Ex Parte OlexaDownload PDFPatent Trials and Appeals BoardMar 29, 201913691692 - (D) (P.T.A.B. Mar. 29, 2019) Copy Citation UNITED STA TES p A TENT AND TRADEMARK OFFICE APPLICATION NO. FILING DATE 13/691,692 11/30/2012 128144 RimonPC 7590 One Embarcadero Center Suite 400 San Francisco, CA 94111 04/02/2019 FIRST NAMED INVENTOR Vladimir Olexa UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www .uspto.gov ATTORNEY DOCKET NO. CONFIRMATION NO. 10-499-US-C 1529 EXAMINER AIRAPETIAN, MILA ART UNIT PAPER NUMBER 3625 NOTIFICATION DATE DELIVERY MODE 04/02/2019 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): eofficeaction@appcoll.com docketing.rimonlaw@clarivate.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte VLADIMIR OLEXA Appeal2017-009968 Application 13/691,692 1 Technology Center 3600 Before DEBRA K. STEPHENS, DANIEL J. GALLIGAN, and DAVID J. CUTITTA II, Administrative Patent Judges. STEPHENS, Administrative Patent Judge. DECISION ON APPEAL Appellant appeals under 35 U.S.C. § 134(a) from a final rejection of claims 2-8 and 10-21, which are all of the claims pending in the application. We have jurisdiction under 35 U.S.C. § 6(b ). Claims 1 and 9 have been cancelled. We REVERSE. 1 According to Appellant, the real party in interest is CBS Interactive Inc., the assignee of record (App. Br. 2). Appeal2017-009968 Application 13/691,692 CLAIMED SUBJECT MATTER According to Appellant, the claims are directed to a system and method for electronically navigating through content and related content (Spec. ,r 41, Abstract, Fig. 2A). Claim 2, reproduced below, is representative of the claimed subject matter: 2. A method, performed by one or more computing devices, for delivering browsable content over a computer network, said method comprising: receiving, by at least one of the one or more computing devices, a query for a content item based on identification of at least one of a product and a service, the content item including at least one editorial review describing one of the product and the service; aggregating, by at least one of the one or more computing devices, a first plurality of related content items, each content item in the first plurality of related content items having at least one attribute in common with the content item; transmitting, by at least one of the one or more computing devices, for display on one of the computing devices the content item in a first user interface portion and at least two content items in the first plurality of related content items in a second user interface portion adjacent to the first user interface portion; providing, by at least one of the one or more computing devices, one or more browsing user interface controls on one of the computing devices configured to allow the user to navigate among the first plurality of related content items without selecting one of the content items; providing, by at least one of the one or more computing devices, a selection user interface control on one of the computing devices configured to facilitate selection of one of the content items in the first plurality of related content items; receiving, by at least one of the one or more computing devices, a selection of one of the content items in the first plurality of related content items; 2 Appeal2017-009968 Application 13/691,692 aggregating, by at least one of the one or more computing devices, a second plurality of related content items in response to receiving the selection of one of the content items in the first plurality of content items, each content item in the second plurality of related content items having at least one attribute in common with the selected content item; and transmitting, by at least one of the one or more computing devices, for display on one of the computing devices the selected content item in the first user interface portion and at least two content items in the second plurality of related content items in the second user interface portion. REJECTION Claims 2-8 and 10-21 stand rejected under 35 U.S.C. § 101 as directed to patent-ineligible subject matter (Final Act. 3---6). Principles of Law An invention is patent-eligible if it claims a "new and useful process, machine, manufacture, or composition of matter" (35 U.S.C. § 101). However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: "[l]aws of nature, natural phenomena, and abstract ideas" are not patentable, e.g., Alice Corp. v. CLS Bank Int 'l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court's two-step framework, described in Mayo and Alice (id. at 217-18 ( citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75-77 (2012))). In accordance with that framework, we first determine what concept the claim is "directed to" (see Alice, 573 U.S. at 219 ("On their face, the claims before us are drawn to the 3 Appeal2017-009968 Application 13/691,692 concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk."); see also Bilski v. Kappas, 561 U.S. 593, 611 (2010) ("Claims 1 and 4 in petitioners' application explain the basic concept of hedging, or protecting against risk.")). Concepts determined to be abstract ideas, and thus, patent-ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219-20; Bilski, 561 U.S. at 611 ); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594--95 (1978)); and mental processes ( Gottschalk v. Benson, 409 U.S. 63, 69 (1972)). Concepts determined to be patent-eligible include physical and chemical processes, such as "molding rubber products" (Diamond v. Diehr, 450 U.S. 175, 192 ( 1981) ); "tanning, dyeing, making waterproof cloth, vulcanizing India rubber, smelting ores" (id. at 184 