the claimed method. Id. at ¶¶ 8-10) In these figures, the conductive layer is identified as 101, while the dielectric layer is identified as 100 in Figure 1. Id. at ¶¶ 31-32. An opening 110, called a via, is provided in the dielectric layer, id., and the entire dielectric layer is then covered with a laser- activatable film 130, which is comprised of an organo-metallic compound. Id. at ¶ 33. Figure 4A is reproduced below. Figure 4A shows a cross-section view of the results of the laser activation, where the laser-activatable layer is selectively activated by using a laser to ablate the organic material from selected regions of the device. Id. at ¶ 35. The activated regions are numbered 130', 135', and 136'; the unactivated regions are numbered 132; and the dielectric layer is numbered 102. Id. Figure 5A is reproduced below: As shown in Figure 5A, the unactivated laser-activatable film is then removed, leaving behind activated regions 130', 135', and 136'. Id. at ¶ 38. Appeal 2010-007911 Application 11/321,616 4 The resulting device is then electrolessly plated with copper or other conductive metals, which are selectively reduced and deposited on regions 130', 135', and 136'. Id. at ¶¶ 39-40. Discussion I. The Prior Art In rejecting claims 1-10 and 22-25 of the ’616 application, the Examiner cited four references: Chen ’653, Chen ’936, IBM, and Chan. The rejection of claim 26 added a fifth reference, Korach. Appellants have stipulated that the claims stand or fall as a group. Br. 6. We only need to discuss the first three references cited by the Examiner against claim 1 because Appellants arguments are focused on whether there is a motivation to combine these references and whether there would be a reasonable expectation that the first three references could be successfully combined. The teachings of these references are summarized below. A. Chen ’653 Chen ’653 teaches the use of an activatable catalyst layer to produce metallic clusters that can be electrolessly plated. Chen ’653 Abstract. To improve adhesion of the metal to the substrate, the catalyst layer comprises a polymer carrier, catalyst metal ions, and a solvent. Figure 1b from Chen ’653 is reproduced below. Appeal 2010-007911 Application 11/321,616 5 Figure 1b shows that the catalyst layer 2 is applied to substrate 1 and dried. Col. 2, l. 64-col. 3, l. 3. The polymer component of the catalyst layer 2 is chosen to be identical to or compatible with the material that forms the substrate layer 1. Col. 3, ll. 62-65. Due to this identity or compatibility, the polymer portion of the catalyst can interdiffuse into the substrate, which results in improved adhesion of the metallic layers that will be built up on top of the catalyst layer. Id.; see also Col. 5, ll. 39-53. Figure 1c is reproduced below: Appeal 2010-007911 Application 11/321,616 6 As shown in the Figure 1c, the catalyst layer is then subjected to further processing. First, the catalyst layer is covered with a mask 6. Mask 6 is opaque to electromagnetic radiation, except in pre-defined transparent areas 8. The assembly of substrate 1, catalyst layer, and mask 6 is then exposed to electromagnetic radiation 7. Mask 6 protects the portions of the catalyst layer not under transparent areas 8 from exposure to electromagnetic radiation 7. Col. 3, ll. 4-11. The resulting product is shown in Figure 1d, which is reproduced below. Figure 1d shows a perspective view of the exposed substrate. In the exposed areas 3 of the catalyst layer 2, the metal catalyst has formed metallic clusters. Such clusters are not found in the unexposed areas 9. Col. 3, ll. 12- 16. The device is next subjected to electroless plating. Figure 1e is reproduced below: Appeal 2010-007911 Application 11/321,616 7 As shown in Figure 1e, the metallic clusters in the exposed areas 3 act as catalysts for metal deposition in the electroless plating process. Thus, the metal preferentially deposits itself in the exposed areas, creating metallized areas 4. Col. 3, ll. 17-19. B. Chen ’936 Chen ’936 teaches the use of a conductor or semiconductor layer covered with a dielectric layer. Figures 5a through 5c are reproduced below: Appeal 2010-007911 Application 11/321,616 8 Figures 5a-5c show a cross sectional view of a process taught in Chen ’936. As shown in Figures 5a, a strippable layer 52 of non-aromatic organic material is then placed on top of the dielectric layer 51. Col. 3, ll. 60-64.As shown in Fig. 5b, a laser is then used to ablate through strippable layer 52 and the dielectric layer 5, creating a via 53. Col. 3, ll. 64-68. After the laser’s power is reduced, a portion 54 of the surface of the polymer layer 51 is activated. Id. The activated portion 54 of the strippable layer is next seeded with metal clusters. The residual strippable layer 52 is then removed, and the seeded surface is plated in an electroless bath to form the circuitry 55, as shown in Figure 5c. Col. 3, l. 68-col. 4, l. 7. C. IBM Technical Disclosure Bulletin, Nov. 1989 IBM teaches a method for defining wiring patterns and vias on ceramic greensheets or polymer surfaces. IBM 1. In particular, IBM teaches the deposition of metal chelates—a class of organo-metallic compounds—on