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267---68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that "[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula" (Diehr, 450 U.S. at 176; see also id. at 192 ("We view respondents' claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.")). Having said that, the Supreme Court also indicated that a claim "seeking patent protection for that formula in the abstract ... is not accorded the protection of our patent laws, ... and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment" (id. ( citing Benson and Flook); see, e.g., id. at 187 ("It is now commonplace that an application of a 4 Appeal2017-009968 Application 13/691,692 law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.")). If the claim is "directed to" an abstract idea, we tum to the second step of the Alice and Mayo framework, where "we must examine the elements of the claim to determine whether it contains an 'inventive concept' sufficient to 'transform' the claimed abstract idea into a patent- eligible application" (Alice, 573 U.S. at 221 (quotation marks omitted)). "A claim that recites an abstract idea must include 'additional features' to ensure 'that the [claim] is more than a drafting effort designed to monopolize the [abstract idea]"' (id. (quoting Mayo, 566 U.S. at 77)). "[M]erely requir[ing] generic computer implementation[] fail[ s] to transform that abstract idea into a patent-eligible invention" (id.). USPTO January 7, 2019 Revised Section 101 Memorandum The USPTO recently published revised guidance on the application of § 101 (see 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) ("2019 Eligibility Guidance")). Under the 2019 Revised Guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a}-(c), (e}-(h)). Only if a claim ( 1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look to whether the claim: 5 Appeal2017-009968 Application 13/691,692 (3) adds a specific limitation beyond the judicial exception that is not "well-understood, routine, conventional" in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, and conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. ISSUE 35 US.C. § 101: Claims 2---8 and 10-21 The Examiner concluded claims 2-8 and 10-21 are directed to patent- ineligible subject matter (Final Act. 3---6). Appellant argues the invention as recited in claims 2-8 and 10-21, is directed to patent-eligible subject matter (App. Br. 5-10). Therefore, the issue presented by the arguments is whether the Examiner erred in concluding the invention as recited is patent- ineligible. ANALYSIS We do not agree with the Examiner, for the reasons discussed in greater detail below. We analyze the claims under the 2019 Revised Patent Subject Matter Eligibility Guidance and adopt the nomenclature for the steps it uses. STEP 1 Section 101 provides that "[ w ]hoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title." 35 U.S.C. § 101. We 6 Appeal2017-009968 Application 13/691,692 determine that independent claim 2 recites a method, independent claim 11 recites a system, and independent claim 16 recites a non-transitory computer-readable medium. As such, the claims are directed to statutory classes of invention within 35 U.S.C. § 101, i.e., methods and machines. STEP 2A, Prong 1 Under Step 2A, Prong 1 of the 2019 Eligibility Guidance, we must determine whether the claims, being directed to statutory classes of invention, nonetheless fall within a judicial exception. The Examiner determines that the claims are directed to "the abstract practice of presenting information to users" (Adv. Act. 2) or "providing content to users" (Final Act. 4), both of which the Examiner determines are "method[s] of organizing human activities" (Adv. Act. 2; Final Act. 4). Appellant argues that the "claimed invention is directed to more than an 'abstract idea,"' and the invention "allow[ s] a user to efficiently navigate a collection of editorial content associated with products in a computing environment" (App. Br. 5). We determine that the Examiner fairly characterizes the claims as presenting information and providing content, i.e., methods of organizing human activities. Turning to the portions of the claims reciting the Examiner's identified abstract idea, claim 2, for example, recites aggregating various types of content to "display ... the content item in a first user interface portion and at least two content items in the first plurality of related content items in a second user interface portion adjacent to the first user interface portion" and to also "display ... the selected content item in the first user interface portion and at least two content items in the second 7 Appeal2017-009968 Application 13/691,692 plurality of related content items in the second user interface portion." Those limitations, under their broadest reasonable interpretation, describe presenting information in the form of content and placing the content in particular positions. For example, content items may be placed at a first position, i.e., a "first user interface portion," or content items may be placed at a second "adjacent" position, i.e., a "second user interface portion." Laying out content in a logical manner is a practice that humans have long- engaged in, e.g., arranging content in newspapers and magazines. As such, we agree with the Examiner that claim 2 recites laying out content, which is managing personal behavior by following rules or instructions, which is one of certain methods of organizing human activities as identified in the 2019 Revised Patent Subject Matter Eligibility Guidance, and thus is directed to an abstract idea. Appellant's arguments discussing the implementation and benefits of the claimed