the substrate surface, followed by “developing” a wiring pattern by laser ablation of the organic material. The metal chelate can be deposited as a powder, by sublimation, or by casting from solution. Id. at 2. This technique can be used to create metal connections in holes that have been pre-punched in greensheets to create vias. Id. at 3. II. The Examiner’s Rejections of the ’616 Application’s Claims as Obvious are Sustained Appellants state: “For the purposes of this appeal, claims 1-10 and 22- 26 stand or fall together . . . .” Br. 6. Therefore, we need only consider the patentability of representative claim 1 of the’616 application, which reads: 1. A method of providing a printed circuit board comprising: Appeal 2010-007911 Application 11/321,616 9 providing a microelectronic substrate including a dielectric layer disposed over a conductive layer; providing a via opening in the dielectric layer to expose the conductive layer using laser irradiation; providing a laser activatable film on the dielectric layer and exposed conductive layer, the laser activatable film comprising a metal-organic material; and providing an interconnect on the microelectronic substrate comprising: providing a patterned seed layer on the microelectronic substrate comprising exposing the laser activatable film to laser irradiation to selectively activate a portion of the laser activatable film on the exposed conductive layer, wherein exposing the laser activatable film to laser irradiation comprises ablating the organic material from the metal-organic material; and metallizing the patterned seed layer to yield the interconnect to provide the printed circuit board by catalyzing an activator layer with copper to only electrolessly plate the copper on the microelectronic substrate, wherein copper is plated on the substrate without being electrolytically plated. A. The Examiner’s Rejections of the Claims as Obvious Obviousness is a legal conclusion based upon underlying factual determinations. In re Kumar, 418 F.3d 1361, 1365 (Fed. Cir. 2005). These underlying factual determinations include: (1) the level of ordinary skill in the art, (2) the scope and content of the prior art, (3) the differences between the claimed invention and the prior art, and (4) any objective indicia of Appeal 2010-007911 Application 11/321,616 10 nonobviousness that may be present. Graham v. John Deere Co., 383 U.S. 1, 17-18 (1966). In this case, the Examiner has demonstrated that each of the steps in the claimed method was known in the prior art. The Examiner started with the teaching of Chen ’653 as a base reference and modified it in view of Chen ’936 to include a substrate with a conductive layer and a via. The Examiner next modified the process used to create the patterned seed layer for guiding the electroless deposition to incorporate the teachings of IBM. Finally, the Examiner added the specific teachings from Chan to use palladium acetate on a structure comprising a dielectric layer on top of a conducting layer. This combination of references teaches every step in claim 1 of the ’616 application. Furthermore, the Examiner explained that a person of ordinary skill in the art would have been motivated to combine the procedure used in Chen ’653 with the via-containing structure shown in Chen ’936 in order to be able to create structures containing vias. Final Office Action (“FOA”) (May 14, 2009) 3. The skilled artisan would then be motivated to modify the resulting combination by using the methods taught in IBM. FOA 4. Finally, the teaching from each of these references is used in the manner and for the purpose taught in the reference from which it comes. As the Supreme Court has stated, “[t]he combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.” KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). The Examiner, therefore, rejected the claim as obvious. Appeal 2010-007911 Application 11/321,616 11 B. Appellant’s Arguments Do Not Overcome the Examiner’s Obviousness Rejections Seeking to overcome the Examiner’s rejections, Appellants present three fundamental arguments. First, they argue that the combination of references would create an inoperable device. Thus, Appellants claim, there would be no reasonable expectation that the device created by combining Chen ’653, Chen ’936, and IBM would work for its intended purpose. Second, Appellants argue that Chen ’653 teaches away from the combination of references. Third, Appellants argue that the Examiner provided an inadequate motivation to combine the references.1 1. A Person of Ordinary Skill in the Art Would Have Had a Reasonable Expectation of Success Appellants’ first argument against the obviousness rejections is that a person of ordinary skill in the art would not have had a reasonable expectation of success that the Examiner’s proposed combination would have worked for its intended purpose. In particular, Appellants argue that the combination of Chen ’653 with the via-containing substrate in Chen ’936 would not have worked because the organic polymers that Chen ’653 teaches are co-deposited with the metal catalyst would have effectively filled in the via by recreating the dielectric layer on top of the substrate. Br. 8-9. This argument fails for at least two reasons. First, the Appellants are arguing about whether there was a reasonable expectation of success using a subcombination of the cited references— 1Appellants present this argument for the first time in their Reply Brief. Although arguments raised for the first time in the reply brief need not be considered without a showing of good cause, Ex parte Borden, 93 USPQ2d 1473, 1476-77 (BPAI 2010) (informative), we will provide non-procedural reasons why the argument is unsuccessful. Appeal 2010-007911 Application 11/321,616 12 Chen ’653 and Chen ’936. They do not address the effect of the Examiner’s proposed substitution of the process disclosed in IBM. Because Appellants’ argument is based on the alleged lack of a reasonable expectation of success for the subcombination of Chen ’653 and Chen ’936, Appellants are not addressing the combination of references that the Examiner actually used in the rejections. Appellants therefore are not applying the correct legal test. The law requires that there be a reasonable expectation of successfully combining the cited references in the manner required by the claimed invention. Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1164 (Fed. Cir. 2006). Thus, consideration of whether the subcombination of Chen ’653 and Chen ’936 would work for the intended purpose is legally irrelevant. The proper question is whether the combination of all of the cited references would be reasonably expected to succeed. In re Keller, 642 F.2d 413, 425 (Fed. Cir. 1981) (“The test for obviousness . . . . is what the combined teachings of the references would have suggested to those of ordinary skill in the art.”(emphasis added)). Second, to the extent that Appellants address IBM, they fail to do so adequately. Rather than provide analysis, Appellants assert that the proposed additional modification in view of IBM “does not remedy the deficiency of the proposed modification of Chen ’653 in view of [Chen ’936].” Br. 9-10. However, Appellants do not reasonably identify any deficiency in the Examiner’s proposed combination of Chen ’653, Chen ’936, and IBM. 2. Chen ’653 Does Not Teach Away From the Proposed Combination Appellants next argue that Chen ’653 teaches away from the proposed combination of references. Appellants’ argument is based on the same Appeal 2010-007911 Application 11/321,616 13 premise as their “reasonable expectation of success” argument—that the method of creating the metal seeding used in Chen ’653 would rendered the vias in the combination of Chen ’653 and Chen ’936 inoperable. This argument, however, does not establish that Chen ’653 teaches away from the proposed combination of Chen ’653, Chen ’936, and IBM. Indeed, a skilled artisan would have recognized the limitations imposed by the polymer deposition taught in Chen ’653. As discussed above, the skilled artisan would have been motivated to consider replacing the polymer/catalyst metal combination with an activatable layer from which any organic material could be easily ablated. IBM teaches the composition of such a layer. Keller, 642 F.2d at 425. 3. A Person of Ordinary Skill in the Art Would Have Been Motivated to Combine the Cited References Appellants’ final argument is that the Examiner’s stated motivation to combine the cited references does not meet the threshold set forth in KSR International Co. v. Teleflex Inc. However, we note that the Examiner did provide a reason to combine the references. The Examiner noted that Chen ’653 failed to teach a substrate having vias formed therein. FOA 3. A person of ordinary skill in the art would have known of the utility of vias and would have been motivated to combine Chen ’653 with Chen ’936 in order to obtain the via/interconnect function taught by this reference. Furthermore, the skilled artisan would have been motivated to further modify the combination of Chen ’653 and Chen ’936 with IBM in order to incorporate the laser activatable film taught in IBM. FOA 4. This modification would allow the skilled artisan to skip the subsequent seeding steps and stripping steps taught by Chen ’936. Appeal 2010-007911 Application 11/321,616 14 Although these statements of motivation are short, they are not conclusory, as they provide a sufficient basis for our review. See KSR, 550 U.S. at 418 (explaining that the reason to combine references must be made explicit to facilitate review); Keller, 642 F.2d at 425 (explaining that the test for obviousness does not require that the claimed invention be expressly suggested in any one or all the references). Conclusion Each of the steps in claim 1 of the ’616 application was known in the prior art and would have been used for its known purpose. There is no allegation of surprising or unexpected results from this combination of known elements. After considering each of Appellants’ arguments ascribing error to the Examiner’s rejections, we sustain each of the Examiner’s rejections as applied against claims 1-10 and 22-26 of the ’616 application. The Examiner’s decision is affirmed. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED. ssl Copy with citationCopy as parenthetical citation