invention (see App. Br. 5; see also Reply Br. 2) do not persuasively address the Examiner's identification of the claimed content presentation features and so do not persuade us of error in Examiner's determination that the claims recite an abstract idea. Appellant's arguments are better suited to our analysis of whether the claims integrate the identified abstract idea into a practical application or are directed to significantly more than the abstract idea, which we discuss below. STEP 2A Prong 2 Next, we determine whether the claims are directed to the abstract concept itself or whether the claims are instead directed to some technological implementation or application of, or improvement to, the 8 Appeal2017-009968 Application 13/691,692 recited concept, i.e., integrated into a practical application (see, e.g., Alice, 573 U.S. at 223, discussing Diehr, 450 U.S. at 175). The Examiner determines the claimed "improvements are not of a technical nature" and do not address a "problem specifically aris[ing] in the context of computer systems" (Adv. Act. 2; Ans. 3). Appellant argues the claimed invention "allow[ s] a user to efficiently navigate a collection of editorial content associated with products in a computing environment" (App. Br. 5; Reply Br. 2). We agree with Appellant. Our reviewing court has held that claims "directed to a particular manner of summarizing and presenting information in electronic devices ... recite a specific improvement over prior systems, resulting in an improved user interface for electronic devices" ( Core Wireless Licensing S.A.R.L. v. LG Elecs., Inc., 880 F.3d 1356, 1362-63 (Fed. Cir. 2018); see also Data Engine Techs. LLC v. Google LLC, 906 F.3d 999, 1008 (Fed. Cir. 2018) ("a specific method for navigating through three- dimensional electronic spreadsheets ... provides a specific solution to then- existing technological problems in computers and prior art electronic spreadsheets.")). Here, like in Core Wireless, the claims recite a particular manner of presenting information for navigating an electronic environment. For example, claim 2 recites "aggregating ... a first plurality of related content items ... having at least one attribute in common with the content item" and then "providing ... browsing user interface controls ... configured to allow the user to navigate among the first plurality of related content items without selecting one of the content items" and "a selection user interface control ... to facilitate selection of one of the content items in the first plurality of 9 Appeal2017-009968 Application 13/691,692 related content items." The claim further recites, after a related content item is selected, "aggregating ... [a] second plurality of related content items having at least one attribute in common with the selected content item" and "display[ing] ... the selected content item in the first user interface portion and at least two content items in the second plurality of related content items in the second user interface portion." Accordingly, the claims recite graphical user interface controls used to navigate through content and so provide "an improved user interface for electronic devices" ( Core Wireless, 880 F.3d at 1363). The Specification describes that prior content navigation and comparison interfaces, e.g., "review websites[,] require that a user search for different product models individually, then toggle or navigate back and forth between the reviews" or create "a sizeable matrix ... that is either jammed into a single page for display, or broken up into multiple pages, which again requires toggling and navigation between different products" (Spec. ,r,r 12- 13). The Specification further describes that prior interfaces "provide little guidance as to which of the displayed products are most similar to a selected product" and "even if additional products are later identified as comparable by the user, they cannot be added to the comparison without running a new search" (id.). The claimed invention addresses these purported electronic content navigation problems by allowing users to "advance from one product review to another by selecting navigational buttons representing the previous and next product reviews from within a product review being currently viewed" and so "simplifies the user experience by eliminating the need to go back to a listing or search page to research products similar to the product whose review is being viewed" (id. ,r 15). As such, because, as 10 Appeal2017-009968 Application 13/691,692 claimed, the "disclosed invention improves the efficiency of using the electronic device," we determine that the claimed invention integrates the abstract idea into a practical application (see Core Wireless, 880 F.3d at 1363). And because the claims integrate the abstract idea into a practical application, the claims are patent-eligible under Step 2A of the 2019 Eligibility Guidance, and we need not address whether the claims recite additional elements that amount to significantly more than the exception itself, as described in Step 2B of the 2019 Eligibility Guidance (84 Fed. Reg. at 54). Accordingly, we do not sustain the Examiner's rejection of independent claims 2, 11, and 16 which all similarly recite an improved graphical user interface for navigating electronic content, as discussed above. It follows that we also do not sustain the rejections of dependent claims 3-8, 10, 12-15, and 17-21 under 35 U.S.C. § 101. DECISION The Examiner's rejection of claims 2-8 and 10-21 under 35 U.S.C. § 101 as being directed to patent-ineligible subject matter is reversed. REVERSED 11 Copy with citationCopy as parenthetical citation